OPINION
In this interlocutory appeal, Defendant Wesley Shaw, Special Agent for the Michigan Attorney General’s Office, appeals the district court’s denial of absolute and qualified immunity regarding claims brought by the estate of Dr. Mohammad M. Vakilian pursuant to 42 U.S.C. §§ 1983 and 1985(3) for alleged violations of Vakilian’s constitutional rights during the state’s investigar tion and prosecution of him for Medicaid fraud. Vakilian-cross-appeals, requesting that we exercise our pendent appellate jurisdiction to reverse the district court’s order granting summary judgment in favor of Defendant Richard Koenigsknecht, Assistant Attorney General for the State of Michigan, based on absolute prosecuto-rial immunity. For the reasons stated below, we AFFIRM the denial of absolute immunity to Shaw. We also AFFIRM in part and REVERSE in part the district court’s decision denying him qualified immunity. With respect to the claims against Koenigsknecht, we choose to exercise our discretion to AFFIRM the grant of summary judgment on the Fourth Amendment claim, but decline to exercise pendent appellate jurisdiction to review the district court’s grant of summary judgment to Koenigsknecht on the § 1985(3) claim.
BACKGROUND
Following the dismissal of criminal charges, S.A. Vakilian, administrator of the estate of the late Mohammad M. Vakilian, M.D., sued Koenigsknecht and Shaw, seeking relief under 42 U.S.C. §§ 1983 and 1985(3) for alleged violations of Vakilian’s civil and constitutional rights during the state’s investigation and prosecution of him for Medicaid fraud. The complaint alleged that Koenigsknecht and Shaw conspired to violate Vakilian’s Fourth and Fourteenth Amendment rights by prosecuting him without probable cause and that the defendants’ actions were motivated by animus toward Vakilian because of his ethnicity or national origin.
In 1994, Shaw was assigned to a federal task force to investigate Vakilian’s employer, “Health Stop” medical clinics, for suspected Medicaid fraud. The task force executed search warrants for records and interviewed several patients, employees, and doctors-at all four Health Stop locations. The investigation ultimately revealed a system of illegal kickbacks to employee-physicians in the form of monthly bonuses that were based upon the number of medical tests ordered by the physicians. Several physicians admitted that they willingly participated in the scheme.
Although there was no direct evidence showing that Vakilian knew that he was receiving an illegal kickback, circumstantial evidence implicated his participation in the scheme. His employment' contract contained the same bonus provision as sev
After reviewing this evidence, Koenig-sknecht authorized a complaint against Vakilian, along with several other physicians, charging them with multiple violations of the Michigan False Claims Act (MFCA), which makes it illegal to receive a kickback for ordering tests covered by Medicaid.
On November 17, 1997, the Wayne County Circuit Court reversed the finding of the district court and quashed the information. The Michigan Court of Appeals upheld the dismissal of the charges, citing a lack of evidence that Vakilian knowingly received a kickback, a necessary element of the charge. At the time Shaw testified before the district court, the MFCA did not contain an element of intent or knowledge. However, after Vakilian was charged, the Michigan Court of Appeals ruled that general intent was a requirement under the statute.
The estate subsequently filed this civil action pursuant to 42 U.S.C. § 1983, claiming that the defendants individually, and as part of a conspiracy, violated Vakiliaris Fourth Amendment rights by arresting and prosecuting him without probable cause. The theory of Vakiliaris case is that Shaw, on the advice of Koenigsknecht, knowingly gave false or misleading testimony to the judge in order to demonstrate probable cause for an arrest warrant. The complaint also alleges that the defendants’ actions were motivated by national origin discrimination, and the defendants are therefore liable under 42 U.S.C. § 1985(3) for conspiring to deprive Vakilian of equal protection of the law.
