delivered the opinion of the court.
On March 14, 2002, the plaintiff, Village of Glenview (Glenview), filed a second-amended complaint against the defendant, Michael Zwick, alleging that in addition to refuse ordinance violations, it was entitled to recover attorney fees from Zwick based on section 1.13 of its municipal code. Glenview Municipal Code, ch. 1, § 1.13 (eff. June 21, 1994). Zwick moved to dismiss Glenview’s petition for attorney fees. On July 10, 2003, the circuit court granted Zwick’s motion to dismiss finding section
Glenview appeals arguing that it may, pursuant to its home rule authority, constitutionally require an opposing party to pay its reasonable attorney fees when it is the successful party in litigation involving the enforcement or defense of a provision of its municipal code.
BACKGROUND
On March 14, 2002, Glenview filed a second-amended complaint against Zwick contending that from April 4, 2001, to March 8, 2002, and again on June 29, 2003, Zwick was issued 81 citations for repeated violations of its refuse ordinance. Glenview Municipal Code, ch. 9, §§ 9.28(d), 9.29(a), 9.29(g) (eff. February 6, 2001). Specifically, Glen-view alleged that Zwick failed to place his garbage containers and recycling bins between the lot lines of his residence and failed to remove his garbage containers and recycling bins from the street by 7 p.m. on the date of service. In its second-amended complaint Glenview also sought attorney fees.
Following a bench trial, Zwick, a resident of Glenview, was found guilty of violating Glenview’s refuse ordinance. The circuit court fined Zwick a total of $10,219.
Glenview then went forth on its claim for attorney fees seeking recovery in the amount of $36,079. In support of this claim, Glenview relied on section 1.13 of its municipal code, which states:
“If the Village proceeds in any court of record to enforce and/or defend any provisions of the Municipal Code of the Village of Glen-view, as from time to time amended, and is successful in either the enforcement or defense proceeding as referred to herein, the Village shall recover its reasonable attorneyf ] fees and costs incurred in the course of those proceedings from the person and/or entity who has been found to have violated the Municipal Code of the Village of Glenview and/or who has initiated the proceedings.” Glen-view Municipal Code, ch. 1, § 1.13 (eff. June 21, 1994).
Zwick subsequently filed a motion to dismiss Glenview’s claim for attorney fees. In his motion to dismiss, Zwick alleged that Glenview’s fee-shifting ordinance was an invalid exercise of its home rule authority. See Ill. Const. 1970, art. VII, § 6(a). Specifically, Zwick contended that section 6 allowed a home rule unit to “exercise any power and perform any function pertaining to its government and affairs.” Ill. Const. 1970, art. VII, § 6(a). Zwick then argued that Glenview’s fee-shifting ordinance did not “pertain to its government and affairs” and, thus, turned the Illinois common law and the American Rule, under which each litigant bears the cost of his or her own legal expenses regardless of who is successful in the litigation (Scholtens v. Schneider,
The circuit court granted Zwick’s motion to dismiss finding the ordinance was an impermissible use of Glenview’s home rule powers because the ordinance violated the American Rule that each party is responsible for its own attorney fees.
“This case presented two very conflicting principles or doctrines, if you will, of our state. And one is the Home Rule powers of a municipal unit, and on the other hand the American Rule. And I understand that Home Rule units are granted much power to enforce or enact legislation dealing with its citizens and its interests. On the other hand, here it’s going up against what is a fundamental principle of our jurisprudence,and that is the parties doing litigation bear their own fees. And it is clear that Illinois courts have adhered consistently to this American Rule and have held that attorney! ] fees shall not be allowed unless specifically authorized by statute, by agreement of the parties or the litigation has created a common fund.”
The circuit court also noted:
“It appears that the purpose of the fee shifting ordinance is to discourage those charged with ordinance violations with asserting any defenses to the charges or challenging the constitutionality of the propriety of municipal ordinances.”
The circuit court surmised that citizens subject to the ordinance would be dissuaded from opposing “doubtful ordinances” where compliance would be less costly than litigation. The circuit court also emphasized that the fee-shifting ordinance was “one sided” in that there was no award of fees to those who prevailed against Glenview.
The circuit court then noted that the case law indicated a reluctance to reallocate the burden of litigation without legislative guidance and cited City of Naperville v. Lerch,
“I find that the American Rule is so intrenched in our Court system in our jurisprudence that the Village does not have the authority to shift it under these circumstances.”
This appeal followed.
