Spurred by the Supreme Court’s changing explication of Eleventh Amendment jurisprudence, we recently determined that a non-consenting state cannot be sued in a federal venue by public employees who seek to enforce the penalty provisions of the Fair Labor Standards Act, 29 U.S.C. §§ 201-219 (FLSA).
See Mills v. Maine,
I. TRAVEL OF THE CASE
On May 15,1998, two separate groups of public employees — one composed of police officers and the other composed of correc
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tional officers — filed class action complaints in the United States District Court for the District of Puerto Rico. Each suit named the Commonwealth of Puerto Rico and various commonwealth entities (hereinafter collectively Puerto Rico) as defendants and sought overtime pay, liquidated damages, and kindred relief arising out of alleged FLSA violations.
2
Mindful that this court long had held that Puerto Rico enjoys the benefit of Eleventh Amendment immunity,
see, e.g., Torres v. Puerto Rico Tourism Co.,
II. THE APPELLANTS’ ARGUMENT
The appellants advance an arresting argument. They claim that the Supreme Court’s decisions in Seminole Tribe and its progeny have made it pellucid that the rationale behind Eleventh Amendment immunity hinges upon the constitutional bargain in which states joined the Union but retained them inherent sovereignty. Although that bargain circumscribes the federal government’s authority, it is specific to the states; thus, the appellants reason, it cannot insulate other entities (like Puer-to Rico).
An historical overview may help to place this sophisticated argument into perspective. For many years, the Supreme Court fostered the impression that Congress could authorize individuals to sue states in federal courts pursuant to the exercise of its plenary powers under Article I, as long as it signaled its intention clearly enough.
See, e.g., Pennsylvania v. Union Gas Co.,
In
Seminole Tribe,
the Court abandoned this well-trodden path and insisted upon a two-step inquiry to determine whether a federal statute effectively trumped a state’s Eleventh Amendment protections. It asked first whether Congress unequivocally had declared an intent to abrogate the states’ immunity and then asked whether the attempted abrogation occurred pursuant to a constitutional clause that entails the power to abrogate.
See Seminole Tribe,
This holding represented a sea change in prevailing Eleventh Amendment jurisprudence. The Court not only negated its earlier assumption that Congress could abrogate states’ sovereign immunity in pursuance of Article I as long as it expressed its intent to do so with sufficient clarity, but also overruled
Union Gas. See id.
at 66,
Building on this foundation, the appellants argue that the district court should have allowed their FLSA suits to go forward. In their view, the first part of the
Seminole Tribe
test — intent—is satisfied here because, in enacting the FLSA, Congress unmistakably expressed its intention to pierce the shield of the states’ immunity,
see Mills,
The second part of the Seminole Tribe test — -validity—is fulfilled, the appellants asseverate, because Puerto Rico was not a party to the constitutional bargain that protects the states’ immunity from overreaching exercises of Congress’s Article I powers. Although it may be reasonable to say that the states did not surrender then-sovereign immunity when they pledged fealty to a document that included the Commerce Clause, the appellants reject such a claim regarding Puerto Rico. Puer-to Rico is a territory, not a state, and in their view, the Territorial Clause gives Congress plenary power to do whatever it deems useful in respect to the territories (including the abrogation of their sovereign immunity). See U.S. Const, art. IV, § 3, cl. 2 (investing Congress with the power to “make all needful Rules and Regulations respecting the Territory or other Property belonging to the United States”). Consequently, the appellants’ thesis runs, the FLSA’s intended abrogation of sovereign immunity, though impuissant as to the states by virtue of the Eleventh Amendment, has force as to Puerto Rico.
Despite the syllogistic ease of this thesis, there is a rather large fly in the ointment. Puerto Rico became an American
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dependency in 1898, and the Supreme Court recognized its common-law sovereign immunity almost immediately thereafter. See
Porto Rico v. Rosaly Y Castillo,
The appellants justify this seeming disregard for precedent by pointing out that the vast majority of those cases were decided before Seminole Tribe and signified only that Congress could hot abrogate Puerto Rico’s immunity without a clear statement of intent (a rule with which they do not quibble). 4 Later cases, the appellants assert, represent an overly wooden application of principles of stare decisis, repeating by rote the rule announced in earlier cases without recognizing the doctrinal shift that Seminole Tribe heralded and without considering the Territorial Clause as a possible source of Congress’s power to abrogate Puerto Rico’s immunity. They are, therefore, relics of a past that has no present relevance.
III. ANALYSIS
Having fairly developed the appellants’ argument, we take its measure.
The FLSA’s enforcement provision provides explicitly for individuals’ suits against public agencies.
