MEMORAND UM-OPINION
I. Introduction
On September 27, 1997, plaintiff was discharged from his employment by order of defendant Alan Hantman, the Architect of the Capitol (“Hantman” or “AC”). He now claims, inter alia, that the discharge deprived him of property without due process of law in violation of the Fifth Amendment to the U.S. Constitution, U.S. Const. Amend. V, as well as the provisions of the Architect of the Capitol Human Resources Act (hereinafter “HRA”), 40 U.S.C. § 166b-7 (West Supp.1999), Chapter 752 of the AC Personnel Manual, and the procedural mandates of 5 U.S.C. §§ 7501 et seq. (1994), alleged to be incorporated by reference into the AC’s personnel procedures. He also claims that the defendants tortiously interfered with his employment in violation of the law of the District of Columbia. 1 In addition to Hantman, plaintiff sues eight present and former co-employees who were involved in some fashion in his termination proceeding. Each is sued solely in his or her individual capacity. Plaintiff seeks damages, as well as reinstatement and declaratory relief.
Pending before the Court are two motions by the defendants. The first is a motion to substitute the United States as defendant to plaintiffs tort claim pursuant to the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 2671 et seq. (1994). Defendants also move to dismiss the tort and due process claims pursuant to Fed. *95 R.CivJP. 12(b)(1) and 12(b)(6). For the reasons discussed below, the motion to substitute is granted in part and denied in part and the motion to dismiss the tort and due process claims is granted.
II. Background
The facts are taken from plaintiffs allegations in his Amended Complaint and documents referenced therein. Only the facts relevant to plaintiffs tort and due process claims are mentioned.
From January 22,1992 to September 27, 1997, plaintiff was employed as a custodial cleaner in the United States Senate Restaurants. The Senate Restaurants are under the administration of the Office of the Architect of the Capitol (“OAC”), see 2 U.S.C. § 1301(5) (1994), which is also responsible generally for the care and management of Capitol buildings and grounds. 40 U.S.C. § 163 (1982). Defendant Patrick Taylor (“Taylor”) is the Chef of the Senate Restaurant and plaintiffs “first-line” supervisor. The “first-line” supervisor is apparently the one who supervises an employee most directly. Defendant Carl Smith (“Smith”) is plaintiffs second-line supervisor. Defendant Lynne Theiss (“Theiss”) was previously the Director of the Senate Restaurants and plaintiffs third-line supervisor.
Between 1994 and 1996, plaintiff was subjected to a series of disciplinary actions which culminated in the termination of his employment. The first alleged disciplinary action occurred on September 21,1994, when Smith gave plaintiff a warning “to take immediate action to correct ... work habits which, in some instances, were creating serious accident hazards to other members of the kitchen staff.” Am. Compl. ¶ 43. On September 13, 1995, Smith issued plaintiff a “Proposal of Official Reprimand” for “failure” on August 8, 1995 “to perform assigned duties in a safe and satisfactory manner, and for unacceptable conduct and behavior, in violation of the ethical conduct standards contained in Section 5.1 of the ‘Standards of Conduct of the Architect of the Capitol.’ ” Am.Compl. ¶ 44. On November 6, 1995, Smith instituted another “Official Reprimand” “for ... failure to perform assigned duties in a safe and satisfactory manner, and for unacceptable conduct and behavior.” Am. Compl. ¶ 45. On April 24, 1996, Taylor issued a “Proposal to Suspend” based on plaintiffs “failure to perform, assigned duties in a safe and satisfactory manner; and unacceptable conduct and behavior.” Am.Compl. ¶ 46. On July 19 and 22, 1996, respectively, defendant Theiss and plaintiff executed an Alternate Discipline Agreement providing for a “paper suspension.”
On or around November 7, 1996, Taylor recommended in an internal memorandum that plaintiffs employment be terminated for continuing performance problems. On January 23, 1997, Smith issued a “Proposal to Terminate” plaintiffs employment based on a number of incidents which Taylor had noted in a private log he had maintained since July 23, 1996. The letter was sent to plaintiff as notice of the proposed action. PLApp.M.
On February 28, 1997, Theiss issued a letter concurring with the proposed action (again sent to plaintiff) and the action was referred to a hearing officer, defendant Robert Miley (“Miley”), for a formal hearing. 2 PLApp.N. On July 1, 1997, the hearing was conducted. John Clifford, a private attorney, represented the OAC. *96 Plaintiff was also represented by counsel. By the end of the day, Clifford had presented his evidence, which consisted largely of testimony from Taylor, relying heavily on his log. After Clifford gave his oral summation, plaintiffs counsel was directed to present his “summation” by written document.
