Lead Opinion
Plаintiff-appellant V-l Oil Company (“V-1”) appeals an adverse summary judgment and an award of attorneys’ fees rendered by the district court. We affirm.
BACKGROUND
The district court, V-1 Oil Co. v. Wyoming,
On May 27, 1988, V-l filed suit under 42 U.S.C. § 1983, alleging that the search violated V-l’s Fourth Amendment rights. The district court granted summary judgment for each defendant. DEQ and the State were dismissed because of their Eleventh Amendment immunity from suit in federal court. Id. at 580. V-l does not appeal this holding. Gerber was deemed entitled to judgment because the statute authorizes warrantless searches, id. at 581, such searches are constitutional, id. at 582, and Gerber’s conduct fell within his qualified immunity because it violated no clearly established right, id. at 583. The judgment in favor of Gerber is the subject of No. 88-2691.
The defendants then filed a motion for attorneys’ fees under 42 U.S.C. § 1988. They documented the total time spent on the case, but did not state how many hours were spent on each particular issue. See R. Vol. I at Tabs 23, 32, 35. In an unpublished order, the court found that V-l’s claims against the State and DEQ were frivolous and that for a time V-l had relied upon an outdated version of the Act, and decided to award the defendants fees for time spent addressing those issues. Order, Jan. 19, 1989, R. Vol. I at Tab 37, at 2-3. V-l does not appeal these conclusions. The court then estimated that the defendants spent twenty-two hours responding to these claims, and awarded fees based upon that estimate. Id. at 2. Whether the court was entitled to estimate how muсh time was spent on the issues upon which it awarded attorneys’ fees, or instead should have required that the movants’ records be broken down by issue, is the subject of No. 89-8011.
DISCUSSION
I. WARRANTLESS SEARCH
A. Whether The Wyoming Environmental Quality Act Authorizes Warrantless Searches
Gerber claims that section nine of the Act authorizes warrantless inspections of suspected sources of pollution. That section empowers certain officers, including Gerber, to
“enter and inspect any property, premise or place, except private residences, on or at which an air, water or land pollution source is locаted or is being constructed or installed.... Persons so designated may ... inspect any monitoring equipment or method of operation required to be maintained pursuant to this act ... for the purpose of investigating actual or potential sources of air, water or land pollution and for determining compliance or noncompliance with this act....”
Wyo.Stat. § 35-ll-109(a)(vi) (1988).
V-l contends that this section did not authorize the search which took place,
V-l’s first contention seems to be “that a warrant was required since the statute nowhere mentions the words ‘warrantless search.’ ” V-l Oil Co. v. Wyoming,
Second, because the Wyoming Environmental Quаlity Act should be construed liberally, People v. Platte Pipe Line Co.,
B. Whether a Warrantless Search Pursuant to the Wyoming Environmental Quality Act Is Constitutional
The warrant requirement of the Fourth Amendment applies to commercial premises. See v. City of Seattle,
“First, there must be a ‘substantial’ government interest that informs the regulatory scheme pursuant to which the inspection is made....
Second, the warrantless inspections must be ‘necessary to further [the] regulatory schеme.’
Finally, ‘the statute’s inspection program, in terms of the certainty and regularity of its application, [must] provid[e] a constitutionally adequate substitute for a warrant.’ In other words, the regulatory statute must perform the two basic functions of a warrant: it must advise the owner of the commercial premises that the search is being made pursuant to the law and has a properly defined scope, and it must limit the discretion of the inspecting officers. To perform this first function, the statute must be ‘sufficiently comprehensive and defined that the owner of commercial property cannot help but be aware that his property will be subject to periodic inspections undertaken for specific purposes.’ In addition, in defining how a statute limits the discretion of the inspectors, ... it must be ‘carefully limited in time, place, and*1486 scope.’ United States v. Biswell,406 U.S., at 315 [92 S.Ct., at 1596 ].”
