The Ute Indian Tribe (“Tribe”) appeals the district court's ruling that the Tribe’s immunity was waived by the provisions of the Ute Partition and Termination Act of 1954 (“UPA”) in suits concerning certain tribal assets jointly managed by the Tribal Business Committee and the Ute Distribution Corporation (“UDC”). Exercising jurisdiction pursuant to 28 U.S.C. § 1292, this court reverses.
I. BACKGROUND
The Ute Partition and Termination Act of 1954, 25 U.S.C. §§ 677-677aa, was one of a series of Indian termination statutes enacted during a period in which the federal government pursued a policy of terminating its supervisory responsibilities for Indian tribes.
See Affiliated Ute Citizens v. United States,
The termination statutes in general provided for the termination of federal guardianship over certain tribes deemed ready to assimilate into Anglo-society. The statutes terminated the federal trust relationship with the designated tribes and terminated the tribes’ and individual tribal members’ eligibility for special federal services. In addition, the statutes ended the tribes’ coverage under federal Indian laws and imposed state jurisdiction over the terminated tribes. The termination statutes also typically provided for the division and distribution of tribal land and other assets to individual members of terminated tribes and ended federal restrictions on the alienation of such land. 1 See generally Felix S. Cohen, Handbook of Federal Indian Law 170-80, 811-13 (1982); Robert N. Clinton et al., American Indian Law 155-58 (3d ed.1991).
The UPA focused on the Ute Indian Tribe of the Uintah and Ouray Reservation in Utah. The UPA did not terminate federal supervision over the entire Ute Indian Tribe, but instead divided the Ute Indian Tribe into two groups, “full-blood” members and “mixed-blood” members, 2 and provided for the termination of federal supervision only as to the mixed-blood members. 3 The stated purposes of the UPA were to partition and distribute the assets of the Ute Indian Tribe between the mixed-blood group and full-blood group; to end federal supervision over the trust and restricted property of the mixed-blood group; and to create a development program for the full-blood members to assist them in preparing for later termination of federal supervision over their property. See 25 U.S.C. § 677.
*1262 The UPA directed that membership rolls be prepared for the full-blood and mixed-blood groups. See id, § 677g. In 1956, the Secretary of Interior published the final membership rolls listing 1314 full-blood members (approximately 73%) and 490 mixed-blood members (approximately 27%). See 21 Fed.Reg. 2208-12 (Apr. 5, 1956). The UPA provided that, upon publication of the final rolls, the Ute Indian Tribe was to “consist exclusively of full-blood members” and the mixed-blood group was to retain “no interest therein except as otherwise provided” in the UPA. 25 U.S.C. § 677d.
After the final rolls were published, the Tribal Business Committee, representing the full-blood members, and the “authorized representatives” of the mixed-blood members were directed to divide the tribal assets 4 “then susceptible to equitable and practicable distribution” (the “divisible assets”). Id. § 677L The divisible assets were to be divided according to the relative number of persons on the final membership rolls of each group. See id. The assets of the mixed-blood group were then to be distributed to the individual mixed-blood Utes. See id. § 6771.
The UPA provided for the termination of federal supervision over the assets which were distributed to the individual members of the mixed-blood group. Federal supervision remained, however, over the assets partitioned to the full-blood group. Federal supervision also remained over the “unadju-dicated or unliquidated claims against the United States, all gas, oil, and mineral rights of every kind, and all other assets not susceptible to equitable and practicable distribution” (the “indivisible assets”).
Id.
§ 677i. These indivisible assets remained in trust for the benefit of both the full-blood and mixed-blood groups and were to be “managed jointly by the Tribal Business Committee and the authorized representatives of the mixed-blood group, subject to such supervision by the Secretary [of Interi- or] as is otherwise required by law.”
Id,
In 1961, federal guardianship over the mixed-blood Utes was officially terminated by issuance of a proclamation of the Secretary of Interior.