Koenigsknecht and Shaw filed a motion to dismiss and for summary judgment with supporting affidavits. Yakilian filed a response supported by documentation obtained from the earlier criminal case. The district court granted summary judgment to Koenigsknecht on all federal claims based upon absolute immunity. It declined to grant immunity to Shaw, however, on grounds that a factual dispute remained as to whether he acted with intent or discriminatory animus.
JURISDICTION
An appeal from the denial of qualified immunity may be reviewed on interlocutory appeal under Mitchell v. Forsyth,
STANDARD OF REVIEW
We review the district court’s decision to deny a motion for summary judgment based on qualified immunity de novo. Stemler v. City of Florence,
DISCUSSION
A. Absolute Immunity for Shaw
Shaw contends that the district court erred in denying his claim to absolute immunity. He argues that, even assuming he knowingly made false statements to the judge, he is nevertheless entitled to absolute immunity for functioning as an official who performs a critical role in the judicial process. Alternatively, Shaw asserts that he is entitled to absolute immunity for testifying as a witness. We disagree.
Nor is Shaw entitled to absolute immunity as a testifying witness. In Briscoe v. LaHue,
B. Qualified immunity for Shaw
We now turn to the question of whether Shaw is entitled to qualified immunity with respect to Vakilian’s Fourth and Fourteenth Amendment claims. Qualified immunity shields government officials acting within the scope of their official duties from civil liability insofar as their conduct does not violate clearly established rights of which a reasonable person would have known. Harlow v. Fitzgerald,
In determining an officer’s entitlement to qualified immunity we follow a two-step inquiry. Saucier v. Katz,
1. Fourth Amendment Claim
Shaw argues that .the district court erred in denying him qualified immunity on the claim that he procured the arrest warrant through false testimony. He contends that there was probable cause to arrest Vakilian despite the allegedly false statements, and, therefore, the estate cannot demonstrate that Vakilian’s Fourth Amendment rights were violated.
The Fourth Amendment requires that arrest warrants be issued only upon a showing of probable cause. Greene v. Reeves,
An investigator may be held liable under § 1983 for making material false statements either knowingly or in reckless disregard for the truth to establish probable cause for an arrest. Ahlers,
Relying on our decision in Hill,
For qualified immunity purposes, we assume that Vakilian has made the required showing that Shaw recklessly disregarded the truth when he testified before the judge. Shaw told the judge that Vakilian ordered excessive tests pursuant to an agreement with the owner of the clinic when, in fact, there was no evidence to suggest that Vakilian ordered any unnecessary test or knew how his bonus was computed. Thus, Shaw’s testimony is false inasmuch as it implies that Vakilian ordered tests that were not medically necessary and knew that his bonus money was based on the number of tests he ordered. The conclusion that Shaw misrepresented the evidence to the judge does not end our inquiry, however, because we must also determine whether the false statements were material to the finding of probable cause.
At the time Shaw testified before the judge, Michigan law did not require the government to prove that an individual charged with Medicaid fraud intended to receive or had knowledge of the kickback. The MFCA contained no element of scien-ter and had been interpreted to prohibit referral fees, or kickbacks, even for medically necessary tests. It was not until ten months after Vakilian’s arrest that the Michigan Court of Appeals ruled that a showing of general intent was required under the statute. See People v. Motor City Hosp. and Surgical Supply,
The remaining question is whether the accurate portions of Shaw’s testimony suffice to establish probable cause. In addition to the false statements, Shaw testified that Vakilian “received additional money above what he is supposed to get” and that “records were kept each month on the amount of tests that they [the doctors] were performing and a separate check was written to these doctors for these services.” Indeed, the evidence established that Vakilian received a bonus based on the number of tests he ordered and the task force discovered a wide-ranging scheme to cover up the illegal kickbacks. This testimony, while insufficient to bring charges under the current interpretation of the statute, was sufficient to establish probable cause at the time charges were filed against Vakilian.