Following receipt of plaintiffs written summation, Miley made inquiries to defendant Kevin Mulshine (“Mulshine”), the Chief Employment Counsel, apparently regarding how to address the issues plaintiff had raised in his summation. Mulshine responded in a letter dated July 28, 1997, instructing Miley, in part, that
a hearing officer’s responsibility is to address whether the proposed termination is supported by the information produced at the hearing. The rule of common sense prevails; rules of evidence and burdens of proof that must be followed by a judicial body do not restrict the hearing officer’s conduct.
PL Appendix 0; Am.Compl. ¶ 99. Subsequently, Miley issued findings of fact and a recommendation that the plaintiff be discharged. 3 By letter dated September 18, 1997, Hantman adopted Miley’s recommendation and directed that plaintiffs employment be terminated effective September 27,1997.
III. Analysis
A. Motion to Substitute United States As Defendant In Tort Claim
In connection with plaintiffs sixth claim, alleging tortious interference with employment in violation of Section 921 of Title 11 of the District of Columbia Code, defendants have moved pursuant to 28 U.S.C. § 2679 (1994), a provision of the FTCA, to have the United States substituted in the place of the eight defendants sued in their individual capacities, arguing that such substitution is mandatory because defendants were acting within the scope of their employment. Defendants do not move for *97 substitution of Hantman, who is sued only-in his official capacity.
The FTCA provides a general waiver to the United States’ sovereign immunity to tort liability, with certain specified exceptions. 28 U.S.C. § 2680 (1994) (listing exceptions). In 1988, Congress amended the FTCA with passage of the Federal Employees Liability Reform and Tort Compensation Act (“Liability Reform Act”). As amended by the Liability Reform Act, section 2679 of the FTCA provides that an action against the United States is the exclusive remedy for any damages claim arising out of the “negligent or wrongful act[s] or omissionfs]” of federal employees done while acting within the scope of their employment. 28 U.S.C. § 2679(b)(1) (1994). Section 2679 thus gives federal employees absolute immunity from tort liability for acts done in the scope of their employment.
Simpkins v. Shalala,
Section 2679 also provides a specific procedure to implement its immunity mandate. When a federal employee is sued in tort, the Attorney General must certify whether the employee was acting within the scope of his or her employment at the time of the allegedly tortious act. 28 U.S.C. § 2679(d)(1). Upon certification, the United States is substituted as the sole defendant and any tort claim against the individual arising out of the same “subject matter” is precluded. M
4
Substitution of the United States is mandatory even if the tort claim is one of those for which the government has not waived its sovereign immunity.
See U.S. v. Smith,
It is established that a tortious interference with employment claim falls within the broad set of state law tort claims subject to the substitution provision of the FTCA.
See Simpkins,
The Attorney General, pursuant to 28 U.S.C. § 510 (1994), has delegated certification authority to the United States Attorneys. 28 C.F.R. § 15.3. In this case, the U.S. Attorney has certified that the defendants sued in their individual capacity were acting within the scope of their employment at the time of the alleged incidents. The statutory requirements for substitution are therefore satisfied.
Nevertheless, defendants’ motion must be denied in part. Although substitution is appropriate insofar as plaintiffs claim seeks damages, it is inappropriate insofar as plaintiffs claim seeks injunctive or declaratory relief. Section 2679(b)(1) specifies what sort of claims may not be brought against individual employees, and states in relevant part that
[t]he remedy against the United States ... is exclusive of any other civil action or proceeding for money damages by reason of the same subject matter against the employee whose act or omission gave rise to the claim or against the estate of such employee. Any other civil *98 action or proceeding for money damages arising out of or relating to the same subject matter against the employee or the employee’s estate is precluded without regard to when the act or omission occurred.
28 U.S.C. § 2679(b)(1) (1994) (emphasis added). This language, providing for preclusion of actions “for money damages” logically implies that an action for injunc-tive or declaratory relief would not be precluded. It is true that the substitution provision, § 2679(d)(1), does not itself contain this limiting language. It only refers to substitution for any action arising out of “the claim.” 28 U.S.C. § 2679(d)(1). However, “the claim” is best understood in reference to the limiting language in the earlier provision.
