Lead Opinion
Thе United States Department of State and the Secretary of State appeal the decision of the district court declaring two foreign-born offspring of United States citizen mothers to be citizens of the United States. We affirm.
I.
Valerie Wauchope was born in Canada, on July 11, 1931, to a United States citizen mother (Nora Greenaway Hunter, nee Armstrong, born in New York in 1904) and a Canadian citizen father. Both her parents are now deceased. On October 31, 1989, Wauchope applied for a United States passport in San Francisco, claiming that she was an American citizen by virtue of her mother’s citizenship. Her application was denied on the grounds that the relevant statute, Section 1993 of the Revised Statutes of 1874, awards United States citizenship to the foreign-born offspring of United States citizen fathers but not to the foreign-born offspring of United States citi
After exhausting her administrative remedies, Wauchope commenced this action in district court against the United States Department of State and the Secretary of State in his official capacity (the United States). She claimed that, prior to its amendment in 1934, Section 1993 violated the equal protection rights of American citizen females like her mother because it conferred United States citizenship only on the foreign-born children of United States citizen males. Wauchope sought an order enjoining defendants from rejecting her passport аpplication and declaring her to be a citizen of the United States.
The district court granted Wauchope’s motion for summary judgment in a published opinion filed January 31, 1991. Wauchope v. United States Department of State,
The parties subsequently stipulated that Wauchope’s complaint be amended to add a second plaintiff, Ellen Kinahan. Kinahan was born on April 20, 1925 in Ireland to an American citizen mother (Mary Punch, nee Hartnett, born in New York in 1896) and an Irish citizen father. Both her parents are now deceased. Kinahan applied for a United States passport on December 3, 1990 but her application was denied on the same grounds as Wauchope’s. On March 7, 1991, the district court granted the motion to amend the complaint and declared its order awarding Wauchope summary judgment applicable to Kinahan. This appeal followed.
II.
The United States argued below that the plaintiffs lack standing to press the claim that Section 1993 violates the equal protection rights of their mothers. While the United States has abandoned this argument on appeal, we have an obligation to address it as it calls into question the propriety of the district court’s exercise of jurisdiction. Secretary of State of Maryland v. Joseph H. Munson Co.,
There is no dispute that the instant action satisfies the “case or controversy” requirement of Article III of the United States Constitution. The plaintiffs have
Since the plaintiffs seek to vindicate not their own constitutional rights but those of their mothers, they must also demonstrate that the prudential limitations imposed by the courts on assertions of third party standing do not serve as a bar to their action. “[A] plaintiff generally must assert his own legal rights and interests, and cannot rest his claim to relief on the legal rights or interests of third parties.” Warth v. Seldin,
III.
The United States argues that the defense of laches bars the plaintiffs’ claims of citizenship. Plaintiff Kinahan, it notes, was born in 1925, while plaintiff Wauchope was born in 1931. Not until 1989, however, did either one seek a United States passport, and not until 1990 did they commence their efforts in court to have Section 1993 declared unconstitutional.
“Laches is an equitable time limitation on a party’s right to bring suit.” Boone v. Mechanical Specialties Co.,
Here, the plаintiffs are not guilty of inexcusable delay in the assertion of a known right. It was not until 1989 that a court (the same district court that ruled on the plaintiffs’ arguments below) found Section 1993 to violate the equal protection rights of United States citizen mothers. See Elias v. United States Department of State,
Furthermore, the United States has made no showing of prejudice arising from the plaintiffs’ delay. For the purposes of a laches defense, prejudice typically refers to the fact that a defendant no longer has witnesses or evidеnce available to it as a result of the passage of time, or that it has altered its position in reliance on a plaintiffs inaction. “ ‘Common forms of prejudice to defendant are loss of evidence to meet the claim of plaintiff, change in situation induced by the delay, and change in the value of the subject-matter in-volved_’” TransWorld Airlines, Inc. v. American Coupon Exchange, Inc.,
The plaintiffs’ challenge is a purely legal one to the constitutionality of Section 1993. There is no dispute as to the facts of the plaintiffs’ cases. We, as did the district court, simply have to decide whether Section 1993 comports on its face with the constitutional guarantee of equal protection. Thus, the United States does not claim that the plaintiffs’ delay has prevented it from introducing important witnesses or evidence. Nor does it claim that it has in any way altered its position in reliance on the plaintiffs’ inaction. Its sole assertion of prejudice is its claim that, if the plaintiffs prevail, it will be forced to confer citizenship on them. “Our point on laches, stated succinctly, is that the United States is prejudiced when it must accept as citizens ... individuals who have lived their entire lives as foreign citizens, and who until very recently have not demonstrated the slightest interest in assuming the rights and responsibilities of American citizenship.” Reply Brief for the United States at 3. However, the mere prospect that a defendant might lose a case does not suffice to warrant the imposition of laches as a barrier to a plaintiff’s action. “[T]he prejudice requirement does not mean merely that the defendant will be worse off if the relief is granted than he would be if it were not; that sort of prejudice could be claimed by all defendants all of the time." American Coupon Exchange,
IV.
