Van Tassel v. Lawrence County Domestic Relations SectionVan Tassel v. Lawrence County Domestic Relations Section
MEMORANDUM OPINION
I. INTRODUCTION
This civil rights action arises from child support proceedings in the Court of Common Pleas of Lawrence County, Pennsylvania between pro se Plaintiff Lynn A. Van Tassel (“Plaintiff’) and her former husband, Defendant Arthur R. Van Tassel (“Defendant Van Tassel”). She alleges that Defendant Van Tassel as well as Defendants Lawrence County Domestic Relations Section (“Domestic Relations”), Larry Troggio (“Troggio”), Jackie McBride (“McBride”), Jackie Bartberger (“Bartberger”), Charmagne Duzak (“Duzak”), the Honorable John W. Hodge (“Judge Hodge”), and James W. Manolis, Esquire (“Manolis”) caused certain irregularities in those proceedings which have violated her constitutional rights under the First, Fifth, and Fourteenth Amendments. She also claims that Defendants Van Tassel and Manolis initiated a criminal complaint and filed a protection from abuse order against her in retaliation for her pursuing the collection of child support from Defendant Van Tassel.
II. FACTUAL BACKGROUND
Plaintiff is proceeding
pro se,
therefore, the factual allegations in her Amended Complaint are liberally construed as she is held to a less stringent standard than attorneys.
Erickson v. Pardus,
Plaintiff and her former husband, Defendant Van Tassel, have an ongoing child support case in the Court of Common Pleas of Lawrence County, Pennsylvania, at Case No. 503 of 2003, D.R. (Docket No. 47 at ¶ 14). Defendant Van Tassel is subject to a child support order which requires him to make monthly support payments to Plaintiff for the benefit of their child.
2
Plaintiff contends that her husband was delinquent on support payments during 2007 and that she attempted to collect the support by using “the Act 58 remedies (Act 1997-58, as amended by Act 1998-127)” under the Pennsylvania support laws.
(Id.
at 1-2). Although not specified in the Amended Complaint, Plaintiff appears to be referring to certain amendments to
(d) Arrears as judgments. — On and after the date it is due, each and every support obligation shall constitute a judgment against the obligor by operation of law, with the full force, effect and attributes of a judgment of court, including the ability to be enforced, and shall be entitled as a judgment to full faith and credit in this or any other state. Overdue support obligations of this or any other state which are on record at the county domestic relations section shall constitute a lien by operation of law against all real property owned by
the obligor within the county as provided in subsection (d.l).
(d.l) Real property liens.—
(1) Overdue support shall be a lien on real estate within the county in which the overdue support is on record at the county domestic relations section if:
(i) the underlying support action is pending in the county domestic relations section оr is being enforced by the county domestic relations section;
(ii) notice of the existence of the support action is available to the public through a docket book or automated means; and
(iii) the county domestic relations section is able to determine the amount of overdue support by reference to its records and is able to provide the amount of the overdue support upon request.
(5) A lien arising from overdue support:
(i) shall automatically attach to after-acquired property owned by the obligor;
(ii) shall retain its priority without renewal or revival;
(iii) shall continue to encumber the property upon sale or other transfer;
(iv) shall not be divested upon a judicial sale or execution by a person with a lien with less priority;
(v) shall not attach to the interest of any other co-owner in the property;
(vi) shall expire 20 years after the due date of the last unsatisfied overdue support payment; and
(vii) may be released by the court as against abandoned or distressed real property at the request of a governmental unit in order to facilitate the property’s sale and rehabilitation.
In general, Plaintiff claims that pursuant to these provisions and given her husband’s alleged delinquency on the support payments, she was entitled to a judgment by operation of law
3
for all overdue support and, thereby, statutorily authorized to obtain a judgment against him for overdue support
4
and a lien against his real property.
(See generally
Docket No. 47). However, she alleges that Domestic Relations caused errors in the computation of the overdue support due, and that such errors were contained in two separate judgments which she obtained.
(Id.).
Her receipt and attempted enforcement of these judgments resulted in legal proceedings between her and Defendant Van Tassel, who was represented by attorney Manolis.
(Id.).
Most of the proceedings were before Judge Hodge, and Plaintiff complains that he made numerous incorrect legal rulings during the proceedings, including striking the judgments, cancel-ling a sheriffs sale and imposing sanctions on her in the form of her husband’s attorney’s fees for attempting to use the Act 58 remedies.
(Id.).
She also maintains that Defendant Van Tassel and attorney Manol
Plaintiff also contends that Defendant Van Tassel was delinquent in his child support payments for every month of 2007. (Id. at ¶ 15). Specifically, in March 2007, Plaintiff discovered that Defendant Van Tassel had withdrawn $76,909.00 from his retirement account in 2006 but had not included this amount as income for the calculation of child support in 2007. (Id. at ¶ 16). After a modification conference between the parties was held, an order was entered in October 2007 adding the monies withdrawn from Defendant Van Tassel’s retirement account to his 2006 income and recalculating the support due in 2007. 5 (Id.). Later, in September 2007 and March 2008, Defendant Van Tassel refinanced real property that he owns and is located in Lawrence County. (Id.). At the time of his refinancing of the property, he was delinquent on child support payments. (Id.). Plaintiff contends that aсcording to her interpretation of Pennsylvania law, the overdue child support constituted an automatic lien against the refinanced property. (Id. at ¶ 17). She avers that she was not paid the support owed and that her attempts to collect the support were unsuccessful, resulting in tumultuous litigation. (Docket No. 47 at ¶¶ 14-44).
On October 30, 2007, Plaintiff requested that Defendant Van Tassel pay the overdue support balance by December 3, 2007.
(Id.
at ¶ 18). She advised Defendant Van Tassel that if payment was not made by that date, she would seek other remedies against him.
(Id.).
Defendant Van Tassel did not pay the overdue support by that date.
(Id.).
Then, on December 10, 2007, Plaintiff contacted Defendant McBride, the Domestic Relations case officer assigned to her case, by telephone, and requested that he prepare a certificate of arrearages showing “overdue support 30 days or more overdue.”
