Van Den Borre v. StateVan Den Borre v. State
- Reporters:
- , ,
- Before:
- Per Curiam (per curiam)
Robert A. Butterworth, Atty. Gen., Tallahassee, and John Tiedemann, Asst. Atty. Gen., West Palm Beach, for appellee.
Appellant Rudy A. Van Den Borre seeks to set aside his two murder convictions and sentences on the grounds that he had diplomatic immunity and that evidence of his confessions should not have been admitted at his trials. We affirm.
Appellant, a Belgian citizen and a member of the Belgian armed forces, was employed as a clerk and driver by the Belgian Embassy in Washington, D.C. After a violent quarrel with his male lover, appellant stole an Embassy handgun and fled to Florida. Upon arrival in Fort Lauderdale, appellant went to a bar, befriended a male patron, they went bar-hopping and ended up lying on the beach. Using the need to urinate as an excuse, appellant stood up, reached into a duffel bag for the stolen handgun and fatally shot his new friend in the head. Within a matter of hours, appellant went to another bar and met a second male. Later on another beach, appellant fatally shot this second male in the head. Thereafter, appellant made two telephone calls to the police giving tips about the murders and suggesting that more murders might follow. Some three days after the first murder during another unsolicited telephone call to the police, appellant identified himself as the killer. The following day, he approached a policeman, identified himself as the double killer, and “pushed” a duffel bag that contained the stolen handgun upon the surprised and unsuspecting officer.
After the police read appellant his Miranda1 warnings, he made more confessions. The police discovered a United States Department of State [State Department] “OFFICIAL IDENTIFICATION CARD” in appellant‘s wallet. The card indicated that as an administrative clerk with the Belgian Embassy in Washington, D.C., appellant had diplomatic immunity from criminal prosecution. Apparently soon after appellant‘s arrest, one of the investigating police officers contacted the State Attorney‘s Office in Broward County, which in turn contacted the State Department, which in turn contacted the Belgian Embassy. The State Department and the Belgian Embassy then “FAXED” each other notes about a waiver of appellant‘s diplomatic immunity.2 The record contains photocopies of those notes which consist of:
1. A note dated January 13, 1989 addressed to the Department of State on “AMBASSADE VAN BELGIE” stationery with a circular seal which had the words “AMBASSADE DE BELGIQUE, AMBASSADE VAN BELGIE, la WASHINGTON, a WASHINGTON” surrounding an insignia. The note referred to a January 12, 1989 note of the State Department requesting a waiver of immunity for appellant as a member of the administrative and technical staff of the Embassy. The sender of this note also wrote that the Belgian Government agreed to the Department‘s request for the limited purpose of allowing a magistrate‘s hearing.
2. A State Department note dated January 13, 1989 over the initials of “RG.”3 This note referred to the State Department‘s January 12, 1989 note to the Belgian Embassy and responded to the Belgian Government‘s concern over imposition of the death penalty in appellant‘s cases. The State Department assured the Belgian Government that the State of Florida would not seek the death penalty and would furnish written assurances and a court order to that effect.
3. An undated, but initialed note without a seal on “AMBASSADE DE BELGIQUE” stationery which referred to the State Department‘s notes of January 12 and 19, 1989 requesting the written assurances
4. A January 27, 1989 court order that ”approved, accepted and ratified” the state‘s proclamation [agreed to by both investigating police departments] that “the death penalty [would] not be requested nor imposed in return for a waiver of diplomatic immunity from the Government of Belgium.”
5. A sealed note dated January 31, 1989 on “AMBASSADE DE BELGIE” stationery referring to the Belgian Embassy‘s note dated January 23 and a January 30, 1989 response from the State Department. The sender of this note acknowledged the Belgian Embassy‘s receipt of the written assurances and court order attached to “the State Department‘s note.”4 The sender also wrote that based upon such assurances the Belgian Government waived diplomatic immunity for appellant as to “all judicial proceedings arising from the shooting deaths . . . .”
Appellant moved to dismiss the indictments because the state had not produced a written waiver of diplomatic immunity from the Belgian Government. At the hearing, defense counsel asked that the prosecutor provide “some type of written express waiver, under seal from the Belgium Government waiving diplomatic immunity of [his] client.” In response, the state offered photocopies of the notes as evidence of the waiver. Over defense objection, the trial court admitted those notes in evidence. Appellant also moved to suppress the confessions he gave to the police before the Belgian Government had waived his diplomatic immunity. A representative from the Belgian Embassy sat through the hearing and both trials and, although given the opportunity to do so, never objected to any of the proceedings.
We acknowledge that the trial judge denied the motion to dismiss on the mistaken belief that the Belgian Government had to assert appellant‘s diplomatic immunity.5 However, it is well settled that a trial judge can be right for the wrong reason. Applegate v. Barnett Bank, 377 So.2d 1150 (Fla. 1950).
WAIVER OF DIPLOMATIC IMMUNITY
A “FAX” and a photocopy are duplicates of the original “writings” and “recordings.”
A trial court has a great deal of discretion in admitting or refusing to admit
Further,
Lastly, the trial court made a preliminary finding that the notes were authentic. See
For all the reasons stated above, we hold that no reversible error occurred when the trial judge admitted the notes into evidence.
