UNITED STATES OF AMERICA, Plaintiff-Appellee, versus ERICKSON MEKO CAMPBELL, Defendant- Appellant.
No. 16-10128
United States Court of Appeals For the Eleventh Circuit
Date Filed: 02/16/2022
Appeal from the United States District Court for the Middle District of Georgia D.C. Docket No. 3:14-cr-00046-CAR-CHW-1
Before WILLIAM PRYOR, Chief Judge, WILSON, JORDAN, ROSENBAUM, JILL PRYOR, NEWSOM, BRANCH, GRANT, LUCK, LAGOA, BRASHER, and TJOFLAT, Circuit Judges.
TJOFLAT, Circuit Judge, delivered the opinion of the Court, in which WILLIAM PRYOR, Chief Judge, BRANCH, GRANT, LUCK, LAGOA, and BRASHER, Circuit Judges, joined.
WILLIAM PRYOR, Chief Judge, filed a concurring opinion.
NEWSOM and JORDAN, Circuit Judges, filed a dissenting opinion, in which WILSON, ROSENBAUM, and JILL PRYOR, Circuit Judges, joined.
Opinion of the Court
TJOFLAT, Circuit Judge:
Generally, issues that are not raised in a party’s brief on appeal are considered abandoned. But that rule is not ironclad, and we may exercise our discretion to consider issues not raised by the parties on appeal. Erickson Meko Campbell appeals the District Court’s denial of his motion to suppress evidence he claims was obtained in violation of the Fourth Amendment. Before the panel, both Campbell and the Government argued about whether a Fourth Amendment violation occurred. However, neither addressed whether the good-faith exception to the exclusionary rule would allow the suppression of that evidence even if a Fourth Amendment violation did occur. We asked the parties in our en
I.
A.
On the cool night of December 12, 2013, Greene County Deputy Sheriff Robert McCannon was patrolling Interstate 20 in Georgia. Around 9:00 PM that evening, McCannon saw a grey Nissan Maxima cross the fog line—the line on the side of the highway that separates the roadway from the shoulder. So, McCannon activated the camera on the dashboard of his police cruiser and began following the Maxima. After observing the Maxima cross the fog line a second time and noticing that its rear left turn signal blinked at an unusually quick pace, he pulled the car over. At that point, McCannon approached the Maxima from the passenger’s side, asked the driver—Erickson Campbell—for his driver’s license, and explained why he pulled him over. McCannon stated that he stopped Campbell for failing to maintain his lane and for the apparent turn signal issue. At McCannon’s request, Campbell activated his left turn signal, which again flashed rapidly, and his front signal lights. McCannon informed Campbell that he most likely had a
After determining that the Maxima’s left turn signal was malfunctioning, McCannon decided to issue Campbell a warning—but not a full-on ticket—for failing to comply with two Georgia traffic regulations: failure to maintain signal lights in good working condition2 and failure to stay within the driving lane.3 McCannon then asked Campbell to step out of the Maxima and
While McCannon kept writing the warning, Sergeant Patrick Paquette—who had arrived on scene a few minutes earlier—began searching Campbell’s car. McCannon then finished writing up the citation, had Campbell sign it, and joined Paquette in the search. The officers found a 9mm semi-automatic pistol, 9mm ammunition, a black stocking cap, and a camouflage face mask in a bag hidden under the carpet in the Maxima’s trunk. Once confronted about the contents of his trunk, Campbell admitted that he lied about not traveling with a firearm because he was a convicted felon. So, Campbell was arrested.
B.
On August 13, 2014, a grand jury indicted Campbell for possessing a firearm as a convicted felon, in violation of 18 U.S.C. § 922(g)(1). A few months later, Campbell filed a motion to suppress claiming that the evidence found in the search of his car was obtained in violation of the Fourth Amendment’s prohibition against unreasonable searches and seizures. Campbell first contended that the seizure was unreasonable because McCannon lacked reasonable suspicion to believe that a traffic violation had occurred. The rapidly blinking turn signal, Campbell argued, did not supply reasonable suspicion to make the traffic stop. In Campbell’s view, all that O.C.G.A. § 40–8–26 requires is that the turn signal “indicat[e] a driver’s intention to change lanes,” and the Maxima’s left turn signal was able to do that. That the signal did not blink as designed was irrelevant, Campbell said, because the statute did not require that a turn signal “(1) blink in unison with the other turn signal, (2) blink at a certain pace, or even, (3) blink as intended by the vehicle manufacturer.”
McCannon asked . . . : (1) where [Campbell] was going, (2) who he was going to see, (3) where he worked, (4) if he had time off work, (5) when his last traffic ticket was, (6) if he had ever been arrested, (7) how old his car was, (8) how good of [a] deal he got on his car, (9) whether he had any counterfeit merchandise in the car, and, (10) if he had a dead body in the car.
Relying on the Supreme Court’s decision in Rodriguez v. United States, 575 U.S. 348, 135 S. Ct. 1609 (2015), Campbell maintained that if McCannon prolonged the stop at all through these inquiries, the stop became unlawful. And if the seizure was an unreasonable seizure, Campbell concluded, any consent he had given the officers to search his car was tainted, requiring that the evidence uncovered during the search be suppressed.
C.
The District Court held an evidentiary hearing on Campbell’s motion to suppress in May 2015. McCannon—whom the Government called to the stand—was the lone witness. Aside from his testimony, the Court had the benefit of the video created by McCannon’s dashboard camera. The video portrays what transpired between McCannon’s activation of the camera and Campbell’s arrest, including the questioning Campbell complains of as unrelated to the purpose of the stop:
- 0:00: McCannon activates the camera.
- 2:05–16: McCannon provides the Sheriff’s Office dispatcher with the car’s license plate number. The dispatcher runs the number and informs him that it belongs to Erickson Campbell, an “active felon.”
- 2:31: McCannon activates his patrol car’s flashing lights.
- 2:36–58: Campbell pulls over.
- 3:25–32: McCannon approaches the car from the passenger side and requests Campbell’s driver’s license.
- 3:34–4:42: McCannon explains to Campbell that he stopped him for “weaving in [his] lane” and because his left turn signal was blinking rapidly. McCannon says the rapid blinking means “you’ve got a bulb out somewhere.” He then checks the lights in the front and back of the car, none of which are out. McCannon says it must be that the turn signal is “starting to go bad,” but that he won’t write a ticket for that—just a warning.
- 4:43–5:09: McCannon asks Campbell where he is going. Campbell says he is traveling to Augusta, Georgia. McCannon asks why he is going there, and Campbell responds that he is going to see his family.
- 5:10–13: McCannon asks Campbell to step out of the car and walk with him to the patrol car where he will write the warning.
- 5:48: McCannon begins writing the warning.
- 6:02–10: Campbell asks McCannon about the weather, and the two discuss a rainstorm from the previous week.
- 6:13–29: McCannon asks Campbell about his family in Augusta, adding that he knows a little about Augusta. Campbell says he does not know much about Augusta; he just has family there. McCannon continues writing the warning.
- 6:30–57: McCannon asks Campbell what type of work he does. Campbell says that he works for American Woodlawn, building for Home Depot and Lowes. McCannon continues to write the citation.
- 7:07–27: McCannon asks Campbell where his family lives in Augusta. Campbell responds that his family lives off of Watson Road. McCannon indicates he knows approximately where that is; he continues writing the citation.
- 7:48–8:30: McCannon stops writing to retrieve his jacket from the patrol car.
- 8:32–38: McCannon asks Campbell if he is traveling with a firearm. Campbell shakes his head no.
- 9:07: McCannon acknowledges Sergeant Paquette, who has just arrived off camera.4
9:12–18: McCannon asks Paquette to “come here and let me ask you about this location.” McCannon tells Campbell that Paquette is from Augusta. - 9:31–39: McCannon calls the dispatcher to run a check on Campbell’s driver’s license.
- 9:40–54: McCannon asks Campbell if he had been arrested before. Campbell responds yes, about sixteen years ago, for a DUI.
- 10:00–56: McCannon and Paquette ask Campbell about his destination and where his family lives in Augusta, while McCannon continues to intermittently write the warning.
- 11:16–19: McCannon: “I know I asked you if you have any firearms tonight, and you said ‘no.’” Campbell nods and says, “Yes, sir.”
- 11:20–45: McCannon: “Any counterfeit merchandise that you’re taking to your relatives in Augusta? And what I mean by that is—any purses? Shoes? Shirts? Any counterfeit or bootleg CDs or DVDs? Anything like that? Any illegal alcohol? Any marijuana? Any cocaine? Methamphetamine? Any heroin? Any ecstasy? Nothing like that? You don’t have any dead bodies in your car?” Campbell shakes his head or otherwise responds in the negative to each question.
- 11:47–55: McCannon: “I know you said you didn’t have that, and I’m not accusing you of anything—can I search it? Can I search your car for any of those items I asked you about?” Campbell responds in the affirmative, nodding and gesturing toward the car.
- 12:02–13:05: Paquette pats down Campbell after McCannon indicates that he had not yet done so. McCannon continues writing the warning.
- 13:06: Paquette begins searching the car.
- 13:22–44: McCannon asks Campbell to sign the citation. Campbell does so and returns it to McCannon.
- 14:00: McCannon hands the citation to Campbell.
- 16:18–19:58: McCannon and Paquette search the car.
- 19:58–20:08: Paquette informs McCannon that he has discovered a gun and a ski mask.
- 20:30–21:02: The officers finish searching the car and place Campbell in handcuffs.
- 21:25–40: McCannon informs Campbell of his Miranda rights.
- 24:12–48: McCannon tells Campbell he is under arrest for felon in possession of a firearm. McCannon places Campbell in the rear of his patrol car to be taken to the Greene County jail.
C.
At the conclusion of the evidentiary hearing, the District Court asked the parties for supplemental briefing to address the possible application of the Supreme Court’s Rodriguez decision. The District Court also requested supplemental briefing on the applicability of Davis v. United States, in which the Supreme Court held that the Fourth Amendment’s exclusionary rule should not apply when the police act in good-faith reliance on binding appellate precedent. 564 U.S. 229, 232, 131 S. Ct. 2419, 2423–24 (2011).
After briefing from both parties on the Rodriguez and good-faith exception issues, the Court denied Campbell’s motion to suppress
The District Court then turned to the prolongation issue. On that point, the Court found that McCannon was entitled to ask Campbell about his destination and the purpose of his trip; the year his car was made; the last traffic citation he received; his criminal history;5 and whether he was traveling with a firearm. As the District Court put it, these questions “either addressed the traffic violation or were related to legitimate safety concerns.”
II.
“A denial of a motion to suppress involves mixed questions of fact and law.” United States v. Spivey, 861 F.3d 1207, 1212 (11th Cir. 2017) (quotation omitted). We review a district court’s findings of fact for clear error, considering all the evidence in the light most favorable to the prevailing party—in this case, the Government. Id. But we review de novo a district court’s application of the law to those facts. United States v. Luna-Encinas, 603 F.3d 876, 880 (11th Cir. 2010). As the parties do not contest the District Court’s findings of fact, our review in this case is entirely de novo.
III.
Before the en banc Court, Campbell argues (1) that the Government did not invoke the good-faith exception in its brief to the panel, so that defense is waived and should not be considered, and (2) that even if we do consider the good-faith exception, it should only apply when a “bright-line rule specifically authorize[s]” the officer’s conduct. We disagree with him on both points. As we will discuss below, we may exercise our discretion to consider the goodfaith exception despite the Government’s failure to brief the
A.
