RULING AND ORDER
L INTRODUCTION
Plаintiff, Mariangelica Vera (“Vera”), filed this action against her former employer, Alstom Power, Inc. (“Alstom”), claiming sex discrimination and retaliation in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”) and the Connecticut Fair Employment Practices Act (“CFEPA”). A jury found for Alstom on the sex discrimination claims, but found for Vera on her claims that Alstom retaliated against her for filing a complaint of discrimination with the Connecticut Com
This ruling addresses two post-trial motions, as well as Vera’s request for back pay. First, Alstom’s Motion for Judgment as a Matter of Law or, In the Alternative, a New Trial or Remittitur is GRANTED IN PART AND' DENIED IN PART. The Court denies Alstom’s motion for judgment as a matter of law. The Court does not order a new trial on the basis of a claimed error in an evidentiary ruling, but does order a new trial on damages, unless Vera agrees to remit the non-economic damages award to $125,000 and remit the punitive damages award to $50,000. Second, because Alstom did not prove that Vera failed to mitigate her damages, the Court awards $475,345.65 in back pay (including salary, bonuses, and 401(k) contributions), plus prejudgment interest. Third, Vera’s Motion for Reinstatement or, In the Alternative, an Award of Front Pay is GRANTED. The Court оrders Alstom to reinstate Vera.
II. DISCUSSION
A. Alstom’s Motion for Judgment ás a Matter of Law or, In the Alternative, a New Trial or Remittitur (ECF No. 141)
Alstom renews
1. Judgment as a Matter of Law
The standard governing a motion for judgment as a matter of law is “appropriately strict.” Stubbs v. Dudley,
Apрlying those principles, the Court concludes that the jury reasonably could have found that Vera’s protected activity was a but-for cause, and motivating factor, in Alstom’s decisions to deny her a performance evaluation and raise, and terminate her employment.
As an initial matter, Vera established a close temporal proximity between her protected activity and the adverse employment actions she suffered. She filed a CHRO complaint on September 27, 2010. Ex. 48; Tr. 133. When Alstom received the complaint, it had not yet selected Vera for termination. Tr. 267-68, 428, 638. A few weeks later, before the end of October, Alstom decided to terminate Vera. See id. 404, 638. Approximately six months after Vera’s CHRO complaint, Alstom denied her a performance evaluation and raise. See id. 137, 613. Vera’s supervisor’s supervisor, Bruce Buchholz, testified that Al-stom did not give Vera a performance evaluation because she had been identified for termination. See id. 613. Joan Solnick, a human resources representative, testified that Alstom did not give Vera a performance evaluation because of her CHRO complaint. See id. 271.
The temporal proximity between Vera’s protected activity and the adverse employment actions gives rise to an inference of retaliation. See Zann Kwan v. Andalex Grp. LLC,
First, the jury could have inferred retaliatory animus from the reactions of Vera’s supervisor, Timothy Barry, and his supervisor, Bruce Buchholz, upon learning that Vera had filed a CHRO complaint. Barry learned the news while driving to a school alumni event. Tr. 524. He was “disappointed, surprised, [and] upset” and “so offended that [he] had to pull over on the side of road and check [his] blood pressure because [he] couldn’t believe it.” Id. 506, 525-26. The jury could have found that Buch-holz was “surprised-and offended” by the news and said, “You’ve got to be kidding me.” See id. 267, 638. Shortly after Alstom decided to terminate Vera, Barry received an e-mail indicating that Vera had lost her e-mail access. He responded, “I think I just peed a little.” Id. 510, 527; Ex. 51. The jury could have disbelieved Barry’s explanation for this remark, and concluded that he was excited at the possibility of Vera’s termination. See Zellner v. Summerlin,
Second, the jury reasonably could have found that Alstom’s proffered reason for terminating Vera — reducing head count — was pretext.
Days later, Alstom selected individuals for termination. See Tr. 402. Vera was among those selected. Id. 403. Vera testified that, after layoffs were announced in November, Barry indicated that the layoffs were over. Id. 136.
Two months later, Alvaro Rodriguez, another project manager in the Project Management group, resigned unexpectedly. See id. 63; 136-37; 641; 656. The jury reasonably could have found that Rodriguez’s unexpected resignation obviated the need to carry out Vera’s termination, which had not yet been executed, because Alstom had selected Vera for termination in order to meet head count targets on the assumption that Rodriguez would stay, and the jury could have discredited contrary testimony.
