Lead Opinion
Vicki Westeott appeals from the district court’s entry of judgment in favor of Joseph C. Crinklaw following a jury trial. Westeott brought suit under 42 U.S.C. § 1983 (1988) and 42 U.S.C. § 1988 (Supp. V 1993), alleging that Crinklaw, an Omaha, Nebraska police officer, used excessive and unreasonable force when he shot and killed her husband, Arden Westeott. Following an eight day trial, the jury returned a verdict in Crink-law’s favor. We reverse the judgment of the district court and remand for a new trial.
Crinklaw testified that, on the morning of October 29, 1986, at approximately 3:30 a.m., he received a radio dispatch informing him that an intrusion alarm had sounded at the Keystone Pharmacy. When Crinklaw arrived at the pharmacy, he saw Westeott crouched near the building’s rear door apparently attempting to break into the building. Upon seeing Crinklaw, Westeott ran toward the far east corner of the building and then back toward the west end of the building. As Westeott reversed course, Crinklaw saw something reflect in Westcott’s hands. Crinklaw then got out of his car, chased Westeott, and yelled for him to stop. As the chase continued, Westeott turned his upper torso and began to bring his hand back towards Crinklaw. Crinklaw testified that, at that point, he believed Westeott had a gun, and that Westeott would shoot him in his attempt to get away. Crinklaw fired two shots, one of which killed Westeott. Crink-law immediately went to Westcott’s body and found no gun. Westeott was carrying only two screwdrivers and a hammer.
On appeal, Westeott argues that the district court committed reversible error in: (1) allowing Crinklaw’s expert to testify that Crinklaw suffered from post-traumatic stress syndrome following the shooting, causing Crinklaw to make inaccurate statements; (2) excluding evidence about Crinklaw’s suspension for shooting Westeott and a previous suspension following another shooting incident; (3) not requiring the City to produce the police department’s internal investigation file concerning the shooting; (4) allowing Crinklaw’s counsel to read portions of Clink-law’s criminal trial
I.
After the shooting, police officers questioned Crinklaw about the shooting. When asked whether “the subject turned in his direction,” Crinklaw replied: “If you’re asking me whether or not he turned in a menacing manner, no.” Crinklaw also admitted that he “didn’t know” if he was “in fear,” and that he “did not know” if Westeott had a gun in his hand.
At trial, Dr. Steven Sherrets testified that Crinklaw suffered from post-traumatic stress syndrome after the shooting, and that post-traumatic stress syndrome may cause a person to make inaccurate, unreliable and incomplete statements. Westeott contends that Sherrets’ testimony impermissibly invaded the province of the jury.
Decisions concerning the admission of expert testimony lie “within the discretion of the trial court and will not be reversed absent an abuse of discretion.” United States v. Azure,
The following are excerpts from Dr. Sher-rets’ testimony:
Q. Just focus upon the physiological, emotional and psychological reactions that the officer has afterwards in dealing with [a situation such as a shooting]?
A. Usually the heart is racing, adrenaline’s flowing. Many officers report a numbness, an unrealness, difficulty making sense, an immediate attempt to try to reconstruct the events that have happened. Oftentimes incomplete, inaccurate or in some eases even total memory lapses of what’s occurred.
Q. Is there a name applied in the psychological profession for this reaction that you’re talking about?
A. Posttraumatic stress.
Q. Could you focus on how posttraumatic stress and these symptoms that you have listed would affect the police officer’s ability to write reports and give oral accounts of what had happened.
A. Officers in this type of situation very frequently, in fact as a standard rule, give varying accounts ... basically the ability to accurately report immediately following a situation’s [sic] seriously impaired.
Q. Was Joseph Crinklaw exhibiting the symptoms of posttraumatic stress syndrome?
A. Yes, he was.
In Azure, we concluded that the district court’s admission of a pediatrician’s testimony that an alleged victim of childhood sexual abuse “was believable and that he could ‘see no reason why she would not be telling the truth in this matter ... ’” constituted reversible error.
