Vilma Tablas Cruz v. Hendy International Co., and Mutual Life Insurance Company of New YorkVilma Tablas Cruz v. Hendy International Co., and Mutual Life Insurance Company of New York
ON PETITION FOR REHEARING
This circuit decided four years ago that the wife of a seaman who survives after suffering a debilitating personal injury has no claim for the loss of consortium she would have enjoyed had he not been injured.
Christofferson v. Halliburton Co.,
I.
Jose Tito Cruz suffered personal injuries in 1974, while employed as a member of the crew of a vessel, the LOUISIANA BRIMSTONE, working in Louisiana territorial waters. He filed suit asserting claims
Alvez
relied upon the recognition in
Sea-Land Services, Inc. v. Gaudet,
II.
The shores of the legal area we must navigate have been frequently charted, see generaliy G. Gilmore & C. Black, The Law of Admiralty 272 et seq., Chapter VI (2d ed. 1975), so we merely sketch its most prominent features. First we inject, however, the ounce of history.
The Jones Act by its terms provides no remedy to the spouse of a seaman who survives his injury and it permits no award for non-pecuniary losses. It has been held that, therefore, the spouse of an injured seaman cannot recover under the statute for emotional loss and the other intangible items of damages embraced in the concept of consortium.
9
If the seaman dies as a result of his injuries, however, the loss of services that he would have rendered his spouse is recoverable by her in her wrongful death action as part of the damage she suffers as a result of his death whether under the Jones Act,
10
the Death on the High Seas Act,
Loss of society, however, as distinguished from loss of services, is not pecuniary in nature.
Sea-Land Services, Inc. v. Gaudet,
Sea-Land Services, Inc.
v.
Gaudet,
In Alvez the complaint asserted both negligence and unseaworthiness as grounds for recovery by Mr. Alvez, the injured harbor worker. Mrs. Alvez sought to join in the suit brought by her husband to assert her claim for loss of society. The decision by the New York Court of Appeals, affirmed by the United States Supreme Court, held that she should be permitted to do so.
The rationale of
Alvez
does not limit its holding to the precise situation there presented. The Court recognized that the so-called warranty of seaworthiness may be invoked by the spouse of a longshoreman.
American Export Lines, Inc. v. Alvez,
Alvez
drew no line at the marine league. Recognizing that Congress had not conferred a right to recover for damages for
While DOHSA’s “preclusive effect” forbids “supplementation of the elements of compensation for which the Act provides,”
Id.
at 282,
We conclude that the general maritime law, a single and unitary body of jurisprudence, extends the same rights to all entitled to recover under it whether the injury occurs in territorial waters or on the high seas and that, accordingly, the spouse of a person entitled to recover for vessel unseaworthiness has a cause of action for loss of society whether the injured person was a member of a vessel crew or was for some other reason entitled to a seaworthy vessel.
The same damages are not recoverable in a claim for negligence under the Jones Act. That statute itself creates an integrated remedial pattern. It establishes an action at law, not a maritime action. It does not allow damages for loss of spousal society.
Ivy v. Security Barge Lines,
III.
We turn to a question previously intimated. In affirming the decision of the New York Court of Appeals, the
Alvez
court held that the spouse of the injured longshoreman was permitted to assert her claim for loss of society by joining in the longshoreman’s suit. An issue necessarily raised by the
Alvez
decision is whether the spouse of the injured longshoreman or seaman who fails to join in the physically injured spouse’s suit, forfeits the right to bring the claim for loss of consortium. While some of the forty-two states that have recognized a consortium claim, see
American Export Lines, Inc. v. Alvez,
The injury for which a cause of action was recognized in Alvez and Gaudet was loss of society. As defined in both cases,
[t]he term “society” embraces a broad range of mutual benefits each family member receives from the others’ continued existence, including love, affection, care, attention, companionship, comfort, and protection. Sea-Land Services v. Gaudet,414 U.S. 573 , 585,94 S.Ct. 806 , 815,39 L.Ed.2d 9 (1974).
American Export Lines, Inc. v. Alvez,
Loss of society must not be confused with mental anguish or grief, which is not compensable under the maritime wrongful-death remedy. The former entails the loss of positive benefits, while the latter represents an emotional response to the wrongful death. The difference between the two is well expressed as follows:
‘When we speak of recovery for the beneficiaries’ mental anguish, we are primarily concerned, not with the benefits they have lost, but with the issue of compensating them for their harrowing experience resulting from the death of a loved one. This requires a somewhat negative approach. The fundamental question in this area of damages is what deleterious effect has the death, as such, had upon the claimants? In other areas of damage, we focus on more positive aspects of the injury such as what would the decedent, had he lived, have contributed in terms of support, assistance, training, comfort, consortium, etc.
‘The great majority of jurisdictions, including several which do allow damages for other types of nonpecuniary loss, hold that the grief, bereavement, anxiety, distress, or mental pain and suffering of the beneficiaries may not be regarded as elements of damage in a wrongful death action,’ [S. Speiser, Recover for Wrongful Death § 3.45, p. 223 (emphasis in original) (footnotes omitted).]