(Id.
at ¶ 19). The following day, December 11, 2007, she went to the Domestic Relations office, paid the applicable fee and was provided with a certificate
Subsequently, Plaintiff realized that the amount of support stated on the certificate was miscalculated. (Id. at ¶ 21). She thus avers that the certificate incorrectly included the entire amount of child support owed by Defendant Van Tassel (the entire case balance including current support, past-due support, overdue support and applicable fees) instead of only the overdue support which she had requested. (Id. at ¶¶ 21, 22). Plaintiff then alleges she immediately informed Domestic Relations of the inaccuracies in the certificate and was told by one of its employees that the certificate was produced in “the way our computer does it.” (Id.). Further, she contacted Marcy at the Sheriffs office to inform them of the inaccuracies. (Id. at ¶ 22). She was told that the Sheriffs office would “double check” with Domestic Relations regarding the correct amount of overdue support on the morning of the Sheriffs Sale, which was scheduled for January 16, 2008. (Id.).
On January 8, 2008, Defendant Van Tassel, by and through his attorney, Manolis, filed a Petition to Correct Judgment related to the December 11, 2007 judgment which Plaintiff had procured. (Id. at ¶ 23). That petition was heard by Judge Hodge in Family Motions Court on January 8, 2008. (Id.). After conducting argument and without accepting any evidence from the parties, Judge Hodge struck the December 11, 2007 judgment, cancelled the January 16, 2008 sheriffs’ sale and remanded the case back to Domestic Relations for a hearing. (Id. at ¶ 24).
Plaintiff asserts several flaws in the January 8, 2008 proceedings. First, she claims that Defendant Manolis relied on inaccurate case law in support of his argument that the judgment should be stricken. (Id. at ¶ 24). Second, she maintains that, pursuant to Pennsylvania Rule of Civil Procedure 1910.24(b), the Petition should have been heard by a conference or hearing officer and not by Judge Hodge in Family Motions Court. (Id. at ¶ 24). As a result, she claims that Judge Hodge did not have jurisdiction over the matter because he is a Lawrence County Court of Common Pleas Family Court Judge. (Id. at ¶ 24). Third, Plaintiff avers that Judge Hodge’s decision was influenced by his preexisting relationship with Defendant Van Tassel. (Id.).
Plaintiff moved for reconsideration of the January 8, 2008 order in Family Motions Court the following week citing the above arguments. (Id. at ¶ 25). Her motion for reconsideration was denied by Judge Hodge. (Id.).
In the interim, on January 10, 2008, Plaintiff obtained a second certificate of arrearages, which certified arrearages of $653.73 as of December 31, 2007. (Id. at ¶ 26). The certificate was prepared by Defendant Bartberger, the Enforcement Supervisor at Domestic Relations. (Id.). Plaintiff avers that the calculation of arrearages on this certificate was also incorrect as the amount represented on the certificate included “past due support as well as overdue support and fees.” (Id.). Plaintiff alleges that Defendant Bartberger later admitted that Domestic Relations had “screwed up” when preparing this certificate. (Id.).
On February 20, 2008, a hearing on the amount of child support owed by Defendant Van Tassel was held in front of Defendant Duzak, a hearing officer in the Domestic Relations office.
(Id.
at ¶ 27).
Accordingly, Plaintiff states she contactеd attorney Manolis regarding the March 3, 2008 Order on March 7, 2008. (Id. at ¶ 28). At that time, she explained to Manolis that the March 3, 2008 Order was for “overdue support” and “offered an opportunity for his client, Defendant [Van Tassel], to pay prior to entering a second judgment against him.” (Id.).
Plaintiff then alleges that sometime after her contact with attorney Manolis, he had “discussions” with Defendant Troggio, the Director of Domestic Relations, regarding Defendant Van Tassel’s compliance with the support order at that time. (Id. at ¶ 29). She also avers that attorney Manolis contacted Helen Morgan, at the Prothonotary’s office in Lawrence County, and represented to her that Defendant Van Tassel was in full compliance with the child support order on March 11, 2008. (Id. at ¶ 30). Morgan in turn allegedly contacted Domestic Relations to verify Manolis’ representation. (Id.). In response, Troggio faxed a letter to Morgan which stated that Defendant Van Tassel was in compliance with the current child support order. (Id. at ¶ 29).
Plaintiff maintains that the content of the March 11, 2008 letter from Troggio to Morgan was inaccurate, “fraudulent” and a “deliberate corruption or distortion of the record.” (Id. at ¶¶ 29, 30). She claims that while Defendant Van Tassel was current with all support payments at that time, he was not in compliance with the requirement that he accurately report his most recent employment. 7 (Id. at 29). Plaintiff alleges that Defendant Van Tassel reported on October 12, 2007 (the date that the child support order was issued) that he had been employed since October 6 or 8, 2007 but that upon further consultatiоn with Domestic Relations, Defendant Bartberger advised her that Defendant Van Tassel was, in fact, employed on September 19, 2007. (Id.).
Again, under Plaintiffs interpretation of Pennsylvania child support law, Defendant Van Tassel’s reporting of an incorrect date of employment made him non-compliant with the child support order.
(Id.).
As a consequence, she contends that all arrearages should have converted by operation of law to “overdue support,” which would then be immediately collectible by her.
(Id.).
She also claims that Domestic Relations never reported Defendant Van Tas
Several events occurred on March 12, 2008. Plaintiff contacted the Domestic Relations office to acquire yet another certificate of arrearages. (Id. at ¶ 80). In so doing, she specifically requested that Troggio write the words “overdue support” on the certificate. (Id.). She did this because she had been informed by the Prothonotary’s office that someone from the law offices of Verter ano & Manolis had threatened a lawsuit against them if they accepted another certificate of arrearages from Plaintiff which did not show “overdue support.” (Id.). Plaintiff then took the certificate to the Prothonotary and received another judgment (the “second judgment”). (Id.). After the second judgment was filed, Defendant Van Tassel filed for a demand hearing (de novo) regarding the Marсh 3, 2008 Order issued by hearing officer Duzak, seeking to vacate the order. (Id.).