ADMISSIBILITY OF CONFESSIONS
Even though the Belgian Government had not waived appellant‘s diplomatic immunity at the time of his confessions to the police, based on the facts of this case, we hold that those confessions would not have been subject to suppression. See Savage v. State, 588 So.2d 975 (Fla. 1991). As the supreme court stated:
The exclusionary rule is a “judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the party aggrieved.” United States v. Calandra, 414 U.S. 338, 348, 94 S.Ct. 613, 620, 38 L.Ed.2d 561 (1974). “Whether the exclusionary sanction is appropriately imposed in a particular case . . . is `an issue separate from the question whether the Fourth Amendment rights of the party seeking to invoke the rule were violated by police conduct.‘” United States v. Leon, 468 U.S. 897, 906, 104 S.Ct. 3405, 3412, 82 L.Ed.2d 677 (1984) (quoting Illinois v. Gates, 462 U.S. 213, 223, 103 S.Ct. 2317, 2324, 76 L.Ed.2d 527 (1983)). The prime purpose of the exclusionary rule is to deter the police from engaging in “willful, or at the very least negligent, conduct which has deprived the defendant of some right . . . . Where the official action was pursued in complete good faith, however, the deterrence rationale loses much of its force.” Michigan v. Tucker, 417 U.S. 433, 447, 94 S.Ct. 2357, 2365, 41 L.Ed.2d 182 (1974); accord Leon; United States v. Peltier, 422 U.S. 531, 95 S.Ct. 2313, 45 L.Ed.2d 374 (1975).
For the reasons expressed in Savage, we hold that the exclusionary rule does not apply in this case:
[Appellant], himself, thought he was in violation of [the law] and was the first person to raise the subject. The police acted in good faith on the information given by [appellant], with objectively reasonable belief that arresting [appellant] for [the murders] would be proper. It cannot be said that the police engaged in bad acts, or negligently deprived [appellant] of any constitutional rights. Therefore, we hold that, even if [appellant] were illegally arrested for [the murders], the trial court did not err [when he refused] to suppress the [confessions] made after the arrest[s].
AFFIRMED.
GARRETT, J., concurs.
LETTS, J., specially concurs with opinion.
GUNTHER, J., dissents with opinion.
LETTS, Judge, specially concurring.
I am of the opinion that the defendant should not prevail on the grounds of imperfect self-authentication of the foreign documents.
First, the defendant‘s counsel admitted the waiver of immunity in the following post-trial motion:
The State of Florida and Belgium and the United States of America went through a lot of trouble to get the Belgian Embassy to acquiesce to waiving diplomatic immunity that this defendant had by virtue of the nature of his job. (Emphasis supplied).
While the dissent stresses that immunity is the defendant‘s right to assert, it is
Second, the state filed, prior to trial, a “Prosecutor‘s Affidavit In Aid of Waiver of Diplomatic Immunity,” reproduced as follows:
STATE OF FLORIDA, Plaintiff,
vs.
RUDY A. VAN DEN BORRE, Defendant.
PROSECUTOR‘S AFFIDAVIT IN AID OF WAIVER OF DIPLOMATIC IMMUNITY
Judge: SEAY
I, CHARLES B. MORTON, JR., hereby state that I am an Assistant State Attorney in Broward County, State of Florida, and that I am authorized to act for the State Attorney in the prosecution of Rudy A. Van Den Borre. Rudy A. Van Den Borre has been arrested for two (2) counts of first degree murder, Case No. 89-1055CFA, arising from the shooting deaths of Michael J. Egan on or about January 8, 1989 and Gerald Simons on or about January 9, 1989. I am familiar with the facts and circumstances of those shootings.
At the time of the shootings, it is my understanding that Mr. Van Den Borre was a member of the administrative and technical staff of the Belgium Embassy in Washington, D.C. and is now and was at all times a citizen of Belgium. The United States Department of State has advised our office that Mr. Van Den Borre is afforded automatic full diplomatic immunity from criminal jurisdiction in accordance with Article 32 of the Vienna Convention on Diplomatic Relations. If the Belgium Government invokes this immunity, Mr. Van Den Borre will be returned to Belgium. If Mr. Van Den Borre is returned to Belgium, the Belgium Government is under no legal obligation to prosecute him for the crimes stated above.
At the request of the Broward County State Attorney‘s Office of the 17th Judicial Circuit, Broward County Florida, the United States Department of State requested the Belgium Government through diplomatic note to waive the diplomatic immunity of Mr. Van Den Borre and to allow the State Attorney to prosecute Mr. Van Den Borre to the fullest extent of the law. However, the Belgium government adamantly opposes the death penalty and has responded to this request through diplomatic note that it be provided with written assurances that the death penalty will not be sought nor imposed if it waives diplomatic immunity. Pursuant to this request contained in the diplomatic note of the Embassy of Belgium regarding the allegations involving Rudy A. Van Den Borre, I hereby proclaim that this State Attorney will not seek or obtain the death penalty against Mr. Van Den Borre for the shooting deaths of Michael J. Egan and Gerald Simons. Attached herewith is a judicial ratification of these assurances through the trial Court order, which makes them legally binding on the State as well as the Court.
