ORDER GRANTING PLAINTIFF’S MOTION TO REMAND AND DENYING DEFENDANT’S MOTION TO DISMISS AS MOOT
On June 18, 2014, Tanya Vasserman filed this putative class action in Los Ange-les Superior Court against Henry Mayo Newhall Memorial Hospital (“Newhall Memorial”) and various fictitious defendants, alleging violations of state wage and hour laws’.
■ On September 8, 2014, Vasserman filed a motion to remand the action to Los Angeles Superior Court for lack of subject matter jurisdiction.
Pursuant to Rule 78 of the Federal Rules of Civil Procedure and Local Rule 7-15, the court finds this matter appropriate for decision without oral argument. The hearing calendared for December 8,
I. FACTUAL BACKGROUND
A. Facts Alleged in the Complaint
1. Factual Allegations Concerning All Plaintiffs
Vasserman is a clinical registered nurse who, prior to this litigation, worked at Newhall Memorial as an hourly, non-exempt employee.
a. Newhall Memorial’s Alleged Failure to Pay All Wages Earned and Appropriate Overtime Compensation
Vasserman alleges, on information and belief, that pursuant to an established business practice and policy, Newhall Memorial schedules its non-exempt hourly employees to work in excess of eight hours a day; at times, it purportedly schedules employees to work shifts in excess of ten and twelve hours.
Vasserman asserts that Newhall Memorial’s policy is to pay straight time, rather than overtime, for all hours worked in excess of eight hours a day.
b. Newhall Memorial’s Allegedly Improper Meal Policies
Vasserman also alleges that Newhall • Memorial’s meal period policies violate the California Labor Code and Wage Order 5-2001 of the California Industrial Welfare Commission (“IWC”).
c. Newhall Memorial’s Alleged Failure to Provide Itemized Wage Statements
Vasserman alleges, on information and belief, that in addition to Newhall Memorial’s allegedly unlawful overtime and meal period policies, it consistently failed to provide its employees itemized wage statements in accordance with California Labor Code § 226.
d. Newhall Memorial’s Alleged Failure to Pay Proper Wages as a Re- . suit of its Rounding Policy
Finally, Vasserman contends that New-hall Memorial employs a rounding policy in calculating employee wages that disproportionately and negatively impacts employees.
2. The Putative Classes
Vasserman seeks to represent five putative classes of current and former Newhall Memorial employees:
Class 1: All hourly, non-exempt employees of Newhall Memorial who worked more than eight (8) hours in a day or more than forty (40) hours in a week from four (4) years before the filing of this action through the date of judgment and were not paid proper premium overtime and double time wages (“Pay Plan Class”);
Class 2: All hourly, non-exempt employees who worked for Newhall Memorial at some point from four (4) years before the filing of this action through the date of judgment, and who are no longer employed by Newhall Memorial (“Waiting Time Penalty Class”);
Class 3: All hourly, non-exempt employees who worked for Newhall Memorial from four (4) years before the filing of this action through the date of judgment who were subjected to Newhall Memorial’s meal period policies and practices (“Meal Break Class”);
Class U: All hourly, non-exempt employees who worked for Newhall Memorial from one (1) year before the filing of this action through the date of judgment who were provided a paystub, i.e., wage statement, by Newhall Memorial (“Pay Stub Class”); and
Class 5: All hourly, non-exempt employees who worked for Newhall Memorial*941 from four (4) years before the filing of this action through the date of judgment, who were subject to Newhall Memorial’s rounding policy and practice (“Rounding Class”).
3. Vasserman’s Claims
On behalf of these classes, Vasserman pleads claims for (1) violation of California’s Unfair Competition Law (“UCL”), California Business and Professions Code § 17200 et seq.;
B. The Parties’ Requests for Judicial Notice
Vasserman requests that the court take judicial notice of two documents in eonnection with her motion to remand the action to Los Angeles Superior Court,
A court can consider evidence in deciding a remand motion, including document's that can be judicially noticed. See, e.g., Ryti v. State Farm General Ins. Co., No. C 12-01709 JW,
In deciding a Rule 12(b)(6) motion, however, courts generally look only to the face of the complaint and documents attached thereto. Van Buskirk v. Cable News Network, Inc.,
Thus, in deciding Vasserman’s motion to remand and Newhall Memorial’s motion to dismiss, the court can consider material that can be judicially noticed under Rule 201 of the Federal Rules of Evidence. Fed.R.Evjd. 201. Under Rule 201, the court can take judicial notice of “[ojfficial acts of legislative, executive, and judicial departments of the United States,” and “[f]acts and propositions that are not reasonably subject to dispute and are capable of immediate and accurate determination by resort to sources of reasonably undis-putable accuracy.”
The parties request that the court take notice of four court orders: (1) an order by Judge Philip S. Gutierrez remanding Marincovich v. Aramark Uniform & Career Apparel, Inc., No. CV 12-10245 PSG (JEMx), filed March 11, 2013;
“Under Federal Rule of Evidence 201, the [c]ourt may take judicial notice of matters of public record if the facts are not ‘subject to a reasonable dispute.’ ” Olds v. Metlife Home Loans, No. SACV 12-55 JVS (RNBx),
Newhall Memorial also asks that the court take judicial notice of the operative complaint in this action.
Newhall Memorial also requests that the court take judicial notice of Wage Order No. 52001 of the California Industrial Welfare Commission (“IWC”).
II. DISCUSSION
A. Vasserman’s Evidentiary Objections
1. Declaration of Mark Puleo in Support of Newhall Memorial’s Notice of Removal
Before addressing the merits of the parties’ respective motions, the court first considers various evidentiary objections Vasserman asserts to declarations submitted by Newhall Memorial in support of its notice of removal and in opposition to Vas-serman’s motion to remand.
Puleo states, under penalty of perjury, that the statements in the declaration are based on personal knowledge he has gained as Newhall Memorial’s Vice President and Chief Human Resources Officer; this provides adequate foundation for the statements. See Fed.R.Evid. 602 (“A witness may testify to a matter only if evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter. Evidence to prove personal knowledge may consist of the witness’s own testimony”); Barthelemy v. Air Line Pilots Ass’n,
The statements in Puleo’s declaration are, moreover, relevant because they bear directly on whether the court has subject matter jurisdiction. See Fed. R.Evid. 401 (“Evidence is relevant if: (a) it has any tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action”). Pu-leo’s declaration makes it more likely that Vasserman’s claims are preempted and/or that the requirements-for removal under the Class Action. Fairness Act are satisfied. Vasserman’s relevance objection is thus overruled.
Even if evidence is relevant, of course, the court may exclude it under Rule 403 “if its probative value is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” Undue prejudice means an “undue tendency to suggest decision on an improper basis, commonly, though not necessarily, an emotional one.” Fed.R.Evid. 403, Advisory
Similarly unavailing are Vasserman’s objections under Rules 701, 702, 704, 801, 802, and 901 of the Federal Rules of Evidence. Puleo’s statements do not constitute expert opinion. Rule 702 of the Federal Rules of Evidence governs the admission of expert testimony. Under Rule 702,
“[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.” Fed.R.Evid. 702.
See also United States v. Finley,
In contrast, Rule 701 permits lay opinion testimony that is “(a) rationally based on the witness’s perception; (b) helpful to clearly understanding the witness’s testimony or to determining a fact in issue; and (c) not based on scientific, technical, or other specialized knowledge within the scope of Rule 702.” Fed.R.Evid. 701. Rule 701’s requirement that opinion testimony be based on a witness’s perception derives from Rule 602. That rule states-in pertinent part that “[a] witness may testify to a matter only if evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter. Evidence to prove personal knowledge may consist of the witness’s own testimony.” Fed.R.Evid. 602.