See
29 U.S.C. § 216(b) (“An action to recover the liability prescribed [hereunder] may be maintained against any employer (including a public agency) in any Federal or State court of competent jurisdiction.... ”). Moreover, the FLSA defines the term “public agency” to mean “the Government of the United States; the government of a State or political subdivision thereof; any agency of [any of the above]; or any interstate governmental agency.” 29 U.S.C. § 203(x). For this purpose, “ ‘State’ means any State of the United States or the District of Columbia or any Territory or possession of the United States.” 29 U.S.C. § 203(c). Congress obviously intended this language to override the states’ immunity, but it failed to achieve that goal because its power to regulate wages arises under Article I.
See Mills,
The appellants’ argument, which we have unfurled at some length, offers us a seemingly simple solution to this question: because Congress has plenary power in respect to territories and possessions under the Territorial Clause, there is at least an arguable basis for our treating Puerto Rico differently than the states (and, thus, for upholding the exercise of federal jurisdiction in these cases). But courts must guard against the seductive lure of deceptively simple solutions; and, if experience teaches us anything, it is that most legal inquiries that turn upon Puerto Rico’s political status are complex. As the Supreme Court lamented a quarter-century ago, it is “frequently the case” when examining the text of a statute for its applicability to Puerto Rico that “the language is not free of ambiguity, the purposes appear to be diverse and sometimes contradictory, and the circumstances are not fully spread upon the record for our instruction.”
Examining Bd. of Eng’rs, Architects & Surveyors v. Flores de Otero,
Whether Puerto Rico is to be treated as a state or a territory for purposes of a particular statute that does not mention it specifically “depends upon the character and aim of the act.”
Puerto Rico v. Shell Co.,
The Court’s opinion in
Shell Company
furnishes an appropriate starting point as we struggle to resolve this issue. When determining a statute’s applicability to Puerto Rico, we must construe the language, whenever possible, “to effectuate the intent of the lawmakers.”
Shell Co.,
We believe that the situation at hand is analogous, and that the states’ changing status relative to Puerto Rico plays a salient part in the interpretive calculus. Thus, we employ a similar methodology and ask today: Is it likely that the framers of the FLSA’s enforcement provision would have intended the provision to include Puerto Rico had they foreseen the decision in
Seminole Tribe
and the resultant shift in the states’ status? If so, the FLSA potentially should be construed to abrogate Puerto Rico’s immunity; else-wise, it should not.
See Shell Co.,
In approaching this interpretive problem, we recognize that a statute’s “meaning in particular instances is to be arrived at not only by a consideration of the words themselves, but by considering, as well, the context, the purposes of the law, and the circumstances under which the words were employed.”
Shell Co.,
So too in
Examining Board,
where the Justices employed the same approach in construing a statutory enforcement provision that gave federal courts jurisdiction over actions to redress deprivations effected “under color of any State law.”
See
Despite the differing postures of the cases — in
Examining Board
the Court determined whether Congress, in creating an enforcement provision for section 1983 that was limited to cases regarding “[sjtate law,” intended a special restriction on the jurisdiction of federal district courts vis-avis Puerto Rico,
see id.
at 583,
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For one thing, neither the language of the FLSA’s enforcement provision nor the specific definitions provided by Congress suggest an intent to treat Puerto Rico and the states differently. To the contrary, Congress used the word “state” in an encompassing sense, agglomerating the states and the territories.
See
29 U.S.C. § 203(c);
cf. Examining Bd.,
For another thing, when Congress amended the FLSA in 1974 to permit suits against “public agencies,” it did not distinguish between its intended elimination of the states’ and Puerto Rico’s immunity. See Pub.L. 93-259, § 6(d)(1) (1974); cf. H.R.Rep. No. 93-913, at 45 (1974), reprinted in 1974 U.S.C.C.A.N. 2811, 2853 (explaining the amendments as making clear that “suits by public employees to recover unpaid wages and liquidated damages under such section may be maintained in a Federal or State court of competent jurisdiction”). This is particularly significant because other provisions of the FLSA show that when Congress intended to single out Puerto Rico, it knew how to do so. See, e.g., 29 U.S.C. § 206(a)(2) (setting separate minimum wage requirements for home workers in Puerto Rico); Pub.L. 93-259, § 5 (1974) (instituting industry committees to set appropriate minimum wage rates for workers in Puerto Rico).
The sockdolager is that Congress wrote the FLSA’s enforcement provision with full knowledge of Puerto Rico’s unique commonwealth status. With that status, Congress hoped “to accord to Puerto Rico the degree of autonomy and independence normally associated with States of the Union.”
Examining Bd.,
For our purposes, this is important context. Given Congress’s default rule— which was in effect when Congress amended the FLSA’s enforcement provision in 1974 to make public employers liable, and remains so today — courts will not ordinarily construe statutes to treat Puerto Rico in one way and the states in another unless the language of a particular statute demands that result.
See
48 U.S.C. § 734. We say “ordinarily” because we recognize the possibility that, on rare occasions, the existence of a compelling reason may prompt an inquiring court to read a statute, silent on the point, in a discriminating manner.