Naturally, we start with whether we may consider the goodfaith exception to affirm the District Court, despite the Government’s failure to raise the exception in its brief before the panel. We begin by explaining how the party presentation principle interacts with our caselaw on abandonment, waiver, and forfeiture, and why issues not briefed on direct appeal should be treated as forfeited. Next, we address the dissent’s contention that this case involves waiver, not forfeiture. We then turn to our forfeiture exceptions and explain why this is an extraordinary circumstance in which we have chosen to exercise our discretion to consider the good-faith exception in this case.
i.
Typically, issues not raised in the initial brief on appeal are deemed abandoned. United States v. Levy, 379 F.3d 1241, 1242–45 (11th Cir. 2004) (collecting cases). Describing issues not raised in the initial brief as “abandoned” has a long history in this Court—our very first case as the Eleventh Circuit contained a footnote describing several of the appellant’s claims as “abandoned” on appeal. Bonner v. City of Prichard, 661 F.2d 1206, 1209 n.4 (11th Cir. 1981) (en banc). However, our caselaw has been less than clear about whether an issue abandoned on appeal has been waived or merely forfeited—a problem made all the more troublesome by the way jurists sometimes use the words interchangeably. Kontrick v. Ryan, 540 U.S. 443, 458 n.13, 124 S. Ct. 906, 917 n.13 (2004) (noting that “jurists often use the words [waiver and forfeiture] interchangeably”) (quotation omitted); compare United States v. Robles, 408 F.3d 1324, 1326 n.1 (11th Cir. 2005) (describing abandoned claims as “waived”), and United States v. Day, 405 F.3d 1293, 1294 n.1 (11th Cir. 2005) (describing abandoned claims as “waived or abandoned”), with United States v. Durham, 795 F.3d 1329, 1331 (11th Cir. 2015) (en banc) (abrogating circuit precedent to allow parties to raise abandoned issues in supplemental filings when intervening Supreme Court precedent changes circuit law), and United States v. Godoy, 821 F.2d 1498, 1504 (11th Cir. 1987) (applying our forfeiture exceptions to reach an issue not raised in the district court or on appeal), and United States v. Levy, 391 F.3d 1327, 1335 (11th Cir. 2004) (Hull, J., concurring) (“The issue is not whether this Court has the power to consider issues not raised in the initial brief; of course it does.”). This waiver/forfeiture distinction matters due to the party presentation principle.
“Although jurists often use the words interchangeably, forfeiture is the failure to make the timely assertion of a right; waiver is the intentional relinquishment or abandonment of a known right.” Kontrick, 540 U.S. at 458 n.13, 124 S. Ct. at 917 n.13 (quotation omitted). As federal courts do not have “carte blanche to depart from the principle of party presentation basic to our adversary system,” it is an “abuse of discretion” for a court “to override a [party’s] deliberate waiver.” Wood, 566 U.S. at 472–73, 132 S. Ct. at 1833–34 (quotations omitted). Waiver directly implicates the power of the parties to control the course of the litigation; if a party
We adopt this position for several reasons. First, our abandonment rule is prudential, not jurisdictional. Levy, 379 F.3d at 1244 (describing the rule as a “procedural default rule[]” that “serves valuable purposes”); United States v. U.S. Stem Cell Clinic, LLC, 998 F.3d 1302, 1312 (11th Cir. 2021) (Jordan, J., concurring) (explaining that “the abandonment rule (sometimes called the waiver rule) is prudential in nature”); United States v. Higdon, 418 F.3d 1136, 1137 (11th Cir. 2005) (Hull, J., concurring) (“This Court has repeatedly followed the prudential rule that new issues not raised in opening briefs will not be considered by the court.”). As a prudential rule, we ought to be able to excuse a violation of the rule “when prudence dictates.” Davis, 512 U.S. at 464, 114 S. Ct. at 2358 (Scalia, J., concurring). Treating a party’s failure to raise an issue in its initial brief as a waiver would remove our discretion to consider issues not raised
Additionally, the Supreme Court has advised appellate lawyers to focus their briefing on their strongest, most pertinent arguments, even if they have many “colorable claims.” Jones v. Barnes, 463 U.S. 745, 750–54, 103 S. Ct. 3308, 3312–14 (1983). As the Court explained:
Most cases present only one, two, or three significant questions. Usually, if you cannot win on a few major points, the others are not likely to help, and to attempt to deal with a great many in the limited number of pages allowed for briefs will mean that none may receive adequate attention. The effect of adding weak arguments will be to dilute the force of the stronger ones.
Id. at 752, 103 S. Ct. at 3313 (quotation omitted). We have echoed the Supreme Court’s advice, instructing lawyers to be “highly selective about the issues to be argued on appeal,” even in death penalty cases. Johnson v. Alabama, 256 F.3d 1156, 1188 (11th Cir. 2001) (quoting United States v. Battle, 163 F.3d 1 (11th Cir. 1998)). And yet, lawyers cannot always know which issues or arguments an appellate court will find persuasive ahead of time. Classifying a failure to brief an issue as a waiver would unduly punish lawyers attempting to follow the Supreme Court’s advice on appellate briefing by removing even the possibility of addressing an important issue not briefed in an extraordinary case. Forfeiture is a sufficient penalty to incentivize lawyers to timely and carefully brief
And unlike forfeiture, which occurs automatically whenever a party fails to “timely assert” their rights, waiver is a question of intent. Kontrick, 540 U.S. at 458 n.13, 124 S. Ct. at 917 n.13. Intent is an evidentiary matter, but our review of the evidence is limited to the certified record. Wilson v. Apfel, 179 F.3d 1276, 1279 (11th Cir. 1999). While trial courts regularly conduct evidentiary hearings and make findings of facts, appellate courts lack both the procedures and the expertise to accept and evaluate new evidence. So, while a party can of course choose to waive its rights at any time, on appeal they can only do so through a clear, affirmative statement, as we are unable to conduct an evidentiary investigation into an ambiguous indication of intent.9
This clarification should not be taken as a weakening of our abandonment rule. Abandonment still incurs heavy penalties, even when treated as a forfeiture. After all, a party loses the right to demand consideration of an abandoned issue. See Thomas v. Crosby, 371 F.3d 782, 793 (11th Cir. 2004) (Tjoflat, J., concurring). To consider an issue abandoned on appeal, whether on a party’s motion or sua sponte,10 we must first find that one of our forfeiture
ii.
The Government failed to brief the good-faith exception on appeal. Accordingly, the exception is forfeited.11
However, before turning to our forfeiture exceptions, we pause to address the dissent’s contention that the Government conceded it waived the good-faith exception at en banc oral argument. Dissenting Op. at 30. This supposed concession is based on the Government’s acknowledgement that it was “conscious” of the good-faith exception when briefing to the panel. Id. at 27–30. There are several problems with the dissent’s analysis.
The first and most egregious problem is that the dissent essentially conducted an evidentiary hearing at oral argument and then made findings of fact in its opinion. It is, of course, appropriate for an appellate judge to ask counsel at oral argument whether they are waiving or have waived an issue. Counsel will answer yes or no, and we may rely on that answer due to counsel’s ethical obligations to this Court. The dissenting judges did not pursue this route.
the knowledge and intentions of the Government attorney who wrote the panel brief in 2016, five years before the en banc oral argument. Then, from the Government’s acknowledgment that it was “conscious” of the good-faith exception—and conscious in the sense that the Government was “aware of the existence of the good-faith issue in the district court”—the dissent concludes that the Government intended to waive the good-faith exception in its opening brief to the panel. Id. at 27–30. This conclusion is effectively a finding of fact based on evidence adduced at oral argument. It is akin to deciding a case based on an affidavit or exhibit handed to the Court during oral argument. While the dissent may read Supreme Court precedent on waiver as requiring evidentiary hearings before appellate courts, id. at 31–33, we find no such requirement. The dissent’s antics would radically transform the nature of oral arguments in this Court, an ironic position for an opinion ostensibly aimed at limiting judicial power.12
The final problem with the dissent’s analysis is that it treats the mere failure of the Government to brief the good-faith exception as an affirmative waiver, simply because the Government was aware of the exception. For the reasons explained above, we think it is more appropriate to treat the failure to raise an issue in a brief as forfeiture, not waiver—a position with which the dissent nominally agrees. Dissenting Op. at 25. However, the dissent’s analysis is premised on the idea that if a party is aware of an issue and does not brief it, they necessarily must have intended to waive the position. This conception of waiver would require us to treat any issue discussed in the district court but not briefed on appeal as waived, as the lawyer on appeal would at least have constructive
iii.
Turning to the forfeiture exceptions, we conclude that the fourth exception—where the proper resolution of the issue is beyond any doubt—applies here. As we explain in part III.B.iii, United States v. Griffin, 696 F.3d 1354 (11th Cir. 2012), which established this Court’s standard for prolongation prior to Rodriguez v. United States, 575 U.S. 348, 135 S. Ct. 1609 (2015), is on all fours with this case. The District Court found that McCannon’s conduct during the stop conformed to Griffin’s prolongation standard. Had the District Court realized that Rodriguez abrogated Griffin, we have no doubt that the Court would have denied the suppression motion under the good-faith exception instead—in fact, the Court explicitly stated that it did not address the exception only
Having identified an applicable forfeiture exception, we must now determine whether this case presents an extraordinary circumstance such that we should exercise our discretion to excuse the Government’s forfeiture. In light of the policy underpinnings of the exclusionary rule and the specific circumstances of this case, we conclude that it does.
The Supreme Court has repeatedly emphasized that “the governments’ use of evidence obtained in violation of the Fourth Amendment does not itself violate the Constitution.” Pa. Bd. of Prob. & Parole v. Scott, 524 U.S. 357, 362, 118 S. Ct. 2014, 2019 (1998); see United States v. Leon, 468 U.S. 897, 906, 104 S. Ct. 3405, 3411–12 (1984); Stone v. Powell, 428 U.S. 465, 482, 486, 96 S. Ct. 3037, 3046–47, 3048–49 (1976). Instead, the exclusionary rule is “a judicially created means of deterring illegal searches and seizures.” Scott, 524 U.S. at 363, 118 S. Ct. at 2019. The exclusionary rule’s “sole purpose,” the Supreme Court has elaborated, “is to deter future Fourth Amendment violations.” Davis v. United States, 564 U.S. 229, 236–37, 131 S. Ct. 2419, 2426 (2011). But because the exclusionary rule is “prudential rather than constitutionally mandated,” it is “applicable only where its deterrence benefits outweigh its substantial social costs.” Scott, 524 U.S. at 363, 118 S. Ct. at 2019 (quotations omitted). These costs—which include the requirement that courts “ignore reliable, trustworthy evidence bearing on guilt or innocence”—exact a “heavy toll on both the judicial system and society at large.” Davis, 564 U.S. at 237, 131 S. Ct. at 2427. This is because the ultimate effect of the exclusionary rule “in many cases, is to suppress the truth and set the criminal loose in the community without punishment.” Id.
As the Supreme Court’s precedent on the exclusionary rule and the good-faith exception makes clear, this Court has an extraordinary interest in protecting the public and encouraging good police work by ensuring that evidence obtained in good faith reliance on binding appellate precedent is not excluded. And since the focus of the exclusionary rule is solely on deterring police misconduct, there is little sense in excluding evidence based on Government counsel’s mistakes. Standing alone, the strong policy considerations underlying the exclusionary rule may well be sufficient to justify exercising our discretion to excuse the Government’s forfeiture and address the merits. However, there are also case specific reasons for why this case presents an extraordinary circumstance such that we should exercise our discretion to excuse the Government’s forfeiture of the good-faith exception.
