Presently before the Court are three motions to dismiss. The first was filed by Defendant Susan Comerford Wzorek. (Doc. 5.) The second was filed by Defendants Northeastern Educational Intermediate Unit 19, Fred R. Rosetti, Ed.D. and Clarence Lamanna, Ed.D. (Doc. 6.) The third motion was filed by Defendants The School District of Abington Heights, David Arnold, Ed.D., William McNulty, and Mar-iellen Sluko. (Doc. 7.)
For the reasons stated below, the motions to dismiss will be granted in part and denied in part, as described in the attached order. The Court has jurisdiction over this action pursuant to 28 U.S.C. § 1331 (“federal question”). This is a removal action for which federal jurisdiction is predicated upon the counts of Plaintiffs’ Complaint that allege violations of the United States Constitution and the Individuals with Disabilities Education Act, codified at Title 20 of the United States Code, sections 1400, et seq. The Court exercises supplemental jurisdiction over Plaintiffs’ state-law tort claims pursuant to 28 U.S.C. § 1367.
BACKGROUND
The allegations of Plaintiffs’ Amended Complaint are as follows.
Defendant Susan Comerford Wzorek (“Wzorek”) was, at all times relevant to this action, employed by Defendant Northeastern Educational Intermediate Unit 19 (“NEIU”) as an autistic support teacher. (Comply 2.) NEIU is part of the public school system of the Commonwealth of Pennsylvania and provides statutorily-mandated educational services to schоol districts in Lackawanna County, including, inter alia, Defendant The School District of Abington Heights (“Abington” or “the School District”), who cannot provide these specialized services themselves. (Id. ¶¶ 3, 5.) Defendant Fred R. Rosetti, Ed.D. (“Ro-setti”), at all times relevant to this action, was a policymaker of NEIU, and was authorized by NEIU to perform the duties and functions of NEIU’s Executive Director. (Id. ¶ 7.) Defendant Clarence La-manna, Ed.D. (“Lamanna”), at all times relevant to this action, was employed by NEIU as Director of Special Education. (Id. ¶ 8.) Defendant David Arnold, Ed.D. (“Arnold”), at all times relevant to this action, was employed as Superintendent of the School District, and was authorized as a policymaker therefor. (Id. ¶ 9.) Defendant William McNulty (“McNulty”), at all times relevant to this action, was employed as the Supervisor of Special Education for the School District. (Id. ¶ 10.) Defendant Mariellen Sluko (“Sluko”), at all times relevant to this action, was employed by Ab-ington as the Principal of Clarks Summit Elementary School (“CSES”). (Id. ¶ 11.) It was within the scope of responsibilities of Defendants Rosetti, Lamanna, Arnold, McNulty, and Sluko to supervise and monitor Defendant Wzorek at the time of the events outlined herein below. (Id. ¶¶ 7-11.) Additionally, it was within the responsibilities and duties of Defendant Arnold, as Superintendent of the School District, to supervise the school prоperty where Defendant Wzorek worked and the care and custody of the children being taught there. (Id. ¶ 9.)
Minor-Plaintiff, AJM, was born on October 5, 1995.
(Id.
¶ 12.) He has been diagnosed as having autism, a disorder that falls under the umbrella of Pervasive Developmental Disorders, and which is a complex developmental disability that impacts development in the areas of social interaction and communication skills. Children with autism, although typically exhibiting difficulty as far as language de
AJM, at all times relevant to this action, was enrolled in the NEIU, and the School District, specifically their Special Education Autistic Support Division, whose purpose is to meet the needs of students with specific interactive/social impairments. (Id. ¶ 16.) At all times relevant hereto, Defendants NEIU and the School District exercised supervisory responsibilities over the autistic support teachers, including Defendant Wzorek. (Id. ¶¶ 17-18.) At all times material and relevant hereto, Defendant Wzorek was minor Plaintiff AJM’s autistic support teacher, and was an employee of both NEIU and the School District. (Id. ¶¶ 24-25.)
As special needs institutions the School District and NEIU, along with their special education teachers, are required to follow the Regulations for Special Education devised by the State Department of Education, codified at Title 22 of the Pennsylvania State Code, Chapter 14. These regulations govern the treatment and education of special needs public school children, including behavior management. (Id. ¶ 19.) The Boards of Directors of both NEIU and the School District have adopted the Child Protective Services Law of 1990 (“CPSL”), codified at 23 Pa. Cons. Stat. Ann. ¶ 6301, et seq., to affirm the obligation of their respective employees to assist in identifying possible child abuse, as well as victimization of students by other employees, and to establish procedures for supporting such in compliance with the CPSL and its amendments. (Id. ¶¶ 20-21.) The Pennsylvania Department of Education (“PDE”) must approve both the School District and NEIU’s annual plans as assurance that they will adhere to the aforementioned regulations and statutes regarding the education of students with disabilities. (Id. ¶¶ 22-23.)