A.
Section 1993 draws distinctions among individuals on the basis of their gender. It accords to American citizen males, but not to American citizen females, the right to pass on their citizenship to their foreign-born offspring. It is this gender-based classification which the plaintiffs challenge as a violation of the equal protection component of the Fifth Amendment’s due process clause.
Normally, “the party seeking to uphold a statute that classifies individuals on the basis of their gender must carry the burden of showing an ‘exceedingly persuasive justification’ for the classification ... The burden is met only by showing at least that the classification serves ‘important governmental objectives and that the discriminatory means employed' are ‘substantially related to the achievement of those objectives.’ ” Mississippi University for Women v. Hogan,
The Mandel Court considered a challenge brought by a group of American academics to the Attorney-General’s refusal to grant a Marxist scholar from Belgium a temporary nonimmigrant visa in order that he could address them. The academics claimed that the Attorney-General’s action violated their First Amendment right to hear and debate Mandel. The Court acknowledged the existence of a “First Amendment right to ‘receive information and ideas,’ ” Mandel,
In Fiallo, the Court again rejected the notion that where “challenges to immigration legislation [are] based on [the] constitutional rights of citizens ... [a] searching judicial scrutiny is required.” Fiallo,
The United States argues that we should similarly uphold Section 1993 if we determine that the statute’s gender-based classification is supported by a facially legitimate and bona fide reason. “[I]t is readily apparent that the statute at issue should be reviewed under the very deferential standard articulated by the Supreme Court in other cases involving constitutional challenges to statutes in the area of immigration and nationality — i.e., the statute must be upheld if it is based upon a ‘facially legitimate and bona fide reason.’ ” Reply Brief for the United States at 5-6 (citations omitted). This argument does not necessarily follow. Mandel and Fiallo undoubtedly counsel deference towards Congressional legislation concerning immigration and naturalization. They declare that where Congress (or, through the exercise of delegated power, the Executive Branch) has decided that only certain aliens should be accorded favorable treatment, be it in the form of a temporary visa, the grant of preferential immigration status, or the award of citizenship, the courts’ role in assessing such a decision is a limited one. “[I]t is important to underscore the limited scope of judicial inquiry into immigration
However, as the Court declared in Mathews v. Diaz,
In Runnett v. Shultz,
B.
The United States sets forth the following rationale in support of Section 1993. During the time that the statute was in effect, the government contends, “[m]uch of the world ... regarded the children of mixed-citizen marriages as obtaining the citizenship of the father.” Brief for the United States at 23. Only thirteen countries accorded mothers the same right as fathers to pass their citizenship onto their children regardless of where those children were born (that is, pursuant to the principle of jus sanguinis, or citizenship by descent). Brief for the United States at 23-24 and n. 11.
Thus, the United States argues, by сonferring citizenship on children born abroad only where the fathers of those children were American citizens, Congress largely avoided the problem of dual nationality. Since foreign countries were unlikely to confer citizenship on the children of American fathers, allowing those fathers to transmit their citizenship did not create a large class of dual nationals. Granting United States citizen mothers the same right to pass on their citizenship would, by contrast, have given rise to many instances of dual citizenship, as the foreign-born offspring would also have been treated as citizens of their fathers’ countries.
The fact that the government’s proposed ratiоnale for Section 1993’s gender-based distinction is nowhere stated in the text or legislative history of the statute is not fatal to the government’s argument.