ANALYSIS
We begin by noting that although no appellee’s brief was submitted in this case, we are able to consider this appeal pursuant to First Capitol Mortgage Corp. v. Talandis Construction Corp.,
Turning to the merits, Glenview asserts that the sole question presented for our review is, “[wjhether a home rule unit may require the opposing party to pay the unit’s reasonable attorney[ ] fees when the unit is the successful party in litigation involving enforcement or defense of a provision of its local municipal code.” Implicit in this question is the issue of whether section 1.13 was a valid and constitutional use of Glenview’s home rule authority. See Glenview Municipal Code, ch. 1, § 1.13 (eff. June 21, 1994); Ill. Const. 1970, art. VII, § 6(a). “The construction of a municipal ordinance is a question of law, subject to de novo review.” City of Chicago v. Taylor,
A. Home Rule Authority
Glenview is a home rule unit. Village of Glenview v. Ramaker,
Although the “[pjowers and functions of home rule units shall be construed liberally” (111. Const. 1970, art. VII, § 6(m)), a home rule municipality’s powers are not absolute (see Endsley v. City of Chicago,
Substantive restrictions on the exercise of local governmental powers have come from various constructions of the clause: “pertaining to its local government and affairs,” which is considered a term of art. Village of Dolton ex rel. Winter v. CSX Transportation Inc.,
Moreover, “[t]he General Assembly can restrict the concurrent exercise of a home rule unit’s power by enacting a law that specifically limits such power.” Endsley,
“Home rule units may exercise and perform concurrently with the State any power or function of a home rule unit to the extent that the General Assembly by law does not specifically limit the concurrent exercise or specifically declare the State’s exercise to be exclusive.” Ill. Const. 1970, art. VII, § 6(1).
Otherwise, “ ‘[h]ome rule units *** have the same powers as the sovereign, except where such powers are limited by the General Assembly.’ ” City of Chicago v. Roman,
With the above materials in mind, we turn to the determinative issue in this case: whether Glenview’s fee-shifting ordinance, imposing on an opposing party the obligation to pay Glenview’s reasonable attorney fees when Glenview is the successful party in litigation involving the enforcement or defense of a provision of its local municipal code, pertains to Glenview’s government and affairs. We must also determine whether the General Assembly has specifically declared that the state’s exercise of this power is exclusive.
B. Power
Glenview’s home rule authority to create a fee-shifting ordinance is limited by the fact that “the subject to be regulated must pertain to local government affairs and not be of a statewide or national concern.” Town of Normal,
In his motion to dismiss, Zwick argued that Glenview’s fee-shifting ordinance did not pertain to its government and affairs. Moreover, the circuit court, in its consideration of Zwick’s motion to dismiss, found that Glenview’s fee-shifting ordinance would have a chilling effect on citizens claiming a defense to a municipal ordinance or challenging its constitutionality.
An ordinance pertains to local government and affairs where it addresses local, rather than state or national problems. Schillerstrom Homes, Inc. v. City of Naperville,
Regarding the traditional role of local and statewide entities, under the state’s Constitution of 1870, local courts could be established as provided for by statute. See Ampersand,
Glenview’s brief states that “if the legislature could abolish or modify the American [R]ule, then a home rule unit could do likewise, where the litigation involves the home rule unit’s own local municipal code.” Glenview also contends that “there is no state statute which specifically limits the power of home rule units to regulate attorney[ ] fees in litigation involving the governmental entity’s municipal code and no indication that enforcement of a municipal code of a home rule unit is a matter of statewide concern.”
Glenview’s statement goes too far. Although the General Assembly has a general power to abolish or modify the American Rule as it sees fit, “the 1970 Constitution does not contemplate nor does it authorize the exercise of any control over or permit the imposition of a burden on the judicial system by any local entity.” Ampersand,
“The administration of justice under our constitution is a matter of statewide concern and does not pertain to local government or affairs.” Ampersand,
Regarding the American Rule, we acknowledge Glenview’s research demonstrating
We note that statutes imposing attorney fees can be characterized as falling within two categories. The first set of statutes imposing attorney fees seems to be motivated to preserve the funds of a particular party. For example, the statute protecting the security deposit of a tenant (765 ILCS 715/2 (West 2002)), and the endowment of a museum (765 ILCS 1033/50(d) (West 2002)). The second set of statutes imposing attorney fees seems to do so as a deterrent for misconduct. For example, an additional penalty of attorney fees is imposed on adults providing alcohol to minors (740 ILCS 58/5 (West Supp. 2003)), and those individuals faking their own disappearance (740 ILCS 125/1 (West 2002)). Glenview’s fee-shifting ordinance does not fall within either of these two categories. We further note that the General Assembly’s ability to modify the American Rule does not render the constitution’s prohibition on a local entity’s imposition of a burden on our state’s judicial system void.