At all times relevant and material hereto, Defendant Wzorek held a teaching certificate issued by the PDE. (Id. ¶ 29.) As a special education teacher, Defendant Wzorek was required by the PDE to maintain her teaching certification active by earning a required number of continued education credits every five years. (Id. ¶ 26.) The PDE, through its Teacher Certification Bureau, ensures that special education teachers are properly trained, and have taken part in an initiative to train special education teachers specifically on autism. (Id. ¶ 27.) At all times material and relevant hereto, Defendant Wzorek’s immediate employers and supervisors, i.e., NEIU and the School District, were responsible for ensuring that each teacher, including Wzorek, was adequately trained. (Id. ¶ 28.)
As an autistic support teacher, Defendant Wzorek’s duties included,
inter• alia,
keeping safe and secure the autistic children in her care, custody, and control, and attending to all of the daily classroom needs of her autistic students, which include feeding, toileting, academic training, and assisting in independent learning, as well as routinely accompanying NEIU students to Abington’s library, gym, cafeteria, art class, music class, computer training center, and mainstream classrooms within the School District.
(Id.
¶ 30.) During the course of performing the aforementioned daily duties, Defendant Wzorek continuously and systematically employed the use of aversive techniques, which are deliberate activities designed to establish a negative association with a specific behavior, and which techniques are specifically
Additionally, Defendant Wzorek employed the use of restraints on her autistic students, the proper use of which is specifically reserved for instances where there is a clear and present immediate threat of danger of injury to self or to others, as per Title 22 of the PSC, § 14.133(c). A lawful use of restraints shall cause a meeting of the IEP team to review the current Individualized Educational Program, or IEP, for appropriateness and effectiveness. An IEP is a statement of educational services prepared collaboratively by the local education agency, the parents, teachers, and if applicable, related service providers (e.g., occupational or рhysical therapists, or speech and language pathologists) for each student. This group is known as the IEP team. (Id. ¶ 33.)
During the relevant time period from September 2002 through June 2003, three Rifton Chairs were kept in Defendant Wzorek’s classroom, in full and open view of the Minor-Plaintiff AJM and all other students in the classroom. One of the Rifton Chairs had straps, and for the other two, Defendant Wzorek used bungee cords as straps. The sole, proper use and purpose of a Rifton Chair is to provide support for those autistic children with little motor control or muscular strength. It looks like a small highchair with straps and a tray, but is low to the ground. During the relevant time frame from September 2002 through June 2003, Defendant Wzorek restrained other students in the presence of Minor-Plaintiff AJM in a Rifton Chair in order to punish or abuse them. (Id. ¶ 34.) At no point during the relevant time period was an IEP team meeting convened to address the unlawful use of the restraints, and to propose positive behavioral management techniques should the need for discipline arise in the future. (Id. ¶ 35.)
As part of the administration of her classroom, Defendant Wzorek kept “contact books” for each student in her class, to serve as a communication liaison between her students and their parents. In the contact books, Defendant Wzorek would make comments as to each student’s progress, and provide a forum for each student’s parents to express their questions and concerns. (Id. ¶ 36.)
Shortly after the 2002-2003 school year began, Plaintiffs noted changes in their minor child AJM’s behavior, specifically a trend of developmental regression exhibited by, inter alia: (1) screaming “Ms. Sue hurts me”; (2) becoming increasingly afraid of Defendant Wzorek; (3) developing bruises on tops of his legs and the backs of his arms; (4) developing a limp in the middle of the 2002-2003 school year; (5) developing severe swelling in his foot; and (6) developing a burning sensation when urinating. (Id. ¶ 37.)
During the relevant time frame, Defendant Wzorek’s classroom benefitted from the employment of two full-time teacher’s assistance, Ms. Jill Celli (“Celli”) and Ms. Robin L. Medeiros (“Medeiros”), who worked with Defendant Wzorek in her classroom for two years.
(Id.
¶ 38.) In or about October of 2002, Medeiros witnessed Defendant Wzorek backslap one of the children in the Plaintiffs classroom across
In or about May of 2003, teaching assistants Celli and Medeiros confronted Defendant Wzorek in an attempt to stop Wzorek’s abusive techniques. Her response to Celli and Medeiros was “I know, but I don’t know how to stop.” Upon receiving this reply, Celli and Medeiros decided to report Defendant Wzorek to NEIU’s Executive Administrators. {Id. ¶40.) On or about July 28, 2003, both Celli and Medeiros approached Defendant Lamanna, Defendant NEIU’s Director of Special Education, with detailed documentation regarding the treatment Defendant Wzorek displayed towards the autistic students in her classroom. Specifically, they claimed that such treatment was aggressive, abusive, and that use of such aversive techniques was unlawful. {Id. ¶ 41.) Defendant Lamanna’s response to Celli and Medeiros was that the situation was “over his head” and that Defendant Rosetti, NEIU’s Executive Director, would have to get involved. A subsequent meeting was then scheduled with Mr. Rosetti. {Id. ¶ 42.)
As Celli and Medeiros arrived at NEIU for their meeting with Defendant Rosetti, Ms. Medeiros overheard Defendant Roset-ti on the phone with Defendant Wzorek saying, “Don’t worry Sue, they are coming in here to shoot their loads but nothing’s going to happen and then we’ll be done with it.” {Id. ¶ 43.) During the meeting with Defendant Rosetti, Celli and Medei-ros again presented detailed documentation of their eyewitness accounts of Defendant Wzorek’s abusive treatment towards Minor-Plaintiff аnd other autistic students. {Id. ¶ 44.)