When asked if his head count target changed between October 2010, when Al-stom decided to terminate Vera, and May 2011, when Alstom notified Vera of her termination, Buchholz said that the targets werе “constantly fluctuating,” but referred to changes that led to the Project Management group’s head count target of ten in October 2010. See Tr. 614; 395-402; Ex. 514 at 20182; Ex. 517 at 20220; Def.’s Mem. at 8. Again, when asked if his target in April 2011 was different than his target in October 2010, Buchholz recounted the changes that led to the Project Management group’s head count target of ten in October 2010. See Tr. 652; 395-402; Ex. 514 at 20182; Ex. 517 at 20220; Def.’s Mem. at 8, In light of these responses, the jury could have found untrustworthy Buchholz’s testimony regarding head count targets during the relevant period, and concluded that Vera’s termination following Rodriguez’s resignation was retaliatory. A finding that Buchholz’s explanations were unworthy of credence may have been quite persuasive on the question of whether Alstom’s true motivation was retaliation. See Reeves v. Sanderson Plumbing Prods., Inc.,
Buchholz offered another reason for carrying out Vera’s termination despite Rodriguez’s resignation: he would have needed to submit a requisition to “fill that position” and bring “that head count ... back into the organization[,]” and requisitions were not being approved at the time. Tr. 613-14, 642. The jury could have disbelieved Buchholz and found that keeping Vera in the position that she had held for twenty-four years and had not yet been removed from would not have posed the insurmountable administrative hurdle that Buchholz suggested. See Zellner,
Third, the jury reasonably could have found that Alstom did not use the same procedure in its 2010 round of layoffs as it did in its 2009 round of layoffs to identify individuals for termination. See Stern v. Trustees of Columbia Univ.,
Considering the temporal prоximity between Vera’s protected activity and the adverse employment actions, as well as the evidence discussed supra, this is not a case where “there exists such a complete absence of evidence supporting the verdict that the jury’s findings could only have been the result of sheer surmise and conjecture!).]” Wiercinski,
2. New Trial
Alstom argues that the Court should order a new trial because it improperly precluded evidence of the fact of settlement negotiations that occurred during the period between Alstom’s decision to terminate. Vera and the execution of that decision, and that this affected a substantial right • of Alstom’s. The Court disagrees.
A district court may order a new trial under Federal Rule of Civil Proce
As noted supra, Alstom decided in October 2010 to terminate Vera. But Alstom did not execute that decision in November, when it terminated other employees. Instead, Alstom notified Vera of her termination in May 2011, and her last day was in June. According to Alstom, the delay between the decision to terminate Vera and the execution of that decision is attributable to two circumstances. First, Vera' is married to Alstom’s in-house employment counsel. Consequently, Alstom retained outside counsel to offer advice with respect to Vera’s termination. Second, Alstom’s outside counsel and Vera’s counsel were engaged in settlement negotiations during at least some of the period between October 2010 and June 2011.
Alstom claims that the Court precluded it from “introducing] the fact of these negotiations to explain the timing of plaintiffs layoff,” and precluded it from having its witnesses testify that “the decision was made in November and Alstom was simply waiting for its lawyer to tell them when plaintiff would be terminated, not if she would be laid off[.]” Def.’s Mem. at 14, 19 (emphasis in original). The Court disagrees. The evidentiary ruling was not error, and, in any event, did not affect a substantial right of Alstom’s.
Vera introduced evidence that she was the only employee terminated in June 2011.
Vera’s counsel raised concerns under Federal Rule of Evidence 408, which provides that evidence of settlement negotiations is not admissible to prove or disprove the validity or amount of a disputed claim, or impeach by prior inconsistent statement, but may be admissible “for another purpose, such as proving a witness’s bias or prejudice, [or] negating a contention of undue delay —” Fed. R. Evid. 408. Vera’s counsel also disputed the timing of the settlement negotiations, and expressed concern that he may be required to testify to rebut any contention that settlement
The Court told the parties that “Mr. Buchholz, Mr. Barry, and I guess Ms. Solnick, they can testify as to when they made the decisions.” Id. 290. Accordingly, Alstom could offer evidence as to when it decided to terminate Vera, and that evidence was admitted. Id. 404, 638.
To address Alstom’s concerns about rebutting Vera’s point that she was the only employee terminated in June 2011, and showing that the timing of Vera’s termination was the result of settlement negotiations, the Court sought “a generic phrase that could be used that doesn’t necessarily significantly undercut [Rule] 408, but then allows you all to . rebut the notion that she has put forward.” Id. 290. The Court allowed Alstom to offer testimony that “there were discussions going on between lawyers!.]” Id. 291.
.The next trial day, a witness testified that Alstom decided in October 2010 to terminate Vera’s employment. Id. 404. When Alstom’s counsel asked why Vera was not laid off in November, counsel had a sidebar with the Court. Id. The Court told Alstom’s counsel that the witness could testify that “[s]he was waiting for instruction from the lawyers. ... [T]hat seems to get to the fact that there was delay without getting us in dangerous 40[8] territory.” Id. 405.
Continuing the examination of the witness, Alstom’s counsel asked why it took so long to execute the termination of Vera’s employment, and whether Alstom’s lawyer advised the witness to wait. Id. 408-09. The witness answered:
This is very hard to answer without talking. We just — we wanted a better resolution. We wanted to find' a way to work between both parties to resolve the issue.
