MERRELL VANNIER et al., Petitioners, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
L.A. No. 31418
Supreme Court of California
Aug. 26, 1982.
163
Barrett S. Litt and H. Peter Young for Petitioners.
No appearance for Respondent.
John K. Van de Kamp, District Attorney, Harry B. Sondheim and John W. Messer, Deputy District Attorneys, for Real Party in Interest.
OPINION
BROUSSARD, J.-Petitioners Merrell and Francine Vannier seek writs of prohibition and mandate to compel respondent court to vacate an order directing them to appear as witnesses before the grand jury in Pinellas County, Florida.
A judge of the Circuit Court for Pinellas County, Florida, issued and filed material witness certificates for petitioners, California residents, seeking their appearance before the county grand jury on three specified days. Thе certificates were issued pursuant to Florida Statutes section 942.03, that state‘s version of the Uniform Act to Secure the Attendance of Witnesses From Without a State in Criminal Proceedings. The certificates state that petitioners were material and necessary witnesses who would give testimony which was relevant and material to a grand jury investigation. The certificates are based on an affidavit of Denis J. Quilligan, the chief investigator for the State Attorney of the Sixth Judicial District of Florida, encompassing Pinellas County and the Cities of St. Petersburg and Clearwater.
The affidavit states that the grand jury is about to commence an investigation into possible criminal activities of the Church of Scientology and its members. The United States government has publicly released
According to the affidavit, petitioners are church members who moved to Pinellas County in 1976 and left in September of 1977. Merrell, an attorney, applied for a position as assistant state attorney, and while his application was pending he was in the office on a daily basis. During this period a portable radio tuned to the radio band used for office communications was stolen, and subsequent investigation has failed to rеveal anyone else who had both a motive and the opportunity to take the radio. Information has been received that documents of the state attorney‘s office are in the possession of church members and that some individual has infiltrated the office. Merrell was subsequently hired by a local private law firm which was representing the mayor in litigation with the church. Without revealing his membership in the church, he attempted to have the mayor drop the case and apologize.
Francine worked for a law firm which was handling litigation between a local newspaper and thе church, and confidential documents from the law firm file were seized from the church in the execution of the 1977 search warrant.
Upon learning that the Los Angeles District Attorney‘s office was seeking to speak with them, petitioners appeared voluntarily and accepted service of an order to appear at a hearing on the Florida request. Petitioners filed a written motion to compel disclosure whether California, Florida or federal authorities had engaged in electronic surveillance of communications involving either of them. It was asserted on informa-
At the subsequent hearing, petitioners were found to be material and necessary witnesses and ordered to appear before the grand jury. They were provided with round-trip air transportation and $117 each to cover the cost of surface transportation and daily maintenance while en route to and in Florida. Although petitioners’ motion to compel disclosure of electronic surveillance was argued at the hearing, the trial court did not specifically rule on the motion.
THE UNIFORM ACT
The Legislature has adopted the Uniform Act to Secure the Attendance of Witnesses From Without the State in Criminal Cases. (
VALIDITY
Petitioners claim that the uniform act is invalid on its face in violation of
In New York v. O‘Neill (1959) 359 U.S. 1 [3 L. Ed. 2d 585, 79 S. Ct. 564], the United States Supreme Court upheld the validity of the uniform act against challenges based on the privileges and immunities and
We are satisfied that the inalienable rights protected by
Even if we assume that
California has a fundamental interest in complying with the demands of other jurisdictions which have adopted similar legislation because the basis of the act is reciprocity, and compliance is essential to obtaining witnesses frоm other jurisdictions for California judicial proceedings. By providing a mechanism for securing witnesses, the act contributes to the protection of the inalienable rights recognized by
Moreover, even if we assume that the strict scrutiny doctrine is applicable, we would reach the same conclusion. So far as appears, adoption of the uniform act is the only means to secure the state‘s fundamental interest in obtaining recalcitrant, out-of-state, “material and necessary” witnesses to testify in this state, and obviously the “material and necessary” limitation is precisely the measure of the fundamental interest. Testimony by way of deposition or answer to interrogatory while often valuable is not the equivalent of personal testimony, and the strict scrutiny doctrine does not require a state to sacrifice part of its fundamental interest.
Petitioners also claim that the act is invalid in violation of their constitutional rights of confrontation and cross-examination. They point out that
Petitioners are not criminal defendants. They are sought only as witnesses. While in the requesting state, they are immune from arrest and service of civil or criminal process in connection with matters arising prior to entry into the state. (
MATERIAL AND NECESSARY WITNESSES
Florida seeks the witnesses for a grand jury investigation, not as criminal defendants or as witnesses in a criminal trial, and the scope of inquiry is obviously broad including both the determinations whether crimes have been committed and whether any persons should be charged. Although the affidavit does not indicate the testimony expected to be obtained from petitioners, to require such a showing would greatly impair the applicability of the uniform act precluding its use in most cases of uncooperative witnesses.
Unaware of the testimony to be obtained, it is apparent that the Florida officials are not in a position to show that they cannot secure similar testimony from other sources. While the requirement that the witness be necessary makes the existence of cumulative evidence a relevant consideration (People v. Cavanaugh, supra, 69 Cal. 2d 262, 269, 271), there is nothing to indicate that petitioners’ testimony will be cumulative, and the lower court‘s determination that petitioners are material and necessary witnesses to the grand jury inquiry must be upheld.