Around mid-August, 2003, Celli and Me-deiros were informed that an internal investigation of Defendant Wzorek would be conducted. {Id. ¶ 45.) One week later, Celli and Medeiros were summoned by NEIU to attend another meeting regarding Defendant Wzorek’s abuses, and arrived at NEIU to instead be met by NEIU’s attorney, Mr. Jeffrey Tucker. Attorney Tucker represented to Celli and Medeiros that they had a right to know neither the results of the NEIU investigation, nor whether NEIU even intended to take any action in response to their allegations against Defendant Wzorek. {Id. ¶ 46.) Around the same time, Celli and Medeiros were advised by NEIU that it had completed its investigation. However, they later learned that no meaningful investigation had ever taken place, i.e., that the documented parents and school employees, who would have been instrumental in conducting an investigation, were never contacted. Additionally, Celli and Medeiros were advised that Defendant Wzorek’s classroom conduct would not be reported to law enforcement officials. {Id. ¶ 47.) In October of 2003, Celli and Me-deiros approached the Principal of CSES, Defendant Sluko, in order to voice their concerns. During this meeting, Defendant Sluko accused Celli and Medeiros of “breaking a silent code,” which she likened to a code among police officers. (Id. ¶ 48.)
NEIU decided that Defendant Wzorek would be transferred to the Scranton School District for the 2003-2004 school year, where she would continue to have contact with special needs students, as a Learning Support teacher at West Scranton High School.
{Id.
¶ 49.) In late September of 2003, Defendant Arnold, Superintendent of the School District, wrote a letter to Defendant Lamanna, soliciting his
On September 26, 2006, Defendants filed a notice of removal from the Court of Common Please of Lackawanna County, Pennsylvania to this Court, based on Plaintiffs’ inclusion of federal causes of action in their Amended Complaint. (Doc. 1.) On October 2, 2006, Defendant Wzorek filed her motion to dismiss. (Doc. 5.) On this same date, Defendants NEIU, Rosetti, and Lamanna filed their motion tо dismiss (Doc. 6.) On the following day, October 3, 2006, Defendants Arnold, McNulty, Sluko, and the School District filed their motion to dismiss. (Doc. 7.) These three motions to dismiss are fully briefed and ripe for disposition.
LEGAL STANDARD
Rule 12(b)(6) of the Federal Rules of Civil Procedure provides for the dismissal of a complaint, in whole or in part, for failure to state a claim upon which relief can be granted. Dismissal is appropriate only if, accepting as true all of the facts alleged in the complaint and “drawing all reasonable inferences in the plaintiffs favor, no relief could be granted under any set of facts consistent with the allegations of the complaint.”
Trump Hotels & Casino Resorts, Inc. v. Mirage Resorts Inc.,
In deciding a motion to dismiss, the Court should consider the allegations in the complaint, exhibits attached to the complaint and matters of public record.
See Pension Benefit Guar. Corp. v. White Consol. Indus., Inc.,
When considering a Rule 12(b)(6) motion, the Court’s role is limited to dеtermining whether the plaintiff is entitled to offer evidence in support of the claims.
See Scheuer v. Rhodes,
Further, Defendants’ motions to dismiss seek dismissal of Plaintiffs’ Complaint on the grounds that Plaintiffs failed to exhaust their administrative remedies. In most circumstances, motions for dismissal based on a failure to exhaust administrative remedies are reviewed under Rule 12(b)(6), rather than under Federal Rule of Civil Procedure 12(b)(1), because the exhaustion requirement normally does not implicate a court’s jurisdiction.
Anjelino v. New York Times Co.,
Unlike dismissal under Federal Rule of Civil Procedure Rule 12(b)(6), dismissal under Rule 12(b)(1) for lack of subject matter jurisdiction is not a judgment on the merits of the plaintiffs case, but only a determination that the court lacks the authority to hear the case.
Mortensen v. First Fed. Sav. and Loan Ass’n,
On the other hand, if the defendant submits and the court considers evidence that controverts the plaintiffs allegations, the court must treat the motion as a factual challenge under Rule 12(b)(1).
Gould,
DISCUSSION
Plaintiffs’ Complaint contains fourteen (14) counts. Count I alleges against all
Count IV alleges assault and battery against Defendant Wzorek for her intentional acts against AJM’s person, as described above. Count V alleges intentional infliction of emotional distress against Defendant Wzorek for placing the Minor-Plaintiff in apprehension of bodily harm, in assaulting and battering him, and in verbally and emotionally abusing him. Count VI alleges a breach of fiduciary duty against Defendant Wzorek for breaching her duties as a teacher, mentor, and caregiver to Minor-Plaintiff AJM as a result of her alleged actions. Count VII alleges the tort of negligence against Defendant Wzo-rek for negligently, carelessly, and recklessly breaching her duty to render educational and other services with reasonable care for the heightened needs of her special education students, including AJM, and that as a proximate result of these breaches of duty, Minor-Plaintiff AJM suffered various damages. Count VIII seeks punitive damages against Defendant Wzo-rek, alleging that her acts were performed outrageously, maliciously, wantonly, and willfully, and resulted in the aforementioned injuries to AJM.