This case is also extraordinary as it is a good-faith exception case in which there are no material factual disputes.14 Accordingly, the question of whether the good-faith exception applies has become a pure question of law in which the policy considerations behind the exclusionary rule lay starkly before us. And just as trial courts are particularly well-suited to making findings of fact, appellate courts are particularly well-suited to answering questions of law. See Salve Regina Coll. v. Russell, 499 U.S. 225, 232, 111 S. Ct. 1217, 1221 (1991) (“Courts of appeals . . . are structurally suited to the collaborative juridical process that promotes decisional accuracy. With the record having been constructed below and settled for purposes of the appeal, appellate judges are able to devote their
Finally, this is an extraordinary case because Campbell’s own arguments to the panel placed the good-faith exception squarely before us, even though neither he nor the Government directly addressed the issue. Campbell argued before the panel that Rodriguez rejected a de minimis prolongation rule and thus abrogated Griffin. We agree. See infra Part III.B.ii. But arguing that a Supreme Court case abrogated circuit precedent and thus rendered an officer’s stop unconstitutional after the fact logically implicates the possibility of good faith reliance on binding appellate precedent. This is even more true when the District Court explicitly found in its denial of the suppression motion that the officer’s conduct conformed to our previously binding appellate precedent’s requirements. To ignore the good-faith exception, we would have to deliberately blind ourselves to the facts of this case and to the controlling law while also disregarding the obvious legal implications of Campbell’s arguments. We simply cannot do this and retain our integrity as an independent court of law.
The party presentation principle is a real limit on the ability of American courts to consider issues not presented by the parties. We may not consider issues intentionally waived by the parties, and we should not consider forfeited issues except in extraordinary circumstances. This is one such extraordinary circumstance. For the reasons expressed above, we choose to exercise our discretion to excuse the Government’s forfeiture and address the good-faith exception.
B.
Having resolved the issue of whether we will excuse the Government’s forfeiture of the good-faith exception, we turn to the merits of this case. Below, we first address whether Campbell’s rapidly blinking turn signal provided McCannon with reasonable suspicion to believe that Campbell’s Maxima violated the traffic code. Then, we proceed to the issue of whether McCannon’s questions unlawfully prolonged his stop of Campbell. And, to wrap up, we determine whether the good-faith exception applies in this case.
i.
A traffic stop is a seizure within the meaning of the Fourth Amendment. Whren v. United States, 517 U.S. 806, 809–10, 116 S. Ct. 1769, 1772 (1996). And to comply with the Fourth Amendment, an officer must have reasonable suspicion. Heien v. North Carolina, 574 U.S. 54, 60, 135 S. Ct. 530, 536 (2014) (“All parties agree that to justify [a traffic stop], officers need only reasonable suspicion[.]” (quotation omitted)).15
In other words, an officer making a stop must have “a particularized and objective basis for suspecting the person stopped of criminal activity.” Navarette v. California, 572 U.S. 393, 396, 134 S. Ct. 1683, 1687 (2014) (alteration adopted) (quotations omitted). Even minor traffic violations qualify as criminal activity. See United States v. Chanthasouxat, 342 F.3d 1271, 1277 (11th Cir. 2003); see also Holeman v. City of New London, 425 F.3d 184, 189–90 (2d Cir. 2005). So, the question here is whether Campbell’s rapidly blinking turn signal created reasonable suspicion that a traffic violation had occurred. We conclude that it did.
would the statute be violated, and the “good working condition” language of the statute would be rendered superfluous. Because it is “canonical that courts must read a statute to give effect to all provisions and avoid rendering any part ‘inoperative or superfluous, void or insignificant,’” “good working condition” must mean more. U.S. Commodity Futures Trading Comm’n v. Hunter Wise Commodities, LLC, 749 F.3d 967, 977 (11th Cir. 2014) (quoting Corley v. United States, 556 U.S. 303, 314, 129 S. Ct. 1558, 1566 (2009)).
Typically, when a turn signal blinks rapidly, it does so to notify the driver that a bulb is out or is about to go out. At least one other federal court has noted as much. United States v. Baley, 505 F. Supp. 3d 481, 489 (E.D. Pa. 2020) (“Finally, after turning on the siren and initiating the stop, the officers noticed that Baley’s turn signal was blinking rapidly, indicating that a front turn signal was likely burnt out[.]”). A rapidly blinking bulb could also mean that there is a problem with the wiring. Either way, the rapid blinking is an alert that something in the signal light may not be functioning correctly and thus is not in “good working condition.” As a result, the rapidly blinking turn signal provided McCannon with reasonable suspicion to believe that Campbell’s car violated O.C.G.A § 40–8–26. And, on that basis,16 we affirm the District Court’s conclusion that McCannon’s initiation of the stop was lawful.
ii.
Now, we have to determine whether any of the questions McCannon asked Campbell unlawfully prolonged the stop. Let’s start with the fundamentals.
Even if the police have reasonable suspicion to make a traffic stop, they do not have unfettered authority to detain a person indefinitely. The detention is “limited in scope and duration.” Florida v. Royer, 460 U.S. 491, 500, 103 S. Ct. 1319, 1326 (1983) (plurality opinion). Officers must conduct their investigation diligently. See Rodriguez, 575 U.S. at 357, 135 S. Ct. at 1616 (“[T]he Government acknowledges that an officer always has to be reasonably diligent.” (quotations omitted)); see also United States v. Place, 462 U.S. 696, 709, 103 S. Ct. 2637, 2645 (1983) (“[I]n assessing the effect of the length of the detention, we take into account whether the police diligently pursue their investigation.”). And officers cannot unlawfully prolong a stop. See Rodriguez, 575 U.S. at 354–57, 135 S. Ct. at 1614–16.
The dog discovered contraband, and the driver sought to suppress the evidence. Id. at 352, 135 S. Ct. at 1613. On appeal, the Eighth Circuit determined that a seven- or eight-minute delay is a permissible de minimis intrusion. Id. at 353, 135 S. Ct. at 1614. But the Supreme Court disagreed. Id. at 354–57, 135 S. Ct. at 1615–16.
The Supreme Court explained that a traffic stop is analogous to a Terry stop. Id. at 354, 135 S. Ct. at 1614. So, the scope of the stop “must be carefully tailored to its underlying justification.” Id. (quoting Royer, 460 U.S. at 500, 103 S. Ct. at 1325). It follows that, in the context of a traffic stop, “the tolerable duration of police inquiries . . . is determined by the seizure’s mission[.]” Id. (quotations omitted). The mission of a traffic stop is “to address the traffic violation that warranted the stop and attend to related safety concerns[.]” Id. (citation omitted). And the stop may “last no longer than is necessary” to complete its mission. Id. (quoting Royer, 460 U.S. at 500, 103 S. Ct. at 1325). In other words, “[a]uthority for the seizure . . . ends when tasks tied to the traffic infraction are—or reasonably should have been—completed.” Id.
The Rodriguez Court suggested that this conclusion——commanding that a stop “may last no longer than is necessary” to complete its purpose—was a simple application of its precedents. Id. at 354, 135 S. Ct. at 1614 (quotation omitted). But this Court, along with a number of our sister circuits,17 had interpreted those same precedent cases to establish a different standard.
In United States v. Griffin, we considered the appropriate standard to decide prolongation cases. 696 F.3d at 1357. To do so, we looked to the Supreme Court’s ruling in Johnson,18 where the
The Supreme Court also rejected the reasoning from Griffin. In Griffin, an officer stopped and frisked a person suspected of theft. 696 F.3d at 1357. During the frisk, the officer asked the suspect: “Hey, what’s in your pocket? Why do you have batteries?” Id. These questions were “unrelated to the attempted theft or the frisk for weapons,” id. at 1358, and prolonged the stop by about thirty seconds, id. at 1362. We offered two reasons for finding that the stop was not unlawfully prolonged. First, the officer “acted diligently.” Id. But as explained above, diligence does not provide an officer with cover to slip in a few unrelated questions. Second, the officer “had not yet completed his investigation.” Id. The Rodriguez Court rebuffed this argument as well: the “critical question . . . is not whether the [unrelated inquiry] occurs before or after the officer issues the ticket . . . but whether conducting the [unrelated inquiry] ‘prolongs’—i.e., adds time to—‘the stop.’” Rodriguez, 575 U.S. at 357, 135 S. Ct. at 1616. In other words, an officer can prolong a stop before or after completing the investigation.
The proper standard for addressing an unlawfully prolonged stop, then, is this: a stop is unlawfully prolonged when an officer, without reasonable suspicion, diverts from the stop’s purpose and adds time to the stop in order to investigate other crimes. See id. at 353–57, 135 S. Ct. at 1614–16; see also Green, 897 F.3d at 179. In other words, to unlawfully prolong, the officer must (1) conduct an
unrelated inquiry aimed at investigating other crimes (2) that adds time to the stop (3) without reasonable suspicion.20
With that understanding of Rodriguez, we turn to the questions McCannon asked during the stop. We’ll start with the various questions McCannon asked about Campbell’s travel plans.
Generally speaking, questions about travel plans are ordinary inquiries incident to a traffic stop. See United States v. Dion, 859 F.3d 114, 125 (1st Cir. 2017) (“[O]ur case law allows an officer carrying out a routine traffic stop . . . to inquire into the driver’s itinerary.“), cert. denied, 138 S. Ct. 346 (2017); United States v. Bowman, 660 F.3d 338, 343 (8th Cir. 2011) (stating that tasks related to a traffic violation include “inquiring about the occupants’ destination, route, and purpose“); United States v. Brigham, 382 F.3d 500, 508 (5th Cir. 2004) (en banc) (“An officer may also ask about the purpose and itinerary of a driver’s trip during the traffic stop.“); United States v. Givan, 320 F.3d 452, 459 (3d Cir. 2003) (“[Q]uestions relating to a driver’s travel plans ordinarily fall within the scope of a traffic stop.“); United States v. Williams, 271 F.3d 1262, 1267 (10th Cir. 2001) (“[W]e have repeatedly held (as have other circuits) that questions relating to a driver’s travel plans ordinarily fall within the scope of a traffic stop.“).
The same is not true, however, for McCannon’s questions about the contraband in Campbell’s car. Just before he asked for Campbell’s consent to search the Maxima, McCannon asked:
“[Do you have] any counterfeit merchandise that you are taking to your relatives over there in Augusta? And what I mean by that is—any purses? Shoes? Shirts? Any counterfeit or bootleg CDs or DVDs or anything like that? Any illegal alcohol? Any marijuana? Any cocaine? Methamphetamine? Any heroin? Any ecstasy? Nothing like that? You don’t have any dead bodies in your car?”
iii.
If an officer unlawfully prolongs a stop, any evidence uncovered as a result may be suppressed. See Davis, 564 U.S. at 231–32, 131 S. Ct. at 2423. But the mere fact that McCannon may have unlawfully prolonged Campbell’s stop is not the end of our inquiry. As we discussed in part III.A.iii, the exclusionary rule is subject to exceptions and does not automatically apply.
Remember, “when the police conduct a search in compliance with binding precedent that is later overruled,” we will not apply the exclusionary rule. Id. at 232, 131 S. Ct. at 2423. Again, this is a sensible practice: when an officer acts in reliance on binding precedent during a search, excluding evidence uncovered in that search would do nothing to deter future police misconduct and would instead exact high costs on public safety. Id.
In his en banc briefing, Campbell contends that Davis’s good-faith exception should apply only “when a bright-line rule specifically authorized the type of search or seizure at issue.” Griffin, Campbell argues, is not such a case. Instead, he believes that Griffin “did not specifically authorize . . . suspicionless prolongations of traffic stops” and instead “explicitly rejected a bright-line no prolongation rule.” As a result, Campbell states that McCannon was not permitted to rely on Griffin for purposes of the good-faith exception. For a few reasons, we believe Campbell is mistaken.
