THE PEOPLE OF THE STATE OF COLORADO v. ABDU-LATIF KAZEMBE ABU-NANTAMBU-EL
No. 18SC44
The Supreme Court of the State of Colorado
December 23, 2019
2019 CO 106
Certiorari to the Colorado Court of Appeals, Court of Appeals Case No. 14CA1234
ADVANCE SHEET HEADNOTE
December 23, 2019
2019 CO 106
No. 18SC44, People v. Abu-Nantambu-El — Criminal Law — Jury — Structural Error.
The supreme court affirms the judgment of the court of appeals reversing the defendant‘s convictions where the trial court erroneously denied the defendant‘s for-cause challenge to a juror under section 16-10-103(1)(k), C.R.S. (2019), the defendant exhausted his peremptory challenges, and the challenged juror ultimately served on the jury. Consistent with the principle that the erroneous denial of a challenge for cause amounts to structural error if it results in an actually biased juror serving on the jury, the supreme court holds that the erroneous seating of an impliedly biased juror is also structural error. In other words, for purposes of a criminal defendant‘s constitutional right to an impartial jury, a juror who is presumed by law to be biased is legally indistinguishable from an actually biased juror.
en banc
December 23, 2019
Attorneys for Petitioner:
Philip J. Weiser, Attorney General
Jillian J. Price, Senior Assistant Attorney General
Denver, Colorado
Attorneys for Respondent:
Johnson & Klein, PLLC
Gail K. Johnson
Hillary C. Aizenman
Boulder, Colorado
JUSTICE SAMOUR dissents.
JUSTICE BOATRIGHT does not participate.
¶2 It is clear that the erroneous denial of a challenge for cause amounts to structural error if it results in an actually biased juror serving on a jury. Consistent with that principle, we conclude that the erroneous seating of an impliedly biased juror is also structural error and requires reversal. In other words, for purposes of a criminal defendant‘s constitutional right to an impartial jury, a juror who is presumed by law to be biased is legally indistinguishable from an actually biased juror. Here, the trial court erroneously denied a for-cause challenge to a juror who was presumed by law to be biased under
I. Background
A. Facts
¶3 Abdu-Latif Kazembe Abu-Nantambu-El forced his way into the apartment of an acquaintance, where he fatally stabbed a visitor and forced the acquaintance to clean up evidence of the crime. The prosecution subsequently charged Abu-Nantambu-El with numerous offenses, including first degree murder (after deliberation), first degree murder (felony murder), second degree murder, and two counts of first degree burglary. Abu-Nantambu-El proceeded to trial on a self-defense theory.
B. Jury Selection and Trial
¶4 During jury selection, Juror J, a financial grant manager for the State of Colorado, said that she worked for the Colorado Division of Criminal Justice1 but described the connection between her duties and law enforcement as, at most, tenuous:
I am currently employed with the Colorado Division of Criminal Justice, which is housed in the Department of Public Safety. I don‘t feel that the division is law enforcement even though the state patrol
and [Colorado Bureau of Investigation] are in our department. I see state troopers down the hall because we‘re in the same building, but I couldn‘t tell you their names. That‘s the kind of contact I have with them. We give department, federal, Department of Justice grants out to drug treatment and criminal history records, things like that, juvenile justice crime prevention programs and drug treatment. I don‘t have any close relatives or friends in the law enforcement arena. I don‘t have any training in law enforcement.
¶5 When defense counsel asked about potential bias, Juror J indicated that she generally was not in contact with law enforcement personnel:
JUROR J: I don‘t think it would be a problem because I don‘t work directly with law enforcement. We fund a lot of law enforcement agencies and DA‘s offices and things like that, but it‘s on different kinds of projects.
. . .
DEFENSE COUNSEL: Do you deal with the law enforcement agencies yourself directly?
JUROR J: [I deal with their] [f]inance people.
¶6
C. Court of Appeals Decision
¶8 Abu-Nantambu-El appealed, arguing, as relevant here, that his constitutional right to a fair and impartial jury was violated because his jury included Juror J, who should have been excused for cause under
¶10 In Judge Booras‘s view, reversal was required because the trial court‘s ruling was an error in violation of an express legislative mandate in
¶11 Judge Freyre agreed that Abu-Nantambu-El‘s conviction must be reversed, concluding that the error was structural because it violated Abu-Nantambu-El‘s constitutional right to trial by an impartial jury. Id. at ¶¶ 51, 72 (Freyre, J., concurring in part and dissenting in part). Judge Freyre noted that a defendant cannot be tried fairly when a biased juror serves on the jury. Id. at ¶ 55. She further reasoned that there is no basis in
II. Legal Principles
¶14 A fair and impartial jury is a key element of a defendant‘s constitutional right to a fair trial under both the United States and Colorado Constitutions.