Count IX alleges vicarious liability against Defendants NEIU and the School District (hereinafter referred to collectively as “the Organization Defendants”), and Defendants Lamanna, Rosetti, Sluko, McNulty, and Arnold (hereinafter referred to collectively as “the Supervisor Defendants”) for the acts of Defendant Wzorek, alleging that all relevant times she was performing her duties and functions within the scope of her employment as an autistic support teacher with the Organization Defendants, and was under the review and supervision of the Supervisor Defendants. Count X alleges intentional infliction of emotional distress against the Organization Defendants and Supervisor Defendants, alleging that the actions or inac-tions of said Defendants placed Minor-Plaintiff AJM in an unreasonable risk of bodily harm that constituted extreme and outrageous conduct. Count XI alleges breach of fiduciary duty against the Organizational Defendants and the Supervisor Defendants, by failing to properly supervise Defendant Wzorek and provide Minor-Plaintiff with the type of specialized education he required. Count XII alleges negligence against the Organizational Defendants and Supervisor Defendants, averring that said Defendants breached their duty owed to properly screen, train, and supervisе Defendant Wzorek, and that as a result AJM suffered various damages. Count XIII raises a claim for punitive damages against the Organizational Defendants and Supervisor Defendants, claiming that their actions were reckless, extreme, outrageous, wanton, willful, malicious, and in conscious disregard of the risk of harm to Minor-Plaintiff AJM. Finally, Count XIV alleges civil conspiracy against all named Defendants, alleging that their concerted actions constituted a wrongful combination or agreement to do unlawful acts, or to do otherwise lawful acts by unlawful means.
' I. The IDEA — Count III
In 1970, Congress enacted the Education of the Handicapped Act (EHA), later renamed the Individuals with Disabilities Education Act (hereinafter, “the IDEA”), codified at Title 20 of the United States Code, sections 1400 et seq., to assure that all children with disabilities have available to them a free appropriate public education, which emphasizes special education and related services designed to meet their unique needs. The central purpose of the IDEA is to ensure that children with disabilities have a free appropriate public education (FAPE) and that their rights are protected. 20 U.S.C. § 1400(d).
The IDEA conditions a state’s receipt of federal funds for special education programs on its implementation of “policies and procedures to ensure that ... [a] free appropriate public education is available to all children with disabilities....” 20 U.S.C. § 1412(a)(1)(A);
Shore Regional High Sch. Bd. of Educ. v. P.S.,
To prevail on a claim that a school district failed to implement an IEP, a plaintiff must show that the school failed to implement substantial or significant provisions of the IEP, as opposed to a mere
de minimis
failure, such that the disabled child was denied a meaningful educational benefit.
Houston Indep. Sch. Dist. v. Bobby R.,
a.) Exhaustion of Administrative Remedies
The IDEA creаtes a “right, enforceable in federal court, to the free appropriate public education required by the statute.”
Smith v. Robinson,
The IDEA’S exhaustion requirement applies to all claims for relief available under the IDEA, even if a claim arises under a different cause of action.
Jeremy H. v. Mount Lebanon Sch. Dist.,
b.) ‘Futile or Inadequate’ Exception to IDEA Exhaustion Requirement
As stated above, the IDEA requires a party to exhaust administrative remedies before they may sue in federal court. 20 U.S.C. § 1415(i);
Lester H. by Octavia P. v. Gilhool,
According to the Third Circuit Court of Appeals, exhaustion under the IDEA is excused when resort to such procedures would be “futile or inadequate.”
Matula,
The Third Circuit Court of Appeals, excusing failure to exhaust based on the futility exception, has held that “where the relief sought in a civil action is not available in IDEA administrative proceedings, recourse to such proceedings would be futile and the exhaustion requirement is excused.”
Matula,
The administrative process utilizes the expertise of local agencies, resolves eviden-tiary disputes, develops a factual record, and encourages consistency and procedural efficiency.
Komninos v. Upper Saddle River Bd. of Educ.,
c.) Plaintiffs’ Complaint
It is undisputed that Plaintiffs have not utilized Pennsylvania’s IDEA administrative process to redress any of their claims. As justification, Plaintiffs invoke the futility exception and argue that exhaustion is not required in this case because they seek only monetary damages, a form of relief unavailable under the IDEA. Additionally, however, Plaintiffs’ § 1983 claim (Count I) and IDEA claim (Count III) assert that Defendants failed to “implement a proper behavior management plan” (ComplJ 56), and failed “to identify, evaluate, and provide the Minor[-]Plaintiff with a [FAPE]” (ComplJ 75). Defendants claim thаt this language challenges the contents of the IEP prepared for the Minor-Plaintiff, thus requiring administrative exhaustion. While a challenge to the contents of an IEP would require exhaustion of administrative remedies — since school administrators are in the best position to establish appropriate educational programs — exhaustion of administrative remedies when a plaintiff is challenging only a failure to implement an IEP would prove fruitless.