Id. 409. The Court struck the last sentence of that response. Id.
The Court’s evidentiary ruling was essentially as follows. Alstom’s witnesses could testify as to when they decided to terminate Vera. See id. (“Mr. Buchholz, Mr. Barry, and I guess Ms. Solnick, they can testify as to when they made the decisions.”). To explain the delay between that decision and its execution, the Court, consistent with Alstom’s counsel’s representation that “we need not characterize them as settlement discussions,” id. 287-88, allowed Alstom' to offer testimony that “there were discussions going on between lawyers!,]” id., and that Alstom was “waiting for instruction from the lawyers!,]” id. 405. This ruling did not preclude Alstom from introducing evidence of the fact of discussions that resulted in the delay, nor did it preclude Alstom’s witnesses from ■testifying that they were waiting for instruction from lawyers as to when, not whether, to terminate Vera.
The ruling was not error. While Rule 408 provides that the Court “may’ admit evidence of settlement negotiations for purposes other than those prohibited, admission- is not required. See Complex Sys., Inc. v. ABN AMBRO Bank N.V., No. 08 Civ. 7497,
Even if the ruling were error, it did not affect a substantial right of Al-stom’s. Alstom argues that the Court’s ruling precluded it from introducing evidence that it was waiting for its lawyers to say “when, not if, plaintiff was to be laid off[.]” Def.’s Mem. at 15 (emphasis in original). But the Court allowed Alstom’s witnesses to testify that they were “waiting for instruction from the lawyers,” Tr. 405, and nothing in the Court’s ruling prohibited Alstom’s witnesses from testifying that they were waiting for instruction from lawyers as to when, not whether, to terminate Vera. In any event, this evidence essentially came in. Alstom’s human resources director testified:
We had a lot of discussion with our counsel, and because we already knew our intent was that she would be leaving, we’d already made that decision, it was more of the timing of when and how
[[Image here]]
Id. 431. Later, Alstom’s counsel asked Buchholz why Vera was not “told” in November that she had been selected for termination. Buchholz responded:
There were discussions going on between lawyers that revolved around Ms. Vera’s claims of discriminatory actions, and I was not authorized at that time to execute her layoff. I was put on hold for that one.
Id. 612.
In sum, the Court denies Alstom’s request for a new trial because the evidentia-ry ruling was not error, and, in any event, did not affect a substantial right of Al-stom’s or otherwise cause a seriously erroneous result or miscarriage of justice.
3. Remittitur
a. Non-economic Damages
Alstom argues that the Court should reduce the $500,000 non-economic damages award because Vera suffered “garden variety” emotional distress. The Court agrees, and orders a new trial on damages unless Vera agrees to remit the non-economic damages award to $125,000.
“Remittiturs are a common procedure used by the courts to, in effect, reduce the amount of a damage award that the court concludes is impermissibly high.” Turley v. ISG Lackawanna, Inc.,
“Remittitur is appropriate in two situations: ‘(1) where the court can identify an error that caused the jury to include in the verdict a quantifiable amount that should be stricken, and (2) more generally, where the award is “intrinsically excessive” in the sense of being greater than the
“Where there is no particular discernable error ... a jury’s damage award may not be set aside as excessive unless ‘the award is so high as to shock the judicial conscience and constitute a denial of justice.’ ” Lore,
In considering a motion for a new trial or remittitur as to a state law claim, “[t]he role of the district court is to determine whether the jury’s verdict is within the cоnfines set by state law, and to determine, by reference to federal standards developed under Rule 59, whether a new trial or remittitur should be ordered.” Stampf,
Under Connecticut law, “[i]f the court at the conclusion of the trial concludes that the verdict is excessive as a matter of law, it shall order a remittitur and, upon failure of the party so ordered to remit the amount ordered by the court, it shall set aside the verdict and order a new trial.” Conn. Gen. Stat. § 52-216a. The Connecticut Supreme Court has noted that the decision to reduce an excessive jury verdict “rests solely within the discretion of the court,” and that “a court should exercise its authority to order a remittitur rarely — only in the most exceptional of circumstances.” Saleh v. Ribeiro Trucking, LLC,
“In determining whether to order remittitur, the trial court is required to review the evidence in the light most favorable to sustaining the verdict. Upon completing that review, the court should not interfere with the jury’s determination except when the verdict is plainly excessive or exorbitant. ... The ultimate test which must be applied to the verdict by the trial court is whether the jury’s award falls somewhere within the necessarily uncertain limits of just damages or whether the size of the verdict so shocks the sense of justice as to compel the conclusion that the jury [was] influenced by partiality, prejudice, mistake or corruptiоn. ... The court’s broad power to order a remittitur should be exercised only when it is manifest that the jury [has] included items of damage which are contrary to law, not supported by proof, or contrary to the court’s explicit and unchallenged instructions.” Id. at 281,
Under both the federal and state ■standards, “a court should look to awards
Vera prevailed under Title VII and CFEPA, but the jury did not apportion the non-economic damages award between the two. See Verdict at 2, ECF No. 127. “Where, as here, the jury’s damages award was not segregated between the state and federal claims, courts typically adhere to the standard of review which provides the most complete recovery.” Graham,
However, because “‘awards for mental and emotional distress are inherently speculative’ and the judicial system ‘has an obligation to ensure that such awards for intangibles be fair, reasonable, predictable and proportionate,’ greater scrutiny is given to large jury awards for mental and emotional harm to ensure that they are in line with comparable cases.” Graham,
The Court concludes that, because Vera suffered “garden variety” emotional distress, the jury’s $500,000 non-economic damages award is plainly excessive and shocks the judicial conscience under the federal and state standards.
