Daniel J. Gonzales v. The People of the State of Colorado
No. 19SC292
Supreme Court of the State of Colorado
September 14, 2020
2020 CO 71
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ADVANCE SHEET HEADNOTE
September 14, 2020
2020 CO 71
No. 19SC292, Gonzales v. People—Authentication—Audio Recordings—Evidence.
The supreme court considers the appropriate standard for authenticating voice recordings for admission into evidence and holds that, in the absence of evidence suggesting that a proffered voice recording has been altered or fabricated, a proponent may authenticate a recording by presenting evidence sufficient to support a finding that it is what the proponent claims. Once this prima facie burden is met, authenticity becomes a question for the factfinder. Accordingly, the supreme court affirms the judgment of the court of appeals.
The Supreme Court of the State of Colorado
2 East 14th Avenue • Denver, Colorado 80203
2020 CO 71
Supreme Court Case No. 19SC292
Certiorari to the Colorado Court of Appeals
Court of Appeals Case No. 16CA750
Petitioner:
Daniel J. Gonzales,
v.
Respondent:
The People of the State of Colorado.
Judgment Affirmed
en banc
September 14, 2020
Attorneys for Petitioner:
Megan A. Ring, Public Defender
Jessica Sommer, Deputy Public Defender
Denver, Colorado
Attorneys for Respondent:
Philip J. Weiser, Attorney General
Melissa D. Allen, Senior Assistant Attorney General
Denver, Colorado
¶1 After the victim‘s murder in this case, his sister-in-law discovered a peculiar microcassette among his belongings. On that cassette was a recording of a potentially incriminating voicemail message. A police detective later testified at trial that the message featured a voice like that of the defendant, Daniel J. Gonzales, whom the detective had interviewed while investigating the murder.
¶2 Over Gonzales‘s objection, the court admitted the recorded message into evidence at Gonzales‘s trial. It did so based in part on the detective‘s identification of Gonzales‘s voice. But the detective was not present when the recorded statements were made, and neither he nor anyone else testified about the reliability of the recording process. Even so, after considering the recording and other evidence, a jury found Gonzales guilty of, among other things, first degree murder.
¶3 We agreed to consider whether the trial court was right to admit the recording based on this type of voice authentication. In doing so, we have the benefit of two well-crafted but divergent opinions from two divisions of the court of appeals.
¶4 On the one hand, there is People v. Baca, 2015 COA 153, 378 P.3d 780. Starting with
¶5 On the other, there is the division below, which rejects this categorical rule in favor of a more versatile approach. People v. Gonzales, 2019 COA 30, __ P.3d __. Gonzales concludes that
¶7 Applying this standard here, we conclude that the trial court did not abuse its discretion in admitting the voicemail. We therefore affirm the judgment of the court of appeals.
I. Facts and Procedural History
¶8 In a recorded interview with two police detectives, Gonzales recounted the following events that culminated in his arrest and prosecution for the murder of the victim, F.C.
¶9 Gonzales once lived on the same street as F.C. When Gonzales was a teenager, he and a friend broke into F.C.‘s house. Gonzales was attracted to F.C. and searched for clues that F.C. was gay. Along the way, he also stole some of F.C.‘s electronics and clothing.
¶10 Gonzales later moved out of the neighborhood. But over a decade later, he broke into F.C.‘s house again. This time, he grabbed a knife from F.C.‘s kitchen and waited for F.C. to return home.
¶11 When F.C. returned, Gonzales stabbed him several times in the neck, killing him. He then sexually assaulted F.C.‘s body, stole some of F.C.‘s personal effects, and attempted to burn F.C.‘s corpse and house. Then, he fled.
¶12 When law enforcement eventually caught up to him, they arrested and interviewed him. During this interview, Gonzales confessed to killing F.C.
¶13 Gonzales was charged with first degree murder (after deliberation), abuse of a corpse, stalking, first degree arson, first degree burglary, aggravated robbery, and first degree murder (felony murder).