Westeott relied on Crinklaw’s statements immediately after the shooting to try and establish that Crinklaw was not in fear for his life when he shot her husband. Dr. Sherrets’ testimony that Crinklaw suffered from post-traumatic stress syndrome following the shooting, and that post-traumatic stress seriously impairs an officer’s ability to describe an incident, and often causes “incomplete, inaccurate or in some cases even total memory lapses,” provided an explanation for Crinklaw’s statements immediately after the shooting. Dr. Sherrets’ testimony thus was directed to the reliability of Crinklaw’s statements. The reliability of Crinklaw’s statements, however, was a credibility issue which should have been left in the exclusive province of the jury. See Whitted,
Crinklaw argues that United States v. Johns,
The issue is close and not fully covered by the cases we have considered. Azure and Whitted both involved doctors’ opinions concerning whether a victim had been sexually abused. The doctor in Azure explicitly vouched for the credibility of the young victim’s testimony.
Certainly the testimony before us is a small step beyond Azure and Whitted.
An error, in order to be reversible, must affect a substantial right of the objecting party.” Crane v. Crest Tankers, Inc.,
II.
Westcott also argues that the trial court committed reversible error in not allowing her to introduce evidence of CrinHaw’s 1986 suspension for the Westcott shooting and a 1976 suspension for another shooting incident. During trial, CrinHaw testified that he had not fired his gun at a person in the line of duty from 1968 to 1986. He also testified that he had served as a member of the Omaha police force continuously and uninterrupted for 28 years. Westcott then attempted to introduce evidence that CrinHaw had been suspended from the Omaha police force as a result of the Westcott shooting and a 1976 shooting incident. The judge excluded evidence on the grounds of relevancy and unfair prejudice. See Fed.R.Evid. 403.
“A trial judge has wide discretion in ruling on the admissibility of evidence, and his decisions will not be disturbed unless there is a clear and prejudicial abuse of discretion.” Maddox v. Patterson,
The district judge’s exclusion of evidence regarding the 1986 and 1976 suspensions was an abuse of discretion. Crinklaw made an issue of his employment record and the number of times he had fired his weapon in the line of duty by his testimony, thus opening the door for the admission of evidence regarding the 1986 and 1976 suspensions. In excluding the evidence of the 1986 and 1976 suspensions, the district judge permitted Crinklaw’s testimony to go before the jury uncontested.
United States v. Reece,
In this case, Crinklaw testified about his twenty-eight years of continuous service and the number of times he fired his weapon in the line of duty. Thereafter, the district court refused to allow Westcott to introduce evidence demonstrating that Crinklaw’s service was not continuous because of the suspensions, and that Crinklaw had fired his weapon on more occasions than he testified about, thus demonstrating the arguable falsity of Crinklaw’s testimony. The result was that Cxinklaw’s testimony went unrefuted before the jury.
Crinklaw argues that his testimony regarding the continuity of his employment, and the number of times he had previously discharged his firearm was collateral and, therefore, the district court was within its discretion in excluding the evidence. See United States v. Gibson,
Crinklaw also argues that his testimony did not amount to a denial of the prior suspensions or the 1976 shooting incident. The record leads us to conclude otherwise. On direct examination, Crinklaw’s counsel asked: “[I]s it your testimony that from 1968 until 1986, you did not once fire your weapon in the line of duty at a person?” and Crinklaw answered, “Well, the two times.” Crinklaw’s answer was clearly an assertion that he had not fired his gun at a person in the line of duty in 1976. On cross-examination, West-cott’s counsel asked Crinklaw if his twenty-eight years of service on the police force were “continuous, uninterrupted” and Crink-law answered affirmatively. Although Crinklaw’s answer was not an outright denial of the 1986 and 1976 suspensions, the jury could have easily concluded that he was denying that he had ever been suspended.
Thus, we conclude that the district court abused its discretion in excluding the evidence of the 1986 and 1976 suspensions.
III.
We discuss the remaining issues Westcott raises on appeal because of the likelihood that they will arise on retrial.
Westcott contends that the district court erred in refusing to compel the City of Omaha to produce the police department’s internal investigation file about the shooting. Magistrate Judge Richard C. Peck denied Westcott’s motion to compel production of the file, concluding that governmental privilege applied. The magistrate judge reasoned that the public interest in maintaining the confidentiality of the statements made by Crinklaw during the internal investigation
The magistrate judge pointed out that Westeott had access to a transcript of Crinklaw’s criminal trial, copies of the official police reports concerning the incident, and a copy of Crinklaw’s statement given to homicide investigators several days before the Internal Investigations Unit interview. The magistrate judge concluded that any harm to Westeott as a result of withholding the file was minimal. However, Westeott contends that since the magistrate judge entered his order denying production, she has discovered an additional reason for believing that the internal investigation file is significant. Thus, on remand we believe it appropriate for the district court to inspect the internal investigation file in camera, and reconsider Westcott’s motion to compel production in light of the concerns now expressed by Westcott. See, e.g., Wood v. Breier,
IV.