Defendant Van Tassel, through attorney Manolis, responded to Plaintiffs second judgment by presenting a Petition for Special Relief in Family Motion Court on March 28, 2008. (Id. at ¶ 31). The Petition requested that the Court strike the second judgment and award Defendant Van Tassel attorney’s fees at Plaintiffs expense due to her conduct in filing multiple judgments against him. (Id. at ¶¶ 31, 32). A hearing was held in motions court before Judge Hodge, who heard argument from Plaintiff and Manolis, and then struck the second judgment and scheduled a hearing for May 6, 2008. (Id. at ¶ 32). Thereafter, the hearing was continued until May 8, 2009, and the matter was combined with Defendant Van Tassel’s request for a demand hearing from the March 3, 2008 Order and his petition for attorney’s fees. (Id.).
The May 8, 2008 hearing was held as scheduled.
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After the hearing, on June 23, 2008, Judge Hodge issued an opinion and order addressing the three combined cases.
9
(Id.).
The opinion details the factual background of the cases and the testimony received at the May 8, 2008 hearing, including that of Plaintiff and two Domestic Relations employees, Tanya Hromyak and Kathleen Hogue.
(See generally
Docket No. 56-2). Regarding Plaintiff’s testimony, Judge Hodge specifically found that Plaintiff admitted that she filed a praecipe for judgment on December 11, 2007 knowing that the calculations of support contained therein were incorrect, and that she filed a second praecipe for judgment on March 12, 2008 after she was aware that Defendant Van Tassel had requested a de novo hearing appealing the hearing officer’s March 3, 2008 order.
(Id.
at 10, 18). As a result, Judge Hodge found that Plaintiffs entry of both judgments was improper, entered an order striking the judgments and awarded attorney’s fees to Defendant Van Tassel and against Plaintiff in the amount of $2,385.00 pursuant to
Here, Plaintiff alleges that several errors were made by Judge Hodge in the June 23, 2008 Order. First, the order was issued “out of time” because
On June 30, 2008, Plaintiff filed a Motion for Reconsideration of the June 23, 2008 Order, which was denied by Judge Hodge on the same day. (Id. at ¶ 35). Thereafter, on July 24, 2008, Plаintiff filed an appeal to the Superior Court of Pennsylvania, which was summarily denied as untimely. (Id. at ¶¶ 36, 38). Plaintiff then filed a “Petition for Allowance to Appeal and a Motion to Stay Ancillary to Appeal” in the Pennsylvania Supreme Court, both of which were summarily denied on February 2, 2009. 11 (Id. at ¶¶ 39,40).
A. Count 1 —
At Count One, Plaintiff alleges that her rights to substantive and procedural due process were violated by the actions of the Defendants. Specifically, she claims that she has a property interest in the overdue support owed to her and in the sanction of $2,385 which was imposed by virtue of the June 23, 2008 Order. (Docket No. 47 at ¶ 48). She also contends that her damages were proximately caused by the conduct of the Defendants. The alleged unconstitutional conduct includes:
• Domestic Relations failed to collect overdue support when Defendant Van Tassel refinanced real estate in September 2007 and March 2008;
• Domestic Relations, Defendant Van Tassel and Manolis prematurely discontinued reporting overdue support to the credit bureaus and falsified documents in connection with the refinancing of real estate by Defendant Van Tassel;
• Domestic Relations mislabeled its Order of March 3, 2008 as “past due support” rather than “overdue support”;
• Domestic Relations failed to correct its inaccurate certifications of overdue support and denying any wrongdoing regarding these certifications;
• Domestic Relations failed to “eomply[ ] with state mandates regarding overdue support for cases that аre 31 to 60 days overdue”;
• Judge Hodge issued orders “outside the court’s jurisdiction” and “beyond the scope of the Rules of Civil Procedure in striking the Judgment and Sheriffs Sale” and that are “out of time”;
• Judge Hodge retaliated against Plaintiff after she requested that he recuse himself from presiding over the state court matter;
• Judge Hodge deviated from the legislative intentions of the Act 58 remedies by assessing attorney’s fees against Plaintiff instead of assessing costs against a defendant owing overdue support;
• Defendants Van Tassel and Manolis failed to verify with Domestic Relations that overdue support existed pri- or to running up substantial legal fees in defending same; and,
• All Defendants “corrupted] the record.”
(Id. at 26-27).
In her prayer for relief, she requests that this Court award her compensatory and punitive damages, costs and expenses of this action as well as declaratory and injunctive relief from the June 23, 2008, “with continuing evaluation and supervision of [Domestic Relations] to insure [sic] that [it] implements and maintains compliance with state mandated procedures regarding collection of overdue support.” (Id. at 31-2).
B. Count Two —
At Count Two, Plaintiff alleges that her right to access the Courts was violated, alleging that all Defendants interfered with her appellate rights. (Id. at ¶ 71). She claims that Defendants purposefully and willfully “operatfed] outside of the rules and scope of their jurisdiction, as well as absent jurisdiction, issu[ed] orders out-of-time, corrupted] the record by including all three (3) case numbers, and [ran] up an exorbitant bill of legal fees, [and] ignor[ed] statutory definitions.” (Id. at ¶73). In her prayer for relief, she again requests that this Court award her compensatory and punitive damages, costs and expenses of this action as well as declaratory and injunctive relief from the June 23, 2008 Order, “with continuing evaluation and supervision of [Domestic Relations] to insure [sic] that [it] implements and maintains compliance with state mandated procedures regarding collection of overdue support.” (Id. at 34).