¶14 Following F.C.‘s death, his sister-in-law helped sift through his belongings. While going through F.C.‘s office space, she came across a microcassette tape in a folded-up piece of cardboard. It was attached to some papers that seemed to be related to a prior burglary of F.C.‘s home.
¶15 She later listened to the tape and discovered it was from a phone answering machine. The tape contained a few messages from F.C.‘s friends. Then, she stumbled upon the voicemail at issue here. Because she thought it might have some evidentiary value, she turned the tape over to one of the detectives working on the case.
¶16 The case eventually proceeded to trial. At trial, the prosecution asked F.C.‘s sister-in-law about the voicemail. She described how she found the microcassette tape in F.C.‘s house and determined that it contained voicemail messages. She verified that the prosecution‘s copy of the voicemail was the same as the message she had listened to on the tape.
¶17 The prosecution also questioned one of the detectives who interviewed Gonzales. The detective explained that he converted the microcassette tape to a CD using a digital voice recorder. After watching the video interview with Gonzales, listening to Gonzales‘s voice, and listening to the voice on the voicemail, the detective concluded that the voice on the voicemail sounded “consistent or similar to Mr. Gonzales‘[s] voice.”
¶18 At this point, defense counsel objected based on improper expert opinion. Without squarely addressing that objection, the prosecutor responded that “voice authentication is an acceptable way to lay foundation for a voice recording.” He also cited
¶19 Before the prosecutor moved to admit the voicemail into evidence, the detective testified that the recording was a “phone message to [F.C.].” He also confirmed that the recording was the same as the voicemail on the microcassette tape. When the prosecution moved to admit the voicemail, defense counsel objected based on a lack of foundation and hearsay. The trial court overruled the objection, and the prosecution played the voicemail for the jury:
Hey [F.C.], um, it‘s me the guy who has your pajamas and the jeans that fit you. Uh, I suppose I am going to give you back your stuff. Only the pajamas and the jeans that fit you. Um. So I will give you a call tomorrow between eight-thirty and nine o‘clock. And uh, that‘s pretty much all I can say until I talk to you over the phone. Good[]bye [F.C.].1
¶20 The jury found Gonzales guilty as charged, and the court sentenced Gonzales to life in prison without the possibility of parole.
¶21 Gonzales appealed, challenging, among other things, the trial court‘s admission of the voicemail. He contended that the trial court abused its discretion in admitting the voicemail because the prosecution failed to authenticate the recording according to one of the methods required by Baca. In other words, he claimed that the prosecution did not establish an adequate foundation for the voicemail‘s admission.
¶22 A division of the court of appeals disagreed and declined to follow Baca. Gonzales, ¶ 2. It reasoned that Baca heavily relied on a decision of this court, Alonzi v. People, 597 P.2d 560 (Colo. 1979), and other authorities, that predated this court‘s adoption of the Colorado Rules of Evidence. Gonzales, ¶¶ 11, 17. It further noted that the language and structure of
¶23 Applying this standard here, the division concluded that the prosecution presented enough evidence to support a finding that the voicemail was what the prosecution claimed—a voicemail from Gonzales to F.C. Id. at ¶ 31. Thus, the division determined that the trial court did not abuse its discretion in admitting the voicemail. Id. at ¶ 32.
¶24 Gonzales then petitioned this court for certiorari review. We granted his petition to resolve the division split between Gonzales and Baca.2
II. Analysis
A. Standard of Review
¶25 We review a trial court‘s evidentiary ruling for an abuse of discretion. Campbell v. People, 2019 CO 66, ¶ 21, 443 P.3d 72, 76. “A trial court abuses its discretion when its ruling is manifestly arbitrary, unreasonable, or unfair.” Id.
¶26 In deciding whether the trial court abused its discretion in admitting the voicemail, we must first determine what
B. CRE 901 Provides a Flexible Standard
¶27 Before a voice recording may be admitted into evidence, it must be authenticated.3
¶28 This foundational requirement is governed by
¶29 One of these illustrations is voice identification.