Puleo’s statements are based on personal knowledge; they are not the product of “scientific, technical, or other specialized knowledge.” That Puleo knows the information as a result of his work for Newhall Memorial does not convert factual observations into expert testimony. Courts routinely permit witnesses to offer lay opinion testimony concerning matters
Moreover, although Puleo provides calculations concerning the number of putative class members, the approximate number of paychecks they received, and their average hourly rate of pay, none of this information concerns subject matter “beyond the common knowledge of the average layman,” such that Puleo would have to qualify as an expert. Vasserman does not explain why simple mathematical calculations constitute expert testimony. Although she contends that Puleo must be “an expert qualified to provide an opinion as to ... who constitutes [a] class member!],”
Vasserman objects finally that the challenged paragraphs of Puleo’s declaration contain inadmissible hearsay and lack authentication. She offers no substantive argument supporting the objections and the court finds no basis for them. Puleo is not recounting an out-of-court statement to prove the truth of the matter asserted; rather, he testifies based on personal knowledge of Vasserman’s personnel files. Cf. Fed.R.Evid. 801(c) (“ ‘Hearsay’ means a statement that: (1). the declarant does not make while testifying at the current trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the statement”). Moreover, it is unclear what portions of Puleo’s statements Vasserman contends must be authenticated. Accordingly the court overrules Vasserman’s authentication objection. See, e.g., Burch v. Regents of University of California,
For the reasons stated, the court overrules each of Vasserman’s objections to Puleo’s declaration and will consider the declaration in its entirety in ruling on the motion to remand.
2. Declarations of Angela Watkins and Rolando Bergado in Support of Newhall Memorial’s Notice of Removal
Vasserman also objects to portions of the declarations of Angela Watkins
As discussed infra, Vasserman’s assertion that neither Watkins nor Berga-do is a putative class member as defined in the complaint is unavailing; their statements are thus relevant because they make it more probable that minimal diversity exists between Newhall Memorial and the putative class members. See Fed. R.Evid. 401 (evidence is relevant if it has “any tendency to make the existence of any fact ... more or less likely that it would be without the evidence”). The court thus overrules Vasserman’s relevance objection to the Watkins and Berga-do declarations. It similarly overrules her objection under Rule 403. Vasserman does not explain how she will be unfairly prejudiced by consideration of the Watkins and Bergado declarations; rather, it appears the only form of “prejudice” she will suffer is that the declarations make it less likely her remand motion will be granted. As noted, the fact that evidence is adverse to a party’s position does not support its exclusion under Rule 403; rather, the evidence must result in “unfair prejudice.” See Old Chief,
B. Vasserman’s Motion to Remand
1. Legal Standard Governing Removal Jurisdiction
The right to remove a case to federal court is entirely a creature of statute. See Libhart v. Santa Monica Dairy Co.,
There is an exception to the “well pleaded complaint” rule, however. Under the “artful pleading” doctrine, a plaintiff cannot defeat removal of a federal claim by disguising or pleading it artfully as a state law cause of action. If the claim arises under federal law, the federal court will recharacterize it and uphold removal. Federated Dept. Stores, Inc. v. Moitie,
To support a finding of complete preemption, the preemptive force of the federal statute at issue must be “extraordinary.” See Metropolitan Life Ins. Co.,
2. Whether the Court Has Federal Question Jurisdiction
a. Legal Standard Governing § 301 Preemption
Section 301(a) of the LMRA gives federal courts exclusive jurisdiction to hear “[s]uits for violation of contracts between an employer and a labor organization.” 29 U.S.C. § 185(a). See Franchise Tax Bd.,
To further the goal of uniform interpretation of labor contracts, the preemptive effect of § 301 has been extended beyond suits that allege the violation of a collective bargaining agreement. See Allis-Chalmers Corp. v. Lueck,
Despite the broad preemptive effect of § 301, a claim that seeks to vindicate “nonnegotiable state-law rights ... independent of any right established by contract” is not within its scope. Allis-Chalmers Corp.,
Nor can a defendant invoke preemption merely by alleging a “hypothetical connection between the claim and the terms of the CBA,” or a “creative linkage” between the subject matter of the suit and the wording of the CBA. Id. at 691-92. To prevail, “the proffered interpretation argument must reach a reasonable level of credibility.” Id. at 692. A preemption argument is not credible “simply because the court may have to consult the CBA to evaluate [a plaintiffs claim]; [similarly,] ‘looking] to’ the CBA merely to discern that none of its terms is reasonably in dispute does not require preemption.” Id. (quoting Livadas,
“To the extent our prior cases held or implied that preemption was proper because of the mere possibility that the subject matter of the claim was a proper subject of the collective bargaining process, whether or not specifically discussed in the CBA, we today hold such statements to be an incorrect articulation of § 301 preemption principles. A state law claim is not preempted under § 301 unless it necessarily requires the court to interpret an existing provision of a CBA that can reasonably be said to be relevant to the resolution of the dispute.” Id. at 693.
See also Humble v. Boeing Co.,
The Ninth Circuit has articulated a two-part test to determine whether a cause of action is preempted by the LMRA. Burnside v. Kiewit Pacific Corp.,
b. Whether Vasserman’s Claims are Preempted
Vasserman alleges state law claims for unfair business practices under California Business and Professions Code § 17200 et seq.; failure to pay overtime compensation in violation of California Labor Code §§ 204, 510, 1194, 1198; waiting time penalties under California Labor Code § 200 et seq.;
(1) Whether Vasserman’s Overtime Claim is Preempted
Vasserman contends that her second claim for failure to provide overtime compensation in violation of California Labor Code §§ 204, 510, 1194, 1198 is “based on and conferred by substantive non-waivable rights under state law — specifically, the California Labor Code — and not by rights or duties under [Newhall Memorial’s] CBAs.”
The CBAs suggest that Vasserman’s claim may be based on a statute that does not apply. Labor Code § 514 exempts
“Section 510 and 511 do not apply to an employee covered by a valid collective bargaining agreement if the agreement expressly provides for the wages, hours of work, and working conditions of the employees, and if the agreement provides premium wage rates for all overtime hours worked and a regular hourly rate of pay for those employees of not less than 30 percent more than the state minimum wage.” Cal. Lab.Code § 514.
Section 514 is an affirmative defense that must be pled and proved by Newhall Memorial. See Mireles v. Paragon Systems, Inc., No. 3:13-CV-00122-L-BGS,
Second, because, as noted, Newhall Memorial’s reliance on § 514 is essentially a defense to Vasserman’s overtime claim, it does not give rise to § 301 preemption. See Humble,
In so holding, the court reaches the same conclusion as several other courts in this district, each of which has recognized that “reliance on the CBA as an aspect of a defense is not enough to ‘inject[ ] a federal question into an action that asserts what is plainly a state-law claim.’ ” Placencia v. Amcor Packaging Distribution, Inc., No. SACV 14-0379 AG (JPRx),
In Placencia,
Similarly, in Bart v. Parkview Community Hospital Medical Center, No. EDCV 14-01614 JGB (DTBx) (C.D.Cal. Sept. 18, 2014),
The court finds the reasoning of Judges Guilford and Bernal instructive. As the Ninth Circuit has recognized, “[i]t is ‘settled law that a case may not be removed to federal court on the basis of a federal defense, including a defense of preemption, even if the defense is anticipated in the plaintiffs complaint, and even if both parties concede that the federal defense is the only question truly at issue.’ ” Balcorta v. Twentieth Century-Fox Film Corp.,
The Ninth Circuit’s holding in Firestone v. Southern'California Gas Company,
Vasserman does not dispute the applicable wage rates that are provided in the CBA — instead, she argues that she was not paid overtime as required by California law. Although it is apparent that calculations will be required to resolve her overtime claims given the three overtime plans set forth in the CBAs,
Although Newhall Memorial asserts that several terms of the CBAs require interpretation to determine whether it is entitled to invoke the exemption, the court is not persuaded.