First, we think Campbell’s read of Davis is too narrow. In Davis, the Supreme Court held that “when the police conduct a search in objectively reasonable reliance on binding appellate precedent, the exclusionary rule does not apply.” Davis, 564 U.S. at 249–50, 131 S. Ct. at 2434. On its face, this holding suggests no limitation on the “type” of “binding appellate precedent” that officers may rely on. And the rest of the Davis decision reveals no such limit. Throughout the opinion, the Court referred to “binding precedent” and “appellate precedent” without once mentioning whether that precedent was limited to cases involving “bright-line rules.” Id. at 231–50, 131 S. Ct. at 2423–34. The fact that Davis happened to involve a bright-line rule is entirely coincidental.
And third, Campbell’s “bright-line” theory is inconsistent with the purpose of the exclusionary rule. At risk of repetition, the exclusionary rule’s “sole purpose” is to “deter future Fourth Amendment violations.” Davis, 564 U.S. at 236–37, 131 S. Ct. at 2426. Police conduct “trigger[s] the harsh sanction of exclusion only when [it is] deliberate enough to yield meaningful deterrence and culpable enough to be worth the price paid by the justice system.” Id. at 240, 131 S. Ct. at 2428 (alteration adopted) (quotations omitted). And “[w]hen the police exhibit deliberate, reckless, or grossly negligent disregard for Fourth Amendment rights, the deterrent value of exclusion is strong and tends to outweigh the resulting costs.” Id. at 238, 131 S. Ct. at 2427 (quotations omitted). But when officers act in reliance on binding precedent—even if that precedent does not contain a “bright-line” rule—they are not acting deliberately, recklessly, or with gross negligence. And when officers do not act deliberately, recklessly, or with gross negligence, they lack the culpability required to apply the exclusionary rule. “[A]bsence of police culpability dooms” the application of the exclusionary rule, id. at 240, 131 S. Ct. at 2428, because without culpable conduct, deterrence simply cannot “pay its way.” Leon, 468 U.S. at 907 n.6, 104 S. Ct. at 3412 n.6. Were we to start splitting hairs between “bright-line” and “fact-intensive” rules, it is difficult to imagine that any officer would ever know which precedent is safe to rely on.
This case and Griffin bear a number of similarities. In Griffin, the officer lawfully stopped Griffin to investigate whether he had stolen some clothing. Griffin, 696 F.3d at 1357–58. Here, McCannon lawfully stopped Campbell to investigate a traffic violation. In Griffin, the officer’s unrelated questioning lasted approximately thirty seconds. Id. at 1362. Here, McCannon’s unrelated questioning lasted approximately twenty-five seconds. In Griffin, the officer had not yet completed the stop when he asked the unrelated questions. Id. Here, McCannon had not yet completed the stop when he asked the unrelated questions. In Griffin, the officer “acted diligently.” Id. And here, the District Court found that McCannon “diligently investigated” the traffic violations and “expeditiously” completed the citations. We cannot say that the District Court erred in making this finding, and the similarities between this case and Griffin lead to only one conclusion: Griffin controls. So, because McCannon acted in “objectively reasonable reliance on binding appellate precedent,” the good-faith exception applies. Davis, 564 U.S. at 232, 131 S. Ct. at 2423–24.22
IV.
Although we are usually reluctant to address matters the parties have not argued on appeal, this reluctance is discretionary, not mandatory. Absent an affirmative waiver by a party, we may exercise our discretion to address an issue not raised in an opening brief in extraordinary circumstances. As the Government did not waive the good-faith exception, we choose to raise the exception sua sponte due to the strong policy considerations underlying the exclusionary rule and the circumstances of this case.
With that settled, we conclude that Deputy Sheriff McCannon had reasonable suspicion to stop Campbell for a traffic violation. But he unlawfully prolonged the stop when he asked Campbell unrelated questions about contraband in his car. Although this could result in suppression of the evidence found in Campbell’s car, upon consideration of our binding precedent at the time of the stop, we conclude that McCannon’s questioning was conducted in objectively reasonable reliance on our case law, so the good-faith
AFFIRMED.
WILLIAM PRYOR, C.J., Concurring
WILLIAM PRYOR, Chief Judge, Concurring:
I join the majority opinion in full, but I write separately to clarify some fundamental principles involving the en banc process, waiver, and the good-faith exception. In one sense, my dissenting colleagues are right to say that this appeal involves “judicial power and its limits.” Dissenting Op. at 1. But they misunderstand in what way. This appeal concerns when the Judicial Branch should intervene on behalf of a criminal to exclude indisputably reliable evidence. And the result of this appeal is just: A criminal will receive the punishment that the district court decided he deserves without an unjustified exercise of judicial power by this Court.
As the majority understands, in an en banc rehearing, we review the judgment of the district court, as we have recognized in our previous en banc decisions. Majority Op. at 33–34; see, e.g., Lewis v. City of Union City, 918 F.3d 1213, 1220 n.4 (11th Cir. 2019) (en banc) (“We review a district court’s grant of summary judgment de novo.“); SmileDirectClub, LLC v. Battle, 4 F.4th 1274, 1277 (11th Cir. 2021) (en banc) (describing the en banc Court as “only hav[ing] jurisdiction over appeals from final decisions of the district courts.” (internal quotation marks omitted)). We do not review the panel’s decision. One of the reasons why we do not review the panel decision is that in the typical en banc rehearing, as here, we vacate the panel opinion when we grant rehearing en banc. 11TH CIR.R. 35-10 (“Unless otherwise expressly provided, the effect of granting a rehearing en banc is to vacate the panel opinion and the corresponding judgment.“). And to vacate means “[t]o nullify or cancel; make void; [or] invalidate.” Vacate, BLACK’S LAW DICTIONARY (11th ed. 2019). Because of that vacatur, we cannot review the panel decision, which no longer exists. We instead review the judgment of the district court.
Wood does not support the dissent’s reliance on the statements of the government at oral argument as evidence of a waiver. In Wood, the discussion of whether the State of Colorado waived a timeliness defense focused only on what the state said before the district court. 566 U.S. at 474. Nowhere in that decision did the Supreme Court discuss later representations at oral arguments or in briefs, by different attorneys, about the mental state of the attorney in the district court. Id. The Supreme Court instead looked only at the record. Id.; accord Day v. McDonough, 547 U.S. 198, 211 (2006) (explaining that “nothing in the record suggest[ed] that the State ‘strategically’ withheld [a] defense or chose to relinquish it,” without reference to later characterizations of the mental state of the lawyer at the district court (emphasis added)).
NEWSOM and JORDAN, JJ., Dissenting
NEWSOM and JORDAN, Circuit Judges, with whom WILSON, ROSENBAUM, and JILL PRYOR, Circuit Judges, join, dissenting:
This is a case about judicial power and its limits.
I
The factual and procedural history here is undisputed—and, for reasons that will become clear, important. Here’s the short(ish) story: Nearly a decade ago now, Deputy Robert McCannon stopped Erickson Meko Campbell along I-20 in Greene County, Georgia. After an ensuing search of Campbell’s car turned up a pistol and ammunition, he was arrested and subsequently indicted on a federal felon-in-possession charge.
Campbell moved to suppress the incriminating evidence on the ground that McCannon had conducted an “unreasonable . . . seizure[]” within the meaning of the Fourth Amendment. See
The district court denied Campbell’s suppression motion, holding that this Court’s decision in United States v. Griffin, 696 F.3d 1354 (11th Cir. 2012), rather than Rodriguez, governed the prolongation issue, and that under Griffin, because the overall length of the stop was reasonable, McCannon’s seizure of Campbell was not unconstitutional. Because the court found no Fourth Amendment violation, it had no occasion to consider the government’s backup argument that the evidence found in Campbell’s car was admissible under Davis, good-faith exception.
Campbell pleaded guilty but reserved the right to appeal the denial of his suppression motion. In his opening brief to this Court, Campbell insisted that Rodriguez, not Griffin, provided the applicable Fourth Amendment rule and that under Rodriguez, the traffic stop and ensuing detention were unlawful. In its answering brief, the government contended only that McCannon’s detention of Campbell comported with the Fourth Amendment. For reasons unexplained at the time—but that have since been described as the product of a “conscious” litigation decision—the government did not renew its separate argument (with respect to which,
A three-judge panel of this Court unanimously concluded that Campbell was correct on the merits—United States v. Campbell, 912 F.3d 1340 (11th Cir. 2019), opinion vacated and superseded, 970 F.3d 1342 (11th Cir. 2020), reh’g en banc granted and opinion vacated, 981 F.3d 1014). But then, without giving the parties any notice of its intent to do so, without requesting supplemental briefing, and without even asking about the issue at oral argument, a divided panel held—as the government had not argued—that McCannon had reasonably relied on our pre-Rodriguez, decision in Griffin, and, accordingly, that the good-faith exception to the exclusionary rule applied. 912 F.3d at 1355–56. In so doing, the panel majority acknowledged the “[t]ypical” rule that a reviewing court “will not consider” a basis for affirmance that “an appellee waives or abandons,” but nonetheless proceeded to decide the good-faith issue sua sponte on the grounds that “waiver is a prudential doctrine,” that the parties had briefed the issue in the district court, and that “the applicability of the exception in this case is plain.” 912 F.3d at 1355. Judge Martin dissented on the good-faith issue, maintaining that the panel majority shouldn’t have invoked the exception because the government “never made that argument on appeal.” 912 F.3d at 1356 (Martin, J., concurring in part and dissenting in part). In her view, an appellate court shouldn’t be “in the business
On its own motion, the panel vacated its opinion and issued a replacement in which the majority—again over Judge Martin’s dissent—elaborated on its reasons for raising, considering, and deciding the good-faith issue sua sponte. See Campbell, 970 F.3d 1342. The panel majority acknowledged that “[t]he only way the Government could have raised the good-faith issue on appeal [was] by including it in its appellate brief” and assumed that the government had “waived the . . . issue by failing” to do so. 970 F.3d at 1357 & n.17. Even so, the majority repeated its refrain that “[w]aiver is a prudential doctrine” and, citing a law review article, added that an appellate court can decide for itself “[t]he degree to which [it] adhere[s] to the doctrine and the conditions under which [it] will excuse it.” 970 F.3d at 1358. The majority swore off any “bright-line rule” and held, instead, that it could decide the good-faith issue sua sponte based on a handful of case-specific “policy considerations.” 970 F.3d at 1358–59. In particular, the majority asserted (1) that the good-faith exception’s applicability presented a “pure question of law,” (2) that the good-faith issue was “resolved, as a matter of law, by [the court’s] analysis of the constitutionality of McCannon’s search,” and (3) that because the government had raised the good-faith exception in the district court, “Campbell had notice that the issue was potentially relevant” on appeal notwithstanding the government’s decision not to renew it. 970 F.3d at 1358–60.
* * *
Against that backdrop, this case presents the en banc Court with an important question of appellate procedure that, as it turns out, implicates dueling conceptions of judicial power: Can an appellate court affirm a criminal defendant’s conviction on a ground that, although argued to the district court, the government concedes it “conscious[ly]” decided not to present on appeal? Doubling down on the panel’s sua sponte consideration and decision of the good-faith issue, the majority concludes today that it can.