“Emotional distress awards within the Second Circuit can generally be grouped into three categories of claims: garden-variety, significant, and egregious.” Graham,
In contrast, “significant” emotional distress claims “are based on more substantial harm or more offensive conduct, are sometimes supported by medical testimony and evidence, evidence of treatment by a healthcare professional and/or medication, and testimony from other, corroborating witnesses.” Id. at 46-47 (internal quotation marks omitted). “Egregious” emotional distress claims generally involve “either outrageous or shocking discriminatory conduct or a significant impact on the physical health of the plaintiff.” Id. at 47 (internal quotation marks omitted); e.g., Caravantes v. 53rd Street Partners, LLC, No. 09 Civ. 7821, 2012 WL- 3631276, at *22-23 (S.D.N.Y. Aug. 23, 2012) (employee subjected to unwanted sexual acts suffered “significant” emotional distress where harassment led to social isolation, trouble sleeping, sexual dysfunction, marital problems, depressive disorder, post-traumatic stress disorder, and hospital admission for suicidal ideation; plaintiffs testimony was
This case falls in the “garden variety” category.
The Court concludes that Vera’s emotional distress is “garden variety” because the evidence was limited to her own testimony, describing her emotional distress in general and conclusory terms, offering no proof of permanent injury or physical im~ pact, and without corroborating testimony, medical or otherwise. See, e.g., Johnson v. Strive E. Harlem Emp’t Grp.,
This Court has applied similar principles in evaluating jury awards under CFEPA. Cf. Stampf,
This Court reviewed Connecticut case law, which showed that “[c]ases meriting larger non-economic damages awards are those in which plaintiffs suffered more than ‘garden variety’ signs of emotional distress, often including physical symptoms; and their testimony was corroborated by other witnesses.” Id. at 17 (citing Gaudio v. Griffin Health Servs. Corp.,
Similarly, in Schanzer v. United Techs. Corp.,
Observing that “Connecticut courts have remitted emotional distress awards where there was no proof of permanent injury and the damages award was disproportionate to the loss sustained!,]” the Court found remittitur appropriate because, inter alia, “the only evidence regarding the nature or degree of the emotional distress [plaintiffs] suffered was their own subjective testimony. ... There was no evidence of workplace mistreatment or humiliation. They were laid off, not terminated for individual performance deficiencies. No somatic manifestations of distress or behavioral changes were described, and there was no evidence of serious or traumatic consequences or impact on the plaintiffs’ family or personal relationships.” Id. at 217-19. The Court concluded that the jury’s $175,000 awards to each Plaintiff shocked the judicial conscience, and ordered remittitur to $40,000 for one plaintiff and $45,000 for the other. Id. at 219-20.
The Court finds guidance in Mclnnis and Schanzer, as well as the Connecticut cases relied on in those decisions, such as Gaudio and Oakes. In Gcmdio, the Connecticut Supreme Court upheld a jury’s award of $100,000 in non-economic damages to a plaintiff who was “emotionally devastated” after his employer wrongfully terminated and defamed him. Gaudio, 249 Conn. at 550-52,
In Oakes, the Connecticut Supreme Court held that a $97,500 non-economic damages award was not excessive where the plaintiff was terminated in retaliation for utilizing workers’ compensation, suffered stomach pains, passed out twice, was prescribed anti-depressant medication, and undertook a four-year job search but did not find a position with equivalent pay. Oakes,
More recently, the Connecticut Supreme Court held that a jury’s $94,500 non-economic damages award was “not excessive or shocking when compared to verdicts awarded under similar circumstances.” Patino v. Birken Mfg. Co.,
Upon review of these authorities, the Court concludes that the $500,000 non-economic damages award in this case is plainly excessive, out of line with awards in similar federal and state cases, and shocks the judicial conscience under the federal and state standards. The evidence was limited to Vera’s own testimony, which described her distress in general and conclu-sory terms, did not reveal any permanent or somatic injury, and was not corroborated by any medical or other testimony. Vera was laid off (not fired), and did not suffer workplace hostility or lose any personal relatiоnships.