C. Count Three —
At Count Three, Plaintiff alleges that her right to substantive due process under the Fourteenth Amendment has been violated. (Id. at ¶ 77). She claims a property interest in her right to collect overdue support and interest attendant thereto as well as a right to not be retaliated against for attempting to exercise her right to collect the overdue support. (Id. at ¶ 76). The alleged unconstitutional conduct includes:
• Defendants refused to collect overdue support when they knew or should have known that there was overduesupport due and owing and thereby permitted Defendant Van Tassel to refinance his real property without paying the overdue support;
• Defendants prematurely ceased reporting to credit bureaus that Defendant Van Tassel owed overdue support;
• Defendants penalized Plaintiff for errors made by Domestic Relations;
• Defendants retaliated against Plaintiff for seeking redress in the courts;
• Defendants failed to establish that overdue support existed prior to “frivolously creating protracted and extensive litigation on this subject”;
• Defendants “fail[ed] to rely on updated and amended definitions regarding overdue support”; and,
• Defendants “wantonly and willfully corrupt[еd] the record in written opinions that do not accurately depict prior proceedings in which Plaintiff prevailed.”
(Id. at 35-36). In her prayer for relief, Plaintiff again requests compensatory and punitive damages, costs and expenses of this action, as well as declaratory and injunctive relief from the June 23, 2008 Order. (Id. at 36).
D. Count Four —
At Count Four, Plaintiff alleges a claim of retaliatory prosecution in violation of her First Amendment rights against Defendants Van Tassel, Manolis and Judge Hodge. (Id. at 37). Sheavers that Defendant Van Tassel, with the guidance of attorney Manolis, filed two false criminal complaints against her for incidents that allegedly occurred on May 25 and 27, 2008. 12 (Id. at ¶ 81). Plaintiff also claims that Defendant Van Tassel coerced a minor witness into reporting an incident which did not occur and he failed to disclose certain facts to police. (Id.). The criminal charges were later dismissed, with prejudice. (Id.).
In addition, Plaintiff alleges that Defendant Van Tassel filed a false protection from abuse action against her on July 10, 2008. (Id. ¶ 83). A temporary protection from abuse order was entered by Judge Hodge, depriving Plaintiff of contact with her minor child for eleven (11) days (from July 10, 2008 through July 21, 2008) and causing her and her minor children to be investigated by Children & Youth Services. (Id. at ¶¶ 83, 84). Plaintiff asserts that while the temporary protection from abuse order was in place, Defendants Van Tassel and/or Manolis informed Domestic Relations that her daughter no longer resided with her, which caused Domestic Relations to contact Plaintiff to determine if her child still resided with her. (Id. at ¶ 84).
Thereafter, Plaintiff contends that Defendants Van Tassel and Manolis presented a petition to modify custody in family court on July 24, 2008, requesting that аn attorney be appointed for her minor child and that a “third round of custody psychological evaluations” be conducted.
(Id.
at ¶ 85). Judge Hodge ordered Plaintiff to pay 40% of the cost of the custody evaluation, which was later reduced by 10% after she filed a motion for reconsideration.
(Id.).
Plaintiff maintains that this order was erroneous, alleging that Judge Piccione had previously ordered that any future requests for custody evaluations by Defendant would be paid at his sole ex
As she alleges in counts one, two and three, Plaintiff claims that the June 23, 2008 Order was issued by Judge Hodge to retaliate against her. (Id. at ¶ 82). She asserts that she “is not the party here who owed OVERDUE support, had the financial wherewithal to pay, and refused to pay” but that she was subject to sanctions and not awarded her costs by Judge Hodge. (Id. (emphasis in original)). Plaintiff maintains that the following actions constituted unlawful retaliation:
• Defendants “fil[ed] false criminal reports to law enforcement agencies”;
• Defendants “retaliated] against Plaintiff for exercising her right of access to the courts” in her attempts to collect overdue support;
• Defendants penalized Plaintiff for errors made by Domestic Relations and “for bringing these errors to everyone’s attention”;
• Defendants “retaliated] against Plaintiff by the taking of her daughter for eleven (11) days under a fraudulent PFA action”;
• Defendants committed “abuse of process” by “attempting to issue a subpoena under a custody case to gain information for use in an upcoming criminal proceeding”; and,
• Defendants “wantonly and willfully corrupted] the record in written opinions that do not accurately depict prior proceedings in which Plaintiff actually prevailed.”
(Id. at 42). She requests that the Court award her compensatory and punitive damages as well as costs and expenses of this action against Defendants Van Tassel and Manolis. (Id. at 43). With respect to Plaintiffs claims against Judge Hodge, she requests that the Court award her injunctive relief from the “out of time” and unconstitutional June 23, 2008 Order, “with stipulation that Lawrence County Court of Common Pleas Judges follow the Law of the Case Doctrine and not deviate from it until and unless a substantial change in circumstances occurs.” (Id. (emphases in original)).
III. PROCEDURAL HISTORY
Plaintiff filed her initial Complaint in this action on March 2, 2009, asserting claims against Defendants Manolis, Van Tassel, Domestic Relations, Troggio, McBride, Bartberger, Duzak, First Choice Federal Credit Union, First Commonwealth Bank and Judge Hodge. (Docket No. 1). Defendants Domestic Relations, Judge Hodge, Manolis, Van Tassel and First Commonwealth Bank responded by filing Motions to Dismiss Plaintiffs Complaint. (Docket Nos. 9, 11, 14, 27). Defendants First Choice Federal Credit Union, Troggio, McBride, Bartberger, and Duzak responded by filing an Answer to the Complaint. (Docket Nos. 29, 30). Thereafter, Plaintiff filed her responses to Defendants’ motions to dismiss. (Docket Nos. 33, 34, 40, 41).
Plaintiff then filed a Motion for a Temporary Restraining Order on April 30, 2009. (Docket No. 22). Defendants filed timely responses to same. (Docket Nos. 25, 35, 37, 38). This Court entered an Order on May 11, 2009, granting Plaintiff leave to file an amended complaint and as a result, denied Defendants’ motions to dismiss and Plaintiffs motion for a temporary restraining order. (Docket No. 43).
A status conference was held on May 15, 2009, during which the Court discussed with counsel potential mediation of this dispute as well as a proposed stipulation of dismissal of Plaintiffs claims against De
Plaintiff then filed her Amended Complaint on May 21, 2009 asserting claims against Defendants Manolis, Van Tassel, Domestic Relations, Troggio, McBride, Bartberger, Duzak, and Judge Hodge.
