Lead Opinion
Former Illinois prison inmate Van Dyke Johnson sued, pro se, three prison doctors and seven prison officials under 42 U.S.C. § 1988, alleging Eighth Amendment violations. Specifically, Johnson claims that the defendants were deliberately indifferent to a serious medical need because they treated his hernia through non-surgical means. During the district court proceedings, Johnson made several motions for counsel under 28 U.S.C. § 1915(e)(1), which the district court denied. The district court granted summary judgment to some of the prison officials. After a bench trial, the district court entered final judgment in favor of the remaining defendants. Johnson appeals the district court’s denial of counsel, grant of summary judgment to some of the defendants, and entry of final judgment in favor of the remaining defendants. We affirm in all respects.
I.
In 1994, Van Dyke Johnson was convicted of first degree murder in Illinois and was incarcerated by the Illinois Department of Corrections (“IDOC”). In late April or early May 2000, during his imprisonment at IDOC’s Graham Correctional Center, Johnson discovered a protrusion in his groin area. Johnson saw a nurse in early May. The nurse told Johnson that he had a hernia. She gave him some Tylenol for his pain and scheduled a doctor’s appointment for him.
Two days later, Dr. Don Hinderliter examined Johnson' and diagnosed him with an inguinal hernia (i.e., a hernia in the groin area) that, in Dr. Hinderliter’s ojpinion, did not require surgery. Instead, Dr. Hinderliter prescribed a hernia belt/truss to stop the hernia from protruding. After discussing the matter further with Dr. Hinderliter, Johnson requested surgery because of the significant pain he was experiencing. In response, Dr. Hinderliter referred him to Dr. Robert McEntyre, Graham’s medical director. This was Johnson’s only visit with Dr. Hinderliter.
Johnson saw Dr. McEntyre on several occasions, the first in early June 2000. Upon examination, Dr. McEntyre found the hernia to be “reducible,” which means that the hernia can be pushed back inside the body without difficulty. Dr. McEntyre
Two days after his first visit with Dr. McEntyre, Johnson, on an emergency basis, saw Dr. Stephen Doughty. Dr. Doughty also concluded that the hernia was reducible, and, as Dr. McEntyre had seen Johnson only two days earlier, Dr. Doughty told Johnson to continue following Dr. McEntyre’s instructions. This was Johnson’s only visit with Dr. Doughty.
Thereafter, Dr. McEntyre monitored Johnson’s condition through four additional visits in June and August 2000. Dr. McEntyre’s diagnosis of a reducible hernia remained consistent throughout this period. Dr. McEntyre, moreover, did not observe any worsening of the condition that would necessitate surgery.
Other than Johnson’s annual physical in October 2000, Johnson did not have or request another doctor’s visit during his time at Graham.
Displeased with the lack of surgical treatment at Graham, in April 2001 Johnson filed this deliberate indifference action under § 1983, alleging that the treatment of his hernia through non-surgical means constituted cruel and unusual punishment under the Eighth Amendment. This suit pertains only to the seven months, May to December 2000, when Johnson had his hernia at Graham. Besides the three doctors who examined and treated him, Johnson also named seven IDOC and Graham officials as defendants: John Cearlock (health care administrator), Steve Curll (counselor), Billie Greer (assistant warden), Alex Jones (assistant warden), Robert Radmacher (IDOC official), Gilberto Romero (warden), and Donald Snyder (IDOC director). In addition to injunctive relief (i.e., an order mandating that the defendants perform/facilitate hernia surgery), Johnson’s complaint requested compensatory and punitive damages.
Initially, the defendants moved to dismiss the suit. Johnson, proceeding pro se, then moved for counsel under § 1915(e)(1). Johnson attempted to secure counsel on his own, but two organizations and five practitioners declined his requests for representation. The district court denied the motion for counsel, reasoning that the matter was not so complex or intricate that an attorney was necessary. Subsequently, the district court denied defendants’ motions to dismiss, concluding that they were not entitled to qualified immunity. Johnson then made another request for counsel, which the district court again denied.
Later, when the defendants moved for summary judgment, the district court determined that Johnson’s hernia presented a serious medical need. The district court then granted summary judgment for all the prison officials, except Cearlock, reasoning that those defendants were not deliberately indifferent to that need because they took Johnson’s medical complaints seriously and reasonably relied upon the doctors’ recommendations in handling Johnson’s condition.