¶30 Because the rule‘s plain language instructs that a proponent need only provide sufficient evidence to support a finding that the proffered evidence is what the proponent claims, the rule vests trial courts with broad discretion to consider a variety of foundational circumstances depending on the nature of the proffered evidence. The rule does not prescribe any exclusive method for authenticating evidence.
C. CRE 901 Controls and Does Not Prescribe Exclusive Methods for Authenticating Voice Recordings
¶31 Still, Gonzales contends that a proponent of a voice recording must establish (1) the identity of the speaker and (2) the recording‘s accuracy. To satisfy the second prong, Gonzales argues that the proponent must present prima facie evidence of accuracy through either the testimony of a percipient witness (someone who participated in the call or listened to the call as it was recorded) or evidence of the reliability of the recording process. He argues that Alonzi and Baca provide the proper framework for authenticating voice recordings. We disagree.
¶32 In Alonzi, the trial court admitted recordings of several telephone conversations between the defendant and an undercover agent of the Colorado Bureau of Investigation. 597 P.2d at 561–62. The defendant contended that the recordings should have been excluded because the prosecution did not establish an adequate chain of custody. Id. at 562.
¶33 In deciding the “requirements that must be met in order to lay a proper foundation for the admission of tape recordings into evidence,” this court “note[d] with approval” the test set out in United States v. Biggins, 551 F.2d 64 (5th Cir. 1977). Alonzi, 597 P.2d at 562. According to Biggins, a trial court “properly admits a sound recording into evidence only when the party introducing it carries its burden of going forward with foundation evidence demonstrating that the recording as played is an accurate reproduction of relevant sounds previously audited by a witness.” Id. (quoting Biggins, 551 F.2d at 66). In a criminal trial, this requires the prosecution to establish “the competency of the operator, the fidelity of the recording equipment, the absence of material deletions, additions, or alterations in
¶34 We concluded that authenticating a tape recording does not require the proponent to establish a chain of custody. Id. Still, we noted that it is “incumbent on the proponent of the tape recording to produce clear and convincing evidence of authenticity and accuracy” and that the prosecution is required to establish with “a reasonable degree of certainty, that no such tampering took place.” Id. at 562-63.
¶35 But we announced Alonzi before we adopted the Colorado Rules of Evidence. See People v. Ramirez, 155 P.3d 371, 375 (Colo. 2007) (“The Colorado Rules of Evidence were adopted by this court on October 23, 1979, and became effective January 1, 1980.“). And the rules govern the authentication and admissibility of evidence in Colorado courts.
¶36 Nevertheless, absent a more explicit renunciation, the Baca division leaned heavily on Alonzi. In Baca, the defendant sought to introduce a recorded jail call, but the trial court excluded the call. ¶¶ 17, 25, 378 P.3d at 785, 786. On appeal, the division agreed with the trial court. Id. at ¶ 34, 378 P.3d at 788. Citing Alonzi, the division reasoned that to “lay the proper foundation for the authentication of a recorded telephone call,” the “proponent must demonstrate that the recording is an accurate reproduction of the call that occurred.” Id. at ¶ 26, 378 P.3d at 786. To establish this foundation, the proponent must present testimony from either (1) a percipient witness who can verify the recording‘s accuracy or (2) a witness who can vouch for the reliability of the recording process. Id. at ¶¶ 27, 28, 30, 378 P.3d at 786-87. If the proponent takes the second path, the witness must verify the reliability of the recording process by satisfying the Biggins factors, as laid out in Alonzi: “the competency of the recorder, the reliability of the recording system, the absence of any tampering with the recording, and the identification of the speakers.”4 Id. at ¶ 30, 378 P.3d at 787. Because the defendant‘s foundational witness could neither verify the accuracy of the recording‘s content nor vouch for the reliability of the recording process, the division concluded that the trial court properly excluded the call. Id. at ¶ 34, 378 P.3d at 788.