But see Simpkins v. Shalala,
C. Motion To Dismiss — Standard of Review
Dismissal pursuant to Fed.R.Civ.P. 12(b)(6) for failure to state a claim is proper only when it appears beyond doubt that the plaintiff can prove no set of facts which would entitle him to relief.
See Tele-Communications of Key West, Inc. v. U.S.,
When reviewing a motion under Fed.R.Civ.P. 12(b)(6), if “matters outside the pleadings are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56.... ” Fed.R.Civ.P. 12(b). However, where a document is referred to in the complaint and is central to plaintiffs claim, such a document attached to the motion papers may be considered without converting the motion to one for summary judgment.
Greenberg v. The Life Insurance Company of Va.,
D. Motion to Dismiss the Tort Claim
Defendants move for the dismissal of the tort claim, arguing that the claim may not proceed against the United States because it falls under an exception to the FTCA’s waiver of sovereign immunity. Among the exceptions to the general waiver is one for “[a]ny claim arising out of assault, battery, false imprisonment, false arrest, malicious prosecution, abuse of process, libel, slander, misrepresentation, deceit, or
interference with contract rights....”
28 U.S.C. § 2680(h) (1994) (emphasis added). This has previously been interpreted as encompassing claims for interference with employment.
See U.S. Information Agency v. Krc,
The action for damages against Hantman in his official capacity must be dismissed for the same reason. It is well-established that sovereign immunity applies to suits for money damages against officials in their official capacity absent a specific waiver by the government.
See Clark v. Library of Congress,
Turning to the claim insofar as it seeks injunctive relief, specifically reinstatement, the Court finds that dismissal is again appropriate. Courts have held that an award of injunctive relief, particularly where it seeks official action such as reinstatement, cannot be imposed on officials in their individual capacities.
See Frank v. Relin,
As against Hantman, who is sued in his official capacity, the claim for injunctive relief is again subject to the sovereign immunity of the United States and its officers unless such immunity is waived by the Administrative Procedures Act (“APA”).
See Cobell v. Babbitt,
*100
The D.C. Circuit has “interpreted the APA exemption for ‘the Congress’ to mean the entire legislative branch.”
Washington Legal Foundation v. U.S. Sentencing Commission,
Like the Library of Congress, the Architect of the Capitol is considered part of the legislative branch.
See, e.g.,
2 U.S.C. § 60-1 (1994) (AC defined as “officer of the Congress”); 2 U.S.C. §§ 1802, 1301(5) (1994) (making eleven statutes applicable to “the legislative branch,” including,
inter alia,
the Office of the Architect of the Capitol); 5 U.S.C. § 2107(7) (1994) (stating that “Congressional employee” means,
inter alia,
“the Architect of the Capitol and an employee of the Architect of the Capitol”). Thus, the APA’s waiver is inapplicable and the claim . for injunctive relief against Hantman must be dismissed.
See Clark,
Turning finally to the claim for declaratory relief, it is clear that this too must be dismissed for the same reasons as applied to the injunctive relief.
See Dertz v. City of Chicago,
Moreover, a claim for a declaratory judgment should be dismissed where “the remedy sought is a mere declaration of law without implications for practical enforcement upon the parties.... ”
S. Jackson & Son, Inc. v. Coffee, Sugar & Cocoa Exchange, Inc.,
In sum, plaintiffs tort claim is dismissed in its entirety.
E. Motion to Dismiss Due Process Claim
Defendants also move to dismiss the claim asserting that the defendants have deprived plaintiff of a property interest in his employment without due process of law. Defendants argue (1) that the court should not create an implied constitutional claim in this context because Congress has created a comprehensive system of remedies for such claims and that such a system is preclusive under
Bush v. Lucas,
The Court finds that the claim does fail on the merits. In order to establish a deprivation of property without due process, plaintiff must demonstrate: (1) that he was deprived of a protected prop
*101
erty interest and (2) that defendants deprived him of that interest without providing the process that was due.
See Orange v. District of Columbia,
1. Property Interest
Defendants argue primarily that plaintiffs due process claim must be dismissed because he does not have any property interest in his employment that is protected by due process. The seminal case on this issue is
Board of Regents of State Colleges v. Roth,
Plaintiff relies primarily on the personnel rules promulgated by the AC pursuant to the statutory mandate of the HRA. 7 Specifically, plaintiff points to Chapter 752 of the Personnel Manual, which establishes procedures and standards for disciplining OAC employees.