The district court, however, denied summary judgment with respect to the doctors and Cearlock. As to the doctors, the district court concluded they had failed to refute Johnson’s contention that, due to some policy or practice, the doctors would not have recommended surgery for Johnson’s hernia regardless of the amount of pain and difficulty it caused. This determination led the district court to further conclude that a factual dispute existed as to whether the doctors’ denials of surgery were made in the absence of professional judgment, which, if true, would give rise to deliberate indifference liability (see discussion of legal standard below).
As to Cearlock, the-district court could not, at that point in the proceedings, determine if, like the other prison officials, Cearlock deferred to the doctors’ medical opinions because, unlike the other key prison officials, Cearlock did not attach a supporting affidavit to the summary judgment motion. The district court, therefore, found that there was a factual dispute as to whether Cearlock, as the health care administrator, bore some responsibility for the doctors’ decision not to operate.
The case against the remaining defendants proceeded to a bench trial. Before trial, Johnson filed another motion for counsel, and the district court denied the request. At trial, Johnson testified first. Johnson then examined Cearlock. At the conclusion of Cearlock’s testimony, the district court was convinced that Cearlock was not deliberately indifferent to Johnson’s condition since Cearlock, similar to the other prison officials, deferred to the doctors’ medical opinions. The district court thus granted judgment mid-trial in favor of Cearlock.
Johnson next examined Dr. McEntyre. After a lengthy exchange between Johnson, Dr. McEntyre, and the district court about when Dr. McEntyre would recommend hernia surgery, Johnson began to repeat some of his questioning, and the district court eventually ended the examination. Then, to move matters along, the district court asked Johnson if he could provide any evidence that Dr. Hinderliter
The district court’s final order disposing of the case reiterated its rulings from the bench and ruled in favor of all of the defendants, reasoning that the evidence failed to support any findings of deliberate indifference. Johnson filed motions for reconsideration and for a new trial, each of which the district court denied.
II.
Johnson appeals and is now represented by counsel. The focal point of Johnson’s appeal is the district court’s rejection of his motions for counsel. He also challenges the summary judgment and final judgment determinations that went against him.
A.
Civil litigants do not have a constitutional or statutory right to counsel in federal court. See Luttrell v. Nickel,
In reviewing denials of counsel, the test is not whether this court would have appointed counsel if it were in the district court’s position. See Zarnes v. Rhodes,
Also, the test is not whether “a good lawyer may have done better than [the plaintiff].” Luttrell,
To determine if a district court abused its discretion in denying counsel,
Johnson has not met this “exacting standard.” Id. This case was not overly difficult. Johnson had to show that he had a serious medical need and that the defendants consciously disregarded that need so as to impose cruel and unusual punishment. See Farmer v. Brennan,
In addition, when the district court denied his third request for counsel, Johnson had filed similarly satisfactory memoranda of law concerning summary judgment, see Weiss,
It is important not to overstate the difficulty of this case. In denying Johnson’s third request just before trial, the district court reasoned: “The plaintiff can testify to his own pain and restricted activities due to his hernia during his time at Graham, and can cross-examine the defendants regarding their conclusion that he did not need surgery.” The district judge (a seasoned jurist with more than twenty-five years of service on the federal bench) correctly recognized that Johnson had the building blocks of a basic, adequate case at his disposal. Through the examination of the defendants — particularly Dr. McEntyre, the pivotal defendant in the case— under oath, Johnson had the opportunity to elicit evidence about the alleged policy against hernia operations as well as expert testimony on accepted professional standards for treating hernias and hernia pain.
Assuredly, Johnson’s case might have improved had he been represented by counsel. For example, counsel would have been in a better position to conduct a discovery expedition to unearth possible evidence about the alleged policy against hernia operations. Counsel also would have been better able to gather, present, and educe evidence about hernia treatment, hernia pain, accepted professional standards, and the defendants’ conduct in response to those issues. In particular, counsel would have been in a better position to secure Johnson’s own expert to offer relevant opinion testimony to counter Dr. McEntyre.
Separately, Johnson, through his appellate counsel, disjointedly attempts to raise two evidentiary arguments within the confines of his argument for counsel. Each argument impermissibly relies on hindsight, i.e., events at trial to attack the district court’s pre-trial decisions to deny counsel. See Hudson,
Second, Johnson complains that the district court discouraged him from examining Drs. Hinderliter and Doughty. Recall that at the close of Dr. McEntyre’s testimony, the district court asked Johnson if he could provide any evidence that Dr. Hinderliter did anything other than see Johnson once and refer Johnson to Dr. McEntyre. When Johnson stated that he could not, the district court granted judgment for Dr. Hinderliter before he testified. The district court handled Dr. Doughty in a similar fashion but did examine him to establish a factual record. District courts are afforded broad discretion in matters of trial management. See, e.g., Southworth v. Bd. of Regents of the Univ. of Wis. Sys.,
Accordingly, given the case’s level of difficulty, Johnson — at the time the district court’s rulings were made — appeared to be competent to try it himself. See Farmer,
B.