¶15 Our recent opinion in Vigil addressed some of the questions left open after Novotny regarding jury selection and the use of peremptory challenges. There, we noted that, within constitutional limits, the General Assembly determines who is competent and qualified for jury service. Vigil, ¶ 9; see also People v. White, 242 P.3d 1121, 1124 (Colo. 2010). For instance, under the Uniform Jury Selection and Service
¶16 The legislature also requires a trial court, upon a party‘s challenge, to remove jurors when particular circumstances implicate their ability to remain impartial. Vigil, ¶ 11. First,
- have “[r]elationships within the third degree, by blood, adoption, or marriage, to a defendant or to any attorney of record or attorney engaged in the trial of the case“;
- stand “in the relationship of guardian and ward, employer and employee, landlord and tenant, debtor and creditor, or principal and agent to, or being a member of the household of, or a partner in business with, or surety on any bond or obligation for any defendant“;
- have “been a party adverse to the defendant in a civil action or ha[ve] complained against or been accused by him in a criminal prosecution“;
- have “served on the grand jury which returned the indictment, or on a coroner‘s jury which inquired into the death of a person whose death is the subject of the indictment or information, or on any other investigatory body which inquired into the facts of the crime charged“;
- were “juror[s] at a former trial arising out of the same factual situation or involving the same defendant“;
- were “juror[s] in a civil action against the defendant arising out of the act charged as a crime“;
- were “witness[es] to any matter related to the crime or its prosecution“;
- “occup[y] a fiduciary relationship to the defendant or a person alleged to have been injured by the crime or the person on whose complaint the prosecution was instituted“; or
- are “compensated employee[s] of a public law enforcement agency or a public defender‘s office.”
¶19 Within constitutional limits,5 a party may use a peremptory challenge to remove a prospective juror without specifying a reason or for no reason at all. Novotny, ¶ 10, 320 P.3d at 1198. “[A] principle reason for permitting peremptory
¶20 That is, where a defendant is compelled to use a peremptory challenge to correct a trial court‘s erroneous failure to dismiss a juror for cause, so long as the defendant receives both an impartial jury and the number of peremptory challenges specified by state statute, the defendant‘s constitutional rights remain unaffected. See id.
¶21 Such was the case in Novotny. There, the trial court erroneously denied the defendant‘s challenge for cause under
¶22 In Novotny, we focused on the jurisprudential developments in the understanding of trial error and structural error that followed our 1992 decision in People v. Macrander, 828 P.2d 234 (Colo. 1992), which held that reversal is automatic where a trial court erroneously denies a challenge for cause, 828 P.2d at 243. We noted that the distinction between “trial error, which can be harmless, and structural error, which cannot, was . . . in its infancy” when we decided Macrander. Novotny, ¶ 18, 320 P.3d at 1200. But in the decades that followed, the understanding of harmless error and structural error “developed so as to substantially erode the premises upon which [Macrander] rest[ed].” Id. at ¶ 17, 320 P.3d at 1200. In that time, the Supreme Court confined structural error to a “limited class of fundamental constitutional error[s] [that] could ‘defy analysis by “harmless error” standards.‘” Id. at ¶ 20, 320 P.3d at 1201 (quoting Neder v. United States, 527 U.S. 1, 7 (1999)). We also observed that the Supreme Court had rejected the notion that peremptory challenges are of constitutional dimension. Id. at ¶ 22, 320 P.3d at 1201 (citing Ross, 487 U.S. at 88). We therefore reasoned that a defendant does not suffer constitutional harm merely by being deprived of a statutorily granted peremptory challenge as a result of a court‘s good-faith error.
III. Analysis
¶23 Our decision in Novotny left open the question of what standard of reversal applies when a trial court erroneously denies a challenge for cause and the impliedly biased juror ultimately serves on the jury. That is the situation before us now.
¶24 We first conclude that a violation of
[e]xcept as otherwise provided in this section, if a defendant is not brought to trial on the issues raised by the complaint . . . within six months from the date of the entry of a plea of not guilty, he shall be discharged from custody . . . , the pending charges shall be dismissed, and the defendant shall not again be indicted, informed against, or committed for the same offense . . . .
(Emphases added.)