Defendants argue that plaintiff is a member of the excepted service under the CSRA, and assert that a member of the excepted service is subject to termination without prior notice, a hearing, or cause. They rely on
Larker v. Allan,
Civ.A. No. 87-2780,
Defendants argue that Chapter 752 of the Personnel Manual cannot create a property interest because the OAC is not an Executive Agency and thus has no legal authority to issue regulations or “administrative law.” However, defendants are incorrect in asserting that only formal regulations or statutes can create property interests. It is established that a legitimate expectation of continued employment can be created by both “rules” (statutes or regulations) or “understandings” (express or implied contracts).
See Hall v. Ford,
Of course, the language involved must be sufficient to 'create an “objectively reasonable” expectation that an employee will be terminated only for certain causes. The D.C. Circuit has previously found that an employee who could be dismissed only for “such cause as will promote the efficiency of the service” enjoyed an entitlement to his job.
See Griffith v. Federal Labor Relations Authority,
Further, defendants’ assertion that plaintiff could be terminated without cause flies in the face of the entire elaborate disciplinary procedure mandated in Chapter 752. For example, section 1.7 specifies that disciplinary actions should be imposed in a progressively stringent pattern, and provides that a first offense may result in termination only if it involves “serious” problems, specifically including, but not limited to, “those which endanger or threaten Members of Congress or their staffs and other Office employees, involve. the possession, sale, or receipt of a controlled substance; theft; and all cases involving weapons.” PI. App.D at Subchapter 1.7. An unrestricted right of termination without cause is clearly inconsistent with this rule.
Further, in numerous places throughout the disciplinary action procedure, defendants are required to specify the existence of a cause for the disciplinary action. See, e.g., Pl.App.D at Appendix B.1.2 (stating that proposing officer “shall ... provide ... evidence of the problem(s) or incident(s).... The charge(s) must be supported by warnings previously issued, continued violations on which previous action(s) was taken, or specific evidence if the action is the first disciplinary action proposed.”). Defendants’ assertion that plaintiff could be fired without cause is again inconsistent with these requirements of evidence and supporting reasons. The Court has no difficulty finding that *103 the policy and implementing procedures of Chapter 752 gave plaintiff an objectively reasonable expectation that he would be terminated only for cause and that plaintiff thus had a protected property right in his employment.
2. Whether ‘plaintiff received due process
Plaintiff asserts that defendants failed to follow their own procedures as established in the Personnel Manual and certain allegedly applicable statutory provisions, and have thus failed to provide “due process.” Plaintiff argues that defendants, having promulgated rules that govern how an employee may be discharged, are constitutionally required to follow them. Plaintiff cites
Service v. Dulles,
However, contrary to plaintiffs assertion, a violation under the
Accardi
doctrine is not always equivalent to a constitutional violation of due process.
Accardi
is based on administrative law principles, not constitutional due process requirements.
See Board of Curators of the University of Missouri v. Horowitz,
S. Plaintiffs Claims of Procedural Error
Plaintiffs allegations of error, essentially, are as follows:
1) Plaintiff alleges that the defendants improperly relied on Taylor’s private log of incidents involving plaintiff to support the disciplinary action. Plaintiff also alleges that he was improperly denied opportunity to suppress the log.
2) Plaintiff alleges that the letter proposing termination did not give notice that the action would be based on all the incidents noted in the log.
3) Plaintiff alleges that defendants pursued termination without obtaining the opinion of the General Counsel as required by the Personnel Manual.
4) Plaintiff alleges that the communications following the hearing between Mi-ley and Mulshine were illegal “ex parte” contacts, and that Mulshine’s assertion that the rule of “common sense” prevails and that Miley need not follow “rules of evidence and burdens of proof’ applicable to a judicial body was an erroneous statement of the applicable procedures. Pl.App.O.
Ip. Constitutional Due Process Requirements
Constitutionally adequate process must include notice and “some form of hearing,” as the government “may not finally destroy a property interest without first giving the putative owner an opportunity to present his claim of entitlement.”