“On Call (Uncontrolled Standby): Time spent by a Nurse placed on on-call status (Uncontrolled Standby) shall not be treated as time worked for that Nurse’s compensation, benefits, or any other purpose; provided, however, time spent by a Nurse on on-call status (Un- - controlled Standby) shall be paid to the Nurse at the hourly rate of $8.00. Any Nurse who is on on-call status and receives a call and request to perform substantive work which does not require the Nurse to come into the Hospital shall receive pay at the Nurse’s Base Hourly Rate for all time actually worked. De minimus time spent, defined as less than fifteen minutes in the aggregate, in response to a call shall not be considered time actually worked.”80
Newhall Memorial contends that the court must interpret the CBAs to determine whether on-call time is de minimis or not.
The court is not convinced that whether time is “de minimis” will require interpretation of the CBAs, as the agreements specifically define “de minimis” as less than fifteen minutes in the aggregate. As with Section 18’s provision governing paid education leave, the real question is whether de minimis time constitutes “hours worked” under California law. Resolution of this question necessarily requires interpretation and application of state law, not
For the reasons stated, the court concludes that Vasserman’s second claim for relief is not preempted by § 301.
(2) Whether Vasserman’s Meal Period Claim is Preempted
Newhall Memorial contends that Vasser-man’s meal period claim is preempted under § 301 because each of the CBAs provide for meal periods and also “sets forth detailed procedures describing what employees must do if they claim they did not receive meal periods.”
Meal periods are a non-negotiable right under state law. Courts have thus held that California state law claims alleging meal period violations are not preempted even where the CBA includes language entitling employees to such breaks. Valles v. Ivy Hill Corp.,
Newhall Memorial argues that “[t]o evaluate [pjlaintiffs claims that she did not receive meal periods, it will be necessary to analyze whether she (and others) complied with their obligations under the CBA concerning notification of their supervisors,” because whether or not they complied with these obligations “will bear on (a) the credibility of his or her claims, (b) whether he or she comes with clean hands, and (c) whether Defendant was given an opportunity to correct prior unreported untaken meal periods.”
As with her overtime claim, Vasserman clearly and explicitly invokes the protections provided by the California Labor Code, not similar rights to meal periods provided by the CBAs.
Newhall Memorial disputes this, arguing that the resolution of the meal period claim will necessarily involve CBA provisions requiring that employees notify their supervisors of any meal period violation they experienced.
“[r]he parties’ agreement as to the manner in which a benefit claim would be handled [would] necessarily [have been] relevant to any allegation that the claim was handled in a dilatory manner.... These questions of contract interpretation, therefore, underlie any findings of tort liability, regardless of the fact that the state court may choose to define the tort as ‘independent’ of any contract question. Congress has mandated that federal law govern the meaning given contract terms. Since the state tort purports to give life to these terms in a different environment, it is pre-empted.” Id. at 218,105 S.Ct. 1904 .
Allis-Chalmers is distinguishable. There, resolution of a state tort claim for breach of the duty of good faith and fair dealing required a determination as to whether defendant’s claims handling breached the duty of “good faith” and “fair dealing,” which, in turn, required that the court interpret the parties’ agreement to determine how they had agreed claims would be handled. Here, by contrast, Vasserman pleads a claim for violation of a state law that unambiguously requires employers to provide their employees with uninterrupted, paid meal periods. The statute is violated when an employer fails to the meal periods available. There is no need to look to the CBAs to determine whether a violation has occurred, i.e., whether Vasserman or the putative class members were denied the ability to take meal periods guaranteed by statute. Therefore, the court concludes that Vas-serman’s meal period claim is not preempted by § 301 of the LMRA.
(3) Whether Vasserman’s Remaining Claims are Preempted
Although it contends that Vasserman’s overtime and meal period claims are preempted, Newhall Memorial does not argue that her other claims are likewise preempted by § 301. Vasserman’s first cause of action alleges violation of California’s UCL, Business and Professions Code § 17200 et seq.; her third claim alleges violation of Labor Code § 200 et seq., while the fourth pleads a violation of § 226. The sixth cause of action seeks civil penalties under PAGA, and the seventh alleges violation of Labor Code §§ 510(a), 1194, and IWC Wage Order 5-2001. In its notice of removal, Newhall Memorial does not indicate which claims it asserts are preempted by § 301; rather, it states, in the most general terms, that “various terms of the different CBAs must be interpreted in this matter to address Plaintiffs claims.”
Even had Newhall Memorial not abandoned any preemption argument it may have had regarding these claims, the court would conclude that it had failed to demonstrate that resolution of Vasser-man’s first, third, fourth, sixth, and seventh claims requires interpretation of the CBAs. The claims all seek to vindicate rights provided by state law. None, moreover, requires interpretation of the CBAs. While the calculation of waiting time penalties will require reference to wage rates set forth in the CBA, this is insufficient to preempt the claim. See Invadas,
(4) Whether the Presence of Grievance and Arbitration Procedures Requires Analysis of the CBAs
Finally, Newhall Memorial contends that various grievance and arbitration procedures set forth in each of the CBAs “raise additional issues of CBA interpretation.”
“[A] court may look to the CBA to determine whether it contains a clear and unmistakable waiver of state law rights without triggering [§ ]301 preemption.” Meyer,
When a CBA’s grievance and arbitration procedure does not directly reference the statutes at issue, courts have concluded that the agreement does not contain a “clear and unmistakable waiver” of an employee’s right to a judicial forum. See, e.g., Wright,
Newhall Memorial does not cite the relevant grievance and arbitration provisions of the CBAs, nor does it articulate why the court would need to do more than “look to” the provisions of the CBAs to determine whether the grievance and arbitration procedures apply, and whether they constitute a clear and unmistakable waiver of Vasserman’s rights under the Labor Code. It is apparent, however, from “looking to” the CBAs, that the relevant grievance and arbitration provision is found in Article 12.
The court would find no preemption, in fact, even if Vasserman’s claims fell within the scope of the CBAs’ grievance and arbitration procedure. Numerous courts have held that a defendant’s argument that a plaintiff has waived her right to pursue state law claims due to a grievance and arbitration provision in a CBA constitutes a “defense” that does not give rise to preemption under the LMRA or create a federal question. See, e.g., Townsend v. Brinderson Corp., No. CV 14-5320 FMO (RZx),
(5) Conclusion Regarding § 301 Preemption
For the reasons stated, the court concludes that Vasserman has alleged claims that arise under state law, rather than the CBAs that governed her employment and that of putative class members,, and that resolution of her claims will not substantially depend on interpretation of those agreements. Accordingly, the court lacks federal question jurisdiction.