¶25
¶26 But that still leaves the question of whether a violation of
¶27 Certain constitutional rights are so basic to a fair trial that their violation can never be harmless. Gray v. Mississippi, 481 U.S. 648, 668 (1987). Among these is a
¶28 Accordingly, the Supreme Court has held that when an actually biased juror sits on the jury, the resulting violation of the defendant‘s constitutional right to an impartial jury requires reversal. Martinez-Salazar, 528 U.S. at 316 (“Nor did the District Court‘s ruling result in the seating of any juror who should have been dismissed for cause. As we have recognized, that circumstance would require reversal.“); cf. Ross, 487 U.S. at 85 (“Had [the biased juror] sat on the jury that ultimately sentenced petitioner to death, and had petitioner properly preserved his right to challenge the trial court‘s failure to remove [the juror] for cause, the sentence would have to be overturned.“).
¶29 Our own decisions have likewise established that “if the jury included a biased juror, then the defendant‘s right to a fair trial was violated and his convictions must therefore be reversed.” Morrison v. People, 19 P.3d 668, 670 (Colo. 2000) (analyzing whether the juror in question was actually biased under
¶30 As Judge Freyre observed in her opinion below, the harm arising from a biased adjudicator “pervades and infects the entire framework of the trial,” such that it defies analysis by harmless error standards. Abu-Nantambu-El, ¶ 72 (Freyre, J., concurring in part and dissenting in part). Thus, if a trial court error results in
¶31 The dispute in this case is whether jurors who are presumed by law to be biased under
¶32 We see no grounds in the statutory framework for drawing such a line. The plain language of
¶33 Rather, the General Assembly has identified certain jurors whose bias is implied as a matter of law and has required trial courts to excuse such jurors when a party challenges them for cause. People v. Bonvicini, 2016 CO 11, ¶ 10, 366 P.3d 151, 154-55. Nothing in
¶34 Accordingly, by enacting
¶35 In determining that these potential jurors are subject to dismissal for cause, Colorado has been more protective of a defendant‘s right to a jury free of implied bias than the federal courts or other jurisdictions without a comparable statute.6 We are not free to alter the General Assembly‘s legislative judgment about the
types of relationships that carry significant risk of actual bias or the appearance of bias, nor may we read a distinction into the statute that does not exist. See Scoggins v. Unigard Ins. Co., 869 P.2d 202, 205 (Colo. 1994) (noting that a court “will not judicially legislate by reading a statute to accomplish something the plain language does not suggest“). Unlike those jurisdictions without a comparable statute, we therefore do not undertake a case-by-case analysis to see whether the implied bias of a juror necessitates granting a challenge for cause. Cf. State v. Benedict, 148 A.3d 1044, 1051 (Conn. 2016) (in the absence of a statute or common-law rule that an impliedly biased juror must be excused, the “circumstances of [the] particular case” determine whether the juror should be excused because bias is likely). Rather, jurors who fall under¶36 We do not suggest that the service of a juror employed by law enforcement or the public defender‘s office necessarily violates a defendant‘s Sixth Amendment right to an impartial jury in the absence of
¶37 We are unpersuaded that the remedy of automatic reversal in these circumstances will encourage gamesmanship by incentivizing defense counsel to fail to challenge a juror for cause based on implied bias. The plain language of
¶38 As the Supreme Court observed in Martinez-Salazar, “[c]hallenges for cause and rulings upon them . . . are fast paced, made on the spot and under pressure.” 528 U.S. at 316. Counsel under these circumstances have little time for gamesmanship. See id.; cf. Bondsteel v. People, 2019 CO 26, ¶ 28, 439 P.3d 847, 852 (“The assumption that any competent attorney would withhold a meritorious argument at trial in the hope of having something to argue on appeal if the trial goes badly belies reality.“). Moreover, nothing prevents the prosecution from
IV. Conclusion
¶39 In sum, because the trial court erroneously denied a for-cause challenge to a juror who was presumed by law to be biased under
JUSTICE SAMOUR dissents.
¶40 The majority throws out Abu-Nantambu-El‘s multiple convictions (including for first degree murder, assault, and burglary), invalidates his adjudication as a habitual criminal, and vacates his sentence to life imprisonment without the possibility of parole. Of course, an appellate court must sometimes take such actions to address an error in a jury trial. In this case, though, the majority does so based solely on the trial court‘s denial of Abu-Nantambu-El‘s challenge for cause with respect to Juror J, a juror Abu-Nantambu-El subsequently chose not to excuse with one of his twelve peremptory challenges. If, notwithstanding Juror J‘s employment as a financial grant manager in the criminal justice division of the Department of Public Safety, Abu-Nantambu-El decided not to excuse her, why should we automatically reverse? Because I believe that the appellate claim was waived or that the error was invited, and because I disagree with the analytical framework the majority adopts, I cannot join the decision to automatically reverse. I therefore respectfully dissent.