Logan v. Zimmerman Brush Co.,
Plaintiff asserts in his memorandum that the notice was insufficient because it did not make clear what conduct he was being charged with. The notice, sent by Smith, stated: “I am proposing to terminate your employment for: failure to follow instructions; failure to complete cleaning assignments in a satisfactory manner; failure to perform assigned duties in a safe and satisfactory manner; and responding in an argumentative manner when being counseled.” PLApp.M. As evidence, Smith stated that “Chef Patrick Taylor’s log notes for the period July 23, 1996 through November 6, 1996 document incidents occurring on July 23, 30, and 31; August 1, 6, 7, 8, 9, 16, 20, and 22; September 11, 28, and 30; October 8 and 29; and, November 5 and 6.” PLApp.M. Smith then went on to detail specific examples selected from these dates for each category of alleged misconduct. Plaintiff asserts that this was insufficient to warn him that he would be charged with conduct other than the detailed examples.
This Court disagrees. The language quoted would have apprized a reasonable person that the defendants were relying on all the incidents during the period July 23 to November 6, not merely the ones detailed in the notice, as evidence in support of the four general charges. Further, the failure to detail all the entries did not deprive plaintiff of notice of the evidence, since as plaintiff concedes, he had opportunity to view the log itself between January 23, 1997 when the proposal notice was provided and July, 1997 when the hearing was held. Indeed, plaintiff was apprized *105 of this fact in the proposal letter, which stated:
You have the right to review the material on which your proposed termination is based. You should telephone Ms. Barbara Willoughby of the Human Resources Management Division at (202) 226-2549 if you wish to make an appointment to review the material.
PLApp.M. The Court therefore finds that plaintiff received constitutionally adequate notice of the charges and the evidence against him.
Plaintiff objects to the communications between Miley and Mulshine after the hearing as illegal “ex parte” contacts. Ex parte communications that introduce new and material information as to the reasons for the action or the evidence supporting it violate a person’s right to due process.
See Stone v. F.D.I.C.,
Mulshine’s letter in response also passes due process review. In the letter, Mulsh-ine stated, in substantial part:
This is in reference to the [Vanover] case and the arguments put forth by his counsel in a submission to you dated July 15,1997.
[A]fter the hearing, the role of a hearing officer in these disciplinary proceedings is straightforward — to provide a written report to the Architect that discusses: the merits and the appropriateness of the charges; findings of fact relevant to the alleged offense; and a recommendation on the proposed action. Chapter 752, Appendix C Section .4.2. Thus, a hearing officer’s responsibility is to address whether the proposed termination is supported by the information produced at the hearing. The rule of common sense prevails; rules of evidence and burdens of proof that must be followed by a judicial body do not restrict the hearing officer’s conduct.
The process therefore does not call upon you to decide the legal issues of the sort that Mr. Vanover’s counsel raises in his submission to you. They are for a court or other body of competent jurisdiction to decide, if there is a basis for a statutory or other legal claims against the Office of the Architect and if there is a forum with the requisite jurisdiction.
Pl.App.O. The letter contained no new information as to the nature of the charges or the evidence, but rather dealt with interpretations of the governing procedures. No ease law suggests that due .process requires a forum to allow every procedural question to be debated. Further, there is nothing in Mulshine’s letter that suggests that Miley’s objectivity would be undermined. Rather, the letter reiterates that the hearing officer has a duty to determine the appropriateness of the charges.
Plaintiffs argument that the substance of Mulshine’s instructions deprived him of due process must also be rejected. The meaning of Mulshine’s instruction regarding “burdens of proof’ is somewhat ambiguous. However, it clearly did not mean that the AC had no burden of proof. Rather, the procedure requires that “[t]he Office Representative shall present the Office’s case, evidence and the testimony of witnesses approved by the Hearing Officer to support the charge.” PLApp.D, at Appendix C (emphasis added). The Hearing Officer is then required to determine “[t]he merits of the charges presented” and make “[findings of fact which address the nature and extent of the offense allegedly committed by the [employee.]” Id. The procedures thus reflect that the Hearing Officer must find that the OAC has presented evidence supporting the charge. Mulshine’s statement was perfectly consistent with this assertion. He plainly stated that “a hearing officer’s responsibility is to *106 address whether the proposed termination is supported by the information produced at the hearing.” Pl.App.0 (emphasis added)
To the extent that Mulshine’s statement indicated that Miley was not required to follow the formalities and procedures attendant in a judicial forum, this did not deprive plaintiff of due process. There is no constitutional requirement that the hearing provided follow all the rules applicable to a judicial proceeding.
See Lew v. Kona Hospital,
5. Accardi Review
It is well-established under the
Accardi
doctrine that an agency must comply with its own regulations in effecting the removal of one of its employees.