Accordingly, the Court orders a new trial on damages unless Vera agrees to remit the award to $125,000, which is near the top of the range in “garden variety” emotional distress cases, and thus reflects the jury’s view that Vera’s distress was considerable. See Graham,
b. Punitive Damages
Alstom argues that the Court should set aside the $350,000 punitive damages award as unsupported by the evidence, or reduce it. The Court will not set aside the punitive award in toto, but does order a new trial on damages unless Vera agrees to remit the award to $50,000.
Alstom argues that the punitive damages award cannot stand because Vera did not establish more than mere liability. See Wiercinski,
But the critical determination is Alstom’s state of mind when it decided to terminate Vera. See Kolstad, 527 U.S. at 535,
The jury reasonably could have found, in view of Alstom’s size and sophistication, that the relevant decision-makers received employment discrimination training, or otherwise were аware of federal law’s well-established prohibition against retaliation. See Tr. 412, 523; Zimmermann v. Assocs. First Capital Corp.,
Moreover, the jury reasonably could have found that Alstom’s proffered reason for terminating Vera — reducing head count — was pretext, and, in turn, that Al-stom tried to mask its retaliation because it knew that retaliation violates federal law. See Connolly v. Bidermann Indus. U.S. 4., Inc.,
The Court properly instructed the jury on the law with respect to punitive damages under Title VII, and Alstom does not challenge those instructions. Cf. Jarvis v. Ford Motor Co.,
The Court does, however, conclude that the $350,000 punitive award shocks the judicial conscience, and orders a new trial on damages unless Vera agrees to remit the award to $50,000.
“Judicial review of the size of punitive damages awards has been a safeguard against excessive verdicts for as long as punitive damages have been awarded.” Honda Motor Co. v. Oberg,
The Supreme Court outlined three guideposts to consider when reviewing state court punitive damage awards: (1) the degree of reprehensibility of the defendant’s conduct; (2) the ratio of punitive damages to the actual harm inflicted; and (3) the difference between the punitive damages remedy and the civil penalties authorized’ or imposed- in сomparable cases. BMW of N. Am. Inc. v. Gore,
But “even where the. punitive award is not beyond the outer constitutional limit marked out, however imprecisely, by the three Gore guideposts,” the Court must “review punitive awards for exces-siveness ... [which] requires comparison with awards approved in similar cases ... [and] determining], as with compensatory awards, whether the punitive award is so high as to shock the judicial conscience and constitute a-denial of justice.” Mathie v. Fries,
Of the three guideposts, the “most important” is “the degree of reprehensibility of the defendant’s conduct.” State Farm Mut. Auto. Ins. Co. v. Campbell,
Here, the Court finds little to no reprehensibility. Alstom did not subject Vera to hostility or harassment in the workplace, caused no threat or harm to Vera’s heаlth or safety, and did not engage in repeated misconduct. Vera’s harm was mostly economic, and the evidence did not show her to be financially vulnerable. Moreover, Al-stom gave Vera one year’s salary as separation pay, a prorated bonus, and overdue reimbursements upon her departure. See, e.g., Fernandez v. N. Shore Orthopedic Surgery & Sports Med., P.C.,
The second guidepost looks at the ratio of punitive damages to the actual harm inflicted. Gore,
The third guidepost looks at the difference between the punitive damages remedy and the civil penalties authorized or imposed in comparable cases. Gore,
Upon consideration of the Gore guideposts, the Court concludes that the low “degree of reprehensibility of the defendant’s conduct ... strongly suggests that the punitive awаrd of $3[5]0,000 was excessive[.]” Payne,
At the outset, the Court notes that “[c]ases upholding punitive damage awards of $200,000 or more generally involve discriminatory or retaliatory termination resulting in severe financial vulnerability to plaintiff, repeated incidents of misconduct over a significant period of time, repeated failures to address complaints of discrimination, and/or deceit.” MacMillan,
Furthermore, the punitive award in this case is greater than awards issued in cases involving more reprehensible conduct. For example, in Luciano v. Olsten Corp.,
More recently, the Second Circuit remitted an “excessive” $300,000 punitive award to $100,000 where the defendant police officer verbally taunted and physically assaulted the plaintiff. Payne,
Courts in the Second Circuit have remitted punitive damagеs awards to modest sums below $100,000 in cases where, as here, reprehensible conduct was lacking. See, e.g., Chisholm v. Memorial Sloan-Kettering Cancer Ctr.,
In view of the low degree of reprehensibility of Alstom’s conduct, and the disparity between the award in this case and awards in similar cases, the maximum award of punitive damages that would not be excessive is $50,000. Accordingly, the Court orders a new trial on damages unless Vera agrees to remit the punitive award to that amount.