The district court properly recognized that “[t]he Congress has an appropriate concern with problems attendant on dual nationality.” Rogers v. Bellei,
We agree with the district court. At the time that Section 1993 was in effect, a significant number of countries provided that individuals born on their soil acquired their citizenship. This was the rule at English common law, Richard Flournoy, Jr., Dual Nationality and Election, 30 Yale L.J. 545, 548 (1921). It has persisted in that country to this day, and from it has sprung not only the adherence of our na
Thus, the government is simply incorrect in asserting that, “from the U.S. perspective, dual citizenship was a potential problem primarily for foreign-born children of U.S. citizen mothers and alien fathers.” Brief for the United States at 24. Because a significant majority of countries adhered to some gender-neutral version of the principle of jus soli, a sizeable proportion of children born abroad acquired the citizenship of a foreign country. By also deeming those children United States citizens where their fathers were American, Section 1993 inevitably gave rise to numerous instances of dual citizenship. “[I]t should be borne in mind that ... dual nationality already exists as to the children of American fathers.” Lester Orfield, The Citizenship Act of 1934, 2 U.Chi.L.Rev. 99, 104 (1934) (commenting on the operation of Section 1993 prior to its amendment in 1934). Avoiding the problems of dual nationality thus cannot reasonably be posited as a basis for Section 1993’s distinction between the ability of American citizen mothers and fathers to transmit citizenship to their foreign-born offspring. The United States has failed to set forth a facially legitimate and bona fide reason to justify the statute’s unequal treatment of citizen men and women.
V.
The United States contends that even if we agree with the district court’s conclusion that Section 1993 represents an equal protection violation, we should nevertheless reverse the court’s order because it lacked the authority to declare the plaintiffs citizens of this country.
Normally, a court may remedy “the injuries caused by a constitutionally
No one has suggested here that Section 1993’s failure to accord female citizens the same rights as male citizens to bestow citizenship on their children be remedied by invalidating the statute, thereby stripping citizenship from the foreign-born offspring of male citizens. However, the government argues that the district court lacked the authority to pursue the alternative course of extending the statute’s benefits to citizen mothers such that their foreign-born children would also become citizens. While expansion of the statute’s coverage in this manner would appear to represent an accepted means of redressing the statute’s underinclusiveness, the government contends that under no circumstances can courts confer the privilege of citizenship where Congress has not explicitly authorized them to do so.
The United States looks to the Supreme Court’s decision in INS v. Pangilinan,
The Pangilinan plaintiffs had not complied with this deadline. However, they contended that because no immigration official was present in the Philippines to act upon naturalization petitions from October 1945 to August 1946, they remained entitled to file for citizenship after the deadline had passed. Our court agreed. We found the Attorney-General’s failure to make immigration officials available in the Philippines for a nine-month period to have been in violation of the statute, and deemed the naturalization of the plaintiffs an appropriate equitable remedy.
The Supreme Court reversed. It first noted that because thе plaintiffs had filed their naturalization petitions after December 31, 1946, they did not enjoy a statutory right to citizenship. It then rejected our court’s holding that the conferral of citizenship was nevertheless proper as an equitable remedy for the government’s failure to comply with the terms of the naturalization statute. The Court observed that Congress has narrowly prescribed the judiciary’s statutory authority to deem individuals citizens of the United States. “[T]he power to make someone a citizen of the United States has not been conferred upon the federal courts, like mandamus or injunction, as one of their generally applicable equitable powеrs. See, e.g., 28 U.S.C. § 1361; 28 U.S.C. § 1651. Rather, it has been given them as a specific function to be performed in strict compliance with the terms of an authorizing statute which says that ‘[a] person may be naturalized ... in the manner and under the conditions prescribed in this subchapter, and not otherwise.’ 8 U.S.C. § 1421(d) [emphasis supplied by Pangilinan Court] ... Neither by application of the doctrine of estoppel, nor
The United States draws too much from the Pangilinan Court’s holding. The Court’s holding precludes the judiciary from exercising its statutory powers of naturalization to redress statutory violations except in strict conformity with Congress’ authorizing legislation. It does not speak to the courts’ capacity to utilize traditional constitutional remedies to rectify constitutional violations. The United States reads Pangilinan to bar the courts from redressing constitutionally underin-clusive statutes by extending their benefits to a disfavored class where the benefits in question are those of citizenship. Pangili-nan does not support such a sweeping proposition.
Immediately after its discussion of the judiciary’s narrow statutory powers to naturalize citizens, the Pangilinan Court addressed the plaintiffs’ constitutional claims. The plaintiffs asserted that the lack of availability of an immigration officer in the Phillipines to receive their applications for citizenship had deprived them of their rights under the Fifth Amendment’s due process clause and its equal protection component. Had the Court perceived the judiciary to be incapable of conferring citizenship to remedy a constitutional violation, it could have disposed of these claims without reaching their merits, just as it had dismissed the plaintiffs’ statutory argument. We find it significant that the Court addressed the substance of both the due process and equal protection claims, and nowhere indicated that it considered the courts’ limited statutory authority to be a restriction on their ability to redress constitutional violations.