We next turn to the grant of summary judgment in favor of six of the defendants. We review summary judgment decisions de novo, construing all facts in favor of the non-moving party. See Jackson v. Ill. Medi-Car, Inc.,
The Supreme Court has interpreted the Eighth Amendment’s proscription against cruel and unusual punishment as imposing a duty upon the States, through the Fourteenth Amendment, “to provide adequate medical care to incarcerated individuals.” Boyce v. Moore,
We begin our summary judgment review with Curll, a grievance counselor at Graham. Curll received a- grievance from Johnson in May 2000 (i.e., before Johnson’s first visit with Dr. McEntyre), complaining about his hernia pain and treatment. Curll, who is not a medical professional, researched Johnson’s complaint and learned that Dr. Hinderliter had seen Johnson, diagnosed him as having a reducible hernia, and determined that surgery was not required. Curll, according to his affidavit, also learned that Johnson was “told that should his condition change, he should return to the medical unit.” Based upon this information, Curll recommended to the warden that the grievance be denied.
Curll’s conduct does not demonstrate a sufficiently culpable state of mind. The necessity of surgery was not obvious, see Higgins,
Romero, the warden, is likewise entitled to summary judgment. Romero, who is also not a medical professional, received Curll’s report along with Johnson’s grievance. Romero concurred in Curll’s recommendation because Johnson had been evaluated by a doctor and was receiving medical care for the grieved condition. Like Curll, Romero did not know whether Johnson required surgery, but he was aware of Johnson’s complaints of pain and made sure that medical care was available to Johnson so that qualified medical professionals could determine if Johnson did indeed need surgery. This is not a case, as Johnson claims, of woefully inadequate action evincing a sufficiently culpable state of mind. See Hudson,
The grievance was next reviewed on administrative appeal by two officials not at Graham, but IDOC’s main office: Radmacher, a member of IDOC’s administrative review board, and Snyder, the director of IDOC. Radmacher and Snyder agreed that Curll and Romero had addressed the situation appropriately and jointly denied the grievance. Radmacher and Snyder knew that Johnson needed medical attention and that medical care was and continued to be available to Johnson. For the reasons already stated with respect to Curll and Romero, Radmacher and Snyder are also entitled to summary judgment. See Greeno,
Separately, Johnson also lodged an informal complaint with assistant warden Jones in May 2000. As part of his duties, Jones frequently made rounds of housing units, talking with inmates and fielding questions and concerns. When a medical concern was raised, Jones’s practice was to first make sure the prisoner had visited the health care unit. If so, Jones, who is not a medical professional, would then direct the prisoner to address disagreements about medical treatments to the administrators in charge of the health care unit (e.g., Cearlock). During one of Jones’s rounds, Johnson informed Jones that he was in pain, that he was having bowel complications, and that Dr. Hinderliter did not recommend hernia surgery. According to Johnson, Jones took down Johnson’s
A non-medical prison official, such as Jones, cannot be held “deliberately indifferent simply because [he] failed to respond directly to the medical complaints of a prisoner who was already being treated by the prison doctor.” Durmer,
Last, we address assistant warden Greer. After talking with Jones, Johnson requested a meeting with Greer to discuss the situation, and Greer met with him in her office. During the meeting, Greer called Cearloek and inquired about Johnson’s course of treatment. Greer learned that the medical consensus was that Johnson did not require surgery. At the conclusion of the meeting, Greer told Johnson that she would get back with him presumably if she learned something new. According to Johnson, he never heard from or saw Greer again due to Greer’s departure from Graham. Greer is entitled to summary judgment on two fronts. First, like Curll and others, Greer took Johnson’s complaint seriously, investigated the matter, and reasonably relied on the judgment of the medical professionals. See Greeno,
C.