B. Back Pay
When an employer violates Title VII, a court may award back pay to make the employee whole. 42 U:S.C. § 2000e-5(g)(l); Clarke v. Frank,
An employer may avoid a back pay award, however, if it demonstrates that the plaintiff failed to mitigate her damages. Broadnax, 415 F.3dat 268. “This may , be done by establishing (1) that suitable work existed, and (2) that the employee did not make reasonable efforts to obtain it.” Id. (quoting Dailey v. Societe Generate,
Alstom argues that Vera cannot recover back pay because she failed to mitigate her damages. The Court finds, however, that Alstom did not prove that Vera failed to make reasonable efforts to seek comparable or suitable employment.
The employer bears the burden to show that the plaintiff did not make reasonable efforts to seek alternative employment. Broadnax,
Alstom essentially argues that Vera’s failure to mitigate is evidenced by the following: (1) after more than four years of alleged searching, Vera, a project manager with decades of experience and confidence in her skills, has not found work; (2) Vera was near retirement age when she was terminated, and her true intention was to retire, not seek re-employment; and (3) there are significant stretches of time for which Vera did not produce documentation of her job search. See Def.’s Opp. to Pl.’s Br. on Econ. Damages at 10-15; Def.’s Suppl. Submission on Pl.’s Econ. Damages at 1-5.
As to the first point, the Court’s focus is on Vera’s efforts to find comparable employment, not whether those efforts were successful. Hawkins,
As to the second point, Alstom relies on a non-binding case for the proposition that Vera “is required to prove when she would have retired,” and maintains that Vera’s true intention was to retire upon her termination. See Def.’s Opp. to PL’s Br. on Econ. Damages at 12-13 (citing Finch v. Hercules Inc.,
Alstom’s third point is well taken. There are significant stretches of time for which Vera did not produce documentation of her job search. For example, from the date of her termination through April 15, 2012, a period of 290 days, Vera produced only one record — a July 2011 e-mail in which she declined a long-term assignment in Spain because she had family commitments and previously-planned vacation. See Def.’s Suppl. Submission on PL’s Econ. Damages at 3; PL’s Ex. 66. She indicated in that email, however, that she would consider covering for other people for short durations, and would send her curriculum vitae for future consideration. PL’s Ex. 66. Another example is a 192-day period from November 9, 2013 through May 19, 2014 for which Vera produced no documentation of her job search. Def.’s Suppl. Submission on PL’s Econ. Damages at 4. Shorter periods for which Vera produced no documentation are scattered throughout the time since her termination. See id. at 3-5. Moreover, Vera lost some credibility, in the Court’s view, for failing to document and
Mindful, however, that Vera’s duty to mitigate is “not onerous,” Hawkins,
The evidence showed that, after her termination in June 2011, Vera told former colleagues that she was looking for work, and asked them to be references. In January 2012, Vera started using the services of an outplacement center. She testified that she waited six months to go to the center because she was emotional in the months following her termination, and had difficulty talking about her employment situation without crying.
With help from staff at the outplacement center, Vera, who had worked at only one place her entire career (Alstom and its predecessors), developed a résumé for the first time. Vera took advantage of the center’s interview training programs, and lectures on Internet job search tools.
Vera initially targeted project manager positions with comparable compensation at energy companies within a couple hours’ commute of her home in Connecticut. See Bergerson v. N.Y. State Office of Mental Health, Cent. N.Y. Psychiatric Ctr.,
In or about late 2012, Vera expanded her search to project manager positions in other industries, such as insurance and construction. See, e.g., Pl.’s Ex. 69d. She also applied for positions in New York and New Jersey, outside of her initial geographic search region, with the intention of staying at a hotel during the work week if she secured a position. Over the course of her search, Vera had several telephonic interviews and three in-person interviews. She received no offers. Contra Ford Motor Co.,
On this record, the Court cannot conclude that Vera failed to mitigate her damages. Alstom’s presentation focused mostly on the documentation of Vera’s search efforts. But, in view of the testimonial and documentary evidence that was submitted, the Court is not persuaded that Vera’s efforts, however poorly documented, were insufficient. Vera undertook her first job search in decades, created a résumé, educated herself оn interview and job search techniques, applied to a number of comparable positions, had interviews, and adjusted her expectations in terms of geography
1. Salary
Vera is entitled to back pay from the date of her termination until the date this Court enters judgment on back pay. See Saulpaugh v. Monroe Cmty. Hosp.,
As noted above, an award of back pay is based on “what the employee ... would have earned had [s]he not been discharged.” Kirsch,
At the time of her termination, Vera’s base salary was $118,194.62. Joint Stmt. ¶ 1, EOF No, 177. The parties dispute whether Vera’s salary would have increased had she not been denied a performance evaluation in March 2011, and later terminated.