3. CAFA Jurisdiction
a. Legal Standard Governing CAFA Jurisdiction
In 2005, Congress enacted the Class Action Fairness Act of 2005, Pub.L. No. 109-2, 119 Stat. 4. CAFA gives district courts original jurisdiction to hear class actions “in which the matter in controversy exceeds the sum or value of $5,000,000, exclusive of interest and costs,” and “in which [, inter alia,] any member of a class of plaintiffs is a citizen of a State different from' any defendant.” 28 U.S.C. § 1332(d)(2); see also Luther v. Countrywide Home Loans Servicing LP,
Under CAFA, the number of members of all proposed classes must exceed 100 in the aggregate. 28 U.S.C. § 1332(d)(5)(B). See also Serrano v. 180 Connect, Inc.,
The Ninth Circuit has confirmed that CAFA does not disturb the traditional rule that the burden of establishing removal jurisdiction is on the proponent of federal jurisdiction. Abrego Abrego v. The Dow Chemical Co.,
b. Whether the Court Has Jurisdiction Under CAFA
(1) Whether the Numerosity Requirement is Satisfied
As noted, under CAFA, the number of members of all putative classes must exceed 100 in aggregate. 28 U.S.C. § 1332(d)(5)(B). In its notice of removal, Newhall Memorial proffers Puleo’s declaration to show that this requirement is satisfied. Puleo, who, as noted, is Newhall Memorial’s Vice Present and Chief Human Resources Officer,
(2) Whether the Minimal Diversity Requirement is Satisfied
Vasserman asserts that Newhall Memorial has failed to adduce sufficient evidence showing that CAFA’s minimal diversity requirement is satisfied.
In support of removal, Newhall Memorial proffered the declarations of Rolando Bergado and Angela Watkins, two former non-exempt hourly employees who worked for it in California during the class period.
Vasserman argues that Bergado and Watkins are not members of any putative class.
Vasserman seeks to represent five classes of non-exempt employees who worked at Newhall Memorial during the class period:
Class 1: All hourly non-exempt employees of Newhall Memorial who worked more than eight (8) hours in a day or more than forty (40) hours in a week from four (4) years before filing of this action through the date of judgment and were not paid proper overtime and double time wages (“Pay Plan Class”);
Class 2: All hourly non-exempt employees who worked for Newhall Memorial at some point from four (4) years before filing of this action through the date of judgment, and who are no' longer employed with Newhall Memorial (“Waiting Time Penalty Class”);
Class S: All non-exempt hourly employees who worked for Newhall Memorial from four (4) years before filing of this action through the date of judgment who were subjected to Newhall Memorial’s meal period policies and practices (“Meal Break Class”);
Class D All non-exempt hourly employees who worked for Newhall Memorial from one (1) year before filing of this action through the date of judgment who were provided a paystub, i.e., wage statement, from Newhall Memorial (“Pay Stub Class”);
Class 5: All non-exempt hourly employees who worked for Newhall Memorial from four (4) years before filing of this action through the date of judgment, who were subject to Newhall Memorial’s rounding policy and practice (“Rounding Class”).108
As noted, both Bergado and Watkins were non-exempt hourly employees who
(3) Whether the Amount in Controversy Requirement is Satisfied
(a) Legal Standard Governing the Amount in Controversy Under CAFA
Vasserman next contends that Newhall Memorial has failed to establish that the amount in controversy exceeds $5,000,000.
(b) Whether Newhall Memorial Has Established by a Preponderance of the Evidence that the Amount in Controversy Requirement is Met
i) Newhall Memorial’s Estimate of Potential Class Damages
Newhall Memorial’s estimate of the amount in controversy addresses five types of relief sought in Vasserman’s complaint:
*970 No. Claim Newhall Memorial’s Estimated Amount
___in Controversy111 _
1, Unpaid Overtime_$8,267,903_
2, Waiting Time Penalties_$2,164,140_
3, Penalties under § 226 for Failure to $3,878,350
_Provide Accurate Wage Statements_
4, Missed Meal Periods_$9,183,758_
5, Penalties under PAGA_$8,021,900_
TOTAL$31,516,051
In estimating the value of the class claims, Newhall Memorial has calculated the potential recovery for unpaid overtime and meal period claims for the four-year class period alleged in the complaint; it has assumed, by contrast, that a one-year limitations period applies to claims under Labor Code § 226 and PAGA.
a) Unpaid Overtime Claim
In estimating that the class might recover as much as $8,267,903 on its unpaid overtime claim, Newhall Memorial first approximated the number of putative class
proximately 45% of the putative class worked under the 10/40 or 12/36 overtime plans.
Using the “45% of putative class member[s] [who] work[ed] shifts that are over 8 hours but are not paid ‘daily overtime’ ” for hours in excess of eight hours, Newhall Memorial assumed that each class member worked eight hours of “daily overtime” per pay period” during the entire class period. Because Puleo states that class members collectively worked 140,039 pay periods during the class period and Vasserman alleges that the class members were only paid straight time for hours in excess of eight per day,
California Labor Code § 203(a) states in relevant part: “If an employer willfully fails to pay, without abatement or reduction, in accordance with Sections 201, 201.3, 201.5, 202, and 205.5, any wages of an employee who is discharged or who quits, the wages of the employee shall continue as a penalty from the due date thereof at the same rate until paid or until an action therefor, is commenced; but the wages shall not continue for more than 30 days.”
In estimating the potential class recovery on Vasserman’s waiting time penalties claim under § 203, Newhall Memorial “as-sum[ed] each terminated employee worked 8 hours per day,”
c) Penalties under Labor Code § 226
California Labor Code § 226(a) provides that “[e]very employer shall, semimonthly or at the time of each payment of wages, furnish each of his or her employees ... an accurate itemized statement in writing showing (1) gross wages earned; (2) total hours worked by the employee ... (5) net wages earned, ... (8) the name and address of the legal entity that is the employer, ... and (9) all applicable hourly rates in effect during the pay period and the corresponding number of hours worked at each hourly rate by the employee.” Section 226(e) provides that “[a]n employee suffering injury as a result of a knowing and intentional failure by an employer to comply with subdivision (a) is entitled to recover the greater of all actual damages or fifty dollars ($50) for the initial pay period in which a violation occurs and one hundred dollars ($100) per employee for each violation in a subsequent pay period, not exceeding an aggregate penalty of four thousand dollars ($4,000).”
In calculating a potential class recovery of $3,878,350 on this claim, Newhall Memorial assumed that each of the 1,583 putative class members it has employed since June 18, 2013, would be entitled to recover for violations each pay period, i.e., every two weeks from June 18, 2013 until the date of removal, August 8, 2014.
“As there are approximately 1,583 putative class members who have been employed from June 18, 2013 until August 8, 2014 (the date of removal) who have worked over 80,000 work weeks, each employee has worked an average of approximately 51 work weeks (80,000/1,583 = 51). (Puleo Deck ¶ 5.) Employees are paid every two weeks. .(Puleo Deck, ¶ 6.) Thus, during the one-year statute of limitations, employees have received an average [of] more than 25 paychecks. Thus, the amount in controversy would be $79,150 for the alleged initial viola*973 tions ($50 x 1,583 employees). The amount in controversy for the 24 subsequent alleged violations would be $3,799,200 ($100 x 1,583 employees x 24).”129
As can be seen, Newhall Memorial assumed a 100 percent violation rate — i.e., that every putative class member received an inaccurate wage statement every pay period during the limitations period. Newhall Memorial adduces no evidence supporting this assumption.
d) Meal Period Claim
In estimating that the missed meal period class could recover total damages of $9,183,758, Newhall Memorial “assume[d] [ ] two missed meal periods per pay period.”