We now turn to the four remaining defendants and the bench trial. Following a bench trial, we review the district court’s legal conclusions de novo, but we may only set aside a district court’s factual findings if they are “clearly erroneous.” Fed. R.Civ.P. 52(a); see also Thornton v. Brown,
The deliberate indifference standard discussed above applies with equal force here, but, in the context of medical
It is also important to reiterate that the Eighth Amendment does not require that prisoners receive “unqualified access to health care.” Hudson v. McMillian,
[N]ot every refusal of medical treatment constitutes cruel and unusual punishment. Medical “need” runs the gamut from a need for an immediate intervention to save the patient’s life to the desire for medical treatment of trivial discomforts and cosmetic imperfections that most people ignore. At the top of the range a deliberate refusal to treat is an obvious violation of the Eighth Amendment, and at the bottom of the range a deliberate refusal to treat is obviously not a violation. Where to draw the line between the end points is a question of judgment that does not lend itself to mechanical resolution. It is a matter of determining the civilized minimum of public concern for the health of prisoners, which depends on*1014 the particular circumstances of the individual prisoner.
Ralston,
With these principles in mind, we first turn to Dr. McEntyre, the physician who evaluated Johnson on multiple occasions, and the district court’s finding that his denials of the requested hernia surgery did not constitute deliberate indifference. The record reveals that there are three types of hernia situations: (1) a hernia that is strangulated, which is a medical emergency mandating surgery; (2) a hernia that is reducible yet so painful or debilitating that surgery is required; and (3) a hernia that is reducible and, given the dangers and risks inherent in any operation, can be treated through non-surgical means. There is no evidence that Johnson’s hernia was strangulated. Dr. McEntyre was thus left to determine whether Johnson’s reducible hernia required surgery. At the initial appointment, Dr. McEntyre formed the professional opinion that surgery was not required, and, in Johnson’s subsequent visits, Dr. McEntyre did not observe any worsening of the condition that would make surgery a medical necessity. As to Johnson’s theory that IDOC had a cost-saving policy against operating on all reducible hernias whatever the amount of pain or difficulty they cause, Dr. McEntyre flatly denied, under oath, the existence of any such policy. The record shows rather that Dr. McEntyre factored Johnson’s pain into his treatment decisions and, given his findings, he prescribed non-surgical remedies designed to alleviate Johnson’s pain. See Gutierrez,
We reach the same conclusion with respect to Drs. Hinderliter and Doughty. Dr. Hinderliter saw Johnson only once, concluded that surgery was not required, prescribed non-surgical means aimed at alleviating Johnson’s pain, and referred further discussion of surgery to Dr. McEntyre. Dr. Doughty evaluated Johnson on only one occasion, just two days after Dr. McEntyre first saw Johnson, and reached the same conclusions as Dr. McEntyre. It is therefore not surprising that Dr. Doughty deferred to Dr. McEntyre and told Johnson to give Dr. McEntyre’s instructions a chance to work. Therefore, for all the reasons discussed with respect to Dr. McEntyre, the district court’s findings in favor of Drs. Hinderliter and Doughty are not clearly erroneous.
Finally, we reach Cearloek, Graham’s health care administrator. Unlike the other prison officials, the district court denied summary judgment for Cearloek because there was a factual dispute as to whether Cearloek, as the health care administrator, was responsible for the doctors’ decision not to operate, i.e., whether Cearloek, as a cost-saving measure or policy, directed the doctors not to operate on any reducible hernias no matter how much pain or disruption they caused. At the bench trial, however, Cearloek refuted, under oath, the existence of any such policy in the following, explicit terms:
As a health care administrator, I can tell you that we don’t have a blanket policy that we don’t repair hernias. If the symptoms are increasing significantly, if*1015 the hernia becomes an acute issue in the opinion of the medical director or a doctor and needs to have surgery on an immediate basis, the surgery can be done.
R.112 at 45-46. Cearlock’s testimony indicates that decisions on hernia surgeries are left to the medical professionals who factor the pain and difficulty caused by a hernia into their decision about whether to operate. See Gutierrez,
Further, when Cearlock met with Johnson to review the situation, Johnson said that his symptoms had been worsening since he last saw Dr. McEntyre; therefore, Cearlock, quite appropriately, scheduled an appointment for Johnson with Dr. McEntyre so that Dr. McEntyre could reassess Johnson’s condition. Similar to Curll and others, Cearlock took Johnson’s condition seriously, investigated the situation, referred Johnson to a doctor, and reasonably relied on the doctors’ professional opinions. See Greeno,
III.