See
26 Fed.Reg. 8042 (1961);
see also
25 U.S.C. § 677v (requiring publication of proclamation declaring termination). Once this proclamation was issued, the mixed-blood Utes were no longer “entitled to any of the services performed for Indians because of [their] status as ... Indian[s],” and all federal statutes “affeetfing] Indians because of their status as Indians [were] no longer ... applicable to such [terminated Utes],” who were instead subjected to state laws. 25 U.S.C. § 677v. Although the proclamation ended federal supervision over the assets distributed to the mixed-blood group, it did not terminate the trust status of the indivisible assets.
See Affiliated Ute Citizens,
II. DISTRICT COURT OPINION
In 1995, the UDC, the mixed-blood Utes’ “authorized representative” for purposes of managing the indivisible assets with the Tribal Business Committee,
6
brought this action seeking a declaratory judgment that certain tribal water rights were not partitioned, that they remain in trust for the benefit of the mixed-blood and full-blood Utes, and that they are subject to joint management by the UDC and the Tribal Business Committee under the supervision of the Secretary of Interior.
See Ute Distrib. Corp. v. Secretary of Interior,
The district court held the Tribe was not immune from suit, determining that the UPA limited the Tribe’s immunity with respect to the adjudication of issues concerning the joint management of the indivisible assets. See id. at 1307. The district court reached this conclusion by determining that although the UPA “lacks any language expressly authorizing a cause of action in federal court, the structure and purpose of the Act clearly divests the Tribe” of its immunity in suits concerning the indivisible tribal assets. Id. at 1309.
In examining the structure and purpose of the UPA, the district court noted that the UPA mandates the joint management of the indivisible tribal assets by the Tribal Business Committee and the UDC under the supervision of the Secretary of Interior and, as to those assets, preserves the federal trust relationship with both the mixed-blood and full-blood members. See id. at 1308-10. The court therefore determined the indivisible assets are “not under the traditional sovereign control of the Ute Tribe, but are held in trust by the Government for the benefit of both the Tribe and the [UDC], who must jointly share the management responsibilities for the indivisible assets.” Id. at 1310. The court then concluded it would be
incongruous with the structure and intent of the UPA to conclude that the Ute Indian Tribe may assert sovereign immunity in actions brought to determine the status of, or rights in, assets held in trust by the United States for the benefit of both the Tribe and the mixed-bloods. Such a result would frustrate the purpose of the Act by effectively allowing the Tribe to exclude the mixed-bloods’ representative, the UDC, from participating in the joint management of the indivisible assets, and would clearly run counter to the plain language of the UPA requiring that such assets “shall be managed jointly by the Tribal Business Committee and the [UDC].”
Id. (alteration in original) (quoting 25 U.S.C. § 677i).
In support of its ruling that the tribe was not immune from suit, the district court further concluded that allowing the Tribe to assert immunity “would contradict the overriding national interest of ensuring that federal trust property is managed in an orderly manner according to the joint scheme set forth by Congress in the UPA.” Id.
III. DISCUSSION
The Tribe asserts the district court erred in concluding it was not immune from suit and thus denying its motion to dismiss. The Tribe argues that, given the absence of any language in the UPA expressly authorizing a suit in federal court against the Tribe to enforce the joint management provisions of the UPA, the district court improperly determined the Tribe’s immunity from suit was waived by the UPA. The UDC argues the district court properly found that, based on the “plain language” of the joint management provisions of the UPA, the Tribe’s immunity from suit was waived for the adjudication of issues concerning the indivisible assets. Alternatively, the UDC contends that the “sue and be sued” provision in the Tribe’s corporate charter constitutes an express waiver by the Tribe of its immunity in this case.
This court reviews de novo the legal question of whether a party can assert immunity.
See Fletcher v. United States,
A. Congressional Waiver of Tribal Immunity in the UPA
In
Santa Clara, Pueblo v. Martinez,
In
Santa Clara. Pueblo,
a female member of an Indian tribe invoked the Indian Civil Rights Act of 1968 (“ICRA”), 25 U.S.C. §§ 1301-1303, to challenge a tribal ordinance denying tribal membership to children of female members who married outside the tribe while extending membership to children of male members who married non-members.