Westeott contends that the district court committed reversible error in allowing Crink-law’s counsel to read portions of Crinklaw’s criminal trial deposition at trial. Westeott asserts that before trial, the district court stated that Crinklaw’s counsel would not be permitted to read any portions of Crinklaw’s deposition testimony to the jury. However, at trial, after Westcott’s counsel read portions of Crinklaw’s deposition testimony, the district court, for the purpose of completeness, permitted Crinklaw’s counsel to read portions of Crinklaw’s deposition testimony. See Fed.R.Evid. 106. Westeott then unsuccessfully moved for a mistrial. Westeott contends that she was prejudiced in several respects by what she views as “the district court’s reversal of itself.”
Westcott’s belief that the district court reversed itself in permitting Crinklaw to read in portions of his criminal trial deposition testimony, stems from comments which the district judge made on May 4, 1994, during pretrial proceedings. In rejecting Westcott’s motion for a mistrial, the district judge stated: “To say that I, on May 4, precluded or otherwise restricted use of testimony from Officer Crinklaw’s manslaughter trial is incorrect and ... is just simply incorrect and a mischaracterization of the proceedings.” Thus, it appears that Westeott misunderstood the district court’s ruling. Because we are reversing the district court’s judgment on other grounds, and such a misunderstanding can easily be avoided when the case is retried, we need not decide if the district court should not have allowed the deposition testimony.
V.
Westeott argues that the district court should have excluded evidence that the shooting was justified because the issue was conclusively determined against Crinklaw in a prior administrative proceeding.
Following the shooting, a hearing was held before Ola M. Anderson, Personnel Director for the City of Omaha. The purpose of the hearing was to determine whether Crinklaw should be terminated for “committing acts or omissions unbecoming a police officer.” On February 10, 1987, Anderson entered her finding that Crinklaw, as a result of his actions in connection with the shooting, violated the Omaha Police Union’s contract with the City by committing acts or omissions unbecoming of a police officer, and that a manslaughter charge then pending against Crink-law reflected discredit upon Crinklaw’s service as a police officer. Crinklaw was suspended without pay for fifteen days, and was to be terminated once the suspension ended. Crinklaw appealed the decision. After the jury in Crinklaw’s manslaughter trial returned a verdict of not guilty, Crinklaw’s discipline was modified to include only a fifteen-day suspension. Once Crinklaw’s discipline was modified, Crinklaw withdrew his appeal. The modification of Crinklaw’s discipline had no effect on Anderson’s findings.
The Supreme Court has held: “[W]hen a state agency ‘acting in a judicial capacity ... resolves disputed issues of fact properly before it which the parties have had an adequate opportunity to litigate,’ federal courts must give the agency’s factfinding the same preclusive effect to which it would be entitled
The Nebraska Supreme Court has held that in order for issue preclusion to apply, four requirements must be established:
(1) The issue concluded must be identical.
(2) The issue must have been raised and litigated in the prior action.
(3) The issue must have been material and relevant to the disposition of the prior action, and
(4) The determination made of the issue in the prior action must have been necessary and essential to the resulting judgment.
JED Constr. Co. v. Lilly,
We need to consider only the first factor of the JED Construction test in order to conclude that issue preclusion does not apply. Anderson’s determination that Crinklaw committed acts or omissions which were unbecoming of a police officer and which reflected discredit upon the Omaha Police Division simply is not “identical” to a finding that Crinklaw’s use of deadly force was unreasonable. Thus, issue preclusion does not apply, and the district court did not err in allowing Crinklaw to introduce evidence that the shooting was justified.
VI.
Westeott contends the district court abused its discretion in refusing to instruct the jury that Crinklaw’s trial testimony that he believed his life was threatened was inconsistent with his earlier statements, and should be discredited as a matter of law. “ Where a party without reasonable explanation testifies to facts materially different concerning a vital issue, the change clearly being made to meet the exigencies of pending litigation, such evidence is discredited as a matter of law and should be disregarded.’” Momsen v. Nebraska Methodist Hosp.,
VII.