13
(Docket No. 47). Thereafter, Plaintiff filed a request for entry of default judgment (Docket No. 48) and a motion for default judgment (Docket No. 49) against Defendants Manolis, Van Tassel, Domestic Relations, and Judge Hodge on June 6, 2009. Both were denied by the Court as premature under
Defendants Manolis, Van Tassel, Domestic Relations and Judge Hodge filed Motions to Dismiss Plaintiffs Amended Complaint on June 10, 2009. (Docket Nos. 51, 53, 55). Plaintiff filed her responses and briefs in support to said motions on June 28, 2009. (Docket Nos. 57, 58, 59, 60). Subsequently, Defendants Domestic Relations and Judge Hodge filed a Reply brief on July 8, 2009. (Docket No. 61). After receiving leave of Court, Plaintiff filed her Sur-Reply brief on July 9, 2009. (Docket No. 63). As the briefing has concluded, Defendants’ motions are ripe for disposition. 14
IV. LEGAL STANDARD
A motion to dismiss pursuant to
A valid complaint requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.”
The Supreme Court in
Iqbal
clarified that the decision in
Twombly
“expounded the pleading standard for ‘all civil actions.’”
Iqbal,
V. DISCUSSION
Plaintiff has brought claims against Defendants pursuant to § 1983 alleging that they violated her constitutional rights under the First, Fifth, and Fourteenth Amendments. (Docket No. 47). Defendants raise several challenges to the claims in Plaintiffs Amended Complaint. First, they contend that this Court lacks subject matter jurisdiction over Plaintiffs claims under the
Rooher-Feldman
doctrine and/or the domestic relations exception to federal jurisdiction. Second, they argue that even if this Court has subject matter jurisdiction over some or all of Plaintiffs claims, that they are immune from suit or Plaintiff has failed to state a claim upon which relief can be granted under
A. Subject Matter Jurisdiction
1. The Rooker-Feldman Doctrine
Defendants first argue that this Court lacks subject matter jurisdiction to hear Plaintiffs claims under the
Rooker-Feldman
doctrine. That doctrine is based on the construction of the federal jurisdictional statutes enacted by Congress. As a “district court” within the meaning of
The Supreme Court has appellate jurisdiction to review decisions rendered by state courts pursuant to
(a) Final judgments or decrees rendered by the highest court of a State in which a decision could be had, may be reviewed by the Supreme Court by writ of certiorari where the validity of a treaty or statute of the United States is drawn in question or where the validity of a statute of any State is drawn in question on the ground of its being repugnant to the Constitution, treaties, or laws of the United States, or where any title, right, privilege, or immunity is specially set up or claimed under the Constitution or the treaties or statutes of, or any commission held or authority exercised under, the United States.
(b) For the purposes of this section, the term “highest court of a State” includes the District of Columbia Court of Appeals.
The Rooker-Feldman doctrine, we hold today, is confined to eases of the kind from which the doctrine acquired its name: cases brought by state-court losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments. Rooker-Feldman does not otherwise override or supplant preclusion doctrine or augment the circumscribed doctrines that allow federal courts to stay or dismiss proceedings in deference to state-court actions.
Exxon Mobil,
Consequently, the
Rooker-Feldman
doctrine has both procedural and substantive requirements. Regarding the procedural requirements, the
Rooker-Feldman
doctrine can be invoked as a jurisdictional bar only where a federal-court action has been commenced after the rendering of a judgment by a state court.
Green v. City of New York,
Plaintiff appealed the June 23, 2008 Order to the Superior Court of Pennsylvania, which quashed the appeal on September 10, 2008.
(Id.
at ¶ 36). Plaintiff then filed an application for reconsideration of the Superior Court’s Order quashing the appeal, which was denied on October 3, 2008.
(Id.
at ¶ 39). Plaintiff next sought a petition for allowance of appeal to the Pennsylvania Supreme Court on November 3, 2008.
(Id.
at ¶ 40). The petition was also denied on February 2, 2009, thereby making the June 23, 2008 Order a final judgment of the state court.
(Id.); see
With respect to the substantive requirements, the
Rooker-Feldman
doctrine operates as a jurisdictional bar to Plaintiffs claims if the injuries of which she complains were caused by a state court judgment or ruling which was entered against her.
Exxon Mobil,
Plaintiff argues that the
Rooker-Feldman
doctrine does not bar her constitutional claims because those claims were neither raised nor fully and fairly litigated in the state tribunal. (Docket Nos. 58 at 2; 60 at 8). However, “a federal plaintiff cannot escape the
Rooker-Feldman
bar simply by relying on a legal theory not raised in state court.”
Hoblock v. Albany County Bd. of Elections,
Suppose a state court, based purely on state law, terminates a father’s parental rights and orders the state to take custody of his son. If the father sues in federal court for the return of his son on grounds that the state judgment violates his federal substantive due-process rights as a parent, he is complaining of an injury caused by the state judgment and seeking its reversal. This he may not do, regardless of whether he raised any constitutional claims in state court, because only the Supreme Court may hear appeals from state-court judgments.
Hoblock,
Plaintiff also asserts that the Rooker-Feldman doctrine is inapplicable because Defendants in this action were not a party to the state proceedings. This contention is also in error.
[A] federal suit complains of injury from a state-court judgment, even if it appears to complain only of a third party’s actions, when the third party’s actions are produced by a state-court judgment and not simply ratified, acquiesced in, or left unpunished by it. Where a state-court judgment causes the challenged third-party action, any challenge to that third-party action is necessarily the kind of challenge to the state judgment that only the Supreme Court can hear.
To the extent that any of Plaintiffs claims seek relief from injuries caused by the June 23, 2008 Order (or any of the earlier orders) including her rights to procedural and substantive due process, equal protection under the laws and the right to freely access to the courts, and any related retaliation claims, said claims are clearly barred by the
Rooker-Feldman
doctrine.