See
The Court first considered whether an ICRA suit against the tribe was barred by tribal immunity. After setting out the basic rule that any waiver of tribal immunity must be unequivocally expressed, the Court stated: “Nothing on the face of Title I of the ICRA purports to subject tribes to the jurisdiction of the federal courts in civil actions for in-junctive or declaratory relief.”
Id.
at 59,
Like the ICRA, the UPA is devoid of any language clearly expressing an intent to subject the Tribe to lawsuits in federal court over the joint management of the indivisible tribal assets. As the district court recognized, the UPA “lacks any language expressly authorizing a cause of action in federal court [against the Tribe].”
Ute Distrib. Corp.,
Despite the absence of any provision in the UPA expressly subjecting the Tribe to suit, the UDC asserts this court should find a waiver of immunity by implication to avoid undermining the purposes of § 6771 of the UPA. The UDC argues that such a waiver is consistent with the UPA’s provisions and necessary to ensure the Tribe’s compliance with the joint management scheme set out in the UPA. The UDC also argues that tribal immunity in this case frustrates overriding national interests in the orderly management of the indivisible assets held in trust by the federal government pursuant to the UPA. None of the UDC’s arguments, however, allow this court to find a waiver of tribal immunity in the absence of clear congressional abrogation of that immunity.
1. Limits on Tribe’s Sovereign Powers in UPA
The UDC first asserts that the joint management provisions of the UPA limit the sovereign powers of the Tribe because the Tribe lacks authority to take “unfettered, unilateral action with respect to [the indivisible] assets.” The UDC then suggests that because the Tribe’s sovereign powers have been limited by the UPA, the Tribe's immunity has likewise been restricted.
This court considered a similar argument in
Nero v. Cherokee Nation,
adhered to the traditional doctrine of sovereign immunity even though the ICRA imposes substantive constraints on tribes. The underlying premise of the Court’s ruling is that a tribe acting in derogation of the ICRA, and thus arguably beyond the scope of its sovereign powers, is nonetheless immune from suit absent a waiver of sovereign immunity. The Court implicitly refused to find a waiver arising solely from the alleged violation of the ICRA, requiring instead that an explicit waiver be found in some other source.
Id. at 1461. The court then concluded that “[l]ike the provisions of the ICRA at issue in Santa Clara Pueblo, [the treaty provision relied on by the plaintiffs] only places substantive constraints on the Tribe, it does not waive the Tribe’s immunity from a suit alleging noncompliance with these constraints.” Id.
Likewise, even though the UPA places limits on the Tribe’s control over the indivisible assets, this does not itself constitute the requisite clearly expressed waiver of the Tribe’s immunity from suits involving disputes over the assets.
2. Waiver Based on Purpose and Structure of UPA
The UDC next asserts, and the district court agreed, that although there is no language in the UPA expressly abrogating tribal immunity, a waiver of immunity is necessarily implicated by the joint management provisions and the purpose of the UPA. Even assuming, as the UDC argues, the Tribe’s assertion of immunity undermines the UPA’s scheme for the joint management of the indivisible assets, 8 this court must still reject the UDC’s argument. Finding a waiver of tribal *1266 immunity based on the purpose of the UPA, rather than an unequivocal expression of intent to waive immunity, is inconsistent with both the language and the analysis of the Supreme Court in Santa Clara. Pueblo.
In
Santa Clara Pueblo,
the Court focused on the face of the statute at issue to determine whether Congress had unequivocally expressed an intent to waive tribal immunity.
See
*1267 3. Unique Context of UPA
The UDC further argues that this court should find a waiver of the Tribe’s immunity based on the “unique context” of the UPA. The UDC asserts that the cases relied on by the Tribe in which courts have affirmed tribal immunity in the absence of an unambiguously expressed waiver are fundamentally distinguishable from this case. The UDC further asserts, without providing any support, that “the determination of whether an Indian tribe enjoys sovereign immunity from suit depends upon the precise factual and legal milieu in which sovereign immunity is asserted.”
Contrary to the UDC’s assertions, the requirement that a waiver of tribal immunity be “clear” and “unequivocally expressed” is not a requirement that may be flexibly applied or even disregarded based on the parties or the specific facts involved.