The Supreme Court recently—and unanimously—reiterated the elemental truth that “[i]n our adversarial system, we follow the principle of party presentation,” pursuant to which “‘we rely on the parties to frame the issues for decision and assign to courts the role of neutral arbiter of matters the parties present.’” United States v. Sineneng-Smith, 140 S. Ct. 1575 (2020) (quoting Greenlaw v. United States, 554 U.S. 237 (2008)). Accordingly, the Court emphasized, lower courts should be “passive” and “modest.” Sineneng-Smith, 140 S. Ct. at 1579. Today’s decision is anything but—it contravenes foundational commitments of our adversarial system and its constituent party-presentation principle, obscures the critical distinction between the oft-confused concepts of “waiver” and “forfeiture,” and fails to meaningfully limit the circumstances in which appellate courts can engage in what commentators have called “judicial issue creation.”
We respectfully dissent.
II
We begin, as we feel we must, with first principles—indeed, with the first principle of first principles: In this country, we have an adversarial justice system. See, e.g., Sineneng-Smith, 140 S. Ct. at 1579 (“our adversarial system”); Wood v. Milyard, 566 U.S. 463 (2012), 472 (“our adversary system”). Unlike the judge-dominated inquisitorial systems of continental Europe and Latin America, an “adversary system relies on a neutral and passive decision maker to adjudicate disputes after they have been aired by the adversaries in a contested proceeding.” Stephen Landsman, The Adversary System: A Description and Defense 2 (1984); accord, e.g., Adversary System, Black’s Law Dictionary (10th ed. 2014) (defining “adversary system” as “[a] procedural system, such as the Anglo-American legal system, involving active and unhindered parties contesting with each other to put forth a case before an independent decision-maker”).
Because this case puts core tenets of adversarialism to the test, it’s worth exploring the subject in some detail.
A
Adversarialism has deep historical roots that predate this country’s founding. Indeed, according to its foremost historian, the rudiments of the modern adversarial system can be traced to 11th-century England. See Landsman, Adversary System, at 8. In any event, “[f]rom the 1640s onward the full range of adversarial mechanisms began to grow, and by the end of the 1700s the adversary system had become firmly established not only in England but in America, as well.” Id. at 18–19; see also, e.g., id. at 1 (noting that the adversarial system has been in place in this country “[s]ince at least the time of the American Revolution”); Judith Resnik, Managerial Judges, 96 Harv. L. Rev. 374, 380–81 (1982) (tracing adversarialism’s history and observing that “[t]he limits placed on federal judges by the adversarial system comported with the views of those who drafted the Constitution”).
One of the adversarial system’s central features—particularly at issue in this case—is that “[t]he judge decides the case solely on the basis of the evidence and the arguments presented to him by the parties.” Lon L. Fuller, The Problems of Jurisprudence 706 (1949). This “principle of party presentation,” the Supreme Court has emphasized, is “basic to our adversary system.” Wood, 566 U.S. at 472. As already noted, the Court recently, and heartily, endorsed the party-presentation principle in Sineneng-Smith, and its language there warrants quoting at some length:
In our adversarial system of adjudication, we follow the principle of party presentation. As this Court stated in Greenlaw v. United States, 554 U.S. 237 (2008), “in both civil and criminal cases, in the first instance and on appeal . . ., we rely on the parties to frame the issues for decision and assign to courts the role of neutral arbiter of matters the parties present.” Id. at 243. In criminal cases, departures from the party presentation principle have usually occurred “to protect a pro se litigant’s rights.” Id. at 244. But
as a general rule, our system “is designed around the premise that parties represented by competent counsel know what is best for them, and are responsible for advancing the facts and argument[s] entitling them to relief.”
140 S. Ct. at 1579 (cleaned up) (quoting Castro v. United States, 540 U.S. 375 (2003) (Scalia, J., concurring in part and concurring in the judgment)).
“In short,” the Sineneng-Smith Court summarized the party-presentation principle as follows: “‘[C]ourts are essentially passive in instruments of government.’ They ‘do not, or should not, sally forth each day looking for wrongs to right. [They] wait for cases to come to [them], and when [cases arise, courts] normally decide only questions presented by the parties.’” Sineneng-Smith, 140 S. Ct. at 1579 (citation omitted) (quoting United States v. Samuels, 808 F.2d 1298 (8th Cir. 1987) (Arnold, J., concurring in denial of rehearing en banc)).
Adversarialism—and, in particular, its party-presentation principle—had no more ardent champion than the late Justice Scalia. While on the D.C. Circuit, then-Judge Scalia famously, and incisively, explained what he called “[t]he premise of our adversarial system”: “[A]ppellate courts do not sit as self-directed boards of legal inquiry and research, but essentially as arbiters of legal questions presented and argued by the parties before
III
Despite adversarialism’s pedigree, and the important values it serves, all agree that “[t]he party presentation principle” is “not ironclad.” Sineneng-Smith, 140 S. Ct. at 1579. “There are no doubt circumstances in which a modest initiating role for a court is appropriate.” Id. The question this case presents is when, and under what circumstances, a court should raise and decide an issue that the parties haven’t presented. More particularly, and to use the Supreme Court’s words, the question is whether the Court here has acted in an appropriately “neutral,” “passive,” and “modest” fashion by sua sponte raising, considering, and deciding the applicability of the good-faith exception to the exclusionary rule. See id.
A
In order to decide that question, we must first carefully differentiate two related-but-distinct concepts: “waiver” and “forfeiture.” As the majority opinion correctly observes, “jurists sometimes“—but mistakenly and confusingly—“use the words interchangeably.” Maj Op. at 18. Indeed, nowhere is that confusion more evident than in the procedural history of this case. In both of its opinions, for instance, the panel majority repeatedly characterized the government’s non-argument of the good-faith issue as a “waiver“—holding that even though the government had “waived” the issue, the court could nonetheless reach it because “[w]aiver is a prudential doctrine.” Campbell, 970 F.3d at 1357, 1358, 1359, 1359 n.20, 1359 n.21, 1360; Campbell, 912 F.3d at 1355. And yet today, in vindicating the panel’s decision, the en banc majority repeatedly asserts, to the contrary, that the case has nothing to do with waiver and that, instead, the government’s non-argument constitutes a mere “forfeiture.” Maj. Op. at 16 n.5, 17, 21, 25 & n.11, 29, 30, 31, 33, 36.2
B
The Supreme Court’s decision in Wood v. Milyard, 566 U.S. 463 (2012), illustrates the waiver-forfeiture distinction in operation. In Wood, a convicted murderer sentenced to life in state prison filed a federal habeas petition. In the district court, the state declined to press the argument that the petition was untimely, twice informing the court that while it did not “conced[e]” timeliness, it would not “challeng[e]” the petition on that basis. Id. at 467. Consistent with the state’s litigating position, the district court passed over the timeliness issue and dismissed some of the petitioner’s claims for failure to exhaust and others on the merits. See id. On appeal, though, the Tenth Circuit raised the timeliness issue on its own and directed the parties to brief it alongside the merits. See id. at 467–68. Notably for present purposes, the Tenth Circuit did so for some of the same reasons that the majority here justifies sua sponte decisionmaking—namely, (1) because an appellate court “ha[s] discretion to affirm on any ground adequately supported by the record” and (2) because, in essence, case-specific considerations favored forging ahead to consider and decide the issue. Wood v. Milyard, 403 F. App’x 335, 337 n.2 (10th Cir. 2010) (citation and quotation marks omitted), rev’d, 566 U.S. 463; see also Maj. Op. at 33–36.
In reversing the Tenth Circuit’s decision, the Supreme Court drew a sharp contrast between issues that are inadvertently “forfeited” and those that are deliberately “waived.” Relying on its earlier decision in Granberry v. Greer, 481 U.S. 129 (1987), the Court acknowledged that there is no per se “bar to court of appeals’ consideration of a forfeited habeas defense.” Wood, 566 U.S. at 471 (emphasis added). Even so, the Court stressed, an appellate court’s power to consider forfeited arguments—including those made by state governments in habeas proceedings, in which states are typically entitled to the benefit of the doubt—is narrowly limited. Specifically, the Court repeated its earlier holding that “federal appellate courts have discretion, in ‘exceptional cases,’ to consider” arguments that the state has “‘inadvertent[ly]’ overlooked.” Id. (quoting Granberry, 481 U.S. at 132).
Even more importantly for present purposes, though, the Court emphasized in Wood that “a federal court does not have carte blanche to depart from the principle of party presentation basic to our adversary system.” Id. at 472 (citation omitted). In particular, quoting its intervening decision in Day v. McDonough, 547 U.S. 198 (2006), the Court stated, as relevant here, that a federal court can raise and decide an issue sua sponte “[o]nly where the State [has] not ‘strategically withh[e]ld . . . or chose[n] to relinquish’” it, and reiterated Day’s observation that “[i]t would be ‘an abuse of discretion’ . . . for a court ‘to override a State’s deliberate waiver’” of a habeas defense. Wood, 566 U.S. at 472–73 (quoting Day, 547 U.S. at 202, 211). Accordingly, the Court clarified, the power to act sua sponte extends only to instances of “inadvertent error“—not to those in which the party defending the lower court’s judgment has made a “deliberate decision” to jettison an alternative basis for affirmance. Id. at 473 (citation and quotation marks omitted).
Whatever Wood’s outer boundaries—whether, for instance, it is properly read (as it seems) to establish a categorical prohibition—it is undeniable that a federal court’s sua sponte consideration and decision of an issue that a party has deliberately waived represents a far greater departure from (and affront to) the adversarial process than does a court’s sua sponte consideration and decision of an issue that has been merely forfeited. The reason is obvious: If the party presentation and control of litigation that is adversarialism’s hallmark means anything at all, surely it means that a court—by design, a “passive instrument[] of government,” Sineneng-Smith, 140 S. Ct. at 1579—shouldn’t countermand a litigant’s conscious choice about how best to frame its case. Accordingly, in deciding whether a court has acted appropriately “modest[ly]” in raising, considering, and deciding an issue sua sponte, see id., it is important to determine first—at the outset—whether, in so doing, it has overridden a deliberate waiver or merely forgiven an inadvertent forfeiture.
C
To its credit, the majority seems to agree. Acknowledging the Supreme Court’s holding in Wood that “[i]t would be ‘an abuse of discretion’ . . . for a court ‘to override a State’s deliberate waiver,’” Wood, 566 U.S. at 472–73 (quotations omitted), the majority concedes that “if a party affirmatively and intentionally relinquishes an issue, then courts must respect that decision“—full stop. Maj. Op. at 19–20. To the contrary, the majority says—correctly, and again quoting Wood—that an appellate court has limited authority to “‘resurrect‘” a forfeited issue provided that “‘extraordinary circumstances‘” warrant doing so. Id. at 20 (quoting Wood, 566 U.S. at 471 & n.5). So there seems to be raging consensus about the governing principles here: If the government waived the good-faith issue by opting not to pursue it before the panel, then it’s off the table. If, instead, the government merely forfeited the good-faith issue, then the Court can reach and decide it upon a showing of “extraordinary circumstances.”
1
Tellingly, the majority never really explains why it thinks the government’s non-argument of the good-faith issue resulted from a “mere failure.” It just repeatedly asserts that proposition as fact, as if hoping to speak it into existence. See, e.g., id. at 14 (referring to “the Government’s failure to address the matter on appeal“); id. at 15 (“Government’s failure“); id. at 17 (“Government’s failure“); id. at 21 (“mere failure“); id. at 22 (“failure“); id. at 23 (“failure to brief“); id. at 25 (“The Government failed to brief the good-faith exception on appeal.“); id. at 29 (“the mere failure of the Government“); id. at 30 (“the mere failure to brief an issue“). In the same vein, the majority repeatedly asserts—without elaboration—that the government “merely made a mistake by failing to brief the good-faith exception.” Id. at 29; see also id. at 33 (referring to “Government counsel’s mistake[]“).