Finally, we uphold the district court’s order requiring Westeott to pay part of an expert’s deposition fee for a deposition taken by Crinklaw. The district court’s order was based on equitable considerations unique to this case and did not constitute an abuse of discretion.
For the foregoing reasons, we reverse the district court’s judgment and remand to the district court for a new trial.
Notes
. As a result of the shooting, Crinklaw was tried for manslaughter and found not guilty.
. Our conclusion that the district court abused its discretion in allowing Dr. Sherrets to testify that CrinHaw suffered from post-traumatic stress syndrome, and persons suffering from post-traumatic stress syndrome often make inaccurate, misleading, and incomplete statements is also consistent with several decisions of this court. We have upheld the trial court’s exclusion of psychiatric testimony about a defendant's intent because such testimony is unnecessary to assist the jury under Rule 702. See, e.g., United States v. Barta,
Concurrence Opinion
concurring and dissenting.
With all due respect to the court’s opinion, I believe that my colleagues have extended the holding in Azure and Whitted beyond the rationale of those cases.
It is important to consider the context in which Dr. Sherrets expressed his opinion regarding Crinklaw’s post-shooting emotional state. As quoted in the court’s opinion, Dr. Sherrets answered “Yes, he was,” in response to counsel’s question, ‘Was Joseph Crinklaw exhibiting the symptoms of post-traumatic stress syndrome?” Prior to that question and answer, Dr. Sherrets had described Crinklaw’s physical appearance at the time Dr. Sherrets met with him the morning of the shooting: “He was very distraught, very nervous, as I recall, I believe his asthma was bothering him somewhat. He was clearly emotionally upset, still very concerned, physically and emotionally upset.” This testimony was consistent with that of several of Crinklaw’s fellow officers, who testified that Crinklaw was “very pale and noticeably shaky,” that he was “[v]ery quiet, very soft-spoken, subdued, upset ... visibly shaken,” and that he looked “shocked ... just dazed.”
Q. You can’t tell us the facts on the report are accurate or not. True?
A. True.
Q. You can’t tell us what he told you afterwards is accurate. True?
A. There certainly are things that we do to establish the credibility of what one says or consistencies in one’s statements with what other people are told. And in determining the factualness that is your process, there are things that I was aware of or I was told that may add to or detract from that.
But the finding of truth or not truth strikes me as the legal arena and I’m a psychologist to describe what’s going on psychologically. I can offer what I was told, what I saw. Beyond that it’s up to you all. (Emphasis added.)
As I read Dr. Sherrets’ testimony, then, it consisted of his description of posttraumatic stress syndrome, the effect of that syndrome on the accuracy of the victim’s post-event recollection and description of the events that triggered the syndrome, and his conclusion that Crinklaw’s demeanor and behavior indicated that Crinklaw was experiencing post-traumatic stress. Dr. Sherrets disclaimed any intention to offer any opinion as to the truth of the various post-shooting accounts given by Crinklaw, stating, quite accurately, that “it’s up to you all.” And indeed it was for the jury to determine which of Crinklaw’s accounts represented the true picture of what he was faced with that early morning of October 29, 1986.
We said in Whitted, “[A] qualified expert can inform the jury of characteristics in sexually abused children and describe the characteristics the alleged victim exhibits.”
With respect to the district court’s other rulings that the court finds wanting, suffice it to say that I find none of them to represent an abuse of discretion. It should be noted that Crinklaw’s testimony regarding the continuous nature of his service on the Omaha police force came in, as the court notes, during cross-examination, when, in answer to the question, “Are you trying to give us the impression that that has been a continuous, uninterrupted time on the police force?”, Crinklaw answered, “Basically, yes.” Although the court says that this equivocal answer could be construed by the jury as a denial by Crinklaw that he had ever been suspended, it can just as plausibly be interpreted as a forthright answer to a question designed to set Crinklaw up for attack on a collateral issue. I would defer to the district court’s on-the-scene ruling made with the advantage of an appreciation of the nuances that do not readily find expression in the cold pages of the record.
I concur in Parts IV, Y, VI, and VII of the court’s opinion.