Id. at 702-03,
1. Whether V-l Is Pervasively Regulated
A pervasively regulated industry is one which has “such a history of government oversight that no reasonable expectation of privacy could exist....” Marshall v. Barlow’s, Inc.,
Wyoming state law
In Burger, the Supreme Court held that New York vehicle dismantiers were pervasively regulated because they were subject to the following circumscriptions: the requirement of a license and payment of a fee; the maintenance and availability for inspection of certain records; the display of the operatоr’s registration number; and the existence of criminal penalties for failure to comply with these provisions. Burger v. New York,
2. Whether the Statute Provides a Constitutionally Adequate Substitute for a Warrant
The district court concluded, with no explanation, that the Act provided a constitutionally adequate substitute for a warrant. V-1 Oil Co. v. Wyoming,
First, because the Act applies to every business in Wyoming, it provides no notice whatsoever to the owner of any particular business that his or her property will be subject to warrantless inspections. The only warrantless administrative searches which have been upheld are those conducted pursuant to narrow statutes which regulate particular industries. Rush v. Obledo,
Second, the Act provides no “assurance of regularity” of inspections. Donovan v. Dewey,
Because the Act does not provide a constitutionally adequate substitute for a warrant, Gerber’s warrantless search violated V-l’s Fourth Amendment rights.
C. Whether Gerber Was Qualiftedly Immune From Suit
Government officials performing discretionary functions have a qualified immunity from suit.
“[Wjhether an official protected by qualified immunity may be held personally liable for an allegedly unlawful official action generally turns on the ‘objective legal reasonableness’ of the action, assessed in light of the legаl rules that were ‘clearly established’ at the time it was taken.
The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent.”
Anderson v. Creighton,
“If the law was clearly established, the immunity defense ordinarily should fail, since a reasonably competent public official should know the law governing his conduct. Nevertheless, if the official pleading the defense claims extraordinary circumstances and can prove that he neither knew nor should have known of the relevant legal standard, the defense should be sustained. But again, the defense would turn primarily on objective factors.”
Harlow v. Fitzgerald,
1. Whether The Right Was Clearly Established
When the search here at issue took place, the Burger decision was almost a year old. The Dewey decision, upon which Burger relied heavily, was almost seven years old. The Barlow’s decision was almost ten years old. At the same time there was no precedent for the proposition that а generally applicable statute which permitted irregular inspections could constitutionally authorize a warrantless search. We hold that V-l’s right not to be inspected without a search warrant pursuant to a statute such as the Wyoming Environmental Quality Act was clearly established.
2. Whether Extraordinary Circumstances Existed
As its name suggests, the “extraordinary circumstances” exception to the rule that a qualified immunity defense fails where the defendant violated a clearly established right applies only “rarely.” Skevofilax v. Quigley,
The circumstance most often considered for treatment as “extraordinary” is reliance upon the advice of counsel. See Carey, Quick Termination of Insubstantial Civil Right Claims: Qualified Immunity and Procedural Fairness, 38 Vand.L. Rev. 1543, 1444-55 (1985). Of course, such reliance is not inherently extraordinary, for few things in government are more common than the receipt of legal advice. Still, “reliance on the advice of counsel in certain circumstances rises to the level of extraordinary circumstances.” Ortega v. City of Kansas City, Kan.,
We hold that a reasonable officer in Gerber’s position—that is, an officer who conducts a warrantless search on the same day he was advised by fully informed, high-ranking government attorneys that a particular statute, which had not yet been tested in any court, lawfully authorized that particular search—should not be expected to have known that the search was unconstitutional. This was not, as the dissent claims, “mere reliance on attorney’s advice” or “attorney’s advice without more.” Infra at 1490, 1491. Because Gerber was prevented by extraordinary circumstances from knowing the relеvant legal standard, he is qualifiedly immune.
II. ATTORNEYS’ FEES
The amount of an award of attorneys’ fees under 42 U.S.C. § 1988 “is particularly within the discretion of the trial court.” Higgins v. Oklahoma ex rel. Oklahoma Employment Sec. Comm’n,
The district court’s finding that twenty-two hours were spent on the issues for which fees were awarded is not clearly erroneous. Nor was it an abuse of discretion to reach that finding by means of estimation, “so long as there [was] sufficient reason for its use.” Id. at 1203. That the court was not granting fees for the entire litigation, but only for an indis-crete portion thereof, is sufficient reason for estimating hours. Other courts have approved similar methods. See, e.g., Jen
We have before us a request from the defendants for atorneys’ fees for work done on V-l’s appeal of the fee award. A party who successfully defends a section 1983 action and is awarded attorneys’ fees, then successfully defends аn appeal of that fee award, may recover attorney's fees for services rendered on the appeal. See Glass v. Pfeffer,
No. 88-2691 is AFFIRMED. No. 89-8011 is AFFIRMED, but REMANDED for a determination of an appropriatе attorneys’ fee award.