Cases such as People v. Cavanaugh, supra, 69 Cal. 2d 262, relied upon by petitioner, do not establish that a showing that the evidence will not be cumulative is essential to determination that the witnesses are necessary. In that case it was held that a judge did not err in refus-
COMPENSATION
Pointing out that the Florida statute рrovides lesser per diem and travel allowances than the California statute, petitioners claim that the reciprocity contemplated by
ELECTRONIC SURVEILLANCE
Preliminarily, the People assert that petitioners may not raise the issue of electronic surveillance because they did not obtain a trial court ruling on their motion to disclose electronic surveillance. Since the motion asserted that the affidavit was a product of illegal electronic surveillance, it was apparent that the motion raised an evidentiary issue to be determined before the judge ordered them to appear before the grand jury. This is not a situation where the judge has admitted evidence subject to a motion to strike and the movant failed to renew the motion at thе end of the presentation of evidence with the result that it was overlooked. The motion was not only presented in writing before the hearing, but was orally argued at the hearing shortly before the judge ordered them to appear before the grand jury. Petitioners were not required to reassert an evidentiary matter after the judge had ruled on the ultimate issue before him. Accordingly, the failure to obtain a ruling does not preclude consideration of the electronic surveillance issue.
Both the Congress and our Legislature have enacted statutes regulating electronic surveillance. “Although some differences in scope exist, the federal and state acts regulate the same area. In general terms, title III [of the Omnibus Crime Control and Safe Streets Act of 1968] prohibits the interception of wire and oral communications (
Recognizing that the federal prohibitions were binding on the state, Conklin held that Congress had not preempted the field so as to prohibit the states from adopting further limitations on electronic surveillance. (12 Cal. 3d 259, 262 et seq.)
A witness charged with contempt for failing to answer questions before a grand jury is entitled to prove that the grand jury questions were based on illegal electronic surveillance and the government will be compelled to disclose whether there was electronic surveillance. (Gelbard v. United States (1972) 408 U.S. 41, 47 et seq. [33 L. Ed. 2d 179, 186 et seq., 92 S. Ct. 2357].) Florida has also held that a witness summoned before the grand jury may compel disclosure of electronic surveillance prior to the grand jury hearing. (In re Grand Jury Investigation (Cobo) (Fla. 1973) 287 So. 2d 43, 46 et seq.) The issue presented in the instant case is whether the rendering state, in addition, should inquire into electronic surveillance or whether such inquiry should be left to proceedings in the requesting state.
The uniform act provides a speedy and effective procedure to summon witnesses living in another state. (United States ex rel. Drew v. Myers (3d Cir. 1964) 327 F.2d 174, 182.) To permit the witness to compel a search in the rendering state to discover whether there has been electronic surveillance would greatly hamper the effectiveness of the act.
Moreover, in those cases where there has been electronic surveillance, it is far more likely to have occurred in the requesting state than the rendering state. Hearings in the rendering state on the issue of electronic surveillance will often require transportation of witnesses, dеlaying and rendering ineffective the uniform act.
Criminal discovery in California is primarily a common law doctrine (Holman v. Superior Court (1981) 29 Cal. 3d 480, 483 [174 Cal. Rptr.
Petitioners rely upon
The section by its terms is limited to proceedings in courts and agencies of the United States. This should be сontrasted with
The alternative writ is discharged, and the peremptory writ is denied.
Mosk, J., Richardson, J., Newman, J., Kaus, J., and Reynoso, J., concurred.
BIRD, C. J., Concurring and Dissenting. I concur with the result and much of the reasoning of the court‘s opinion. I write separately to address my concerns about two aspects of the decision.
The uniform act is clearly valid when measured by this standard. As the majority recognizes, the act serves a compelling interest. (Ante, p. 172.) The sine qua non of the act is its provision for reciprocity among the adopting states. (See
A majority of this court would seem to prefer the use of a lesser standard, asserting that the uniform act merely has an “incidental” or “temporary” effect on the exercise of protected rights. (Ante, at p. 172.) I do not agree with this conclusion. Since I have previously expressed my reservations about the creation of an artificial distinction between incidental and appreciable infringements on fundamental rights, I need not reiterate them here. (See Committee to Defend Reproductive Rights v. Myers, supra, 29 Cal. 3d at p. 287 et seq. (conc. opn.).) However, it is necessary to point out the illogic оf extending that already flawed analysis to the present situation.
The majority invokes its incidental impact theory on the ground that the act‘s interference with
Prior to the decision in this case, the court‘s use of the “incidental effect” exception to the strict scrutiny test had been limited to cases where governmental actions had what was considered to be a secondary impact upon protected rights. Today‘s majority cannot legitimately claim that the uniform act has such an “incidental” effect upon
The majority properly rejects petitioners’ contention that the government has the duty to affirm or deny the use of electronic surveillance at a rendition hearing held pursuant to the uniform act. Such an affirm-or-deny procedure is not required of California courts by federal law. (Cruz v. Alexander (2d Cir. 1982) 669 F.2d 872.) Nor are the interests of state law sufficient to compel our courts to apply California‘s Invasion of Privacy Act аt a rendition hearing. (See