This is an unfortunate case because Johnson clearly experienced pain from his reducible (not strangulated) hernia. He received rather extensive medical attention, but with each examination (at least five) Dr. McEntyre concluded that an operation was not necessary nor recommended. Appointed counsel would likely have been helpful, especially in pre-trial. But the very experienced district judge who conducted the bench trial was complimentary of Johnson’s written submissions, and he was patient and even helpful in guiding Johnson through his examinations of the key witnesses, Dr. McEntyre and Cearlock. Unfortunately for Johnson, the elicited testimony about his treatment and the alleged policy against operating on all reducible hernias did not support his deliberate indifference claims. Moreover, Johnson’s own .testimony indicated that after he was transferred to Dixon, the doctors there also declined to operate. An extensive effort by an appointed counsel may have uncovered a document or obtained an expert that would refute the testimony of the defendants. But that is very speculative. Johnson had his day in court with a very experienced and accommodating judge. The testimony not only failed to prove any degree of cruel and unusual punishment, but instead disclosed a rather thorough monitoring of his medical condition in the relatively short period of time during his last months at Graham. Furthermore, upon his release in March 2005, he still had not had an operation, and he had learned to alleviate the pain.
Thus, the district court did not abuse its discretion in denying Johnson’s request for counsel and did not err in rejecting the deliberate indifference claims against these ten defendants. On this record, treating Johnson’s hernia through non-surgical means did not constitute cruel and unusual punishment under the Eighth Amendment. We therefore AFFIRM the district court.
Notes
. Johnson later said Dr. McEntyre performed the physical, but the record does not clearly indicate which doctor handled this exam.
. At the bench trial in this case, held in December 2003, Johnson testified that when he got to Dixon he complained about the hernia, but "none of those physicians [at Dixon] have recommended surgery as of today’s date.” He further explained: "I still have the hernia and I am still going through the same problems that I started out [with]. The only thing different now about it is that ... I know when to lay down[.][B]efore I knew what to do I was dumbfounded .... If I lay down, the pain will subside because the hernia will go back in.” Johnson’s appellate attorney informed us that Johnson "did not receive the treatment requested prior to his release.”
.Although Johnson has been released on parole, his case is not moot because, in addition to injunctive relief, he continues to seek damages. See DeTomaso v. McGinnis,
. Because a district court’s denial-of-counsel decision is evaluated as of the time it was made, see Hudson,
. For instance, in Zames, the court held: ’’Were we to have had the responsibility for the original decision on [the plaintiff’s] motion, we may have chosen to appoint counsel to represent her.... That is not our role, however, and we cannot hold that the aspects of this case that may trouble us ... always compel appointment of counsel. We conclude that the court did not abuse its discretion in determining that [the plaintiff] was capable of litigating her claims.”
.In his appellate brief, Johnson even agrees that Dr. McEntyre was an "available medical expert” for Johnson to use in the presentation of his case. Furthermore, plaintiffs using defendant doctors as experts to establish professional standards is not a novel concept. For instance, under Illinois medical malpractice law, when "expert testimony is required to establish the applicable standard of care, it is well-settled that the testimony of the defendant doctor may suffice to establish the standard.” Rohe v. Shivde,
. We separately observe that the trial transcript reveals that Johnson seized this opportunity, eliciting sworn testimony about the alleged policy (i.e., that there was none) and the relevant professional standard for treating hernias.
. We note that expert testimony or other evidence merely showing "that some medical professionals would have chosen a different course of treatment [would be] insufficient to make out a constitutional claim.” Collignon,
. The Third Circuit's analysis on this point bears repeating here:
*1011 If a prisoner is under the care of medical experts ..., a non-medical prison official will generally be justified in believing that the prisoner is in capable hands. This follows naturally from the division of labor within a prison. Inmate health and safety is promoted by dividing responsibility for various aspects of inmate life among guards, administrators, physicians, and so on. Holding a non-medical prison official liable in a case where a prisoner was under a physician’s care would strain this division of labor.... Accordingly, we conclude that, absent a reason to believe (or actual knowledge) that prison doctors or their assistants are mistreating (or not treating) a prisoner, a non-medical prison official ... will not be chargeable with the Eighth Amendment scienter requirement of deliberate indifference.
Spruill,
Dissenting Opinion
dissenting.
In late April or early May 2000, Van Dyke Johnson discovered a lump in his
Mr. Johnson’s hernia caused him many problems. He could not stand up straight for very long without causing pain and throbbing in the area of the hernia. Laughing, coughing and bowel movements also caused pain. He sought treatment from the physicians on staff at Graham Correctional Center where he was then incarcerated; his release was not to occur until 2005, and, understandably, he did not think that he could withstand the pain and discomfort until that time. On May 9, 2000, he was examined by Dr. Don Hinder-liter, one of the physician defendants in this action. He diagnosed an inguinal hernia and referred Mr. Johnson to Dr. Robert McEntyre, also a physician defendant in this action. Dr. Hinderliter did not recommend surgery but prescribed a hernia belt.