See Exxon Mobil,
With respect to Plaintiffs allegations in Count One, she avers that she has a protected property interest in the amount of overdue support owed to her by her ex-husband which she sought to collect in the state court proceeding and in the penalty of $2,385 which was imposed on her by Judge Hodge as a sanction for her conduct in the state court litigation. (Docket No. 47 at ¶ 48). She then claims that her constitutional rights to due process of law under the Fifth and Fourteenth Amendments were violated by the conduct of Defendants. (Id.). Similarly, Plaintiff alleges at Count Three that she “has a property interest by virtue of her right to collect overdue support, and should not be coerced by government agencies or the court or individuals in waiving that interest and being further deprived of additional property.” (Id. at ¶ 76). She maintains that the conduct of Defendants as alleged in this count violated her rights to substantive due process under the Fourteenth Amendment. (Id. at ¶ 77).
The property interests claimed in Counts One and Three were the subject of the June 23, 2008 Order, in which Plaintiff was denied judgments in her attempt to collect overdue support from her ex-husband, and sanctions were imposed on her as a result of her conduct in those proceedings. Among the relief Plaintiff requests at both Counts One and Three are compensatory damages as well as declaratory and injunctive relief from the June 23, 2008 Order. Plaintiff, therefore, seeks to be compensated for her losses as a result of the June 23, 2008 Order by virtue of the unpaid overdue support, any interest on same and the amount of the sanction imposed as well as requesting some type of declaratory or injunctive relief which would, in effect, vacate the June 23, 2008 Order. As a consequence, the harm claimed by Plaintiff in these counts is clearly caused by the state court order and, thus, these counts are barred by the
Rooker-Feldman
doctrine.
See Exxon Mobil,
Regarding Plaintiffs allegations at Count Two, she claims a liberty interest in her right to access the courts, specifically, her right to access the Pennsylvania appellate courts. (Docket No. 47 at ¶¶ 69, 70, 71). She alleges that the June 23, 2008 Order violates her rights to equal protection under the laws, procedural due process and her right to freely access the courts because the order was issued out-of-time and incorrectly included three case
However, Plaintiffs claim of retaliatory prosecution at Count Pour is not entirely barred by the Rooker-Feldman doctrine as some of her alleged injuries were not caused by any orders of the state court. (Docket No. 47 at ¶¶ 80-88). That claim alleges, in part, that Defendant Van Tassel, with the assistance of attorney Manolis filed false criminal charges and a petition for a protection from abuse order against Plaintiff in retaliation for her attempting to collect overdue support. (Id.). In contrast, Plaintiffs claims against Judge Hodge alleging retaliation as a result of his issuance of the June 23, 2008 Order, for failing to follow “the law of the case doctrine” in a different matter, and for retaliation by Defendants Manolis and Van Tassel in filing a petition to modify custody and seeking to have Plaintiff pay a portion of the costs of court-ordered custody psychological evaluations, are barred by the Rooker-Feldman doctrine, as discussed above.
The harms alleged in Counts One, Two and Three, as well as a portion of Count Four, are clearly the result of, or caused by, the challenged state court orders, and any order issued by this Court regarding Plaintiffs claims would directly interfere with the operation of these state court orders. Therefore, this Court does not have jurisdiction over these claims under the
Rooker-Feldman
doctrine.
16
See Shahin v. Darling,
The Court also recognizes that Defendants Troggio, McBride, Bartberger, and Duzak filed an Answer to Plaintiffs Amended Complaint on June 8, 2009 and have not otherwise sought to join Defendants’ motions to dismiss. (Docket No. 50). However, issues of subject matter jurisdiction may be raised by the Court
sua sponte. See Morel v. I.N.S.
2. Domestic Relations Exception to Federal Jurisdiction
Defendants also contend that Plaintiffs Amended Complaint should be dismissed for lack of jurisdiction under the domestic relations exception to federal jurisdiction. The domestic relations exception is “narrow” as it “ ‘encompasses only cases involving the issuance of a divorce, alimony, or child custody decrеe.’ ”
Matusow v. Trans-County Title Agency, LLC,
B. Defendants’ Immunities and Other Defenses
As noted above, in addition to their jurisdictional challenges, Defendants have raised several immunities or defenses to Plaintiffs claims in her Amended Complaint. The Court is mindful that as Plaintiff is
pro se,
her allegations are to be liberally construed, and leave to amend civil rights complaints is generally freely granted.
See Phillips v. County of Allegheny,
1.
Eleventh Amendment Immunity and “Person” under
Defendants Domestic Relations and Judge Hodge argue that Plaintiffs claims against them are barred by the Eleventh Amendment to the United States Constitution and that Domestic Relations and Judge Hodge, in his official capacity, are not “persons” subject to suit under
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced orprosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
Eleventh Amendment immunity is applicable unless abrogated by an Act of Congress or waived by the State.
See Lombardo v. Penn. Dept. of Pub. Welfare,
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress, except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable. For purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.
With respеct to Domestic Relations’ argument that it is entitled to Eleventh Amendment immunity, a suit is barred by the Eleventh Amendment, even when the state is not a named defendant, if the state is deemed to be the real party in interest.
See Benn v. First Judicial Dist. of Penn.,
Finally, as is discussed in further detail below, Plaintiffs argument that the doctrine of Ex Parte Young prevents Domestic Relations, which is a state entity and not a state official, from asserting Eleventh Amendment immunity in this action is without merit. Accordingly, all of Plaintiffs claims against Domestic Relations are dismissed, with prejudice. 19
With respect to Judge Hodge’s claim of Eleventh Amendment immunity, a suit against a State official in his or her official capacity is, in all respects other than name, a suit against the State.
Kentucky v. Graham,
2. Judicial Immunity — Federal Courts Improvement Act of 1996
Judge Hodge also argues that all of Plaintiffs claims against him are barred under the doctrine of judicial immunity and the Federal Courts Improvement Act of 1996. Therefore, Judge Hodge impliedly contends that any claims which survive Eleventh Amendment and “persons” analysis under
“It is a well-settled principle of law that judges are generally ‘immune from a suit for money damages.’ ”
Figueroa v. Blackburn,
“Factors which determine whether an act is a ‘judicial act’ ‘relate to the nature of the act itself,
ie.,
whether it is a function normally performed by a judge, and to the expectation of the parties,
ie.,
whether they dealt with the judge in his judicial capacity.’”