See Joseph M. ex rel. Kimberly F. v. Southeast Delco Sch. Dist.,
No. Civ. A. 99-4645,
Though the terms “identify” and “evaluate” are used in Count III of Plaintiffs’ Complaint, there is no further suggestion that there was a failure to either identify
1
the Minor-Plaintiff as a child with a disability or that AJM’s IEP would have been inadequate if not for the allegedly improper implementation thereof. Plaintiffs have challenged, in effect, only the Defendants’ failure to implement the Minor-Plaintiffs IEP. Where some district courts have refused to apply the futility exception to IDEA plaintiffs who have not exhausted administrative remedies, the factual scenarios present in those cаses are distinguishable from the case at bar. Those courts were primarily focused on the issue of eligibility under the IDEA,
i.e.,
whether the child was disabled and thus qualified for the special services under the IDEA. No such determination is required in this case. Minor-Plaintiff has been diagnosed as having autism and was enrolled specifically in the Special Education Autistic Support Division. (Compl.M 13, 16.) Defendants here do not contest that Minor-Plaintiff is disabled, and thus qualified for the special services under the IDEA. The courts that have invoked the policy underlying the exhaustion requirement in eases seeking only monetary damages — specifically that an administrative agency, rather than a district court, is the appropriate entity to determine the factual question of IDEA eligibility — have done so when IDEA eligibility was unresolved.
See, e.g., Blanch v. Exeter Sch. Dist.,
No. Civ.A.01-1402,
The legislative history relied upon by the Third Circuit Court of Appeals in
Matulo,
There is one additional consideration worthy of discussion here that was central to the Court of Appeals’s holding in Matu-la. The parties in Matula had participated in an extended series of administrative proceedings, including four IDEA due process hearings, which resulted in the development of an extensive factual record. Thus one of the principal reasons for the exhaustion requirement — to allow the administrative body with the relevant expertise to create an evidentiary record prior to judicial review — did not apply in Matu-la, and the Court therefore had little difficulty in disposing of the exhaustion requirement.
Quite obviously, there is no detailed factual record before the Court, as there have been no administrative proceedings in this matter. Defendants argue that development of this factual record necessarily requires administrative exhaustion in this case. However, in light of the fact that the Plaintiffs are requesting relief that is unavailable through the IDEA administrative process, that IDEA eligibility is not in issue, and that the relevant factual record may be adequately developed through standard discovery procedures, this Court will dispense with the exhaustion requirement in this matter. The Court will therefore deny Defendants’ motions to dismiss the IDEA Count for failure to exhaust administrative remedies.
II. 11th Amendment Violations — Due Process & Equal Protection— Count II
Plaintiffs also allege that Defendants violated Minor-Plaintiff AJM’s rights under the 14th Amendment’s Due Process and Equal Protection Clauses.
a.) Procedural Due Process
The procedural component of the Due Process Clause provides that certain substantive rights — life, liberty, and property — cannot be deprived except pursuant to constitutionally adequate procedures.
Cleveland Bd. of Educ. v. Loudermill,
Accordingly, the Court will grant Defendants’ motions to dismiss Count II of
b.) Substantive Due Process
Plaintiffs’ substantive due process claims appear to arise from (1) Defendants’ failure to provide AJM with a FAPE and (2) Defendants’ failure to protect AJM from bodily harm. (ComplJf 70-73).
The denial of a FAPE does not give rise to a substantive due process violation because the substantive component of the Due Process Clause does not protect educational interests.
M.M. v. Tredyffrin/Easttown Sch. Dist.,
No. 06-CV-1966,
Plaintiffs also claim that Defendants’ conduct toward the Minor-Plaintiff violated his substantive due process right to bodily integrity. The substantive component of the Due Process Clause “protects individual liberty against certain government actions regardless of the fairness of the procedures used to implement them.”
Gottlieb v. Laurel Highlands Sch. Dist.,
“[T]he constitutional concept of conscience-shocking duplicates no traditional category of common-law fault....”
Lewis,
Defendants move the Court to dismiss Plaintiffs’ substantive due process claim on the ground that Defendant Wzo-rek’s actions, even when viewed in the light most favorable to the Plaintiffs, were not sufficiently severe as to “shock the conscience.” While a single slap to the face,
see Lillard v. Shelby County Bd. of Educ.,
Accordingly, Defendants’ motions to dismiss Count II of Plaintiffs’ Complaint to the extent it alleges a violation of substantive due process for a failure to protect AJM’s bodily integrity will be denied.
The Equal Protection Clause requires that the law treat similarly situated people alike. U.S. Const, amend. XIV, § 1;
Cleburne v. Cleburne Living Ctr.,
A disability, such as autism, is “not ‘a quasi-suspect classification calling for a more exacting standard of judicial review than is normally accorded economic and social legislation.’ ”
Cleburne,
Accordingly, Defendants’ motions to dismiss Count II of Plaintiffs’ Complaint to the extent it alleges a violation of the Equal Protection Clause will be denied.
III. 12 U.S.C. § 1983—Count I
Plaintiffs seek to hold the School District, NEIU, and its employees liable under Title 42, United States Code, section 1983 for their actions, or inactions, with respect to the Minor-Plaintiff. The theory of
respondeat superior
cannot be the basis for such liability; “[r]ather, a municipality may be held liable only if its policy or custom is the ‘moving force’ behind a ... violation.”