Dr. McEntyre held the position of Medical Director at Graham at all times relevant to this action. Dr. McEntyre examined Mr. Johnson at least five times between June 2000 and August 2000. Dr. McEntyre diagnosed Mr. Johnson with a reducible inguinal hernia: “a protrusion in the left groin area that ... a doctor or patient is able to push back inside without much difficulty” and that is “not stuck out,” as Dr. McEntyre later described it in his trial testimony. R.112 at 58. In Dr. McEntyre’s opinion, a reducible hernia would present a “surgical emergency” only if the hernia became “strangulated” — that is, nonreducible and eventually gangrenous. Id. Dr. McEntyre testified that “vomiting, high fever, [and a] fast heart beat” would accompany a strangulated hernia. Id. Because Mr. Johnson’s hernia was not strangulated, Dr. McEntyre instructed him to use a truss, directed him to take Tylenol for pain and Metamucil for bowel discomfort and issued him a low bunk permit.
On June 10, 2000, Mr. Johnson was examined by Dr. Stephen Doughty, another physician defendant in this action, who instructed Mr. Johnson to use Tylenol, Metamucil and a truss and to avoid heavy lifting and strenuous activities. Mr. Johnson claims that he also made personal appeals for more effective treatment to IDOC defendants Alex Jones and Billie Greer, who were both assistant wardens at Graham. Neither Mr. Jones nor Ms. Greer testified to a memory of speaking with Mr. Johnson.
Mr. Johnson also pursued relief through the Graham prison grievance procedures. He filed his first grievance on May 16, 2000. On the grievance form, he included a substantial description of his pain, and he attached a photocopied excerpt from “The New Good Housekeeping Family Health and Medical Guide,” which indicated that “the best treatment for a hernia is a surgical operation designed to replace the herniated contents into the abdominal cavity and repair the defect in the abdominal wall.” R.7, Ex.A at 3, 8. The photo
IDOC defendant Steve Currl, a correctional counselor assigned to handle inmate grievances, forwarded Mr. Johnson’s grievance to the medical unit, which reported that Mr. Johnson- had received adequate care. Mr. Currl then forwarded to the warden his recommendation that the grievance be denied. IDOC defendant Gilberto Romero, Graham’s assistant warden in charge of operations, agreed that Mr. Johnson’s grievance should be denied. IDOC defendant Robert Radmacher, chair of IDOC’s Office of Inmate Issues, denied Mr. Johnson’s grievance on June 21, 2000, with IDOC defendant Donald Snyder, the Director of IDOC, concurring in this decision.
Mr. Johnson filed a second grievance related to the hernia on July 11, 2000. He also contended that IDOC defendant John Cearlock, a registered nurse who held the title of Health Care Unit Administrator at Graham, had not interviewed him regarding his first grievance. Mr. Johnson eventually met with Mr. Cearlock, who reviewed Mr. Johnson’s medical history, scheduled another doctor’s appointment for him and recommended that he continue the recommended treatment.
A.
The Task Facing Mr. Johnson
In order to appreciate the task that lay before Mr. Johnson as he tried to present his case to the district court, we ought to pause for a moment and recall just how difficult it is to establish an Eighth Amendment claim of this sort.
First of all, there can be no question that the Eighth Amendment’s prohibition against cruel and unusual punishment imposes a duty on state prison officials to provide adequate medical care to incarcerated persons. The reason for this prohibition is straightforward: “[Djenial of medical care may result in pain and suffering which no one suggests would serve any penological purpose.” Estelle v. Gamble,
Although the Eighth Amendment affords prisoners relief for the unnecessary infliction of pain at the hands of those who have an obligation to provide for their medical needs, it is well-understood that our jurisprudence sets a high bar for a prisoner accusing prison officials of such a violation. The Eighth Amendment is not a medical malpractice statute. Indeed, the Supreme Court has written that a prison official will not be held liable for an Eighth Amendment violation unless he “knows of and disregards ... a substantial risk of serious harm” to an inmate. Farmer v. Brennan,
Setting forth the applicable principles of law is a great deal easier than proving
It is important to note that the subjective prong of the test looks at a defendant’s actual state of mind. Mr. Johnson therefore had to prove that the defendant was “both aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw that inference.” Farmer,
As a practical matter, to meet this heavy burden, Mr. Johnson had to establish the requisite subjective intent by demonstrating that the seriousness of his condition would be obvious to the trained professional. See Collignon,
[D]eliberate indifference may be inferred based on a medical professional’s erroneous treatment decision only when the medical professional’s decision is such a substantial departure from accepted professional judgment, practice, or standards as to demonstrate that the person responsible did not base the decision on such a judgment.