Notes
. The other two parts of the Burger test may be discussed summarily.
V-l concedes, Appellant’s Brief at 18, and we agree, that the protection of the environment and the public from pollution in general, and from leakage from underground gasoline storage tanks in particular, is a substantial governmental interest.
We cannot determine from the record whether warrantless inspections are necessary to the regulatory scheme, i.e., whether there will be times that DEQ cannot obtain a warrant promptly enough for the subsequent search to be effective, see McLaughlin v. Kings Island,
. Gasoline stations also may be regulated by municipal authorities, Wyo. Stat. § 15-1-103(a)(xxvii) (1988), but the City of Lander has not done so.
. Gerber has not claimed that he was acting pursuant to the federal inspection provision, 42 U.S.C. § 6991d(a). Also, the constitutionality of that provision is not before us.
. The district court did not address this question. We may consider it, however, because “we are ‘free to affirm a district court decision on any grounds for which there is a record sufficient to permit conclusions of law, even grounds not relied upon by the district court.’ ” Griess v. Colorado,
. The dissent errs when it reads Melton as a bar to finding Gerber qualifiedly immune. That decision does not address the extraordinary circumstances exception, so it cannot be considered binding authority on the scope of the exception. Melton instructs us not to refer to legal advice the defendant received when we decide whether or not the governing law was clearly established; it gives no guidance in de
. We reject the position of the dissent that the advice must be couched in certain precise legal terms before an official is entitled to rely upon it. See infra at 1493. None of the cases cited above makes that suggestion. Such a requirement cannot be inferred from the statement in Watertown Equipment that the defendants were not qualifiedly immune because the advice "did not unequivocally assure [them] of the constitutionality of the South Dakota attachment statute,”
Dissenting Opinion
dissenting.
Although I agree with the majority opinion’s conclusion that the warrantless search was unconstitutional, I cannot agree with its analysis of the “extraordinary circumstances” basis for qualified immunity. Therefore, I respectfully dissent from the majority’s holding that Gerber was protected from suit by qualified immunity. I have four concerns with the majority opinion’s reliance on the extraordinary circumstances test in this case.
1. Attorney’s advice, without more, is insufficient as a matter of law to establish qualified immunity.
My first concern with the majority’s treatment of qualified immunity is that it advances nothing beyond receipt of an attorney’s advice to establish the extraordinary circumstancеs necessary to bestow qualified immunity. As the majority observed, few things in government are more common than the receipt of legal advice. If the Supreme Court intended legal advice, without more, to be sufficient, it surely would have said so in Harlow, or it would have used some words other than “extraordinary” circumstances.
Although the Supreme Court has not defined what it meant by extraordinary circumstances, the term itself suggests things such as (1) extreme urgency, (2) an extraordinarily important public interest which justifies precipitous action without careful exploration of the legal underpinnings, or (3) actions by the plaintiff which sоmehow mislead the defendant or invited the unconstitutional conduct of the defendant. These extraordinary circumstances share a common characteristic, which is not present in mere reliance on attorney’s advice, in that they are all somewhat beyond the control of the defendant and may be objectively measured. Reliance upon attorney’s advice is solely within the control of defendants and, if that is all that were required, is vulnerable to manipulation by defendants in order to broaden their qualified immunity far beyond the parameters anticipated by the Supreme Cоurt.
This is not to say that attorney’s advice is an irrelevant consideration. I agree with the proposition, found in many of the cases cited by the majority, that attorney’s advice is one, but only one, factor to be considered. I would consider it in evaluating the second prong of the extraordinary circumstances test: i.e. whether the defen
Four of the cases cited in the majority opinion purport to discuss receipt of legal advice in the extraordinary circumstances framework. Watertown Equipment Co. v. Norwest Bank Watertown,
Watertown Equipment and Green expressly state that reliance on attorney advice is only one of several factors to be considered in examining qualified immunity. Similarly, in Ortega, the cоurt, while not finding the defendants immune under the facts of that case, stated that “reliance on the advice of counsel in certain circumstances rises to the level of extraordinary circumstances.” Ortega,
The other cases cited in the majority opinion that discuss reliance on legal advice are not cases involving the extraordinary circumstances defense. Rather, the majority of them merely refer to the attorney’s advice as evidence going to whether the law was unclear or not violated. See Arnsberg v. United States,