Sanford v. Stiles,
In the instant Complaint, Plaintiffs aver that the alleged violations under the IDEA resulted from a policy, custom, or practice of the School District and NEIU. To prevail on the section 1983 claim at trial, Plaintiffs will need to demonstrate that a School District or NEIU employee(s) violated AJM’s federally protected rights while implementing an official policy, custom, or practice of the School District.
See Hill v. Borough of Kutztown,
At this stage, the allegations as set forth in Plaintiffs’ Complaint are sufficient to survive a motion to dismiss. Therefore, the Court will deny Defendants’ motions to dismiss the § 1983 claim.
B.) Plaintiffs’ Tort Claims against Defendant Wzorek—Counts IV, V, VI, and VII
I. Count IV—Assault and Battery
In Pennsylvania the common law torts of assault and battery are consolidated under the term “assault”, and a person is guilty of assault if he either “attempts tо cause or intentionally, knowingly or recklessly causes bodily injury to another” or “attempts by physical menace to put another in fear of imminent serious bodily
Certainly, Defendant Wzorek’s alleged acts of striking AJM on the legs and arms, screaming in his face, squeezing and crushing his arms, and stomping on Minor-Plaintiffs insteps constitute acts that, when viewed in the light most favorable to the Plaintiffs, make dismissal of this Count inappropriate.
II. Count V — Intentional Infliction of Emotional Distress
“To prove a claim of intentional infliction of emotional distress, the following elements must be established: (1) the conduct must be extreme and outrageous; (2) it must be intentional or reckless; (3) it must cause emotional distress; (4) that distress must be severe.”
Hoy v. Angelone,
Defendant Wzorek’s alleged acts of striking AJM on the legs and arms, screaming in his face, squeezing and crushing his arms, and stomping on Minor-Plaintiffs insteps constitute acts that, when viewed in the light most favorable to the Plaintiffs, could reasonably be considered extreme and outrageous and having been performed intentionally. Further, Plaintiffs have averred that the Minor-Plaintiff suffered severe emotional distress, including but not limited to post-traumatic stress disorder, fear, and developmental delays as a result of Defendant Wzorek’s alleged acts.
Accordingly, dismissal of this Count is inappropriate at this stage.
III. Count VI — Breach of Fiduciary Duty
The basic duties which arise from the teacher-student relationship are a duty to supervise, a duty to exercise good judgment, and a duty to instruct as to correct procedures, particularly, not but exclusively, when potentially hazardous conditions or instrumentalities are present, and these basic duties must co-exist with the whole purpose for the teacher-student relationship, viz. education.
Bottorf v. Waltz,
Under Pennsylvania law, “[t]he general test for determining the existence of ... a [fiduciary] relationship is whether it is clear that the parties did not deal on equal terms.”
Frowen v. Blank,
Certainly, Defendant Wzorek, as the special education teacher in сharge of the instruction of Minor-Plaintiff AJM, a child with autism, was in an overmastering position in this relationship, and was trusted and depended upon by AJM to exercise sound judgment in handling his care and instruction. Consequently, when viewed in the light most favorable to the Plaintiffs, Defendant Wzorek’s motion to dismiss this Count must be denied.
TV. Count VII—Negligence
It has long been held in this Commonwealth that to succeed on a negligence theory, four elements must be present: 1) a duty recognized by law requiring the actor to conform to a certain standard of conduct; 2) failure by the actor to observe this standard; 3) causation between the conduct and injury; and 4) actual damages.
Tomko v. Marks,
Plaintiffs’ Complaint alleges that Defendant Wzorek negligently, carelessly, and recklessly breached her duty to render educational services with reasonable care for the heightened needs of her special education students, including for the Minor-Plaintiff (Compl.lffl 101-02), and that as a direct and proximate result of this negligence AJM suffered and will continue to suffer various injuries (¶¶ 103-04).
As averred in the Complaint, however, the abusive conduct that Defendant Wzo-rek is accused of was intentional, not negligent. Consequently, Defendant Wzorek’s motion to dismiss will be granted as to Plaintiffs’ Count VII.
C.) Plaintiffs’ Tort Claims against Organizational Defendants and Supervisor Defendants—Counts IX, X, XI, XII
I. IMMUNITY ISSUES
a.) The Political Subdivision Tort Claims Act
Defendants The Schoоl District of Abington Heights and NEIU, as a school district and intermediate unit, respectively, are “local agencies” as defined by the Political Subdivision Tort Claims Act, 42 Pa. Cons.Stat. Ann. § 8541
et seq.
(“PSTCA”), and therefore argue that they are immune from Plaintiffs’ state law tort claims pursuant to this statute. Under the PSTCA, local agencies are immune from liability “for any damages on account of any injury to a person or property caused by any act of the local agency or an employee thereof or any other person.” 42 Pa. Cons.Stat. Ann. § 8541. This immunity “is waived under § 8542 to the extent the agency would otherwise be liable for a narrow subset of negligent acts by its
Note, however, that the PSTCA cannot immunize a municipality or political subdivision against a federal cause of action.