Estate of Cole,
Mr. Johnson sought to meet this demand for proof by establishing that the decision to deny him surgical relief was the product, at least in large part, of a decision
B.
The Conventional Wisdom
This court, and, indeed, all of the federal courts, are swamped with Eighth Amendment cases alleging that the absence of adequate medical treatment constituted cruel and unusual punishment. Applying the standards set forth above, we have the task of identifying the few cases that are meritorious. This process is a burdensome one for our colleagues in the district court and, to a lesser degree, for the members of this court. It is, however, a task that Congress has given us and that we must perform willingly if we are to be true to our oaths to do justice without respect to persons, to the rich and the poor alike. See 28 U.S.C. § 453. Indeed, Congress, in the Prison Litigation Reform Act, 42 U.S.C. § 1997e, has given the district courts a variety of procedural devices to assist in the screening task. Nevertheless, it is safe to say that the management of these cases continues to be a burden on judicial resources and the conventional wisdom is that the task is akin to looking for the proverbial needle in a haystack.
There also appears to be conventional wisdom about the appointment of counsel in civil cases. That conventional wisdom holds that district courts ought to be parsimonious in the appointment of counsel in such cases, especially in prisoner cases. This mind-set is no doubt rooted in the case law which, to a significant extent, makes clear that prisoners enjoy no constitutional or statutory right to counsel in civil cases. Lassiter v. Dep’t of Soc. Servs.,
Even here, however, our case law has contributed to the conventional wisdom by emphasizing that the plaintiff bears a “high burden” in establishing entitlement to counsel under the Maclin factors. Barnhill v. Doiron,
When faced with a case such as the one before us, a judge must confront this conventional wisdom and question whether the “givens” that seem to dominate our thinking justify our almost Pavlovian responses to such motions. No one can question seriously the established principle that there is no right to counsel in civil cases. Nor can anyone question seriously that counsel is not required in the vast majority of prisoner cases. We must examine, however, whether counsel is denied in too many cases and whether that denial deprives litigants of justice in a significant number of cases or at the very least complicates unnecessarily the judicial task.
The statute makes it clear that the district court may only request that counsel accept appointment. See 28 U.S.C. § 1915(e)(1). It is sometimes suggested that this is a request that should not be made often of counsel because it is a burden on the practicing bar. No doubt a district court, in determining whether to appoint counsel, ought to take into consideration the burden placed on counsel. It must be remembered as well, however, that attorneys, by virtue of their licenses, have a government-controlled monopoly on the practice of law and, in return for that monopoly, ought to expect to be called to render public service with some frequency. Similarly, although it is often said that it is difficult to find attorneys to take these cases, a district court is certainly not without the resources to ascertain the availability of counsel. Oftentimes, the shopworn argument that, if the case has any merit, “market forces” will induce counsel to take the case is cited as justification for not making an appointment. Prisoners, however, are rarely in a situation that permits them to make a sufficient segment of the bar aware of their case. Indeed, few prisoners are able to explain adequately the merits of the case to an attorney considering undertaking such representation. It is also suggested frequently that there simply are not attorneys willing to take a prisoner case. The presence of counsel in this case on appeal belies that suggestion — as does the long list of counsel who regularly take such cases.
If counsel are available and willing to perform this public service, why are they not called upon more frequently? Is there a fear that counsel’s presence will unduly complicate the case? Or is there an apprehension that counsel will make the case
C.
Now that we have assessed the burden shouldered by Mr. Johnson and the conventional wisdom that surrounded his request for counsel, we can turn to an analysis of the issue before the court today.
Rulings on motions to appoint counsel are reviewed for “abuse of discretion.” See, e.g., McNeil v. Lowney,
In my view, the district court selected a course of proceeding that was clearly inappropriate. It did not take into consideration all the factors that it should have and it gave inappropriate weight to the factors that it did consider. In short, it accepted the conventional wisdom about prisoner medical suits and the conventional wisdom about the appointment of counsel in a case in which it should have “thought out of the box” and declined to accept that conventional wisdom.
Mr. Johnson claims that the complexity of the Eighth Amendment deliberate indifference standard and the medical issues presented by his case should have demonstrated to the district court that he needed the assistance of counsel to prove the subjective intent element of deliberate indifference. He submits that an attorney well-versed in the law of evidence would have been able to have supplied the district court with extensive evidence supporting his claim for relief. It also is Mr. Johnson’s position that, in addition to an attorney at trial, he needed a lawyer to conduct the sort of discovery that was necessary both on the significance of the medical evidence and on the possible existence of a prison policy against ever permitting surgery for a hernia.