Figueroa,
A judge is not entitled, however, to judicial immunity when he or she acts in the “clear absence of all jurisdiction.”
See
Mireles,
[I]n determining the scope of a judge’s jurisdiction, that jurisdiction, “must be construed broadly where the issue is the immunity of the judge. A judge will not be deprived of immunity because the action he took is in error, was done maliciously, or was in excess of his authority; rather, he will be subject to liability only when he has acted in the “clear absence of all jurisdiction.” ”
Figueroa,
At the outset, the Court notes that Plaintiffs allegations that Judge Hodge acted “absent jurisdiction,” “in the clear absence of jurisdiction,” “outside the court’s jurisdiction,” or “out of time” by issuing certain rulings are improper legal conclusions which are not credited. (Docket No. 47 at ¶¶ 13, 24, 25, 32, 34, 35, 53);
see Day v. Federal Bureau of Prisons,
Plaintiffs claims for equitable relief against Judge Hodge are also barred by the Federal Courts Improvement Act (the “FCIA”). Section 309(c) of the FCIA amended
Based on the foregoing, Plaintiffs personal capacity claims against Judge Hodge seeking monetary relief are barred by judicial immunity and Plaintiffs claims against Judge Hodge seeking injunctive relief are not cognizаble under the FCIA and
C. State Actors
Defendants Manolis and Van Tassel do not assert the applicability of any immunity as a defense against Plaintiffs claims. Instead, they argue that Plaintiff has failed to properly allege that either are “state actors” subject to suit under
To establish a valid
While Manolis is an attorney, he is not a state actor for
In addition, the alleged conduct of these Defendants, in filing false criminal complaints, a protection for abuse petition, and a petition to modify custody are not considered “conduct, by its nature, chargeable to the state.”
Angelico,
Plaintiff has also not sufficiently alleged a claim for conspiracy under
Plaintiffs surviving claims at Count Four must fail because she has not alleged that Defendants Manolis and Van Tassel conspired with any state actors in engag
With respect to Plaintiffs claims that this Court has determined are barred by the
Rooker-Feldman
doctrine, Plaintiffs repeated allegations that the Defendants “acted in concert” with each other are improper legal conclusions, which this Court does not credit when considering Defendants’ motions to dismiss.
See Day,
Therefore, Plaintiffs Amended Complaint has failed to state a claim for conspiracy under
D. Leave to Amend Complaint
The United States Court of Appeals for the Third Circuit has held that “if a complaint is subject to a
In this instance, Plaintiff will not be granted leave to amend her complaint.
22
Plaintiffs claims at Counts One, Two, Three as well as part of Count Four against Defendants are barred by the
Rooker-Feldman
doctrine and will be dismissed for lack of subject matter jurisdiction under
Further, even if Plaintiffs claims in Counts One, Two, or Three were not barred by the
Rooker-Feldman
doctrine, they would be dismissed on other grounds as discussed above. Domestic Relations is entitled to immunity under the Eleventh Amendment and is not a “person” subject to suit under
Finally, Plaintiffs claims against Defendants Manolis and Van Tassel must be dismissed as neither are “state actors” subject to suit under
VI. CONCLUSION
Based on the foregoing, the motions to dismiss filed by Defendants Judge Hodge and Domestic Relations [55], attorney Manolis [51], and Van Tassel [53] are GRANTED. All of Plaintiffs claims against these defendants shall be dismissed, with prejudice. The Court will also sua sponte dismiss Plaintiffs claims against Defendants Troggio, McBride, Bartberger, and Duzak, with prejudice. As all of Plaintiffs claims in this action have been dismissed, with prejudice, the Clerk of Court is directed to mark this case as CLOSED.
Notes
. While the Court does not credit Plaintiff's allegations which consist of legal conclusions, these allegations are re-stated in the facts section below because the inclusion of these allegations in Plaintiff's Amended Complaint supports the Court's ultimate conclusion that Plaintiff's claims at Counts One, Two and Three as well as a portion of Count Four should be dismissed under the Rooker-Feldman doctrine for the reasons cited herein.
. While Plaintiff's Amended Complaint is confusing, it appears that the child support order to which she refers and is central to this dispute was issued by Judge Hodge on October 12, 2007. (See Docket No. 47 at ¶ 30). This order is not filed of record. However, Judge Hodge’s opinion explains that "[o]n October 12, 2007, this Court ordered the Defendant to pay to the Pennsylvania State Collection and Disbursement Unit the sum of $731.21 per month, which Order consisted of $718.21 for current support and $20.00 for arrears. Arrears were set at the sum of $1,196.48 as of October 12, 2007.” (Docket No. 56-2 at 1-2).
. "Judgment by operation of law” is defined as "[a] judgment which exists without the need for any ministerial act and which arises out of the existence of facts readily verifiable from the domestic relations section's records. The existence of a valid support order and nonpayment of the order, together, create the judgment.”
. "Overdue support” is defined as "[s]upport which is delinquent under a payment schedule established by the court.”
. The Court notes that these allegations are belied by the current record. Judge Hodge’s opinion details the dispute regarding Defendant Van Tassel's retirement account as follows:
On June 13, 2007, the parties appeared before a Domestic Relations Officer for a Hearing, on a request by the plaintiff on the allegation that the Defendant failed to hon- or their verbal agreement regarding the child. At the Conference, the Plaintiff requested that the Defendant be assessed an additional $76,900.00 in income, which represented a portion of the I.R.A. that the Defendant was awarded in the equitable distribution of marital assets. At the conference, the Domestic Relations Officer found that the I.R.A. was awarded to the Defendant in the Marital Settlement Agreement, аnd as such, should not be considered income.
This Court then entered a Modified Order dated June 25, 2007, excluding the I.R.A. sum in the income calculation of the Defendant.