As with Newhall Memorial’s other calculations, its estimate of meal period damages under Labor Code § 226.7 relies on an assumption that every class member missed two meal periods each pay period during the class period. Like Newhall Memorial’s assumption that each class member worked eight hours of daily overtime per week, the suggestion that each class member missed two meal breaks per pay period is entirely speculative and unsupported.
e) PAGA Penalties
The Private Attorneys General Act (“PAGA”) provides for the recovery of civil penalties for violations of the California Labor Code. See Cal. Lab.Code § 2699(f). The Act states, in relevant part:
“For all provisions of this code except those for which a civil penalty is specifically provided, there is established a civil penalty for a violation of these provisions as follows:
(1) If, at the time of the alleged violation, the person does not employ one or more employees, the civil penalty is five hundred dollars ($500).
(2) If, at the time of the alleged violation, the person employs one or more employees, the civil penalty is one hundred dollars' ($100) for each aggrieved employee per pay period for the initial violation and two hundred dollars ($200) for each aggrieved employee per pay period for each subsequent violation.
(3) If the alleged violation is a failure to act by the Labor and Workplace Development Agency, or any of its departments, divisions, commissions, boards, agencies, or employees, there shall be no civil penalty.” Id. (emphasis added).
In calculating class PAGA penalties, Newhall Memorial assumed that the 1,583 putative class members who were employed since June 18, 2013 would be able to recover PAGA penalties each pay period on each of Vasserman’s Labor Code claims.
In reaching its calculation of the amount in controversy related to Vasserman’s PAGA claim, Newhall Memorial again assumes a 100 percent violation rate, calculating PAGA penalties for each of 40,901 pay periods without proffering any evidence to support such an assumption.
Although other courts have reached the opposite result,
As the Pulera court noted, however, concluding that employees’ ' individual rights should be aggregated does not compel aggregation of their rights with those of a state agency, the LWDA. Citing Troy Bank of Troy, Ind. v. G.A. Whitehead & Co.,
ii) Whether the Assumptions on Which Newhall Memorial’s Calculation is Based Are Supported by “Summary Judgment Type Evidence”
As noted, Newhall Memorial asserts the amount in controversy is $31,516,051 — well above the jurisdictional threshold. Vas-serman contends, however, that Newhall
Specifically, Vasserman argues that key variables used in Newhall Memorial’s calculations are not based on summary judgment-type evidence.
“The only evidence the defendants proffer to support their calculation of the amount in controversy is a declaration by their supervisor of payroll, which sets forth only the number of employees during the relevant period, the number of pay periods, and general information about hourly employee wages. Beyond this, the defendants rely on speculative and self-serving assumptions about key unknown variables. The district court •correctly concluded that Archstone’s evidence was insufficient to support removal jurisdiction under CAFA.”
Newhall Memorial has proffered credible evidence regarding the size of the class, the number of former employees who are potential class members, the number of class members during the one year prior to the filing of the complaint, the percentage of class members who worked under each overtime plan, the average hourly rate of pay, and the number of pay periods and work weeks in the class period.
First, Newhall Memorial assumed that the 45 percent of class members who worked under the 10/40 and 12/36 overtime plans worked an average of eight hours of “daily overtime” per week.
Newhall Memorial simply provides no explanation as to why it selected a figure of eight hours of overtime per pay period. It does not adduce evidence concerning the average hours worked by putative class members under the two plans iii a given week, or any other evidence that could support a finding that its assumption of eight hours of overtime per pay period is reasonable. Rather, its assumption that 45 percent of the class worked an average of eight hours of overtime per pay period is speculative and unsupported. Thus, its. calculation of the amount in controversy on Vasserman’s overtime claim is speculative and unreliable as well. See Smith,
Second, Newhall Memorial assumed that all class members were denied meal periods two times per pay period.
Third, Newhall Memorial’s calculation of waiting time penalties presumes that each of the 275 class members who separated from Newhall Memorial during the class period did not receive the wages he or she was due for a full thirty days. Newhall Memorial does not explain why such an assumption is warranted, and neither the allegations in the complaint nor evidence support using such a variable. Vasserman alleges that “each member of the class[] that no longer works for Defendant, and who was not timely paid is entitled to one (1) day of pay in penalties for each day that he or she was paid late, until payment was made, up [to] a maximum of thirty (30) days.”
Similarly, Newhall Memorial assumes that every wage statement class members received during the limitations period was inaccurate. Vasserman’s allegations, however, suggest only that some wage statements during the class period were inaccurate; she pleads that “[djuring the Class Period, [defendant knowingly and intentionally failed to provide the [c]lass Members, including [p]laintiff, with timely and accurate wage and hour statements.”
Absent evidence or allegations supporting the reasonableness of such an assumption, Newhall Memorial’s use of a 100 percent violation rate is speculative and unsupported. Consequently, the court cannot credit its calculation of the potential recovery on Vasserman’s § 226 claim. See Be Leon v. NCR Corp., No. C 12-01637 SBA,
For similar reasons, Newhall Memorial’s calculation of PAGA penalties is unsupported because, it is premised on the unsupported inference that each putative class member employed since July 18, 2013, had his or her rights under the Labor Code violated every pay period. New-hall Memorial simply does not proffer sufficient evidence from which the court can conclude that such an assumption is warranted.
In sum, many of the assumptions that are key to Newhall Memorial’s damages calculations are not supported by summary judgment-type evidence. See Korn v. Polo Ralph Lauren Corp.,
iii) Whether Newhall Memorial Can “Assume” Violation Rates to Fill in Gaps in Vasserman’s Broad Allegations
As the court has found that several of the assumptions on which Newhall Memorial’s damages estimate is based are not supported by summary-judgment-type evidence, the. analysis suggested by Singer for determining the amount in controversy on removal would appear to be at an end.
In evaluating whether it is “more likely than not” that wage-and-hour claims exceed the jurisdictional threshold, however, California district courts have disagreed as
When applying the preponderance of the evidence standard to California Labor Code claims, many California district courts have refused to credit damage calculations based on variables not clearly suggested by the complaint or supported by evidence, concluding that the defendant’s calculations are mere conjecture. In Martinez v. Morgan Stanley, for example, defendants sought to remove a wage- and-hour class action under CAFA and calculated the amount in controversy based in part on an assumption that every class member worked four hours of unpaid overtime every day.
Other California district courts, however, have relied on calculations of wage and hour claims that utilized assumed variables where the complaint did not provide a basis for clear calculation. See, e.g., Gardner v. GC Servs. LP, No. 10-CV-997-IEG (CAB),
Several of these courts focused on the fact that plaintiff is the “master of the complaint,” and commented that plaintiffs could choose to limit their damage claims. See Muniz,
The court finds the latter group of cases unpersuasive, however, as they improperly shift the burden to plaintiff to refute speculative assertions of jurisdiction and establish that there is no jurisdiction. See Abrego Abrego,
Moreover, by crediting speculative estimates of the amount in controversy,
It is, of course, true that a removing defendant is not responsible for “conducting] a fact-specific inquiry into whether the rights of each and every potential class member were violated,” answering “the ultimate question the litigation presents,” or “try[ing] the case [itself] for the purposes of establishing jurisdiction.” Bryan v. Wal-Mart Stores, Inc., No. C 08-5221 SI,
Here, Newhall Memorial is in the best position to adduce evidence regarding the working hours and wages of its non-exempt, hourly employees. In support of its notice of removal, Newhall Memorial could have conducted a sampling or other analysis to- show that it was more likely than not that many of its employees covered under the various overtime plans worked more
For the reasons stated, the court grants Vasserman’s motion to remand and denies Newhall Memorial’s motion to dismiss at moot.