In summary, the district court erred in holding that there were genuine issues of material fact on the § 1983. Because Shaw’s remaining testimony was sufficient to establish probable cause, the judge would have issued the warrant whether or not there had been false testimony. Therefore, Shaw is entitled to qualified immunity on the Fourth Amendment claims of unlawful arrest and malicious prosecution.
2. § 1985(3) Claim
Vakilian also maintains that Shaw is hable under § 1985(3) for conspiring to deprive him of equal protection of the law. To state a claim under § 1985(3), a plaintiff must allege: “(1) a conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges or immunities of the laws; (3) an act in furtherance of the conspiracy; (4) whereby a person is either injured in his person or property or deprived of any right or privilege of a citizen of the United States.” United Bhd. of C & J v. Scott,
On appeal, Shaw argues that Vakilian has failed to put forth sufficient evidence to support a factual finding that a conspiracy existed and that he was motivated by discriminatory animus. Because this is an interlocutory appeal based on qualified immunity, we cannot consider whether Vakilian’s evidence is sufficient to present a genuine issue for trial as to the underlying factual elements of his claim. Our jurisdiction is limited to purely legal questions, and, therefore, we lack jurisdiction to review a district court’s finding that Vakilian has presented sufficient evidence to proceed to discovery.
For purposes of qualified immunity analysis, there is little doubt that three of the four elements are satisfied. Vakilian alleges that Shaw and Koenigsknecht, as members of the task force, acted in concert to violate his constitutional rights according to an agreed-upon plan. The complaint also sets forth several acts taken in furtherance of the conspiracy, including Shaw’s and Koenigsknecht’s failure to interview Vakilian during their investigation and their decision to execute a criminal complaint and warrant against Vakilian. These acts, according to Vakilian, deprived him of his rights, privileges, and immunities under the Constitution because the decision to charge him, a foreign-born and ethnic minority doctor, while failing to charge American-born Anglo doctors, deprived him of his right to equal protection of the laws.
The critical issue is whether Vakilian can- establish that Shaw’s action was mo-tived by “some racial, or perhaps otherwise class-based, invidiously discriminatory animus.” Griffin v. Breckenridge,
Although “[a] class protected by section 1985(3) must possess the characteristics of a discrete and insular minority, such as race, national origin, or gender,” Haverstick Enters., Inc. v. Fin. Fed. Credit, Inc.,
Notwithstanding this conclusion, Shaw nevertheless asserts that summary judg
While an uncontroverted affidavit frequently establishes the absence of a genuine issue for trial, the mere fact that “affidavits filed in support of a motion for summary judgment are not controverted does not necessarily require its being granted.... ” Fitzke v. Shappell,
Section 1985 defendants cannot establish the absence of a genuine issue of material fact simply by disavowing any knowledge of the discriminatory characteristic at issue. In Reese v. City of Southfield, No. 97-1670,
McDonnell Douglas and its progeny reflect the fact that direct evidence is often unavailable in discrimination cases.... [A] discrimination plaintiff cannot necessarily offer direct testimony that his rejection, demotion, termination, or denial was due to unlawful discrimination. McDonnell Douglas thus serves a discovery-like function: as long as a plaintiff can establish a prima facie case ..., the defendant is required to prove an explanation of its actions ...
Id.; see also Mitchell v. Toledo Hosp.,
At the time of Vakilian’s arrest, this circuit recognized that “the enforcement of an otherwise valid law can be a means of violating constitutional rights by invidious discrimination.” Futernick v. Sumpter Township,
Although investigators have considerable discretion as to how they conduct investigations and enforce the law, a reasonable officer in Shaw’s position would have recognized that selective enforcement on the basis of a suspect’s race or ethnicity is unconstitutional. According to Vakili-an’s complaint, Shaw had reason to suspect that all' seventeen physicians who worked at Health Stop clinics might have been involved in the illegal scheme to some degree. If, as Vakilian alleged, Shaw had comparable evidence against four physicians — Vakilian, an Iranian-born physician, and three - Anglo-American physicians— and decided to charge him and not to charge the Anglo-Americans because of their respective races or ethnicity, surely the circumstances were such that a reasonable officer in Shaw’s position would recognize that this selective enforcement of the law was ■ unconstitutional. Therefore, Shaw is not entitled to qualified immunity with respect to Vakilian’s § 1985(3) claim.