In its en banc brief, the government acknowledged what we all know to be true—that “the Department of Justice may, in some cases, make a deliberate decision not to assert an available ground for affirmance.” En Banc Br. of the United States at 28.3
But there’s so much more to the story. Given the obscurity of the government’s briefing—and in an effort to get to the bottom of the waiver-forfeiture issue—several members of the Court sought to clarify at the en banc oral argument precisely what underlay the government’s non-argument of the good-faith issue before the panel. An extended colloquy ensued. For the sake of completeness, we reproduce the pertinent portions of that colloquy below. But we won’t bury the lede. At the end of the day, the government’s lawyer candidly—if grudgingly—acknowledged that, in fact, the government’s non-argument of the good-faith issue was not “unwitting[]” or inadvertent but, rather, was the product of a “conscious” litigation decision.
JUDGE NEWSOM: Are you representing, as an officer of the court, that the decision not to brief the good faith exception before the panel was inadvertent? That’s a little hard for me to believe given the scrum over it [i.e., the amount of attention given to the good-faith issue] in the district court.
GOVERNMENT: Your honor, we are not representing that it was inadvertent in the sense that we were not aware of the existence of the good-faith issue in the district court. What I can say is that it was a mistake not to brief it and that we posed perhaps unwarranted overconfidence, as this court recently said in a different case, in the strength of our own merits argument.
CHIEF JUDGE PRYOR: Is that a way of saying that it was not a conscious decision not to assert it?
GOVERNMENT: I would say it was not a strategic decision to avoid resolution of the appeal on the basis of the good-faith exception.
JUDGE MARTIN: What happened? What happened? I mean, you say ‘unwittingly.’ * * * Did you just forget about it? I mean, you had already argued in the district court . . . asking the district court not to decide [the case] on that basis. So, what happened?
GOVERNMENT: To be clear, in the district court, I would like to be very clear about this, when we were asked about supplemental briefing with respect to the good-faith exception, we took a position that the good-faith exception applied, if necessary. When we asked the district court not to resolve the issue on that ground, what we said, what we argued, was that we won on the merits, which is exactly the same position that we asserted on appeal. Now, the district court didn’t reach that issue . . . .
GOVERNMENT: Precisely as I was explaining just a minute ago, the district court did not issue a decision on the good-faith exception. We were confident that we . . . would be able to prevail based on the binding precedent of this court at the time, Griffin, and we did not think it was necessary to add another [argument].
JUDGE MARTIN: So it was not unwitting. It was an affirmative decision.
JUDGE NEWSOM: It was a conscious decision. In answer to . . . Chief Judge Pryor’s question, it was a conscious decision not to brief it. You just thought you had a winner at step one.
GOVERNMENT: It was conscious, yes, it was conscious—again, I don’t want to get lost in sort of a linguistic battle about conscious as opposed to unwitting. What I can say is that there was no strategic attempt to avoid a decision based on the good-faith exception. That issue was not resolved by the district court [and] we thought we had [a] plenty good argument on the merits and that’s the argument that we asserted on appeal.
En Banc Oral Arg. at 17:30–20:10.
2
Our colleagues in the majority are understandably sensitive about the oral-argument exchange, and they’ve chided us for relying on it, going so far as to characterize the questioning of the government’s lawyer as an exercise in courtroom “antics,” Maj. Op. at 26, and an “inquisition,” Pryor Concurring Op. at 3. Those are strong words, so let us briefly address the objections.
a
“[M]ost egregious[ly],” the majority charges, “the dissent“—by which it presumably means some or all the judges that later joined this opinion—“essentially conducted an evidentiary hearing at oral argument.” Maj. Op. at 26. It would have been perfectly permissible, the majority reasons, for a member of this Court to ask the government’s lawyer whether the United States was “waiving or ha[d] waived” the good-faith issue—and, indeed, to treat any affirmative answer to that question as a binding concession. Id. But, the majority complains, “the dissenting judges” didn’t “pursue this route” but, rather, set out “to elicit evidence“—and “sought testimony“—about the government’s “knowledge and intentions” by asking whether its non-argument of the good-faith issue before the panel was “unwitting” and “inadvertent” or, instead, “conscious.” Id. at 26–27.
Finally, and relatedly, let us not forget that it was the government’s vague suggestion in its en banc brief—that having argued the good-faith exception in the district court, at that court’s express direction, it had somehow “unwittingly” failed to renew that position before the panel—that prompted the oral-argument colloquy in the first place. See En Banc Br. of the United States at 31; accord id. at 1, 12, 21. It seems to us that given the underlying law—which, again, asks courts to draw the waiver-forfeiture distinction by looking to intentionality—and the haziness of the government’s briefing, the members of the en banc court had not just a right but also an obligation to probe the circumstances surrounding the government’s non-argument. To the extent that the majority means to suggest that the members of this Court simply had to take at face value—and without question—the government’s dubious (and as it turns out erroneous) insinuation that its non-argument of the good-faith exception was the product of an inadvertent mistake, we’ll just have to agree to disagree.
b
The majority separately objects on the ground that the oral-argument colloquy simply isn’t probative with respect to the waiver-forfeiture distinction—that our reliance on it is just “unpersua[sive].” Maj. Op. at 28. The reason, the majority says, is that the lawyer who presented the government’s case before the en banc court, Mr. Francesco Valentini, didn’t author the government’s panel-stage brief and didn’t enter an appearance in the case until shortly before en banc rehearing was granted. See id. at 28. Accordingly, the majority concludes, “[a]ny information he may have had about the panel brief writer’s knowledge or intentions would be hearsay.” Id.
We have two responses: First, and we think significantly, Mr. Valentini didn’t appear before the en banc court as a lawyer for a private litigant, let alone as a “witness” offering after-the-fact “testimony” about the panel-stage brief-writer’s state of mind. See id. at 26, 27 n.12, 28 n.13, 29. Rather, as his opening statement explained, he appeared as counsel “for the United States.” En Banc Oral Arg. at 16:18–16:28. Like all government lawyers who come before us, he claimed—quite properly—the authority to speak on behalf of the sovereign itself. Cf. 28 U.S.C. § 517 (noting that lawyers designated by the Attorney General shall “attend to the interests of the United States“).
c
The majority’s final colloquy-related charge is that we have ignored “the Government’s” statements—by which it quite rightly means Mr. Valentini’s statements for the United States—that “it“—again, the government itself—“did not make a ‘strategic’ decision not to brief the good-faith exception.” Maj. Op. at 29. Wrong. We’re willing to take those protestations at face value.5
With all its talk of “antics,” “inquisitions,” and faux “evidentiary hearings,” the majority seems to want to complicate—and obscure—a very straightforward event, which surely resembles similar events that occur in courtrooms around this country every day. The government’s en banc brief repeatedly—but vaguely—insinuated that it had “unwittingly” failed to argue the good-faith exception in its panel brief. Knowing that the case could turn on the distinction between waiver and forfeiture, and that the waiver-forfeiture distinction itself turns on questions about a party’s intent, several judges—some now in the majority, some now in dissent—sensibly sought to clarify the government’s position at oral argument. Was the government’s decision truly “unwitting“—“inadvertent“—or was it instead “conscious“? In answer to the Court’s questions, the government’s lawyer gave a candid answer: The decision was conscious. It really is as simple as that.7
The majority’s stubborn insistence—in the face of the government’s in-court concessions—that this case involves mere forfeiture rather than intentional waiver, see Maj. Op. at 17–36, only underscores (and exacerbates) the anti-adversarialism of its approach. This Court has now stepped in to rescue the government not just once but twice: as an initial matter, from its non-argument of the good-faith issue, and now, from the consequences of its admission that it deliberately decided not to press a good-faith-based ground for affirmance. That is the polar opposite of “neutral,” “passive,” and “modest.” Sineneng-Smith, 140 S. Ct. at 1579 (quotation marks omitted).
3
The government’s on-the-record concession that it “conscious[ly]” decided to jettison the good-faith issue before the panel brings this case squarely within the logic of Wood, which (again) held that while a court of appeals has some discretion to take up sua sponte a forfeited issue, it “abuse[s that] discretion” when it overrides a litigant’s “deliberate waiver” of a potentially winning argument—even, to repeat, when the “waiv[ing]” party is a state government in a federal habeas corpus proceeding, in which states are typically entitled to a healthy dose of deference. See 566 U.S. at 472–73. Indeed, the government’s only explanation here for its decision not to press the good-faith exception—“we thought we had [a] plenty good argument on the merits,” En Banc Oral Arg. at 20:05–20:10—mirrors precisely the state’s (losing) position in Wood. Just like the state there, the government here had a “clear and accurate understanding” of an additional argument for affirmance, but opted to “refrain” from making that argument and, instead, to “deliberately steer[]” the court “towards the merits.” 566 U.S. at 474.8
IV
Although we think it clear beyond peradventure that the government waived its good-faith argument by declining—not just “fail[ing]”—to present it to the panel, and that the Court therefore erred (and errs) in considering and deciding that issue sua sponte, we will indulge the majority’s premise and assume, for the balance of the opinion, that the government’s non-argument was the product of mere forfeiture. For reasons we will explain, though, even on that view, the majority has offered no persuasive justification for insinuating itself into a criminal prosecution to save the United States—the quintessential sophisticated, repeat-player litigant—from what are, at best, its litigation failures.
As already noted, the majority articulates the correct legal standard governing sua sponte consideration and decision of a forfeited issue: In short, a court may do so when “‘extraordinary circumstances’” warrant. Maj. Op. at 20 (quoting Wood, 566 U.S. at 471 n.5). Indeed, the majority repeatedly recites the “extraordinary appropriate circumstances, we routinely hold parties to the concessions that their lawyers make during oral argument.
9In the sections that follow, we will first engage the majority’s Access Now analysis and explain why it fails even on its own terms, and then explain why this case doesn’t remotely satisfy the “extraordinary circumstances” standard that the Supreme Court has prescribed for forfeiture cases.
A
At the outset, it’s worth reiterating the general rule, which embodies the adversarial system’s core tenet and which we have applied even in cases involving inadvertent forfeiture: “Our task in assessing an appeal is to adjudicate the issues that are fairly and plainly presented to us and of which the [opposing party] is put on notice; it is not to hunt for issues that [a party] may or may not have intended to raise.” United States v. Jernigan, 341 F.3d 1273, 1283 n.8 (11th Cir. 2003). Not surprisingly, “[o]ur cases . . . are
The majority disagrees with none of this. It acknowledges, quite rightly, that “whether sitting as a panel or en banc,” this Court “may not consider issues forfeited on appeal” in the absence of what it calls a “forfeiture exception[].” Maj. Op. at 16 n.5.9 The
And in fact, the majority’s own analysis shows that there are good reasons to think that it shouldn’t. The majority focuses exclusively—and in just one short paragraph—on the fourth of the five Access Now exceptions, which, it says, applies to permit sua sponte consideration of a forfeited issue “where the proper resolution of the issue is beyond any doubt.” Maj. Op. at 30. But the majority’s reasoning demonstrates the misfit between Access Now and the situation that we confront here. It’s one thing for an appellate court to decide a legal question whose answer it thinks is clear and that, though forfeited below, has been properly presented on appeal, such that the parties have had an opportunity to address it. It’s quite another for an appellate court to decide a legal question sua sponte—no matter how clear it thinks the answer—that no party has mentioned and without notice or briefing, as happened here. To be sure, the former scenario involves a certain distortion of the litigation process, in that the appellate court is acting, in essence, as a court of first instance, considering a question that wasn’t fully vetted in the district court. But there’s no real fairness issue—because, at least as matters stand on appeal, everyone knows exactly what issues are on the table and has had the chance to be heard regarding them. But in a case like this one, the nonforfeiting party has no reason to think that the forfeited issue is still in the case—and, in fact, every reason to think that it’s not. Here, for instance, Campbell had no basis to suspect that the good-faith issue was still “live”—all he knew was that the government had raised the issue before the district court but then, notably, dropped it from its appellate brief.