Notes
. Notice of Removal (‘'Removal”), Docket No. 1 (Aug. 8, 2014), Exh. 1 ("Complaint”).
. Removal at 2-7.
. Id. at 3.
. Notice of Motion and Motion to Remand Case to Los Angeles Superior Court ("Motion to Remand”), Docket No. 13 (Sept. 8, 2014).
. Notice of Motion and Motion to Dismiss Case ("Motion to Dismiss”), Docket No. 14 (Sept. 8, 2014).
. Order Regarding Briefing Schedules on Defendant’s Motion to Dismiss or Strike and Plaintiff's Motion to Remand, Docket No. 18 (Oct. 7, 2014).
. Memorandum in Opposition to Motion to Remand Case to Los Angeles Superior Court ("MTR Opp.”), Docket No. 19 (Nov. 3, 2014).
. Plaintiff's Opposition to Defendant's Motion to Dismiss Plaintiff’s Complaint, or Alternatively, to Strike Plaintiff's Prayer for Declaratory Relief ("MTD Opp.”), Docket No. 20 (Nov. 3, 2014).
. Complaint, ¶ 27.
. Id.., ¶ 17.
. Id., ¶27.
. Id., ¶¶ 27, 46.
. Id., ¶ 28.
. Id.
. Id., ¶¶ 28-29.
. Id., ¶ 30.
.Id.
. Id., ¶ 71.
. Id.
. Id., ¶ 32.
. Id., ¶¶33, 66.
. Id., ¶ 34.
. Id., ¶92.
. Id., ¶ 37.
. Id., ¶ 18.
. Id.,Ti 24-44.
. Id.,n 45-56.
. Id., ¶¶ 57-63.
. Id., ¶¶ 64-69.
. Id., ¶¶ 70-73.
. Id., ¶¶ 74-83.
. Id.,n 84-99.
. Request for Judicial Notice in Support of Plaintiff’s Motion to Remand to State Court ("PL’s RJN”), Docket No. 13-5 (Sept. 8, 2014); Request for Judicial Notice in Support of Reply in Support of Motion to Remand Case to Los Angeles Superior Court ("PL’s Reply RJN”), Docket No. 21-1 (Nov. 21, 2014).
.Defendant's Request for Judicial Notice in Support of its Motion to Dismiss Plaintiff's Complaint, or in the Alternative, to Strike Plaintiff's Prayer for Declaratory Relief ("Def.’s RJN”), Docket No. 14-1 (Sept. 8, 2014); Defendant's Request for Judicial Notice in Support of its Reply to Plaintiffs’ Opposition to Defendant’s Motion to Dismiss Complaint (‘'Def.’s Reply RJN”), Docket No. 22-1 (Nov. 21, 2014).
. PL's RJN, Exh. 1.
. Pl.’s Reply RJN, Exh. 1.
. Def.’s Reply RJN, Exh. A.
. Def.’s Reply RJN, Exh. B.
. Def.'s RJN, Exh. A.
. Id., Exh. B.
. See Plaintiff's Objections to Declarations Filed in Support of Defendant's Notice of Removal ("Objections”), Docket No. 13-4 (Sept. 8, 2014).
. Id. at 2-6; see Declaration of Mark Puleo in Support of Defendant’s Notice of Removal ("Puleo Decl.”), Docket No. 1-2 (Aug. 8, 2014).
. See Puleo Decl., ¶ 3 ("According to the Company's records, Plaintiff Tanya Vasser-man ('Plaintiff') was employed by Henry Mayo from March 10, 2014 to April 3, 2014”).
. See id., ¶ 4 ("According to the records maintained by the Company, Henry Mayo has employed approximately 2,530 non-exempt employees in the State of California since June 18, 2010. According to the records maintained by the Company, such persons have received approximately 140,039 paychecks during that time and have had an average hourly rate of pay of $32.39”).
. See id., ¶ 5 ("Plaintiff and the persons she seeks to represent in this lawsuit have been represented by two unions during the period of time for which Plaintiff’s Complaint seeks relief. Specifically, Plaintiff and some other employees were represented by the California Nurses Association ('CNA'). Other employees who Plaintiff seeks to represent were represented by the United Electrical, Radio & Machine Workers of America ('UE')”).
. See id., ¶ 6 (“Henry Mayo and the two unions have negotiated several CBAs during the time for which Plaintiff seeks relief. True and correct copies of the CBAs with CNA are attached hereto as Exhibits A and E. True and correct copies of the CBAs with UE are attached hereto as Exhibits C and D”).
. See id.., ¶ 7 ("The CBAs attached hereto as Exhibits A-D contain grievance and arbitration provisions”).
. Id., ¶¶ 4-5.
. Objections at 3-5.
. Id. at 6.
. Puleo Decl., ¶ 7.
. Declaration of Angela Watkins in Support of Notice of Removal ("Watkins Decl."), Docket No. 1-8 (Aug. 8, 2014).
. Declaration of Rolando Bergado in Support of Notice of Removal ("Bergado Decl.”), Docket No. 1-7 (Aug. 8, 2014).
. See Objections at 6-10.
. See Watkins Decl., ¶ 3 ("Although I .was employed by Henry Mayo in California, I do not currently reside there and it is not my intention to reside there").
. See id., ¶ 4 ("In fact, I moved to Maryland in January 2014 then recently moved to Indiana [on] July 4, 2014, and it is my intention to continue to reside in the State of Indiana indefinitely. I am in the process [of] obtaining] my driver’s license in Indiana and I plan on registering to vote there. After [my] divorce, [m]y personal belongings are in Maryland").
. See id., ¶ 5 ("The above statements were true on June 18, 2014, and they continue to be true today”).
. See Bergado Decl., ¶ 3 ("Although I was employed by Henry Mayo in California, I do not currently reside there and it is not my intention to reside there”); id., ¶ 4 ("In fact, I have lived in the State of Illinois since April 2013, and it is my intention to continue to reside in the State of Illinois indefinitely. I have had an Illinois driver’s license since June 7, 2013, and I am not registered to vote in the United States. My personal belongings are in Chicago, Illinois”); id., 115 ("The above statements were true on June 18, 2014, and they continue to be true today”).
. Objections at 6-10. Vasserman lists a number of additional objections to Watkins’ and Bergado's statements: (1) hearsay under Rules 801 and 802 of the Federal Rules of Evidence; (2) lack of authentication under Rule 901; (3) unqualified expert opinion under Rules 701, 702, and 704; and (4) lack of foundation under Rule 602. {Id.) As Vasserman provides no argument or explanation of the basis for these objections, the court overrules them.
. It is not enough for removal purposes that a federal question may arise in connection with a defense or counterclaim. "[F]ederal jurisdiction exists only when a federal question is presented on the face of the plaintiff's properly pleaded complaint.” Cateipillar,
. The Supreme Court in Livadas held that the state law claim asserted in that case required only that the court "look to” the CBA to determine the applicable rate of pay. It concluded the fact that there was "no indication ... there was a 'dispute' " regarding the rate of pay "foreclose[d] even a colorable claim” of preemption. Livadas,
.Although Vasserman does not specify the section of the Labor Code under which she seeks waiting time penalties, given the substance of her allegations, she likely seeks waiting time penalties under California Labor Code § 203. (Compare Complaint, ¶ 59 ("Plaintiff and other former employees of Defendant employed in the State of California separated from employment with Defendant. Plaintiff and all others similarly situated did not timely receive a final pay check from Defendant in violation of Labor Code §§ 200 et seq. Plaintiff is informed and believes and thereon alleges that Defendant also violated the mandates of Labor Code §§ 200 et seq., as to other employees whose employment ended during the period of time covered by this action)); id., ¶ 60 (“Pursuant to Labor Code §§ 200 et seq., each member of the classes that no longer works for Defendant, and who was not timely paid is entitled to one (1) day of pay in penalties for each day that he or she was paid late, until payment was made, up [to] a maximum of thirty (30) days”) with Cal. Lab. Code § 203(a) (“If an employer willfully fails to pay, without abatement or reduction, in accordance with Sections 201, 201.3, 201.5, 202, and 205.5, any wages of an employee who is discharged or who quits, the wages of the employee shall continue as a penalty from the due date thereof at the same rate until paid or until an action therefor is commenced; but the wages shall not continue for more than 30 days....”). Accordingly, the court treats Vasserman's claim for waiting time penalties as a claim for violation of Labor Code § 203.