Wiehagen v. Borough of N. Braddock,
b.) Official Immunity
The Plaintiffs argue that the Supervisor Defendants forfeited their official immunity by committing acts of willful misconduct. “Willful misconduct” is more than mere negligence or even gross negligence. For purposes of section 8550 of the PSTCA, “willful misconduct” has the same meaning as the term “intentional tort.”
Delate v. Kolle,
In Jight of the liberal notice-pleading provisions under the Federal Rules of Civil Procedure, Plaintiffs’ Complaint has adequately set forth facts from which it may reasonably be inferred that the Supervisor Defendants committed acts of willful misconduct, thus forfeiting their official immunity. Plaintiffs have alleged that the Supervisor Defendants knew, and failed to act upon the knowledge, that Defendant Wzorek had committed abusive acts towards the Minor-Plaintiff and other autistic students, and that this conduct was likely to occur again. It is of little moment that certain named Defendants are not
c.) Qualified Immunity
Additionally, the Supervisor Defendants argue that they enjoy qualified immunity. With regard to the federal claims, public officials generally enjoy qualified immunity for their actions unless those actions violate clearly established constitutional rights of which a reasonable person would know.
See, e.g., Anderson v. Creighton,
Further, while an agency’s employees generally enjoy qualified immunity to the same extent as does the agency itself, employees do not have such protection where their actions constitute “willful misconduct”.
See
42 Pa. Cons.Stat. Ann. § 8550. “While “willful misconduct’ generally refers to intentional torts, it can also mean ... misconduct ‘whereby the actor ... was aware that [a result] was substantially certain to follow, so that desire [that a particular outcome results] can be implied.’
”DiSalvio,
II. Count IX — Vicarious Liability
Under Pennsylvania law, “an employer is held vicariously liable for the negligent acts of his employee which cause injuries to a third party, provided that such acts were committed during the course of and within the scope of the employment.”
Fitzgerald v. McCutcheon,
In addition, Pennsylvania courts have held that “an assault committed by an employee upon another for personal reasons or in an outrageous manner is not actuated by an intent to perform the business of the employer and, as such, is not within the scope of employment.”
Fitzgerald,
In this case, Plaintiffs have alleged actions by Defendant Wzorek which would constitute violations of the Pennsylvania School Code, and can in no fashion be said to have been undertaken, even in part, to serve her employers. Nor could these alleged intentional uses of aversive techniques have been expected by any of the Supervisor Defendants, since such techniques are specifically excluded from Title 22 of the Pennsylvania School Code’s list of positive approaches to behavior management of special needs students. (Comply 31.)
Defendant Wzorek’s alleged abusive acts, therefore, should be considered outside the scope of her employment, since they were performed in an outrageous manner and were not actuated by an intent to perform the business of her employer, and therefore her employers can not be held liable for these actions on a theory of respondeat superior. Accordingly, Defendants’ motions to dismiss will be granted as to Count IX of Plaintiffs’ Complaint.
III. Count X — Intentional Infliction of Emotional Distress
The Court has delineated above the applicable Pennsylvania law to maintain a cause of action for intentional infliction of emotional distress. To reiterate briefly, this tort requires outrageous conduct that would arouse resentment against the actor because his actions exceed all possible bounds of decency.
Strickland,
The court has previously described the applicable law in Pennsylvania to make out a prima facie case of breach of fiduciary duty.
The Supervisor Defendants were clearly in an overmastering position in their relationships vis-a-vis the Minor-Plaintiff, and were trusted and depended upon, and indeed carried the obligation, to supervise Defendant Wzorek and insure that the Minor-Plaintiff receive a safe and proper education. The Supervisor Defendants’ alleged actions, or inactions, after being warned by Mses. Celli and Medeiros of Defendant Wzorek’s alleged behavior represents a failure to act in the interest of the Minor-Plaintiff, and consequently a breach of the duty imposed by the fiduciary relationship. Consequently, when viewed in the light most favorable to the Plaintiffs, the Defendants’ motions to dismiss this Count must be denied.
V. Count XII — Negligence
An employer owes a duty “to exercise reasonablе care in selecting, supervising and controlling employees.”
R.A. ex rel. N.A.,
In this case, negligent hiring is not in issue. Plaintiffs have made no allegation that the School District or NEIU, or any of the Supervisor Defendants, had any knowledge that Defendant Wzorek had a history of abusive or aggressive physical behavior towards students with whom she had come in contact, thus placing them on notice of Wzorek’s propensity for this type of behavior, at the time of her hiring. Thus, dismissal of this Count will be granted to the extent that it states a cause of action for negligent hiring of Defendant Wzorek.
Once Mses. Celli and Medeiros notified the Supervisor Defendants of Ms. Wzo-rek’s alleged abusive behavior towards the Minor-Plaintiff and other students, however, they were properly put on notice of Wzorek’s potential inclination towards behavior оf this manner. Where a plaintiff can establish that a school knew or reasonably should have known of such a propensity, the school will generally be liable for the foreseeable abuse of students by that employee.
Accord Hutchison ex rel. Hutchison v. Luddy,
Accordingly, when viewing all of the alleged facts in the light most favorable to the Plaintiffs, and drawing all reasonable inferences therefrom, dismissal of this Count will be denied to the extent that it states causes of action for negligent supervision and negligent retention.