See Holden v. Finch,
We are unconcerned with whether, absent the [procedural error], Koenigs would have reached the same decision to demote Shidakur. The test is not whether the procedural defect caused actual prejudice to the rights of the party before the court. The test is an objective one, whether the particular procedural defect is so substantial and so likely to cause prejudice that no claimant can fairly be required to be subjected to adverse action under such a flawed proceeding.
Shidaker,
Defendants do not address whether the OAC’s Personnel Manual is enforceable under
Accardi.
However, numerous courts have found that the disciplinary procedures established in a Personnel Manual are the sort of binding procedural rights enforceable under
Accardi,
and that the failure by an employer to follow its own procedures may render a discharge void.
See Larker,
On the other hand, there is also at least some basis to conclude that
Accardi
would not be applicable here. Courts have often relied upon the APA as the source of the
Accardi
doctrine.
See, e.g., Fausto,
The Court need not decide the issue. Assuming that the provisions are enforceable under Accardi, the Court finds that plaintiff has not demonstrated that any procedural error occurred. Further, even if defendants committed procedural errors, plaintiff has not demonstrated that he suffered any prejudice.
In one respect, plaintiffs Accardi claim fails because the procedures alleged to be violated are simply not applicable. Plaintiff argues repeatedly that defendants violated his rights under the procedures established in 5 U.S.C. § 7501 et seq. (1982) and implementing regulations, which he asserts have been “incorporated by reference” into the OAC procedures. These provisions establish procedures for adverse employment actions taken against competitive service employees and certain excepted service employees, but not those in a legislative agency such as the OAC. See 5 U.S.C. § 7511(a)(1)(C) (1982).
Plaintiffs assertion that these provisions are incorporated by reference rests on certain adverse employment action documents filled out by OAC employees, in which these sections were cited as legal authority for the actions taken. Defendants argue that this was simply an error on the part of the employees who filled out the forms, and that the actual legal authority for the OAC’s personnel actions is 2 U.S.C. § 60-1 (1994). Section 60-1 states, in part, that “each officers [sic] of Congress” shall have authority “to remove or otherwise discipline any employee under his supervision.” 2 U.S.C. § 60-l(a)(2) (1994). “Officers of Congress” are defined to include “the Architect of the Capitol.” 2 U.S.C. § 60-1(b)(2) (1994).
These provisions clearly provide the AC with authority to engage in personnel actions, and any reference by an OAC employee to 5 U.S.C. § 7501 (1994) as author
*108
ity is just as certainly erroneous. More importantly, plaintiffs assertion that these references to 5 U.S.C. § 7501 (1994) reflected an incorporation of the procedural dictates of the provisions is without basis and inherently implausible. The citation was specifically for the purpose of establishing their “legal authority” for the action. Pl.App.E. There is no suggestion that the employees intended this citation to communicate that the provisions were cited
not
as the source of their authority but instead to establish some limited form of incorporation.
11
Beyond these citations, plaintiff has not pointed to any other reference to 5 U.S.C. § 7501 et seq. (1994) in the actual promulgated rules. Indeed, the procedures established in Chapter 752 of the Personnel Manual and in 5 U.S.C. § 7501 et seq. (1994) are completely different, and any suggestion by OAC employees that the latter has been grafted onto the former would be outside their authority.
See Doe v. Gates,
With regard to defendants’ use of a private log as evidence, plaintiff has not indicated nor has this Court found any rule which bar the defendants from relying on a private log of incidents in proposing or advancing a disciplinary action. Rule 1.1.2 appears to govern what evidence may be relied upon, and provides only: “The first-line supervisor shall, after receiving approval to propose the disciplinary action [from the second-line supervisor], provide the personnel specialist who services the employee’s organization with evidence of the problem(s) or incident(s) and a draft of the charge(s) to be specified in the proposal letter.” PLApp.D at 1.1.2. 12 This rule places no restriction on evidence of the kind described by the plaintiff.
Plaintiff argues that reliance on the log violated Rules 1.12 and 1.13 of Chapter 752. Rule 1.12 (stating in part that there are no mandatory penalties for any problem) seems wholly inapplicable to the question. Rule 1.13 states, in part: “Case files shall contain documentation of all problems which occur and the associated corrective action taken.” Pl.App.D at Sub-chapter 1.13. Plaintiff asserts that this required Taylor to document in the case file all problems as they occurred. However, it is apparent from the requirement to document the “corrective action” that this mandates the documentation of formal disciplinary procedures. It does not mandate that every incident be turned into a formal action, nor does it seem sensible to interpret it in this fashion, since it would require an employer to make every minor incident part of an employee’s record regardless of whether it was sufficient in and of itself to warrant any concern.