See Cordova & Simonpietri,
The first basis for an exception indubitably is absent here. That leaves the second. To satisfy this element here,
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“there would have to be specific evidence or clear policy reasons embedded in a particular statute to demonstrate a statutory intent to intervene more extensively into the local affairs of post-Constitutional Puerto Rico than into the local affairs of a state.”
Cordova & Simompietri,
In fact, one portion of the legislative history indicates that Congress drafted provisions affecting the government of Puerto Rico only when the constraints of federalism would not prevent application of the same rules to state governments. After nonsupervisory public employees were brought under the FLSA’s auspices and the Supreme Court finally held that this provision could apply to state employees,
see Garcia v. San Antonio Metro. Transit Auth.,
The best argument for a contrary result runs along the following lines.
6
Congress amended the FLSA’s enforcement provision in 1974 in response to a Supreme Court opinion that held that the FLSA, as it then stood, did not adequately evince an intent to abrogate sovereign immunity.
See
H.R.Rep. No. 93-913, at 41 (1974),
reprinted in
1974 U.S.C.C.A.N. 2811, 2850 (discussing
Employees,
This argument has a certain superficial logic. Yet the context and circumstances recounted above — highly pertinent factors, according to the Supreme Court— forbid its use in this situation. Congress has advised us with uncharacteristic bluntness that it does not intend a generally applicable statute to regulate Puerto Rico to the full extent allowed by the Constitution unless it either specifically singles out Puerto Rico or imposes similar regulations on the states.
See
48 U.S.C. § 734. In other words, it has instructed us to refrain from inferring that statutes which have limited effect upon the fifty states silently apply with greater force to Puerto Rico.
See id.
To cinch matters, strong policy considerations — especially those involving Congress’s efforts to fulfill the promise of Federal Relations Act and to ensure Puerto Rico a degree of autonomy normally associated with the states,
see Examining Bd.,
To sum up, there is absolutely no evidence that Congress intended to treat Puerto Rico differently than the fifty states for purposes of the FLSA’s enforcement provision. Nor have the appellants identified any compelling policy reasons that might propel us towards such a result. Hence, in accordance with 48 U.S.C. § 734, we conclude that the language in the FLSA that courts have deemed insufficient to abrogate states’ immunity is equally insufficient to undermine Puerto Rico’s immunity. When Congress provided for suits by individual employees against public agencies “in any Federal or State court of competent jurisdiction,” it did not intend for that jurisdiction to encompass suits against Puerto Rico more readily than suits against the states. Indeed, it is inconceivable to us that Congress would have chosen to invoke the Territorial Clause to impose the FLSA on Puerto Rico had it known that it could not impose an equivalent burden on the fifty states.
Let us be perfectly clear. We do not gainsay that, under the Territorial Clause, Congress may legislate for Puerto Rico differently than for the states.
See Harris v. Rosario,
IY. CONCLUSION
We need go no further. As a matter of statutory interpretation, we conclude that Congress had no intention to create an enforcement provision in the FLSA that treated Puerto Rico differently than the states. It follows that the FLSA does not effectually abrogate Puerto Rico’s immunity and that the courts below appropriately determined that they lacked jurisdiction to proceed.
Affirmed.
Notes
. Withal, many courts have ruled that Congress validly abrogated states’ sovereign immunity in the Equal Pay Act (which is part of the FLSA).
See, e.g., Hundertmark v. Florida Dep’t of Transp.,
. The suits also proffered pendent claims under Puerto Rico law. Because the viability of these claims in a federal forum depends on the viability of the plaintiffs' FLSA claims, we abjure any further mention of them.
. In contrast, enforcement of the Fourteenth Amendment is an exception to the Eleventh Amendment restriction because the states deliberately surrendered some of their extant Eleventh Amendment rights of sovereignty in agreeing to the adoption of the Fourteenth Amendment. For this reason, Congress still can abrogate the states' immunity in furtherance of its powers under the Fourteenth Amendment.
See Seminole Tribe,
. The appellants do not pause over what seems to be a logical inconsistency in their position. The clear statement rule is rooted in judicial reluctance to infer a shift in the "constitutionally mandated balance of power between the States and the Federal Government” without convincing evidence.
Atascadero State Hosp. v. Scanlon,
. Previously, Congress had not required employers in Puerto Rico (other than the federal government) to pay their employees the same minimum wage required of other employers. In 1974, it provided for committees to determine what minimum wage would be appropriate for each industry in the developing economy (including government work). See H.R.Rep. No. 93-913, at 23-25 (1974), reprinted in 1974 U.S.C.C.A.N. 2811, 2833-34. The aim was to plot a course for gradual progress toward parity with the minimum wage elsewhere in the United States. See id.
. The appellants also could argue, we suppose, that the FLSA can abrogate Puerto Rico’s immunity and still be deemed to have the same force and effect in Puerto Rico as in the United States because, even after
Seminole Tribe,
the FLSA allows individuals to sue political subdivisions of states.
See Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