Although we have determined that Glenview’s fee-shifting ordinance imposed a burden on our state’s judicial system in violation of our state’s constitution, in finding that Glenview did not have the authority to create a fee-shifting ordinance, the circuit court cited Lerch,
Since the Lerch opinion, our supreme court decided Roman,
We have found no Illinois cases, other than Lerch, which specifically discuss a home rule municipality’s ability to provide for attorney fees in its municipal code. However, our research has uncovered cases concluding that the Illinois court system is unified and that it “does not contemplate nor does it authorize the exercise of any control over or permit the imposition of a burden on the judicial system by any local entity.” Ampersand,
In Ampersand, a Cook County ordinance directed the circuit court to collect a county law library fee of $2, payable at the time of the first filing or appearance by each party to a civil lawsuit. Ampersand,
“The administration of justice under our constitution is a matter of statewide concern and does not pertain to local government or affairs. Since, as explained by the local government committee, the powers of a home rule unit relate only to its own affairs and not to those of the State, we conclude that the ordinance imposing the filing fee is invalid.” Ampersand,61 Ill. 2d at 542-43 .
Similarly, in City of Chicago v. Village of Elk Grove,
In the case sub judice, we agree with the Elk Grove court that Ampersand instructs that we have a statewide court system, and even an attempt to raise a court filing fee by $1 has been rejected as it restricts access to the courts. “The administration of justice under our constitution is a matter of statewide concern and does not pertain to local government or affairs.” Ampersand,
In an attempt to distinguish Ampersand, Glenview contends that “[t]he instant ordinance places no barrier upon any citizen’s access to the court system.” Glenview goes on to argue that if an individual’s claim “is thereafter found to be without merit, i.e. if he is not the prevailing party, then and only then may [Glenview] petition the court for the remedy of having the losing litigant pay [Glenview’s] reasonable attorney[ ] fees.”
We disagree with Glenview’s position. The circuit court in this case noted that Glenview’s citizens would be dissuaded from challenging “doubtful ordinances” where compliance would be less costly than litigation. Effectively, Glenview’s fee-shifting ordinance discourages residents and nonresidents of Glenview who receive a citation, from challenging that citation for fear that a loss in court will require not only a payment of the citation, and any fees associated with the challenge of the citation, but also the payment of Glenview’s attorney fees. We also note that Glenview’s fee-shifting ordinance is one-sided. If Glenview successfully prosecutes a violator of its ordinance, it is entitled to recover attorney fees and the violator must pay the fine imposed as well as Glenview’s attorney fees. Conversely, if Glenview is unsuccessful in prosecuting a violator of its ordinance, it in essence wants the American Rule to apply and each party to pay its own attorney fees.
Regarding the nature and extent of the problem in the present case, although Glenview contends it instituted its fee-shifting ordinance to “protect public funds and curb abusive litigation,” it is hardly “abusive litigation” to contest the issuance of a citation under a municipality’s ordinance. The fear of incurring double attorney fees, a party’s own, plus those of Glenview, and additionally having to pay the citation issued by Glenview, would undoubtedly have a chilling effect on residents and nonresidents contemplating a challenge to a citation issued because of a violation of a Glenview ordinance.
In the case sub judice, Zwick sought to challenge over $10,000 in fines imposed by
Finally, regarding the unit of government with the most vital interest, we believe a citizen’s access to the courts is a matter of statewide concern. Any burden on the state’s court system, such as Glenview’s fee-shifting ordinance, imposed anytime Glenview is successful in enforcing or defending its municipal code, regardless of whether a citizen made a good-faith decision to litigate a doubtful ordinance, is a matter of statewide concern. “Because the State unified the court system, access to the courts became a matter for the State.” Elk Grove,
All three factors outlined in Schillerstrom Homes and Kalodimos suggest that Glenview’s fee-shifting ordinance placed a burden on the judicial system, an area of statewide concern. Because the powers of a home rule municipality, like Glenview, must pertain only to its own government and affairs, and not to those of the state, we conclude that Glenview’s fee-shifting ordinance is invalid. Glenview’s ordinance attempts to regulate an area of statewide concern. The state constitution does not permit the imposition of a burden on the judicial system by any local entity. Therefore, we affirm the circuit court’s finding that Glenview’s fee-shifting ordinance is an illegitimate use of its home rule powers.
We end by noting that the state has a valid concern regarding a citizen’s access to our state’s court system. Although we liberally construe a home rule municipality’s powers and functions, a home rule municipality has no authority to interfere with the state’s court system. Here, Glenview asserts that its fee-shifting ordinance pertains to its government and affairs because it was designed to (1) protect public funds, and (2) dissuade abusive litigation. Regardless of Glen-view’s intent, we agree with the trial court that Glenview’s fee-shifting ordinance effectively acts as a deterrent to citizens asserting a defense to an ordinance violation or challenging the constitutionality of a municipal ordinance. As such, we must reject Glenview’s assertion that its fee-shifting ordinance pertains to its government or affairs because the administration of justice and access to the court system are matters of statewide concern. See Ampersand,
CONCLUSION
For the foregoing reasons, the judgment of the trial court is affirmed.
Affirmed.
BURKE, EJ., and HALL, J., concur.