C. Pendent Jurisdiction
In his cross-appeal, Vakilian requests that we exercise our pendent appellate jurisdiction to reverse the district court’s order granting summary judgment in favor of Koenigsknecht. In order to exercise pendent jurisdiction over an issue that is not independently appealable, the issue must be “inextricably intertwined” with the issue of qualified immunity. Brennan v. Township of Northville,
The resolution of the Fourth Amendment claim against Shaw permits us to exercise our discretion to review -the
However, having concluded that Vakilian’s allegations, if proven true, constitute a violation of his equal protection rights, we cannot exercise pendent jurisdiction over the § 1985(3) claim against Koenigsknecht. The district court granted summary judgment in favor of Koenigsknecht, finding that he was entitled to absolute immunity because his acts were intimately bound up with the judicial phase of the criminal process. Our analysis addresses only whether the facts, when viewed in the light most favorable to Vakilian, establish a violation of a clearly established right. Thus, because an equal protection violation may very well exist and our resolution of the appealable issue has no bearing on the question of absolute immunity, Shaw’s appeal in this case is not “inextricably intertwined” with the equal protection claim against Koenigsknecht. Accordingly, we decline to review the district court’s decision to grant summary judgment to Koenigsknecht on this claim.
CONCLUSION
For the reasons stated above, we AFFIRM the district court’s denial of absolute immunity to Shaw in his individual capacity. We also REVERSE the district court’s denial of qualified immunity on the Fourth Amendment claim and AFFIRM the district court’s denial of qualified immunity with respect to the § 1985 claim and REMAND this case for further proceedings. With respect to the claims against Koenigsknecht, we choose to exercise our discretion to AFFIRM the grant of summary judgment on the Fourth Amendment claim, but decline to exercise pendent appellate jurisdiction to review the district court’s grant of summary judgment to Koenigsknecht on the § 1985 claim.
Notes
. The MFCA provides in relevant part: "A person who solicits, offers, or receives a kickback or bribe in connection with the furnishing of goods or services for which payment is or may be made in whole or in part pursuant to a program established under Act No. 280 of the Public Acts of 1939, [] as amended, who makes or receives the payment, or who receives a rebate of a fee or charge for referring an individual to another person for the furnishing of the goods and services is guilty of a felony....” M.C.L. § 400.604.
. 42 U.S.C. § 1985(3) states in relevant part: If two or more persons in any State or Territory conspire ... for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws; ... in any case of conspiracy set forth in this section, if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.
. Although Vakilian urges that he be allowed additional discovery, noting that his claim was dismissed before discovery had taken place in the civil matter, he does not argue that he was not given the opportunity to present evidence and respond to the defendants’ motion to dismiss and for summary judgment. Therefore, we will treat the district court's ruling as one for summary judgment based on qualified immunity.
. While we decline to address the sufficiency of Vakilian’s evidence, we note that Shaw may make this challenge before the district court on remand.
. The record.does reflect that Shaw advanced a non-discriminatory reason for prosecuting Vakilian but not the Anglo physicians. Shaw’s testimony suggests that he believed that some of the American-born physicians should have been charged inasmuch as they were known to have participated in the fraudulent scheme but that these individuals were not ultimately charged because the statute of limitations had run. In response, Vakilian argues that this reason is pretext, citing the fact that one of the Anglo physicians admitted to receiving a bonus check during the statute of limitations period. Again, because this case is before us on interlocutory appeal, we must view the facts in the light most favorable to the plaintiff. Therefore, we must assume, for qualified immunity purposes only, that Vakilian has established a constitutional violation.