. Complaint, ¶¶ 24-99.
. Motion to Remand at 6-7.
. Complaint, ¶¶ 27-28.
. Remand Opp. at 7-8.
. Plaintiffs Reply in Support of Plaintiff's Motion to Remand ("MTR Reply”),' Docket No. 21 (Nov. 21, 2014) at 10.
. See, e.g., Complaint, ¶¶ 45-56.
. PL's Reply RJN, Exh. 1.
. See, e.g., id., Exh. B at 26 ("8 & 40 Overtime Plans: For any Nurse assigned to the 8 & 40 Overtime Plan, for any time worked by that Nurse in excess of eight (8) hours in any one work day, that Nurse shall be paid at the premium rate of one and one-half times the sum of that Nurse’s Base Hourly Pay Rate and any differential to which that Nurse is entitled pursuant to this Agreement, or to which the Hospital has assigned that Nurse as a management right pursuant to the Management Rights provisions of this Agreement; for any Nurse assigned to the 8 & 40 Overtime Plan, for any time worked by that Nurse in excess of twelve (12) hours in any one work day, that Nurse shall be paid at a premium rate of two times the sum of that Nurse’s Base Hourly Pay Rate and any differential to which that Nurse is entitled pursuant to this Agreement or to which the Hospital has assigned that Nurse as a management • right pursuant to the Management Rights provisions of, this Agreement; for any nurse assigned to the 8 & 40 overtime Plan, for any time worked by that Nurse in excess of forty (40) hours in any one week pay period, that Nurse shall be paid at the premium rate of one and one-half -times the sum of that Nurse's Base Hourly Pay Rate and any differential to which that Nurse is entitled pursuant to this Agreement or to which the Hospital has assigned that Nurse as a management right pursuant to the Management Rights provision of this Agreement. (For the purpose of calculating time worked in excess of 40 hours in any one week pay period, to prevent compounding of overtime the total amount of time worked for that one week pay period shall be reduced by the total amount of time worked in excess of 8 hours in each work day within that one week pay period)”); id., Exh. B at 27 (“10 & 40 Overtime Plan: For any Nurse assigned to the 10 & 40 Overtime Plan, for any time worked by that Nurse in excess of ten (10) hours in any one work day, that Nurse shall be paid at a premium rate of two times the sum of that
. See Puleo Opp. Deck, Exh. B at 26-29.
. In Coria v. Recology, Inc.,
. Vasserman contends that the provisions of the CBAs indicate that § 514 does not apply. Newhall Memorial asserts that the mere fact she makes this argument shows that the court must analyze and interpret the terms of the CBAs to determine if the statutory exemption applies. (MTR Opp. at 8-14.) The court is similarly not persuaded by this argument.
. Id. at 9.
. Motion to Remand at 10-11.
. MTR Opp. at 9-10.
. The court finds no merit to Vasserman's contention that Article 18 demonstrates that the CBAs do not "expressly provide” for employee wages. (Motion to Remand at 10-11.) If it is determined that education leave time is compensable, which as noted requires interpretation of state law rather than the CBAs, the agreement clearly provides the wage the employee on leave will be paid. Specifically, it provides for up to “twenty (20) hours straight time [pay] per calendar year” for full-time Nurses and up to “twelve (12) hours straight time [pay] per calendar year” for part-time Nurses.” (Puleo Opp. Deck, Exh. B at 40.) Moreover, as discussed, the CBAs
. MTR Opp. at 10-11.
. Id.
. Puleo Opp. Decl., Exh. B at 28-29.
. MTR Opp. at 11-13.
. Motion to Remand at 11-12.
. Id. The court is also unpersuaded by Vas-serman's arguments that Article 14, Section I shows that § 514 does not apply. (See Motion to Remand at 11-12.) Vasserman's argument that Section I does not provide hourly rates that are thirty percent above California’s minimum wage rates because it does not provide wages for de minimis work ignores the explicit terms of the CBAs, which provide that all substantive time worked will be compensated at the Nurse’s Base Hourly Rate, which it is indisputably more than 30 percent above the state minimum wage. (See Puleo Opp. Deck, Exh. B at 28-29, 68-70.) This will not change even if de minimis time is compensa-ble as Vasserman appears to assert. Vasser-man's argument that the CBAs do not provide premium wage rates for all overtime hours worked is similarly unavailing because the three overtime plans provide premium pay if the "hours actually worked” in a single day exceed 8, 10, or 12 hours, or if the hours worked in a single week exceed 36 or 40 hours. (See id., Exh. B at 26-28.) To the extent that time actually worked on-call exceeds these thresholds, the CBAs make it clear that the employee will receive premium pay.
. Vranish v. Exxon, Mobil Corp.,
. MTR Opp. at 14-16. Newhall Memorial does not challenge in its opposition Vasser-man’s assertion that her meal period claim arises under rights created by state law.
. Id. at 15.
. See generally Complaint, ¶¶ 70-73; see, e.g., id., ¶ 72 ("Defendant failed to provide, impeded, and/or discouraged Plaintiff and others from taking timely meal breaks of not less than thirty (30) minutes as required by the Labor Code during the relevant class period and/or failed to obtain legal waivers waiving the first or second meal period”).
.MTR Opp. at 15.
. Removal, ¶ 13.
. Id.
. MTR Opp. al 16-17.
. Id. at 16.
. See Puleo Opp. Decl. at 14, Article 12(D).
. Id.
.Id., Article 12(A).
. See Removal, Exh. 1 (Declaration of Mark Puleo in Support of Removal ("Puleo Decl.”)).
. Id.., ¶ 4.
. Vasserman does not dispute Newhall Memorial’s showing with respect to the size of the classes.
. Motion to Remand at 24.
. Remand Opposition at 18.
. Removal, ¶ 22 ("Defendant was, at the time of the filing of this action, and still is, a corporation formed under the laws of the State of California, and has its principal and only place of business in California”).
. See Declaration of Rolando Bergado in Support of Removal ("Bergado Decl.”), Docket No. 1-7 (Aug. 8, 2014); Declaration of Angela Watkins in Support of Removal ("Watkins Decl.”), Docket No. 1-8 (Aug. 8, 2014).
. Bergado Dec!., ¶¶ 2-4.
. Watkins Deck, ¶¶ 2-4.
. Id., ¶ 4.
. Motion to Remand at 24 ("Defendant admits that it is a citizen of California and thus tries to attempt minimal diversity by claiming that a Mr. Rolando Bergado and a Ms. Angela Watkins are citizens of different states. The issue here is that Defendant never offers any evidence that either Mr. Bergado or Ms. Watkins fall within the definition of the proposed class in Plaintiff’s Complaint, as required by 28 U.S.C. § 1332(d)(1)(D)”).