2. The legal advice received here cannot constitute extraordinary circumstances.
Second, even assuming that receipt of attorney’s advice without more could occasionally rise to the level of extraordinary circumstances, I do not believe the facts of this case justify invocation of the extraordinary circumstances test. The majority opinion makes clear that the plaintiff has satisfied the first Harlow test by showing that the defendant has violated a clearly established constitutional right of which a reasonable person would have known. Notwithstanding that fact, the extraordinary circumstance proposed in the opinion that overrides this knowledge is nothing more than legal advice that the requested search was authorized by Wyoming statute. Neither the appellate briefs nor the record suggests that the defendant sought or received legal advice that the search would be constitutional under the Fourth Amendment of the United States Constitu
The qualified immunity cases cited in the majority opinion do not stand for the proposition that legal advice is a generic term and that one size fits all needs. In several of the cases cited there is nothing in the opinion to suggest that the attorney’s advice was not directed specifically to the constitutional question at issue. See, e.g., Arnsberg,
The Ninth Circuit in Johnston v. Koppes,
The district court in Ortega similarly found that the defendants were not entitled to qualified immunity because the legal advicе relied upon was not sufficiently tailored to the particular acts at issue. Ortega was a § 1983 suit based on the violation of a state extradition statute. In Ortega, the defendants failed to ask the attorneys the specific factual question of whether mailing notices to out-of-state suspects was proper.
In this case, Gerber failed to ask the specific legal question of whether the search was constitutional but rather he sought, and received, advice directed only to whether such a search was authorized under Wyoming law. Gerber was the Northwest District Supervisor for the Wyoming Department of Environmental Quality, Water Quality Division and his duties included investigating discharges of pollution into groundwater. As a district supervisor with a duty to conduct investigations, he reasonably should have known of the constitutional implications of a warrantless search and should have made sufficient inquiry to have known the clearly established legal test under Burger for administrative searches. The record does not establish that Gerber made the necessary inquiry.
3. The majority’s holding is contrary to the Tenth Circuit case of Melton v. City of Oklahoma City.
Third, I believe that the majority opinion is contrary to Tenth Circuit law. The Tenth Circuit authority contrary to the mаjority’s holding is Melton v. City of Oklahoma City,
[The defendant] argues that he relied in good faith on the advice of municipal counsel in sending his letter to [plaintiff], and, therefore, he should be absolved of any personal liability for the consequences of his actions. While superficially attractive, this argument proves too much. Adopting the proffered posi*1493 tion would immunize officials from liability via the simple expedient of consulting counsel. In Harlow, the Supreme Court sought to protect officials in the good faith exercise of discretion in areas of the law which are not clearly charted. However, where the law is clearly established, there is no justification for excusing individuals from liability for their actions. In sum, officials are presumed to know and abide by clearly established law. When their actions are otherwise, their claims of qualified immunity will fail.
Melton,
4- The extraordinary circumstances defense was not raised below.
Fourth, I believe that it is inappropriate to affirm on the basis of extraordinary circumstances when that theory was not clearly advanced or argued on appeal or, apparently, below. We can affirm on a ground not raised below provided the record is sufficiently clear to permit us to do so and provided that both parties had an adequate opportunity to develop the record on the issue that we choose to rely upon. See Seibert v. University of Oklahoma,
As stated in the majority's opinion, one of the factors in deciding whether counsel’s advice can be relied upon is how specific and unequivocal the advice is. Unless we know all оf the circumstances of what the defendant sought from counsel and what the counsel advised, I fear we are deciding this case on an incomplete record and in a way that is unfair to the appellant since we are springing this defense upon it on appeal.
For the reasons stated above, I respectfully dissent from the majority opinion’s holding that Gerber was immune from suit.
. The other Tenth Circuit cases cited by the majority are inapplicable because none of them deal with a situation where a defendant is seeking to rely on attorney's advice for immunity when his conduct violates clearly established law. See Powell v. Mickulecky,