D.) Civil Conspiracy — Count XIV
The ingredients of a cause of action for civil conspiracy were recently summarized in
Goldstein v. Phillip Morris Inc.,
In order to state a civil action for conspiracy, a complaint must allege: (1) a combination of two or more persons acting with a common purpose to do an unlawful act or to do a lawful act by unlawful means or for an unlawful purpose; (2) an overt act done in pursuanceof the common purpose; and (3) actual legal damage.... Additionally, absent a civil cause of action for a particular act, there can be no cause of action for civil conspiracy to commit that act.
See also McKeeman v. Corestates Bank N.A.,
Plaintiffs’ Complaint fails to state a cause of action for conspiracy. The complaint does not aver any overt act on the part of a Defendant to further the alleged common purpose. The Plaintiffs argue that the “Defendants unlawfully conspired and agreed to conceal the abuses that transpired in Defendant Wzorek’s classroom, and agreed not to initiate an investigation ... [or to] take action to prevent the harm that Defendant Wzorek was inflicting upon the autistic children, including [AJM].” (ComplJ 167.) Plaintiffs seem to make the argument that no overt act is required because the alleged conspiracy is one of concealment, thereby contending that inaction by the co-conspirators is sufficient to satisfy the overt act requirement. However, the case law does not support such a proposition. The requirement of an overt act is an essential part of the conspiracy law.
Goldstein,
Accordingly, Defendants’ motions to dismiss this Count will be granted.
E.) Punitive Damages — Counts VIII & XIII
Under Pennsylvania law, “[p]uni-tive damages may be awarded for conduct that is outrageous, because of the defendant’s evil motive or his reckless indifference to the rights of others.”
Feld v. Merriam,
Accordingly, under Pennsylvania law, a punitive damages claim must be supported by evidence sufficient to establish that (1) the defendant had a subjective appreciation of the risk of harm to which the plaintiff was exposed and that (2) he acted, or failed to act, as the case may be, in conscious disregard of that risk.
Id.
Stated another way, punitive damages will be imposed where the defendant knew or had reason to know of facts which create a high degree of risk of physical harm to
At this stage of the proceedings, Plaintiffs have made adequate factual allegations to support a punitive damages claim against Defendant Wzorek and the Supervisor Defendants.
See, e.g., DiSalvio,
CONCLUSION
For the reasons set forth above, the Court will grant in part and deny in part Defendants’ motions to dismiss as described in detail in the Order that follows.
ORDER
NOW, this 15th day of May, 2007, IT IS HEREBY ORDERED that:
(1) Defendants’ motions to dismiss (Docs. 5, 6, 7) will be GRANTED in part and DENIED in part as to Count II as follows:
a.) GRANTED as to the Procedural Due Process claim;
b.) GRANTED as to the Substantive Due Process claim as it relates to Defendants’ failure to provide the Minor-Plaintiff with a free appropriate public education;
c.) DENIED as to the Substantive Due Procеss claim as it relates to Defendants’ failure to protect the Minor-Plaintiffs bodily integrity;
d.) DENIED as to the Equal Protection Claim.
(2) Defendant Susan Comerford Wzo-rek’s motion to dismiss (Doc. 5) is GRANTED in part and DENIED in part as follows:
a.) GRANTED as to Counts VII and XIV;
b.) DENIED as to Counts I, III, IV, V, VI, and VIII.
(3) Defendants Northeastern Education Institute Unit 19’s (Doc. 6) and the School District of Abington Heights’ (Doe. 7) motions to dismiss are GRANTED in part and DENIED in part as follows:
a.) GRANTED as to Counts IX, X, XI, XII, XIII, and XIV based on these local agencies’ right to assert immunity from state tort claims and punitive damages pursuant to the Pennsylvania Political Subdivision Tort Claims Act;
b.) DENIED as to Counts I and III.
(4) Defendants Fred R. Rosetti, Ed.D., and Clarence Lamanna, Ed.D.’s motion to dismiss (Doc. 6) and Defendants David Arnold, Ed.D., William McNulty, and Mariellen Sluko’s motion to dismiss (Doc. 7) is GRANTED in part and DENIED in part as follows:
a.) GRANTED as to Counts IX and XIV and to Count XII to the extent that it states a claim for negligent hiring of Defendant Wzorek;
b.) DENIED as to Counts I, III, X, XI, XIII, and to Count XII to the extent that it states a claim for negligent supervision and negligent retention of Defendant Susan Comerford Wzorek.
Notes
. The IDEA imposes on school districts the so-called “child find” duty, which requires that they have a system in place to identify, locate, and evaluate all children with disabilities residing in their district. 20 U.S.C. § 1412(a)(3);
Lauren W. ex rel. Jean W. v. Deflaminis,
. These acts include liability arising from (1) the operation of motor vehicles, (2) the care, custody or control of personal property, (3) the care, custody or control of real property, (4) trees, traffic controls and street lighting, (5) utility service facilities, (6) streets, (7) sidewalks, and (8) the care, custody or control of animals. 42 Pa. ConsStat. Ann. § 8542(b).