. Id.
. Complaint, ¶ 18.
. See Bergado Decl., ¶ 2; Watkins Deck, ¶ 2.
. Motion to Remand at 20-24.
. MTR Opp. at 20-22,
. Id.
. Id. at 20; see also Puleo Decl., ¶ 7.
. The California Supreme Court has held that "[a] three-year statute of limitations applies to [claims for wages] (Code Civ. Proc., § 338, subd. (a)) ('An action upon a liability created by statute, other than a penalty or forfeiture’), while a one-year statute of limitations governs claims for penalties (Code Civ.Proc., § 340, subd. (a)) (‘An action upon a statute for a penalty or forfeiture’).” Murphy v. Kenneth Cole Productions, Inc.,
.Vasserman alleges that the class period for her overtime, waiting time penalty and meal period claims commenced four years prior to the filing of the complaint. (See Complaint, ¶ 18.) She may have done so because her Business and Professions Code § 17200 claim is governed by a four-year lim- ■ Rations period. See Cal. Bus. & Prof. Code § 17208 ("Any action to enforce any cause of action pursuant to this chapter shall be commenced within four years after the cause of action accrued”). Although Newhall Memorial has used a four-year class period in estimating damages on Vasserman’s overtime and meal period claims, none of its calculations is based on the § 17200 claim. It thus overstates damages on the overtime and meal period claims.
. MTR Opp. at 20. .
. Declaration of Mark Puleo in Support of Newhall Memorial's Opposition to Plaintiff’s Motion to Remand ("Puleo Opp. Decl.”), Docket No. 19-1 (Nov. 3, 2014), ¶ 7.
. Id.
. Id.
. Id.
. Puleo Opp. Decl., ¶ 4.
. MTR Opp. at 20; see Puleo Opp. Deck, ¶ 4.
. MTR Opp. at 20. Newhall Memorial maintains this is a "conservative estimate as those who worked on a 12/36 plan worked 12 hours of 'daily overtime' per week.” They cite Puleo's opposition declaration in support of this fact. (Id., n. 11.) The cited portion of Puleo's declaration does not demonstrate that employees working under either the 10/40 or 12/36 plans would have worked 8 or 12 hours of "daily overtime” per week respectively. Puleo merely states when employees are entitled to receive premium pay under the plans in question; there is no evidence that all employees covered by those plans worked full-time. In fact, the CBAs specifically contemplate that some nurses will work part-time (see Puleo Opp. Decl., Exh. B at 19-20). Vasserman’s class, moreover, includes all hourly, non-exempt employees — both fulltime and parttime. More fundamentally, even if all class members covered by the 10/40 and 12/36 plans did work full time, the overtime totals would differ from the eight hours of overtime per pay period assumed by Newhall Memorial. Newhall Memorial provides no
. MTR Opp. at 20.
. Id.
. Puleo Opp. Deck, ¶ 7.
. MTR Opp. at 20.
. Id. at 21.
. Id. at21n. 15.
. Id. at 21.
. Id.
. MTR Opp. at 21-22.
. Id.
. Id.
. The parties dispute whether PAGA penalties can be included in the amount in controversy in assessing whether the court has jurisdiction under CAFA. Vasserman argues that penalties cannot be included because the Ninth Circuit held in Baumann v. Chase Inv. Servs. Corp.,
Since the Ninth Circuit’s decision in Bau-mann, no court has directly addressed whether PAGA penalties can be included in the amount in controversy when defendant seeks to remove a class action complaint that pleads a PAGA claim. Courts that have considered removals under CAFA, however, have implicitly addressed the question and reached conflicting conclusions. Compare Hughes v. McDonald’s Corp., No. C 14-17001 PJH,
. See Urbino v. Orkin Services,
. Motion to Remand at 21-24 (citing Marshall v. G2 Secure Staff, LLC, No. 2:14-CV-04322-ODW (MANx),
. Id.
. Id. at 21.
. Puleo Opp. Decl., ¶¶ 4-7. Vasserman objects to Newhall Memorial’s evidence of the number of putative class members, arguing that her class definition is limited to current and former Newhall Memorial hourly, nonexempt employees who are residents of California. (See Objections at 2-6.) As the court has noted, however, this assertion is contradicted by the clear class definitions alleged in the complaint. Consequently, the court concludes that Newhall Memorial has proffered credible evidence concerning the number of putative class members.
.MTR Opp. at 20.
. See generally Puleo Opp. Decl.
. If all putative class members were working full-time, Newhall Memorial's estimate of total hours worked in excess of eight per day during each pay period would likely have been higher than it is.
. Puleo Opp. Deck, Exh. B at 19 (“Full-time: Nurses regularly scheduled for at least 72 hours within each two-week pay period. Provided that any Nurse who, prior to January 1, 2006, was working at least 64 hours each two week pay period and was regularly scheduled for non-12 hour shifts shall continue to be considered full-time as long as they continue to be scheduled in the same manner”); id. at 19-20 ("Part-time: Non-fulltime Nurses regularly scheduled at least 48 hours each two week pay period. Provided that any Nurse who, prior to January 1, 2003, was regularly scheduled between 16 and 47 hours each two-week pay period shall continue to be considered part-time as long as they continue to be regularly scheduled to work under 48 hours each two-week pay period”).
. Id., Exh. B at 28 ("Each Nurse shall be assigned to the 8 & 40 Overtime Plan, or the 0 & 40 Overtime Plan, or the 12 & 36 Overtime Plan. The Hospital, in so assigning one of the plans to any Nurse, shall first consult with that Nurse regarding the preference of that Nurse. (The Hospital, however, as a management right, pursuant to the Management Rights provisions of this Agreement, shall not be controlled by such preference, and the Hospital, following any such assignment, may thereafter change that assignment)”).
. Complaint, ¶ 18.
. MTR Opp. at 21.
. Id. (citing Complaint, ¶ 72.)
.Id., ¶ 60.
. Complaint, ¶ 66.
. Vasserman contends that the “home state controversy” exception to CAFA applies and that the action should remanded to Los Ange-les Superior Court on that basis. (Motion to Remand at 24-25.) Newhall Memorial counters that Vasserman has not adduced sufficient evidence to invoke the home state controversy exception. (MTR Opp. at 23-25.) Although the court need not reach the question, it does so nonetheless.
The home state controversy exception applies if the party seeking remand establishes that (i) two-thirds or more of all class members are citizens of California; and (ii) the "primary defendants” are citizens of California. See 28 U.S.C. § 1332(d)(4)(B). As the party seeking remand, Vasserman bears the burden of establishing that the home state controversy exception applies. See Coleman v. Estes Exp. Lines, Inc.,
It is undisputed that Newhall Memorial, the only named defendant, is the “primary defendant” and that is a citizen only of California. The parties disagree, however, as to whether Vasserman has adequately shown that "two-third or more of the members of all proposed plaintiff classes in aggregate” are California citizens. Newhall Memorial asserts Vasserman has “provided no evidence at all on [the] issue.” (MTR Opp. at 23.) Specifically, it argues that she has “failed to show where any putative class members currently reside,” and "has provided no evidence at all regarding any putative class members' intention to continue to reside indefinitely in a particular state.” (Id. at 23-24.)
Vasserman counters that she need not adduce evidence concerning the citizenship of the putative class members because "[a]n inference [arises] that [defendant’s non-exempt employees who worked in Valencia, California, and are [the] subject of this class action are citizens of California.” (Motion to Remand at 24-25.) Vasserman relies on Mondragon v. Capital One Auto Finance,