The jury found that Alstom violated Title VII and CFEPA when it “denied plaintiff a 2010 performance evaluation and thereby denied her a raise on or about March 31, 2011[.]” Verdict at 1. Vera argues that “the jury expressly found that Alstom violated Title VII and CFEPA by denying Ms. Vera a raise in March 2011.” Pl.’s Reply at 2. Alstom reads the verdict differently, and maintains that, “[a]lthough the jury determined that Alstom’s decision not to review plaintiffs performance in 2011 was retaliatory, it does not necessarily follow that she actually would have been given a raise in that year or any year thereafter. At most, the jury’s verdict means that plaintiff was impermissibly denied the opportunity to be considered for a raise.” Def.’s Opp. to Pl.’s Br. Econ. Damages at 4.
The word “thereby” in the jury’s finding does raise a question as to whether the jury found that Vera would have received a raise but for Alstom’s retaliation. The finding could be read to suggest only that the denial of a performance evaluation necessаrily resulted in the denial of consideration for a raise, not that Vera deserved a raise. See also Am. Joint Trial Memo, at 4
Nonetheless, the Court concludes that Vera is entitled to raises. See Saulpaugh,
At minimum, the jury found that Alstom retaliated against Vera by denying her a performance evaluation, and that, as a result, Vera was denied consideration for a raise. Alstom should not benefit from any doubt as to whether Vera would have received a raise had she not unlawfully been denied consideration for one. See JPMorgan Chase Bank v. Liberty Mut. Ins. Co.,
The Court recognizes that Vera’s 2010 evaluation, which, according to the jury, was not tainted by discrimination, resulted in her not receiving a raise in 2010, and that this could support a conclusion that Vera would not have received a raise in 2011 or any subsequent year. See Dominic v. Consol. Edison Co. of N.Y.,
The evidence showed that, from her 2010 performance evaluation to the time of her termination, Vera completed a challenging project within her revised cost projection, Tr. 79, 103, continued to manage her projects without being placed on a performance improvement plan or otherwise being notified that her job was in jeopardy, see id. 128, 135, 533-34, and, in a draft that Barry started for Vera’s 2011 performance evaluation, received positive ratings for project-based objectives, see id. 561-64; Ex. 641 at 21009-10. Some degree of uncertainty is inherent in determining a báck pay award, see N.L.R.B.,
• For the period April 1, 2011 through June 30, 2011, $546.65 (see id. ¶ 2);
• For the period July 1, 2011 through March 31, 2012, $90,285.91 (see id ¶ 3.e.i);
• For the period April 1, 2012 through March 31, 2013, $123,009.13 (see id. 1Í 3.e.ii);
• For the period April 1, 2013 through May 30, 2014, $148,272.33 (see id. ¶ 3.e.iii);
• For the period June 1, 2014 through May 21, 2015 (the date of judgment on the jury’s verdict), $124,312.43 (see id. ¶ 3.e.iv),
After subtracting the $118,194.62 that Vera received as separation pay, the total lost salary award through May 21, 2015 is $368,231.83. See id. ¶ 3.f.
The parties are ordered to file, within fourteen days after this ruling, a stipulation setting forth amounts, calculated using the methodologies adopted herein, of any lost salary, bonuses, and 401 (k) contributions for the period May 21, 2015 through May 24, 2016 not accounted for in this ruling. The Court will then enter a supplemental judgment awarding those amounts.
2.Bonus
For the reasons identified supra, the Court concludes that Vera is entitled to bonuses for each year since her termination. See Saulpaugh,
• 19.278% of salary for fiscal year 2011/2012 ($120,381.22) = $23,207.09, less a $3,910 prorated bonus that Vera received = $19,297.09;
• 13.012% of salary for fiscal year 2012/2013 ($123,009.14) = $16,005.95;
• 11.852% of salary for . fiscal year 2013/2014 ($127,090.58) = $15,062.78;
• 17.493% of salary for fiscаl year 2014/2015 ($127,827.70) = $22,360.90;
Joint Stmt. ¶ 5. The total bonus award through Alstom’s fiscal year 2014/2015 is $72,726.72.
3.401(k)
The parties stipulated that any award for lost 401 (k) contributions shall include: (a) for non-elective contributions, 7% of any amount awarded to Vera for back pay, including salary and bonus; and (b) for elective contributions, 4% of the statutory maximum pre-tax contribution amount for each calendar year for which the Court awards Vera back pay. Joint Stmt. ¶8. Accordingly, as to non-elective contributions, 7% of the total amount awarded for back salary and bonus ($440,958.55) is $30,867.10. For elective contributions, the total is $3,520. See id. ¶ 8.b. Thus, the Court awards lost 401(k) contributions of $34,387.10.