¶37 Baca‘s prerequisites for admitting a voice recording, however, do not track
¶39 In so doing, we join other courts that have adopted a more flexible approach for authenticating voice recordings.6 Like our court, several jurisdictions have recognized that adherence to a rigid formula for authentication does not comport with the more liberal requirements of the modern rules of evidence. See, e.g., United States v. Westmoreland, 312 F.3d 302, 310 (7th Cir. 2002) (rejecting “the formalistic approach” of an earlier case embracing the Biggins factors “for the more inclusive approach of
¶40 Similarly, other jurisdictions have recognized that unbending, common-law approaches have been superseded by these rules. See People v. Berkey, 467 N.W.2d 6, 8, 10-11 (Mich. 1991) (concluding that a seven-part test for determining the admissibility of sound recordings “does not appear in the
¶41 And others still have observed that a formalistic approach does not account for the variety of factual circumstances that might arise. See, e.g., United States v. Fuentes, 563 F.2d 527, 532 (2nd Cir. 1977) (noting “the varying circumstances of particular cases . . . militate against our adoption of inflexible criteria
¶42 Even if Baca‘s methods are not exclusive, Gonzales maintains that a proponent must make some showing that the recording is accurate. But the requisite showing under
Recall that the standard for authentication is minimal—all that‘s required is a prima facie showing that the evidence is what its proponent claims. Glover, ¶ 13, 363 P.3d at 740; see also Sassarini, 452 P.3d at 469. A proponent does not need to “disprove any possibility of tampering” to establish an adequate foundation. Coston, 215 A.3d at 1288; see also United States v. Savarese, 686 F.3d 1, 11 (1st Cir. 2012) (“The burden of authentication, however, ‘does not require the proponent of the evidence to rule out all possibilities inconsistent with authenticity, or to prove beyond any doubt that the evidence is what it purports to be.‘” (quoting United States v. Holmquist, 36 F.3d 154, 168 (1st Cir. 1994))). The ultimate determination of whether a recording is authentic rests with the jury. Glover, ¶ 13, 363 P.3d at 740; Sassarini, 452 P.3d at 469 (“[T]he matter of authenticity is one for the ultimate factfinder at trial, not a preliminary ruling by the court.“).
¶43 In sum, when offering a voice recording into evidence, the proponent need only provide evidence sufficient to support a finding that the voice recording is what he or she claims it to be.
D. The Voicemail Was Properly Admitted
¶44 With this flexible standard in mind, we conclude that the trial court did not abuse its discretion in admitting the voicemail at issue here.
¶45 The prosecution claimed that the voice recording was a phone message to F.C. from Gonzales. Before offering it into evidence, the prosecutor asked F.C.‘s sister-in-law and a detective about the voicemail.
¶46 F.C.‘s sister-in-law testified that she had found a microcassette tape in F.C.‘s house when going through his belongings. She listened to the tape and, according to her, it was “quite obvious” that the tape was from a phone answering machine.
¶47 The detective who created a copy of the voicemail testified that the recording was a “phone message to [F.C.].” This detective had also previously interviewed Gonzales. He explained that he watched his interview with Gonzales, listened to Gonzales‘s voice, and listened to the voice in the voicemail. Based on this procedure, he concluded that the voice in the voicemail sounded “consistent or similar to Mr. Gonzales‘[s] voice.”7 He also testified that the recording being offered into evidence was the same as that on the microcassette tape that F.C.‘s
sister-in-law gave to the police. Furthermore, there was no evidence suggesting the tape had been tampered with or falsified.
¶48 In the absence of a colorable claim of tampering, identifying the voice in the voicemail as Gonzales‘s was sufficient to authenticate the voicemail under
III. Conclusion
¶49 We affirm the judgment of the court of appeals.
JUSTICE HOOD delivered the Opinion of the Court.