Thus, we reject the United States’ position that by recognizing the judiciary’s narrow statutory powers with respect to citizenship, the Pangilinan Court carved out an exception to the traditional authority of the courts to remedy equal protection violations by extending the benefits of a discriminatory statute to a disfavored class. In this court’s first post-Pangilinan decision, we interpreted Pangilinan to stand for the proposition that “[a]bsent a showing of ... a constitutional violation, [a] district court ha[s] no authority to ... grant [a] naturalization petition pursuant to its powers of equity.” Ortega v. United States,
VI.
The district court properly declared plaintiffs Valerie Wauchope and Ellen Kinahan citizens of this country.
AFFIRMED.
Notes
. The statute reads as follows:
All children heretofore born or hereafter born out of the limits and jurisdiction of the United States, whose fathers were or may be at the time of their birth citizens thereof, are declared to be citizens of the United States; but the rights of citizenship shall not descend to children whose fathers never resided in the United States.
Revised Statutes of 1874, § 1993. Section 1993 represented the reenactment, without significant change, of Section 1 of the Act of Feb. 10, 1855, ch. 71, 10 Stat. 604. Prior to 1855, children born abroad to United States citizens who themselves had become citizens before April 14, 1802 recеived American citizenship (so long as their fathers had at some point resided in the United States), while children of those who had become citizens after April 14, 1802 did not. Act of Apr. 14, 1802, ch. 28, § 4, 2 Stat. 155; Act of March 26, 1790, 1 Stat. 103.
. The statute granted such status to the mothers of illegitimate citizen or permanent lawful resident children, to the illegitimate children of citizen or permanent lawful resident mothers, and to all parents and children of citizens or permanent lawful residents where the children were legitimate.'
. We have suggested that the standard of review prescribed by the Supreme Court with respect to immigration legislation is the same as the "rational basis" test typically utilized in equal prоtection cases (so long as suspect classes or fundamental rights are not involved). "We conclude that our use of the rational-basis standard of review ... is consistent with the Supreme Court’s approach as reflected in [Fiallo]." United States v. Barajas-Guillen,
. The United States asserts that "only Argentina, Chile, Columbia, the Dominican Republic, Ecuador, Nicaragua, Panama, Paraguay, Peru, the Soviet Union, Turkey, Uruguay, and Venezuela gave to the mother the same right [as a father] to transmit- citizenship to a minor legitimate child.” Brief for the United States at 23 n. 11.
. The United States notes in its brief to this court that Section 1993's gender-based distinction was mentioned only once in the debates accompanying the passage of the statute or that of its predecessor, Section 1 of the Act of Feb. 10, 1855, ch. 71, 10 Stat. 604. Brief for the United States at 29. Thus, Representative Cutting, who proposed the 1855 Act, observed that "[i]n the reign of Victoria, in the year 1844, the English Parliament provided that the children of English mothers, though married to foreigners, should have the rights and privileges of English subjects, though born out of allegiance. I have not, in this bill, gone to that extent, as the House will have observed from the reading of it.” Cong. Globe, 22d Cong., 1st Sess. 170 (1854).
. This conclusion is not altered by the United States’ assertion that Section 1993 and its predecessor, Section 1 of the Act of February 10, 1855, 10 Stat. 604, represented the first steps in grafting the principles of jus sanguinis onto American nationality law. As the Supreme Court made clear in Lyng v. Castillo,
Nor does the fact that Congress acted in 1934 to eliminate prospectively Section 1993's gender distinction immunize from judicial review its earlier violations of equal protection. As the district court noted, the government provides no support for its "novel theory” that it is the province of Congress, rather than the judiciary, to define remedies for constitutional violations.
The government baldly misstates the holding of Heckler v. Mathews,
. Under Section 1993, only citizen fathers who had resided in this country (for any length of time) could transmit their citizenship to their foreign-born children. Both plaintiffs' mothers were born here.
Dissenting Opinion
dissenting:
I respectfully dissent. While I sympathize with the majority’s desire to fashion the remedy it did, I believe that remedy has been forbidden us by INS v. Pangilinan,