Although plaintiff appears to feel that keeping a “secret” log deprived him of opportunity to address these complaints, that opportunity was provided by the discharge proceeding itself. Further, although reliance solely on these incidents to support a discharge might under other circumstances violate the policy of progressive punishment, here, there were ample formal incidents of lesser punishment relied upon by the defendants. Thus, there is no basis in the rules to believe that the reliance on the log, which ultimately was used at the hearing to refresh *109 Taylor’s memory of the relevant events, was improper.
Plaintiffs allegation that the General Counsel never gave an opinion implicates Rule 1.14, which states: “The opinion of the General Counsel shall be obtained prior to the issuance of suspension or removal letters in all disciplinary actions....” PLApp.D at Subchapter 1.14. However, the Court does not agree that defendants violated this rule. The rule does not state that the General Counsel is required to issue a formal, written opinion, and signing off on an action and forwarding it to the next stage of the-process could reasonably be understood to also presents an opinion, i.e. that the action should proceed. Here, the General Counsel initialed a disciplinary action routing slip on January 22, 1997. PLApp.L. A footnote near the initials refers specifically to the requirement that the General Counsel’s opinion be obtained. Thus, the inference is plain that by initializing the routing slip, the General Counsel was giving his opinion.
The Court also finds that none of these actions, if they were procedural errors, were “so substantial and so likely to cause prejudice that no claimant can fairly be required to be subjected to adverse action under such a flawed proceeding. ...” The failure to document the incidents earlier is entirely irrelevant since plaintiff had a full seven months to review the incidents prior to the hearing and full opportunity before the Hearing Officer both to cross-examine Taylor on the incidents and to present his own version of the relevant events. Plaintiff has not even suggested how the failure to obtain a written opinion from the General Counsel made the proceeding unfair. The Court has reviewed the myriad of other minor allegations of error which plaintiff has made, PLMem. In Opp. at 17-24, and finds that none of them come close to suggesting prejudice under the objective standard. 13 Plaintiff was provided with adequate notice, provided with opportunity to respond to the proposal and the concurring letter, provided with the evidence supporting the action, provided with a full hearing at which he was represented by counsel and had opportunity to confront the witness against him, provided with an opportunity to make a subsequent written argument to the hearing officer, and provided with a final appeal to the AC. As a whole, this process gave plaintiff a fair and more than adequate opportunity to hear the charges against him and present his side, of the story.
Accordingly, plaintiffs claim of due process, considered as either a constitutional or Accardi claim, must be dismissed.
IV. Conclusion
Plaintiff s tort and due process claims are dismissed in their entirety.
Notes
. Plaintiff has also brought disability discrimination and retaliation claims pursuant to the Congressional Accountability Act ("CAA”), 2 U.S.C. § 1301 et seq. (1994) (making various statutes, including the Americans with Disabilities Act, applicable to Congress). These claims are not relevant to the motions pending before the Court.
. The procedures governing disciplinary proceedings are established in Chapter 752 of the OAC's Personnel Manual, as amended on July 14, 1994. See Pl.App.D. Chapter 752 provides that, following the issuance of letters proposing the action and concurring in the proposal, the matter is submitted to a hearing officer, who must make findings of fact and a recommendation as to whether the proposed action should be taken. Upon request, the employee is entitled to a formal hearing before the hearing officer before the officer issues findings and recommendations. The employee also has a right to "appeal” the recommendation to the Architect of the Capitol (by filing objections). The AC then issues a final decision letter. There is no administrative appeal from the AC's decision.
. Plaintiff provides a copy of Miley’s findings of fact and recommendation at Pl.App.P. It is not clear that this version is the final version, as it contains handwritten edits, and is not entirely identical to the findings as quoted later by Hantman in his final termination letter. Pl.App.Q. However, taking the version at Appendix P as accurate, it reads as follows:
Based on the testimony and exhibits at the hearing, I have concluded the following:
1.Mr. Vanover received an Official Reprimand on November 6, 1995 for failure to perform assigned duties in a safe and satisfactory manner, and for unacceptable conduct and behavior. On April 24, 1996, Mr. Vanover received a proposal for his suspension for 10 days for failure to perform assigned duties in a safe and satisfactory manner, and unacceptable conduct and behavior. This proposal to suspend was changed on July 19, 1996 to an "Alternate Discipline Program" wherein Mr. Vanover agreed, among other things, to conduct himself while in the workplace, in a manner which complies with the AoC Code of Conduct. The recommendation for termination of Mr. Vanover complies with the progressive disciplinary actions and “Typical Penalties for Infractions” as described in the AoC Personnel Manual, Chapter 752 — Discipline.