Cf. Chemehuevi Indian Tribe v. California State Bd. of Equalization,
4. Overriding National Interests
The UDC also argues that allowing the Tribe to assert immunity in an action such as this would contradict the overriding “national interest in seeing that the property over which the Secretary of the Interior has trust responsibility [i.e., the indivisible assets] is managed according to the scheme set forth by Congress in the [UPA].”
In
Washington v. Confederated Tribes of Colville Indian Reservation
(hereinafter
“Colville
”),
This Court has found ... a divestiture [of tribal powers] in cases where the exercise of tribal sovereignty would be inconsistent with the overriding interests of the National Government, as when the tribes seek to engage in foreign relations, alienate their lands to non-Indians without federal consent, or prosecute non-Indians in tribal courts which do not accord the full protections of the Bill of Rights.
Id.
at 153-54,
B. Waiver of Immunity by Tribe in Corporate Charter
The UDC finally asserts that the “sue and be sued” provision of the Tribe’s corporate charter 10 constitutes an express waiver of immunity in this case. The UDC states that this provision constitutes a waiver of immunity when the Tribe is sued in its corporate capacity and asserts, without any citation, that “[i]n this action, UDC sues the Tribe, as a federally chartered corporation.” In response, the Tribe asserts it has never undertaken to act as a federally chartered corporation with respect to the UPA or the indivisible tribal assets and argues that the Tribe’s “[sjection 17 corporation, to the extent it exists, has absolutely no relationship to any aspect of the UPA.” The Tribe further asserts there is “no evidence ... the Tribe pledged or assigned any indivisible tribal assets ... to a corporation or executed any documents related to this action in its corporate capacity.”
Although courts have held that a “sue and be sued” clause to a tribe’s corporate charter may constitute a waiver of immunity of the tribal corporation, this waiver is limited to actions involving the corporate activities of the tribe and does not extend to actions of the tribe in its capacity as a political governing body.
See Ramey Constr. Co. v. Apache Tribe of Mescalero Reservation,
*1269
The district court stated that it was unclear, based on the UDC’s Complaint, whether the UDC actually brought suit against the Tribe as a corporate entity rather than as a governmental entity. The court thus concluded that “it is at least facially ambiguous whether the tribal corporate entity is indeed a defendant in this case.”
Ute Distrib. Corp.,
IV. CONCLUSION
Because the UPA lacks any unequivocal expression of congressional intent to subject the Tribe to suit in federal court in actions brought by the terminated Utes to enforce the UPA’s joint management provisions, the district court erred in concluding that the Tribe’s immunity from suit was waived by the UPA. This court REVERSES and REMANDS for further proceedings consistent with this opinion.
Notes
.In all, over 100 tribes and bands were terminated during the 1950s and early 1960s.
See
Robert N. Clinton et al., American Indian Law 158 (3d ed.1991). The termination policy came under attack in the early 1960s, and Congress lias since abandoned the termination policy and has instead generally pursued a policy of protecting and promoting tribal self-determination.
See
Felix S. Cohen, Handbook of Federal Indian Law 180, 811 n. 1 (1982);
see also Three Affiliated Tribes of Fort Berthold Resenmtion
v.
Wold Eng'g, 476
U.S. 877, 890,
. We recognize the terms “mixed-blood” and "full-blood" may be considered offensive. Because the UPA employs these terms, however, we do the same to avoid confusion.
See Affiliated Ute Citizens
v.
United States,
. Under the UPA, the "full-blood” group was comprised of those individuals with at least "one-half degree of Ute Indian blood and a total of Indian blood in excess of one-half.” 25 U.S.C. § 677a(b). The "mixed-blood" group was comprised of those individuals who either did not possess sufficient Indian or Ute Indian blood to qualify as a full-blood tribal member or became a mixed-blood member by choice under provisions of the UPA. See id. §§ 677a(c), 677c.
. Tribal assets were defined by the UPA to include “any property of the tribe, real, personal or mixed, whether held by the tribe or by the United States in trust for the tribe." Id. § 677a(f).