The case for considering the good-faith exception was, if anything, stronger in Ladson than it is here. In Ladson, the government had tried to raise the exception in the district court, and had then explicitly presented it again on appeal. Here, the government “conscious[ly]” chose not to argue the good-faith exception on appeal even after addressing it in the district court at that court’s express direction. If we declined in Ladson to consider a good-faith argument that had been presented in the district court (albeit late) and then squarely presented on appeal, there is no reasoned basis
So to be clear, as its lone gateway for reaching the good-faith issue—and again, even on the counterfactual assumption that it was merely forfeited, rather than waived—the Court has settled on the heretofore uncited Access Now decision and its fourth exception, applicable to issues whose proper resolution is “beyond any doubt.” 385 F.3d at 1332 (quotation marks omitted). But the majority has wrenched Access Now and its beyond-any-doubt exception out of their proper context—cases in which a party failed to raise an issue before the district court but then squarely presents it on appeal—and has done so (1) without any explanation whatsoever and (2) in the teeth of preexisting circuit precedent. It’s a reach, to say the very least.
12
B
In any event, whatever Access Now’s proper field of operation, it remains the settled law—acknowledged by the majority—that, ultimately, an appellate court can raise, consider, and decide a forfeited issue sua sponte only in “extraordinary” circumstances. Maj. Op. at 17, 20, 21, 23, 25, 30, 33, 34, 35. Both the Supreme Court and this Court have repeatedly so held. See, e.g., Sineneng-Smith, 140 S. Ct. at 1581 (“extraordinary circumstances”); Wood, 566 U.S. at 471 (same); Circuitronix, LLC v. Kinwong Elec. (Hong Kong) Co., 993 F.3d 1299, 1308 (11th Cir. 2021) (“extraordinary circumstances” (quoting Bryant v. Jones, 575 F.3d 1281, 1308 (11th Cir. 2009)); Moore v. Pederson, 806 F.3d 1036, 1042 n.8 (11th Cir. 2015) (same); McGee v. Sentinel Offender Servs., LLC, 719 F.3d 1236, 1242 n.7 (11th Cir. 2013) (same); Opis Mgmt. Res., LLC v. Sec’y, Fla. Dep’t for Health Care Admin., 713 F.3d 1291, 1297 n.7 (11th Cir. 2013) (same); Bryant, 575 F.3d at 1308 (“extraordinary circumstance”).
Although it recites the “extraordinary circumstances” standard, the majority never makes any meaningful effort to apply it. Indeed, so far as we can tell, the majority never really applies any standard at all. Instead, it says only that it finds it wise to consider the good-faith issue sua sponte “[i]n light of” what it calls (1) the exclusionary rule’s “policy underpinnings” and (2) “the specific circumstances of this case.” Maj. Op. at 31. In the discussion that follows, we will address the majority’s stated justifications, explain why they fail even on their own terms, unpack the extraordinary-circumstances standard that the Supreme Court has adopted to govern sua sponte consideration of forfeited issues, and demonstrate that this case doesn’t remotely meet that test.
1
In justifying its decision to raise, consider, and decide the good-faith issue sua sponte, the majority relies principally on what it calls the “policy underpinnings” of the exclusionary rule and suggests—without coming right out and saying—that courts should feel uniquely empowered to vindicate those “polic[ies],” even if it means forging ahead in the face of a clear forfeiture. See Maj. Op. at 31; see also id. at 16 (“policy reasons”), 33 (“policy considerations”), 34 (“policy considerations”), 53 (“policy considerations”); accord, e.g., Campbell, 970 F.3d at 1358 (“policy considerations”), 1359 (“policy considerations”).
The logic underlying the majority’s position is easily summarized. First, the exclusionary rule, although commonly associated with the Fourth Amendment, is not a constitutionally mandated remedy but, rather, “‘a judicially created means of deterring illegal searches and seizures.’” Maj. Op. at 31 (quoting Pa. Bd. of Prob. & Parole v. Scott, 524 U.S. 357, 363 (1998)). Second, the exclusionary rule should be applied only when its deterrent value outweighs the “social costs” that it imposes, including “‘in many cases . . . suppress[ing] the truth and set[ting] the criminal loose in the community without punishment.’” Id. at 32 (quoting Davis v. United States, 564 U.S. 229, 237 (2011)). Third, when a police officer doesn’t act culpably, but rather acts with an objectively reasonable good-faith belief that his conduct is lawful—either by virtue of existing Fourth Amendment precedent or otherwise—the exclusionary rule’s deterrent value is quite low. Id. at 31–32. From those three premises, the majority draws the conclusion that “the exclusionary rule simply cannot ‘pay its way’”—and thus shouldn’t be applied—where, as here, the government fails to properly assert the good-faith exception in court. Id. at 32 (quoting Leon, 468 U.S. at 907 n.6). The reason, the majority says, is that the “focus of the exclusionary rule is solely on deterring police misconduct,” and there would be “little sense in excluding evidence” where it was the government’s lawyers—not the officers themselves—who made a “mistake[].” Id. at 33.
accountable executive-branch officials—should have thought about societal costs before it decided to relinquish its good-faith argument.
Second, although the majority purports to hold only, and narrowly, that sua sponte consideration and decision of the good-faith issue is proper “in this case,” id. at 3, 17, 34, there is nothing in its opinion that really engages—let alone limits its application to—the particulars of this dispute. Quite the contrary, the majority says that even “[s]tanding alone,” the “policy considerations underlying the exclusionary rule”—which, by definition, exist in every case in which that rule is implicated—“may well be sufficient to justify” a court’s decision to “exercise[e its] discretion to excuse the Government’s forfeiture” of the good-faith issue. Id. at 33. So we should be clear: The majority opinion strongly hints at what is, in effect, a per se rule authorizing (and perhaps even requiring?) appellate panels in this circuit to ignore a failure by a governmental entity to argue the good-faith exception and to decide that issue sua sponte. It’s a bold stroke.13
The majority first invokes the well-established principle that an appellate court “ha[s] ‘discretion to affirm on any ground supported by the law and the record that will not expand the relief granted below.’” Id. at 34 (quoting Upper Skagit Indian Tribe v. Lundgren, 138 S. Ct. 1649, 1654 (2018)). To be sure, that principle exists, and to be sure, it is longstanding. Overwhelmingly, though, the rule applies not where—as here—an appellate court seeks out (i.e., “sall[ies] forth” for, Sineneng-Smith, 140 S. Ct. at 1579) an alternative basis for affirmance, but rather where the party that prevailed in the district court presents an alternative ground and urges the appellate court to adopt it. Even in that circumstance, the appellate court may well decline the invitation to affirm because the party defending the lower court’s judgment failed to adequately present its alternative theory—as, in fact, the Supreme Court did in the very case that the majority cites for the rule. See Upper Skagit, 138 S. Ct. at 1654.
And indeed, we have (to this point) consistently enforced forfeiture rules against appellees who fail to properly present alternative grounds for affirmance. We recently reiterated, for instance, that “[a]lthough an appellee may urge us to affirm on any basis supported by the record, it still abandons any position that it fails to list or otherwise state . . . as an issue on appeal.” Young v. Grand Canyon Univ., Inc., 980 F.3d 814, 821 n.4 (11th Cir. 2020) (cleaned up). Eleventh Circuit decisions to that effect are legion. See, e.g., Cote v. Philip Morris USA, Inc., 985 F.3d 840, 846 (11th Cir. 2021) (ruling that the appellee abandoned an alternative ground for affirmance by “rais[ing] it only in the Introduction of her brief”); Reaves v. Sec’y, Fla. Dep’t of Corr., 872 F.3d 1137, 1149 n.4 (11th Cir. 2017) (concluding that the appellee (a habeas petitioner) abandoned an argument by failing to raise it in his brief as an alternative ground for affirmance); La Grasta v. First Union Sec., Inc., 358 F.3d 840, 847 n.4 (11th Cir. 2004) (declining to consider an argument because the appellee “fail[ed] to discuss it in its answer brief”); Beckwith v. City of Daytona Beach Shores, 58 F.3d 1554, 1564 n.16 (11th Cir. 1995) (observing that the “[a]ppellees’ failure to brief this issue abandons it for the purposes of this appeal”); Johnson v. Wainwright, 806 F.2d 1479, 1481 n.2 (11th Cir. 1986) (concluding that the appellee (a state in a habeas case) abandoned an exhaustion defense by not raising it on appeal); Pennington v. Spears, 779 F.2d 1505, 1506 (11th Cir. 1986) (same).12
12The requirement that issues be raised in a party’s brief on appeal promotes careful and correct decision making. It ensures that the opposing party has an opportunity to reflect upon and respond in writing to the arguments that his adversary is raising. And it gives the appellate court the benefit of written arguments and provides the court and the parties with an opportunity to prepare for oral argument with the opposing positions and arguments in mind. It is not too much to ask of an appellant or an appellee.
680 F.3d at 1319. By enforcing this raise-it-or-lose-it requirement, or at least by applying it rigorously, we ensure that courts don’t “act as a [party]’s lawyer and construct the party’s theory of liability from facts never alleged, alluded to, or mentioned during the litigation.” Fils v. City of Aventura, 647 F.3d 1272, 1285 (11th Cir. 2011); see also Tom v. Heckler, 779 F.2d 1250, 1260 (7th Cir. 1985) (Posner, J., dissenting) (“[T]he adversarial system is the system we have, and ad hoc modifications which cast an appellate judge . . . in the role of juge d’instruction are unlikely to improve the system . . . .”).13
13In Access Now—on which, as already explained, the majority relies for its fourth, “beyond any doubt” exception—we noted that an appellate court may, in appropriate circumstances, consider “a pure question of law” that a party failed to properly preserve in district court. 385 F.3d at 1332 (quotation marks omitted). Tellingly, we think, in casting about for a “forfeiture exception[]” that might empower it to consider the good-faith issue sua sponte here, the majority makes no effort to rely on Access Now’s pure-question-of-law category. And for good reasons. First, notwithstanding the majority’s assertion, it’s not at all clear that the good-faith exception’s application to a given set of facts presents a purely legal question. See, e.g., United States v. Riedesel, 987 F.2d 1383, 1391 (8th Cir. 1993) (holding that the applicability of the good-faith exception presents “a mixed question of law and fact”); United States v. Brown, 951 F.2d 999, 1004 (9th Cir. 1991) (same). Second, and separately, Access Now authorizes appellate review of a forfeited legal issue only where the refusal to consider it would “result in a miscarriage of justice.” 385 F.3d at 1332 (quotation marks omitted). Needless to say, the United States won’t suffer a “miscarriage of justice” if a single criminal defendant succeeds in having evidence excluded for what all now agree was a violation of his Fourth Amendment rights.14 That fact not only disqualifies the
14To be clear, having properly sworn off any consideration of the good-faith issue’s (allegedly) “purely legal” status in making the threshold determination whether any “forfeiture exception” authorizes sua sponte decisionmaking, the majority cannot then smuggle it back into the calculus as part of the back-end extraordinary-circumstances determination. Maj. Op. at 31. And in any event, even if good faith were a “pure question of law,” such that it might readily lend itself to decision on appeal, id. at 34, that would say nothing about whether the requisite extraordinary circumstances exist.