2. There were numerous occasions between July 23, 1996 and November 6, 1996 when Mr. Vanover’s conduct, while in the employ of the U.S. Senate Restaurants, was in violation of the AoC Standards of Conduct and the AoC policy regarding Violence in the Work Place.
3. Mr. Vanover has sought and received counseling from the AoC Employee Assistance Office and the EEO/FEP Office, as well as having received counseling from his supervisors on numerous occasions. These efforts have been unsuccessful in changing Mr. Vanover’s work habits, his argumentative manners and his overall [lack of) concern for safety in the workplace. All attempts to motivate Mr. Vanover to conform to standard work practices such as working in a safe manner and following supervisor's instructions have failed. The EAP and EEO/FEP Office have provided assistance to an Mr. Vanover [sic], however, this did not effect a change in Mr. Vanover's work habits. In the best interest of maintaining a safe and efficient work place in the U.S. Senate Restaurants, I recommend that Mr. Robert Vanover be terminated from his position as Kitchen Custodial Cleaner.
Pl.App.P.
. Section 2679(d)(1) states, in full:
Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arose, any civil action or proceeding commenced upon such claim in a United States court shall be deemed an action against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the party defendant.
28 U.S.C. § 2679(d)(1) (1994).
. Section 702 states in relevant part:
A person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof. An action in a court of the United States seeking relief other than money damages and stating a claim that an agency or an officer or employee thereof acted or failed to act in an official capacity or under color of legal authority shall not be dismissed nor relief therein be denied on the ground that it is against the United States or that the United States is an indispensable party.
5 U.S.C. § 702.
. Even if the Court were to first consider defendants' argument with regard to the pre-clusive effect of a comprehensive system of remedies and to rule in defendants’ favor on that issue, it still would be necessary to reach the merits. Defendants' argument relies on a theory of preclusion established in
Bush v. Lucas,
. The HRA, passed in 1994, mandates that "[t]he Architect of the Capitol shall establish and maintain a personnel management system.” 40 U.S.C. § 166b-7(c)(1). The law also specifies eight requirements that the system must satisfy, id., § 166b-7(c)(2), including "[a] fair and equitable system to address unacceptable conduct and performance by Architect of the Capitol employees, including a general statement of violations, sanctions, and procedures which shall be made known to all employees, and a formal grievance procedure.” Id., § 166b-7(c)(2)(F).
The HRA also provides deadlines for the development and implementation of the plan. Id., § 166b-7(d). The provision as originally passed provided for an administrative remedy to certain discrimination and retaliation claims, id., § 166b-7(e) (repealed, Pub.L. 104-1, Jan. 23, 1995, 109 Stat. 41). However, the only measure provided to enforce the personnel system as a whole is a requirement that the AC himself develop a system of oversight and evaluation and that he given an annual report to various entities in Congress on the results of his evaluation. Id.
. Since Taylor ultimately testified live at the hearing, using the log to refresh his memory, it is not clear that there was any evidentiary problem even under judicial standards. See Fed.R.Evid. 803(5) ("recorded recollection" exception to hearsay rule).
. This understanding of "harmless error" is not universal. For example, the Ninth Circuit has adopted a view that error is harmless if "there is no significant possibility that the violation affected the ultimate outcome of the agency’s action."
Carnation Co. v. Secretary of Labor,
. In
Wilkinson,
the court found that the APA was not the root source of
Accardi,
observing that the Supreme Court in
Yellin v. U.S.,
. The provisions could not, of course, be wholly incorporated since by their own terms, they are inapplicable to the OAC.
. It should be noted that the fact that the proposal and concurrence letters were issued by the second and third-line supervisors, respectively, instead of the first and second, is not a violation of the Manual’s procedures. Although the Manual suggests that the first and second should "normally” be used, PL App.D at Appendix B, .1.1, it also allows for the possibility that this will not always be the case.
. It has been stated that "[w]here ... a government employee has no procedural due process rights apart from those which the agency has chosen to create by its own regulations, scrupulous compliance with those regulations is required to avoid any injustice.” Mazaleski,