Sea-Land Services, Inc. v. Gaudet,
The pecuniary elements of damages recoverable in the loss of society action, properly denominated, are also limited. The claimant-spouse may not recover the
The court noted in
Gaudet,
that “when a decedent brings his own personal-injury action during his lifetime and recovers damages for his lost wages he acts in a fiduciary capacity to the extent that he represents his dependents’ interest in that portion of his prospective earnings which, but for his wrongful death, they had a reasonable expectation of his providing for their support.”
It necessarily follows that the spousal claim we recognize is not for loss of consortium, as that term is understood at common law, but is limited to the loss of those other positive benefits that would have been rendered by the physically injured spouse, specifically delineated in Gaudet and there denominated loss of society. Thus the spouse of a seaman whose injuries are attributable to the unseaworthiness of a vessel has a general maritime law cause of action for loss of his society. We are free neither to take an over-compassionate course and extend to a spouse not physically injured a broad right to recover in every kind of admiralty and maritime related action for all kinds of hurt sustained as a result of the disability of the seaman, nor to wheel in the opposite direction and wait for Congress to resolve the issues here presented. Instead, we have followed as carefully as our compass would permit, the buoys set by the Supreme Court since Moragne, in 1970, recognizing that, all save Alvez, were designed for those who presented death claims and that we here consider the rights of those whose spouse lives. The channel that we find is narrow but it appears to be the only navigable course.
For these reasons, the judgment is REVERSED and the case is remanded for further proceedings consistent with this opinion.
Notes
. While the compensable elements embraced in loss of consortium vary somewhat from state to state, in general they include what are said to be tangible (pecuniary) losses and intangible (non-pecuniary) hurt.
See generally
Weisman, Wife’s Action for Loss of Consortium, 20 Clev. St.L.Rev. 315 (1971); McKay, Is a Wife Entitled to Damages for Loss of Consortium?, 64 Dick.L.Rev. 57 (1959); Hume, Liability to Wife for Loss of Consortium: An Update, 24 Fed’n Ins. Counsel Q. 36 (No. 4, 1974); Clark, The Wife’s Action for Negligent Impairment of Consortium, 3 Fam.L.Q. 197 (1969); Leaphart & McCann, Consortium: An Action for the Wife, 34 Mont.L.Rev. 75 (1973); Simeone, The Wife’s Action for Loss of Consortium — Progress or No?, 4 St. Louis U.L.J. 424 (1957); Annotation: Measure and Elements of Damages in Wife’s Action for Loss of Consortium,
The pecuniary element is the loss of the services that would have been furnished by the injured spouse, but not loss of support provided by the injured spouse because the injured person is entitled to recover loss of future wages and these are as available for the non-injured spouse’s support as if the injury had not occurred. W. Prosser, The Law of Torts § 125, at 894 (4th ed. 1971) (because injured husband may recover for loss of his earning power, wife may not recover for loss of support in her consortium action); 1 F. Harper & F. James, The Law of Torts § 8.9, at 639 (1956) (support is recoverable by injured spouse). See, e.
g., Rodriguez v. Bethlehem Steel Corp.,
.
See
Annotation: Measure and Elements of Damages in Wife’s Action for Loss of Consortium,
. See
Sincere Navigation Corp. v. United States,
.
.
The Osceola,
.
See Russell
v.
Atlantic & Gulf Stevedores,
.
Romero v. International Terminal Operating Co.,
.
Fitzgerald v. United States Lines Co.,
.
Cf. Christofferson v. Halliburton Co.,
.
See Michigan Central R.R. Co.
v.
Vreeland,
. See 2 Benedict on Admiralty § 86, at 7-43 & 7 46 (7th ed. 1975).
.
Ivy v. Security Barge Lines, Inc.,
. The Court noted that “Alvez’s injury was sustained before the effective date of the 1972 amendments to the Longshoremen’s and Harbor Workers’ Compensation Act,
. The maritime worker is entitled to the warranty of seaworthiness if “he is doing a seaman’s work and incurring a seaman’s hazards.”
Seas Shipping Co. v. Sieracki,
. The Death on the High Seas Act [DOHSA],
.
See, e. g., Rodriguez v. Bethlehem Steel Corp.,
. The seaman’s presence as a party to the suit is not required to accord the spouse complete relief in her action for loss of society. Although the injured seaman’s interests are closely related to the subject matter of the wife’s action, particularly on the issue of liability, her recovery will neither impede the seaman’s ability to recover in his own action, nor, in light of the limitations on the spousal loss of society recovery which we hereinafter define, leave the defendant in danger of incurring double liability. Thus,
. We note that if the injured seaman’s action is not joined with his spouse’s action for loss of society, collateral estoppel principles may preclude the relitigation of issues already determined in the earlier action. Because it would be premature for us to attempt to resolve an issue not raised in this case, we do not address the question of the applicability of the doctrine of collateral estoppel to such a situation.
. The spouse of the injured seaman may present the appealing claim that, though previously otherwise gainfully employed, she was required to terminate that employment to provide nursing services to her injured husband. The value of nursing services is recoverable by the injured seaman in his action. Thus, if the spouse decides to quit work to provide needed nursing care, she has simply made an election to provide a service for which the injured spouse has been afforded the ability to pay.
. See, e.
g., Rodriguez v. Bethlehem Steel Corp.,