The Plaintiff, nevertheless, proceeded to request a hearing de novo before the Court. On August 7, 2007, this Court conducted a De Novo Support Hearing, wherein Plaintiff once again reiterated that the Domestic Relations Section had made an error in not including as part of the Defendant’s income, the sum of $76,900.00 which consisted of funds received when the Defendant made an early withdrawal from an I.R.A. which the Defendant was awarded in equitable distribution in the party's divorce action ...
... the Court ... dismissed Plaintiff’s demand, as there are no legal or factual basis for Plaintiff’s demand based upon the statutory authority.
(Docket No. 56-2 at 17-18).
. No further detail regarding the contents of the March 3, 2008 Order is contained in Plaintiff's Amended Complaint and the order itself has not been made a part of the current record by any of the parties.
. Although Plaintiff does not cite to the applicable statutory provision, it appears that she is referencing
(a) An individual who is a party to a support proceeding shall notify the domestic relations section, the department and the other parties in writing or by personal appearance within seven days of any material change in circumstances relevant to the level of support or the administration of the support order, including, but not limited to: (1) change of employment; and (2) change of personal address or change of address of any child receiving support.
(b) Failure to give notice. — Willful failure to comply with this section may be adjudged in contempt of court pursuant to section 4345 (relating to contempt for noncompliance with support order).
. Plaintiff offers very little detail in her Amended Complaint regarding the hearing itself, but mainly focuses on her complaints regarding Judge Hodge’s order.
. The Court notes that the opinion and order is dated June 20, 2008 but was stamped by the prothonotary as filed on June 23, 2008. (Docket No. 56-2). For convenience, the Court will refer to the same as the June 23, 2008 Order.
.
. The Court notes that contempt proceedings were later initiated against Plaintiff in the Lawrence County Court of Common Pleas because she failed to comply with the June 23, 2008 Order. For a full discussion of same, see n. 14, infra.
. The Court notes that the exact conduct complained of in the criminal complaint is not set
. The Court notes that while Plaintiff amended the caption to her Amended Complaint to remove Defendants First Commonwealth Bank and First Choice Credit Union, she did not amend the headings for Counts One, Two, and Three to remove those Defendants. (See Docket No. 47 at 25, 33, 35).
. In the interim, Plaintiff filed a motion for a preliminary injunction/temporary restraining order seeking to enjoin a contempt proceeding in the Lawrence County Court of Common Pleas which was scheduled to occur on August 20, 2009. (Docket No. 64). After receiving responses from Defendants Lаwrence County Domestic Relations, Judge Hodge, Van Tassel and Manolis, and hearing oral argument (Docket Nos. 66, 67, 68, 69), the Court issued a Memorandum Opinion and Order on August 19, 2009 denying Plaintiff's motion. (Docket Nos. 70, 71);
Van Tassel v. Lawrence Country Domestic Relations Section, et at,
Civ. A. No. 09-266,
. The
Rooker-Feldman
doctrine is based solely on the interpretation of federal jurisdictional statutes. It is not based on the Constitution. Congress has the constitutional au
. Given the Court's finding that Plaintiff's claims are barred by the Rooker-Feldman doctrine, it need not reach Defendants' alternative argument that the claims are barred by the doctrine of res judicata.
. The Court notes that Plaintiff's claims against these Defendants are set forth in her Amended Complaint at Counts One, Two and Three, wherein she alleges similar claims against Defendants Judge Hodge, Domestic Relations, Manolis and Van Tassel for alleged violаtions of her rights of substantive and procedural due process, equal protection under the laws as well as her right to freely access the courts. (See Docket No. 47 at ¶¶ 45-79). In those counts, she seeks the same relief from all Defendants including compensatory and punitive damages as well as injunctive and declaratory relief from the June 23, 2008 Order. (Id..). Accordingly, the Court’s analysis of Plaintiffs' claims against Defendants Judge Hodge, Domestic Relations, Manolis and Van Tassel is equally applicable to the answering Defendants.
. The scope of the Eleventh Amendment and the meaning of the word "person” in
. Plaintiff has not explicitly pled any state law claims in her Amended Complaint. (Docket No. 47). However, she does request damages for intentional infliction of emotional distress in Count One. To the extent that this allegation could be construed as a state law claim of intentional infliction of emotional distress, said claim against Domestic Relations is likely barred by
The domestic relations section or employees thereof shall not be liable for errors in the certification of amounts of overdue support or satisfaction of liens for overdue support except as provided in
The Court notes that the state law immunities at
. PA.R.Civ.P.1930.2 provides, in relevant part, that:
(a) There shall be no motions for post-trial relief in any domestic relations matter.
(b) A party aggrieved by the decision of the court may file a motion for reconsideration in accordance with Rule of Appellate Procedure 1701(b)(3). If the court does not grant the motion for reconsideration within the time permitted, the time for filing a notice of appeal will run as if the motion for reconsideration had never been filed. Note: Rule of Appellate Procedure 903 states that, except as otherwise set forth by that rule, the Notice of Appeal shall be filed within thirty days after the entry of the order from which the appeal is taken.
. PA.R.Civ.P.1910.24 provides, in relevant part, that:
(b) A petition to correct the judgment shall be limited to the following grounds: (1) no overdue support exists under the support order or (2) there is a mistake in the amount of overdue support. The petition initially shall be determined before a conference officer or hearing officer in the same manner as an original proceeding for support. Except as provided by order of court, the filing of a petition to correct a judgment shall not stay the proceedings. Note: It is important to note that the petition to strike or open a judgment used in civil practice is not adopted here.
. The Court notes that Plaintiff was previously granted leave to her amend her Complaint upon her request after the Defendants filed an initial round of motions to dismiss. (Docket No. 43). Those motions set forth arguments similar to those asserted in the present motions including that this Court lacked subject matter jurisdiction under the
Rooker-Feldman
doctrine, Eleventh Amendment immunity barred Plaintiff's claims against Domestic Relations, judicial immunity and the FCIA barred her claims against Judge Hodge and that Defendants Manolis and Van Tassel were not "state actors” subject to suit under