¶41 In People v. Novotny, 2014 CO 18, 320 P.3d 1194, this court adopted a “case-specific, outcome-determinative analysis,” which requires a defendant to show prejudice to obtain reversal based on the trial court‘s erroneous denial of his challenge for cause. Id. at ¶¶ 2, 27, 320 P.3d at 1196, 1203. Since Novotny had exercised a peremptory challenge to excuse the prospective juror the trial court
¶42 Here, it is undisputed that the trial court erred in denying Abu-Nantambu-El‘s challenge for cause with respect to Juror J. As the majority notes, Juror J was a compensated employee of a public law enforcement agency and was thus impliedly biased as a matter of law. Maj. op. ¶ 2. But Abu-Nantambu-El avoids Novotny‘s fate because, unlike Novotny, he elected not to use one of his peremptory challenges to excuse the impliedly biased juror as to whom his challenge for cause was incorrectly denied. In other words, whereas we refrained from automatically reversing Novotny‘s convictions because he excused the problematic prospective juror with one of his peremptory challenges, the majority automatically reverses Abu-Nantambu-El‘s convictions because he left the problematic prospective juror on his jury. This feels counterintuitive to me.
¶43 I cannot join my colleagues in the majority because I don‘t believe reversal is justified where, as here, a defendant complains on appeal about an impliedly biased juror he chose to keep on his jury despite having twelve opportunities to excuse her. In its analysis, the majority focuses on whether Juror J ended up serving on the jury and whether Abu-Nantambu-El exhausted his peremptory challenges on other prospective jurors. I don‘t think it‘s that simple.
¶44
¶45 In his partially dissenting opinion in Novotny, my colleague, Justice Hood, anticipated the situation we confront today. Novotny, ¶ 31, 320 P.3d at 1204 (Hood, J., concurring in part and dissenting in part). Justice Hood concluded that, following the incorrect denial of a defendant‘s challenge for cause, “if the defendant chooses not to use a peremptory” challenge to excuse the biased juror, “any error is arguably invited and not reviewable on appeal.” Id. Although acknowledging that the Supreme Court‘s opinion in United States v. Martinez-Salazar, 538 U.S. 304 (2000), contains language suggesting that the
¶46 Another colleague, Justice Gabriel, reached a similar conclusion in his opinion concurring in the judgment in People v. Bonvicini, 2016 CO 11, 366 P.3d 151 (Gabriel, J., concurring in the judgment), which Justice Hood joined. Id. at ¶ 31, 366 P.3d at 159. There, Justices Gabriel and Hood found unpersuasive the defendant‘s contention that, had he foreseen our decision in Novotny, he would have left on the jury the biased juror the trial court had refused to excuse for cause. Id. They aptly observed that “such a strategy would arguably have failed under the invited error doctrine.”2 Id.
¶47
¶48 To be sure, the majority‘s position is consistent with Abu-Nantambu-El‘s contention during oral argument that he did not use a peremptory challenge on Juror J because there were other prospective jurors who were more concerning to him. But the record belies this claim.
¶49
¶50 This record compels the conclusion that Abu-Nantambu-El waived his appellate claim or invited the error. Indeed, if this record doesn‘t show the intentional relinquishment of a known right or the invitation of an error, I don‘t
¶51 Surprisingly, the majority declares that it is not worried that today‘s decision will lead to “gamesmanship.” Id. at ¶¶ 36-37. But that strikes me as little more than whistling past the graveyard. The majority should be worried about gamesmanship given the system it sets up today.
¶52
¶53 So, is there a better approach? After all, if a defendant like Novotny loses on the ground of lack of prejudice and a defendant like Abu-Nantambu-El loses based on waiver or invited error, defendants would always lose. And that‘s not fair.
¶54 Here‘s what I would propose. I would rely on the provision in
¶55 This methodology would have the added benefit of disincentivizing the prosecution from opposing colorable challenges for cause. And it would give trial court judges some comfort in knowing that the additional peremptory challenge could cure the erroneous denial of such a challenge for cause.7 It is worth pointing
¶56 Because I believe the majority errs in failing to conclude that Abu-Nantambu-El waived the appellate claim or invited the error here, and because I cannot in good conscience support the system the majority sets up today, I do not join in its opinion. Inasmuch as I don‘t see a reason to overturn Abu-Nantambu-El‘s convictions, invalidate his habitual criminal adjudication, and vacate his life sentence, I would reverse the judgment of the court of appeals. Accordingly, I respectfully dissent.
Notes
- Whether a violation of
section 16-10-103(1)(k), C.R.S. (2018) , which does not expressly provide for dismissal as a remedy, qualifies as a violation of an express legislative mandate. - Whether the Sixth Amendment applies to violations of
section 16-10-103(1)(k), C.R.S. (2018) , which provides greater protection than that required by federal due process.