. The termination of the mixed-blood Utes and the distribution and management of tribal assets under the UPA’s provisions has led to extensive litigation. For a more complete discussion of the background of the UPA and a collection of cases involving the UPA, see
Hackford v. Babbitt,
.The mixed-blood Utes’ "authorized representative,” for purposes of the partition and distribution of the divisible tribal assets and the management of the indivisible assets, was initially the Affiliated Ute Citizens of Utah (“AUC"). The AUC delegated the authority to act as the terminated Utes' authorized representative in managing the indivisible assets to the UDC in 1959.
See Affiliated Ute Citizens,
. As suggested in
Santa Clara Pueblo
v.
Martinez,
Recently, however, in
Kiowa Tribe v. Manufacturing Technologies, Inc.,
— U.S. -,
. In arguing the Tribe's assertion of immunity undermines the purpose of the UPA, the UDC *1266 contends that if the Tribe is allowed to assert immunity from suit in federal court, the Tribe will be able to avoid complying with the joint management requirements of the UPA. The UDC asserts that unless it is able to bring a suit in federal court against the Tribe, it will be without a remedy should the Tribe attempt to exclude the UDC from participating in the joint management of the indivisible assets and attempt to exercise unilateral control over the assets. In response, the Tribe asserts that the UDC has other remedies available—including administrative remedies—for enforcing the Tribe's obligation to jointly manage with the UDC the indivisible assets. The Tribe states that "the [Secretary of Interi- or’s] continuing trust obligation [over the indivisible assets] provides the joint managers with legal remedies to address claims pertaining to the management of the indivisible assets.”
While not expressly stated, implicit in the UDC’s assertions is the argument that the Tribe’s immunity must be waived because the UDC is otherwise left without a judicial remedy. The proposition that tribal immunity is waived if a party is otherwise left without a judicial remedy is inconsistent with the reasoning of
Santa Clara Pueblo.
In
Santa Clara Pueblo,
the Court considered whether a suit could be brought under the ICRA against either tribal officers or the tribe. In addressing whether the ICRA allows a federal cause of action against
tribal officers,
who are not protected by tribal immunity, the Court considered the availability of tribal forums to resolve disputes under the ICRA.
See
Even assuming the lack of a judicial forum to resolve disputes is part of the equation for determining when tribal immunity is waived, however, the UDC has not demonstrated that its rights under the UPA are not adequately protected under 25 U.S.C. §§ 677i and 677aa. See 25 U.S.C. § 677i (providing that indivisible assets would be jointly managed subject to the "supervision [of] the Secretary [of Interior] as is otherwise required by law"); id. § 677aa ("Whenever any action pursuant to the provisions of this subchap-ter requires the agreement of the mixed-blood and full-blood groups and such agreement cannot be reached, the Secretary [of Interior] is authorized to proceed in any manner deemed by him to be in the best interests of both groups.”).
. It is unclear whether a tribe’s immunity from suit, in contrast with its ability to affirmatively exercise sovereign powers, may be implicitly divested when inconsistent with some overriding national interest. In
Colville,
the Supreme Court referred to instances in which tribes' sovereignty has been found to be limited because the tribes’ exercise of certain sovereign powers was inconsistent with overriding national interests.
See Washington v. Confederated Tribes of Colville Indian Reservation,
. The Tribe was chartered as a federal corporation in 1938, pursuant to section 17 of the Indian Reorganization Act ("IRA”), 25 U.S.C. § 477. The Tribe had previously adopted a constitution and bylaws, pursuant, to section 16 of the IRA, 25 U.S.C. § 476. The Tribe’s corporate charter provides, in relevant part:
5, The Tribe, subject to any restrictions contained in the Constitution and laws ol the United States, or in the. Constitution and Bylaw's of the Tribe, shall have the following corporate powers, in addition to all powers already conferred or guaranteed by the tribal constitution and by-laws:
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(I) To sue and to be sued in courts of competent: jurisdiction within the United States; but the grant or exercise of such, power to sue and be sued shall not be deemed a consent by the said Tribe or by the United States to the lew of any judgment, lien, or attachment upon the property of the Tribe other than income or chattels specially pledged or assigned.