These written assurances are conditioned on the Government of Belgium waiving the diplomatic immunity from criminal jurisdiction afforded to Mr. Van Den Borre in accordance with Article 32 of the Vienna Convention on Diplomatic Relations and on assurance that the Government of Belgium will not revoke or withdraw the waiver.
I certify that I have discussed this matter with the State Attorney for the 17th Judicial Circuit, in and for Broward County, Florida and that the State Attorney concurs in offering this assurance in support of obtaining a waiver of diplomatic immunity from the Belgium Government. Finally, I certify that I have discussed this matter with authorized representatives of the arresting agencies as well as the relatives of Michael J. Egan and that they concur in offering this assurance. (written consents of the arresting agencies are attached to this affidavit.)
/s/ Charles B. Morton, Jr.
CHARLES B. MORTON, JR.
Assistant State Attorney
Seventeenth Judicial Circuit
Homicide Trial Division
Florida Bar No. 201391
ORDER
THIS CAUSE coming on to be heard on the State Attorney‘s request to ratify his intention not to seek or obtain the death penalty and the Court having been fully apprised in all the circumstances it is, therefore
ORDERED AND ADJUDGED that the attached State Attorney‘s proclamation that the death penalty will not be requested nor imposed in return for a waiver of diplomatic immunity from the Government of Belgium is hereby approved, accepted and ratified.
DONE AND ORDERED in Fort Lauderdale, Broward County, Florida this 27 day of January, 1989.
/s/ Russell E. Seay, Jr.
RUSSELL E. SEAY, JR.
CIRCUIT JUDGE OF THE SEVENTEENTH JUDICIAL CIRCUIT
The defense, not surprisingly, uttered no protest to the above pronouncements because it knew the death penalty would not be sought or imposed. It is obvious that both pronouncements were predicated on a waiver of immunity by Belgium and so they both recited. In my view, it would be an unacceptable “gotcha” tactic to uphold the defense‘s objection to the formality of the foreign documents when it took full advantage of the benefits emanating therefrom.
There can be no question that these documents would have been admissible in federal court under Rule 803(24) of the Federal Rules of Evidence, the “catchall” exception to the hearsay rule. As Professor Ehrhardt notes, Florida has not seen fit to adopt such a rule. See Ehrhardt, Florida Evidence § 803.24. (2d ed. 1984). Nonetheless, for all the reasons stated above, and because the entire question evolves from federal legislation, I find no reversible error in accepting these documents which had guarantees of trustworthiness with a high degree of necessity. See Dallas County v. Commercial Union Assurance Co., 286 F.2d 388 (5th Cir.1961).
GUNTHER, Judge, dissenting.
I respectfully dissent. I would reverse the convictions because the trial court erred in denying Van Den Borre‘s motions to dismiss the indictments.
Van Den Borre moved to dismiss the charges against him on the grounds that the Belgian Government had not waived his diplomatic immunity. The two pertinent bodies of law governing diplomatic immunities and privileges are the Vienna Convention on Diplomatic Relations, Apr. 18, 1961, 23 U.S.T. 3227, T.I.A.S. No. 7502, and the Diplomatic Relations Act,
Clearly, Van Den Borre is a Belgian citizen who, prior to arrest, had been accorded full diplomatic immunity from criminal prosecution by virtue of his position as a member of the administrative staff of the
The state asserts that the express waiver by Belgium of Van Den Borre‘s immunity from criminal prosecution is evidenced in the record by several photocopied diplomatic notes between the Belgian Embassy and the United States Department of State. However, since the diplomatic notes were neither properly authenticated as required by
Under
Furthermore, the diplomatic notes were not admissible pursuant to
Extrinsic evidence of authenticity as a condition precedent to admissibility is not required for:
. . . .
(3) An official foreign document . . . that is:
(a) Executed or attested to by a person in his official capacity authorized by the laws of a foreign country to make the execution or attestation; and
(b) Accompanied by a final certification . . . of the genuineness of the signature and official position of:
1. The executing person; or
2. Any foreign official whose certificate of genuineness of signature and official position relates to the execution or attestation or is in the chain of certificates of signature and official position relating to the execution or attestation. .. . When the parties receive reasonable opportunity to investigate the authenticity and accuracy of official foreign documents, the court may order that they be treated as presumptively authentic without final certification or permit them in evidence by an attested summary with or without final certification.
In the instant case, the diplomatic notes that the state succeeded in having admitted as evidence of Belgium‘s express waiver of Van Den Borre‘s immunity from criminal prosecution did not satisfy the two statutory requirements of
Apparently, this ostensible waiver was not properly authenticated because there was the mistaken impression that in order for Van Den Borre to have effective immunity, the Belgian Government had to assert
In conclusion, the trial court erred in denying Van Den Borre‘s motions to dismiss the indictments filed against him because the diplomatic notes were erroneously admitted as evidence of Belgium‘s express waiver of Van Den Borre‘s immunity from criminal prosecution. Consequently, the judgment of conviction should be reversed and the case remanded to the trial court.