The defendants, on the other hand, contend that the district court acted within its discretion in refusing to request counsel to represent Mr. Johnson. The defendants point to the fact that Mr. Johnson survived a motion to dismiss and partially survived summary judgment as proof that he was competent to try the case. The defendants also contend that, even if Mr. Johnson was not capable of trying the case on his own, the appointment of counsel would not have made a difference because his claims are without merit.
With respect to the difficulty of the case, the issues presented by Mr. Johnson’s deliberate indifference claim were significantly complicated. The Eighth Amendment standards in this context, while well-developed, also are highly dependent on technical medical questions. It was necessary for him to establish that the physicians knowingly departed in a substantial way “from accepted professional judgment, practice, or standards.” Cole,
Mr. Johnson’s difficulty in presenting an adequate case about the degree of pain that he claims he experienced is compounded by his further need to establish his claim that the defendants let him suffer that pain despite the availability of cost-effective treatment with an acceptable degree of medical risk. It is his contention that the defendants denied him such treatment, even though it was indicated under accepted professional standards, simply in order to avoid the cost. It is difficult to see how Mr. Johnson was going to establish this claim without engaging in significant discovery. It is even more difficult to imagine that he could have conducted such discovery from his jail cell.
The issues before the district court in this case were not at all “straightforward.” On the other hand, the testimony of an expert would have been highly relevant to determining several disputed issues. In fact, in the absence of expert testimony, Mr. Johnson could not have shown that the physician defendants failed to meet the standard of minimal professional competence.
It is clear that Mr. Johnson’s skills were inadequate to address the complexities of this Eighth Amendment case without professional ■ help. Mr. Johnson asked for counsel early on in this litigation. As the case progressed, his need for representation became even more obvious — for instance, at the summary judgment stage, he had not propounded any discovery requests. Mr. Johnson had no “experience litigating other cases.” Forbes,
Finally, we must consider whether Mr. Johnson “would have had a reasonable chance of winning with a lawyer at [his] side.” Id. As the district court recognized in its summary judgment order, the record gave rise to a “reasonable inference ... that a policy or practice existed [at Graham] ... that the medical director would not recommend surgery for any reducible hernia, regardless of the pain and difficulty experienced.” R.64 at 7. However, as we have discussed above, the quality and quantum of evidence presented at trial in Mr. Johnson’s, case left much to be desired. This is not a case in which a plaintiff put on a competent case at trial but simply lost fair and square on the merits. See, e.g., Forbes,
When it came time for appeal, the district court had an opportunity to assess the case in its entirety. It then determined that the complexities of this particular case, which involved presenting the often-elusive issue of pain and the alwaysdiffieult issue of examining intent in the context of a bureaucratic process, required the guiding hand of appellate counsel. However, there were sufficient indicators of this complexity, and therefore of this need for counsel, at earlier stages of the proceedings. In light of Mr. Johnson’s abilities and the complex legal questions presented by his case, and in light of Mr. Johnson’s reasonable chances for success if represented by competent counsel, the district court should have realized, as it apparently did later on, that following the conventional wisdom was inappropriate here. I would reverse the judgment and order a new trial.
. Andrew Kingsnorth, Treating Invinal Hernias, 328 Brit. Med. J. 59 (2004).
. Id.
.Id.
. Tim Bax, M.D., et al., Surgical Options in the Management of Groin Hernias, 59 Am. Fam. Physician 1, 7, 14 (1999).
. Id.
. A medical professional may evidence deliberate indifference through his treatment decisions. Estate of Cole by Pardue v. Fromm,
. For a general discussion of the appointment of counsel to indigent plaintiffs in § 1983 actions, see 15 Am.Jur.2d Civil Rights § 131 (2005); see also Howard B. Eisenberg, Rethinking Prisoner Civil Rights Cases and the
. Hastert v. Illinois State Bd. Election Comm’rs,
. United States v. Allison,
. In Farmer v. Haas, this court noted that the inquiry into whether counsel should have been appointed should not have been framed in terms as complex as those contained in the test this court previously had used. See Farmer v. Haas,
This court in Farmer recognized that "the Maclin test is not canonical” and, as just described above, presented a stripped-down formulation for the inquiry into whether counsel should have been requested. Farmer,
. In past opinions, we also have directed courts to conduct "a threshold examination into an indigent's effort to retain counsel,” on the ground that the enabling statute "dictates that an indigent must have made an unsuccessful attempt to obtain counsel before the request can be considered.” Jackson v. County of McLean,