4.Prejudgment Interest
“Title VII authorizes a district court to grant pre-judgment interest on a back pay award.” Saulpaugh,
Vera seeks prejudgment interest under Conn. Gen. Stat. § 37-3a. That statute does not apply. Where, as here, the judgment is based on both state and federal claims, and is not apportioned between the two, the Court must apply “interest calculated at the federal interest rate.” Thomas v. iStar Fin., Inc.,
Courts in this Circuit use the annual average Treasury bill rate referred to in 28 U.S.C. § 1961(a) for the periods in question, compounded annually. See, e.g., Joseph v. HDMJ Rest., Inc.,
Because the total back pay award must be determined, the Court will postpone defining the prejudgment interest award until after the parties have submitted a stipulation regarding lost salary, bonuses, and 401(k) contributions for the period May 21, 2015 through May 24, 2016 not accounted for in this ruling. The parties are ordered to include in that stipulation an agreement as to the total award of prejudgment interest through May 24, 2016, calculated as prescribed supra. The Court will include the prejudgment interest award in a supplemental judgment.
C. Vera’s Motion for Reinstatement, or, In the Alternative, an Award of Front Pay (ECF No. 167)
Vera seeks reinstatement to her former position, or five years’ front pay. Alstom counters that reinstatement is inappropriate because Vera’s “contempt” for Alstom’s standard operating procedures and her former colleagues will create a contentious work environment and subject Alstom to an undue risk of further litigation.
Reinstatement is the preferred remedy in employment discrimination cases. See Serricchio v. Wachovia Sec. LLC,
The Second Circuit has recognized, however, that “reinstatement is not always feasible ... because animosity may impede the resumption of a reasonable employer-employee relationship.” Banks,
However, the natural antagonism that results from litigating discrimination and retaliation claims should not bar reinstatement. See Kallir,
While this case bears some resemblance to Kallir, it does not present circumstances warranting departure from the preferred remedy in this Circuit. Over the course of this litigation, the Court has not observed any unusual hostility between the parties, and there was no evidence of unusual hostility before Vera’s termination. Moreover, it appears that Vera will not be working directly with Barry and Buchholz as she did before her termination, see Tr. 433, 583; 619-20; Pl.’s Reply at 3 n. 1 (“Buchholz is no longer with the Company, and Barry is no longer part of project management”), and thus the risk of discord between Vera and the relevant decision-makers is low.
As a senior project manager, Vera will have frequent contact with Alstom’s clients, which may have presented a concern in Kallir, but not here, because Al-stom recognized that client relations are Vera’s strong suit. Tr. 465, 493. Alstom characterizes Vera’s noncompliance with its standard operating procedures as “contempt,” but the jury rejected Alstom’s contentions on this point as pretext for retaliation, and the Court will not deny reinstatement on this basis. Finally, Alstom contends that, because Vera testified that she was a. better project manager than some of her male colleagues and should have been paid more, she has “contempt” for those colleagues, which will create an “unworkable” situation. See Def.’s Obj. at 5-6. The Court is not persuaded that this testimony, offered at a discrimination trial, indicates “contempt,” or that Vera’s reinstatement will be “unworkable.” If some disagreement among colleagues precluded reinstatement, it would be a rare remedy indeed. Instead, it is the preferred remedy in this Circuit, and appropriate in this case.
Vera spent her entire professional career at Alstom and its predecessors, and had great pride in her work there. A jury found that she lost her job under unlawful circumstances, and she has been unable to find alternative employment despite rea
III. CONCLUSION
For the foregoing reasons, Alstom’s Motion for Judgment as a Matter of Law or, In the Alternative, a New Trial or Remitti-tur (ECF No. 141) is GRANTED IN PART AND DENIED IN PART. Vera’s Motion for Reinstatement or, In the Alternative, an Award of Front Pay (ECF No. 167) is GRANTED. The Clerk shall enter judgment consistent with this order. The parties shall submit a stipulation as ordered herein, and the Court will then enter a supplemental judgment awarding additional back pay, and prejudgment interest. SO ORDERED at Bridgeport, Connecticut this twenty-fourth day of May, 2016
. Indeed, aftér Barry - admitted giving a "slanted version of the facts” in his deposition testimony regarding the financial perform-anee of Vera's projects, the jury had a basis for disbelieving his testimony. See Tr. 561.
. Alstom argues that Vera was "required to disprove Alstom's legitimate business reasons for terminating [her.]” Def.’s Mem. at 8. The law provides otherwise. See Summa v. Hofstra Univ.,
.- The parties stipulated that ‘‘[t]he plaintiff was the only member of the HRSG Windsor project management team whose employment was terminated on June 30, 2011, and the plaintiff was the only employee in Alstom’s HRSG business at the Windsor, Connecticut facility who was terminated on June 30, 2011.” Tr. 151.
. By use of the term "garden variety,” the Court does not mean to trivialize Ms. Vera’s emotional distress. The Court uses the term only to contextualize this case within the applicable case law.