Finally, the majority says that “[e]xercising [its] discretion” to consider and decide the good-faith issue sua sponte is “appropriate” because “even though neither he nor the Government directly addressed the issue,” Campbell’s arguments to the panel “logically implicate[d]” McCannon’s good faith. Id. at 34–35. The majority’s position is difficult to discern. As the majority itself ultimately acknowledges, the government “‘bears the burden of
* * *
In sum, none of the majority’s scattershot justifications for raising and deciding the good-faith issue sua sponte—whether grounded in “policy considerations” or the idiosyncrasies of this case—withstands careful scrutiny. And in any event, none stands in for—let alone constitutes—the sort of “extraordinary circumstances” that Supreme Court precedent demands. We turn, in closing, to the exceptional-circumstances issue.
2
Not only has the majority failed to articulate or apply any standard of its own, but it has also—even while mouthing the words—completely failed to come to grips with the “extraordinary circumstances” standard that the Supreme Court has prescribed for
As already noted, the Court in Sineneng-Smith recently reaffirmed the longstanding principle that, “as a general rule, our system ‘is designed around the premise that parties represented by competent counsel know what is best for them, and are responsible for advancing the facts and argument[s] entitling them to relief.’” 140 S. Ct. at 1579 (cleaned up) (quoting Castro, 540 U.S. at 386 (Scalia, J., concurring in part and concurring in the judgment)). Emphasizing the courts’ traditional role as “passive instruments of government” and neutral arbiters in an adversarial system, the Supreme Court explained: “They ‘do not, or should not, sally forth each day looking for wrongs to right. They wait for cases to come to them, and when cases arise, courts normally decide only questions presented by the parties.’” Id. (alterations adopted) (quoting Samuels, 808 F.2d at 1301 (Arnold, J., concurring in denial of rehearing en banc)).
Although the Sineneng-Smith Court acknowledged that “[t]he party presentation principle is . . . not ironclad” and that an appellate court may at times assume a “modest initiating role,” it flatly rejected the Ninth Circuit’s sua sponte “takeover” of a criminal appeal, which it had decided on grounds not presented by the parties. Id. at 1581. In particular, the court of appeals had largely ignored the statutory and constitutional grounds on which a criminal defendant had challenged her conviction, appointed several amici curiae to brief a new issue, authorized the parties to file supplemental responses, and ultimately adopted one of the amici’s contentions as the basis for its holding. See id. at 1580. In reversing, the Supreme Court held, in short, that “[n]o extraordinary circumstances” justified the Ninth Circuit’s non-“passive,” non-“modest” assertion of judicial power. Id. at 1581. Accordingly, the Court remanded for the case to be decided in a manner “bearing a fair resemblance to the case shaped by the parties.” Id. at 1582.
easily shrugged off, as it—and in particular its extraordinary-circumstances standard—follows closely from the Supreme Court’s earlier decisions (already discussed) in Granberry, Day, and Wood, which sharply circumscribed federal courts’ authority in habeas cases to sua sponte consider alternative grounds for affirmance that a state has failed to properly present. As relevant here, the Court in Wood repeated its earlier holdings in Granberry and Day, respectively, that federal courts “have discretion, in ‘exceptional cases,’ to consider” arguments that the state has “‘inadvertent[ly] overlooked,’” Wood, 566 U.S. at 471 (emphasis added) (quoting Granberry, 481 U.S. at 132, 134), and that they retain “authority to consider a forfeited . . . defense when extraordinary circumstances so warrant,” id. (emphasis added) (citing Day, 547 U.S. at 201).17
a
Consider first the party that the Court’s sua sponte decisionmaking aids—the United States of America. The United States, which is represented in court by the U.S. Department of Justice, is the quintessential sophisticated, repeat-player litigant. Here’s what the Supreme Court said about the United States, vis-à-vis the partypresentation principle, in a case that asked whether a court of appeals could sua sponte increase an appealing defendant’s sentence even absent a cross-appeal by the government arguing that the sentence was too low: “Counsel almost always know a great deal more about their cases than we do, and this must be particularly true of counsel for the United States, the richest, most powerful,
As already explained, one of the issue-creation advocates’ chief justifications for allowing courts to consider and decide issues sua sponte is to “ameliorate the imbalances” that they contend can occur “[w]hen the resources and abilities of opposing parties are lopsided” and which, they say, can “undermine the adversarial system[’s]” goal of “produc[ing] accurate results.” Frost, Limits of Advocacy, at 500–01. Here, that justification is 180 degrees off-point. With all due respect to Campbell’s very capable public defenders—who have acquitted themselves well—no one would contend that their “resources and abilities” so far outstrip DOJ’s that the government needed an assist from this Court.
Intervening to aid the government in the course of a criminal prosecution also implicates separation-of-powers concerns—arguably in two respects. As Judge Silberman has explained, if “the government refuses to argue” an alternative basis for affirming a criminal conviction on appeal—even, he said, where its failure to do so is “inexplicable” and results from an “obvious mistake”—a court considering the unargued issue sua sponte both (1) puts “the judiciary’s neutrality at issue” and (2) risks “encroaching into the executive branch’s prosecutorial prerogatives.” Pryce, 938 F.2d at 1352–54 (Silberman, J., dissenting in part). Although “[t]he core of prosecutorial discretion []—its essence—is the decision whether or not to charge an individual with a criminal offense in the first place,” the term also comprises, more generally, “the soup-to-nuts entirety of ‘[a] prosecutor’s power to choose from the options available in a criminal case.’” In re Wild, 994 F.3d 1244, 1260 (11th Cir. 2021) (en banc) (quoting Prosecutorial Discretion, Black’s Law Dictionary (10th ed. 2014)), petition for cert. filed (U.S. Aug. 31, 2021) (No. 21-351). And while those “options” most obviously include, for instance, decisions about plea bargaining and sentencing, see id., the concept of prosecutorial discretion is clearly broad enough to cover the appellate phase of a criminal case. Cf. Greenlaw, 554 U.S. at 246 (noting, and bracketing, the Solicitor General’s contention that the same sort of “authority and discretion” that underlie charging decisions “are lodged in the Executive Branch with respect to the pursuit of issues on appeal”).
b
Next, consider the nature of the issue that the Court here opted to consider and decide notwithstanding the government’s non-argument. In at least two respects, the good-faith question is a uniquely poor candidate for sua sponte decisionmaking.
The first, we have already covered: The “government bears the burden of demonstrating that the good faith exception applies.” Morales, 987 F.3d at 974; see also supra at 56–57. Surely that must mean, at the very least, that it has some obligation to make an affirmative case for its application. See Pryce, 938 F.2d at 1354 (Silberman, J., dissenting in part).
Second, recall that one of the key factors that issue-creation advocates cite to justify sua sponte decisionmaking is the need to protect courts’ ability to make accurate pronouncements of law that will establish “precedent that binds future litigants.” Frost, Limits of Advocacy, at 453. Because of that feature of the “common law system,” they insist, “courts cannot cede to the parties control over legal analysis.” Id. But that concern is at its lowest conceivable ebb in a case like this, in which the application of the good-faith exception is utterly fact-bound: Did this officer, in these circumstances, reasonably rely on a particular (and since-abrogated) case? Needless to say, this Court’s answer to that question is—in the majority’s own words—inherently “case specific,” Maj. Op. at 33, and, for better or worse, won’t clarify the law (or bind any future litigants) going forward.
c
Finally, consider the process by which the good-faith issue was raised, considered, and decided in this case. Again, two things stand out, both of which undermine the majority’s position. First, the parties addressed the good-faith issue in the district court—indeed, they did so at that court’s express direction. Unsurprisingly, Campbell argued (1) that in conducting the traffic stop McCannon violated the Fourth Amendment and (2) that “the good faith exception . . . does not apply in this case.” Def.’s Second Supp. Mot. to Suppress at 1. For its part, and equally unsurprisingly—and more to the point for present purposes—the government argued (1) that McCannon’s stop “did not violate Campbell’s Fourth Amendment
The rest, of course, is history: The panel held that, in fact, McCannon’s conduct did violate Campbell’s Fourth Amendment rights but—despite the government’s failure (refusal) to renew its good-faith argument—that the good-faith exception to the exclusionary rule applied. See Campbell, 912 F.3d at 1355–56, as amended, 970 F.3d at 1356–58. Echoing the panel’s revised opinion, see 970 F.3d at 1360, the majority here seems to count it as a factor in favor of deciding good faith sua sponte that “the parties both fully briefed the good-faith exception before the District Court.” Maj. Op. at 25 n.10. To the contrary, the fact that the government argued the good-faith exception in the district court and then, in response to Campbell’s opening brief in this Court, opted not to, makes deciding the issue sua sponte more unreasonable, not less. Surely, given the case’s history in the district court, Campbell reasonably deduced from the government’s appellate brief, which included nary a word about the good-faith exception, that the government had decided—for whatever reason—to leave
Which leads to a second process-based problem. Not only did the panel decide the good-faith issue in the conspicuous absence of any written or oral argument from the government, but it did so without any notice to the parties whatsoever. No goodfaith-related questions at oral argument, no request for supplemental briefing, no nothing. Contrast what the Supreme Court said in Day about the narrow circumstances in which a federal court may sua sponte consider and decide a case-dispositive issue. To repeat briefly, the Court emphasized—and again, even in the habeas context—that it would be “an abuse of discretion to override a State’s deliberate waiver” of a potentially winning argument. 547 U.S. at 202. More importantly for present purposes—while we are assuming, counterfactually, that all the government did here was inadvertently forfeit its good-faith argument—the Court said this: “Of course, before acting on its own initiative” to decide a forfeited issue, “a court must accord the parties fair notice and an opportunity to present their positions.” Id. at 210 (emphasis added). That injunction—and the fairness considerations that it embodies—was not obeyed here.
For all of these reasons, and even setting aside what is to us the obvious fact that the government here deliberately waived—rather than inadvertently forfeited—its good-faith argument, there simply was (and remains) no strong case for raising, considering, and deciding that issue sua sponte. In nonetheless bulling ahead to do so—for vaguely defined “policy” and “case-specific” reasons—the Court has impermissibly exercised whatever discretion it might have by acting in the absence of anything approaching “extraordinary circumstances.”19
V
There is a certain irony in the fact that we are here debating the propriety of a court’s sua sponte invocation and application of the good-faith exception to the exclusionary rule in a Fourth Amendment case. The irony results from the fact that one of the
To be sure, the consequences of today’s decision for Fourth Amendment law pale in comparison to Mapp’s. Mapp revolutionized constitutional criminal procedure as we know it. In stark contrast, for Fourth Amendment purposes, our decision in this case— applying the good-faith exception to permit the admission of evidence found in a roadside search of a single individual’s car on the ground that the responding officers reasonably relied on since-abrogated caselaw—is, for all intents and purposes, a one-off unicorn. But from an appellate-procedure standpoint, the decision in this case shares important similarities with Mapp—most notably the fact that in both cases, appellate courts sidestepped the usual rules of adversarial procedure to consider and decide issues that no party had put before them.
So too here, perhaps doubly so. First, even on the majority’s own terms—even, that is, assuming that all the government did here was “unwittingly” forfeit its good-faith-exception position—there was no basis for the panel to raise, consider, and decide the good-faith issue sua sponte and without notifying the parties or giving them any opportunity to address the issue. Second, and far worse, it now seems clear—in the light of important concessions during en banc proceedings—that the Court has overridden the government’s deliberate waiver of its good-faith argument. By doing so, the Court has not only violated ordinary principles of notice, party presentation, and adversary procedure, but has also cast itself in the role of advocate and, at least arguably, interfered with the executive branch’s judgments about how best to frame its litigation strategy and thus transgressed the separation of powers.
We cannot agree, and therefore respectfully dissent.
