*1 HOUSTON, UNIVERSITY OF Matthew
Stewart, Williams, and Jon
Petitioners,
v. CLARK, Respondent.
Demetria Gary County,
Steven Ener and Harris
Texas, Petitioners, Thomas, Jr.,
Francis G. and John Roarke,
Alexander
Respondents. 98-1080,
Nos. 99-0326.
Supreme Court of Texas. 8,
Argued Dec. 1999.
Decided June
Rehearing Aug. Overruled
Rehearing Overruled Oct. *2 of opinion BAKER delivered
Justiсe Court, in which Chief Justice PHILLIPS, HECHT, Justice Justice ABBOTT, OWEN, Justice Justice HANKINSON, and Justice GONZALES joined. present two consolidated cases
These (1) faith factors issues: v. Montgomery, in Wadewitz (Tex.1997), emergency response (2) case; case, in a apply in these consoli- whether the defendants good faith as dated cases have established law. a matter of apply hold that the Wadewitz factors police pur- determinations University suit cases. Houston Clark, Williams Sergeant we conclude good faith Stewart established Officer as a matter of we reverse law. judgment on the appeal’s the court of of appeals faith issue. Because court consider whether Officer performing a ministerial or discretion- function, ary case we remand the appeals to determine issue. Thomas, Dep- Ener v. conсlude uty Ener did establish Constable law, and therefore we as matter appeals’judgment. affirm the court of
I. BACKGROUND A Clark Andy Nelly Taylor, Cornyn, John R.
Herrera, Keister, Eads, morning, S. Linda At a.m. one Kevin Ronald about 2:00 Talbot, Jr., David Attorney fight A. Office of the Thomas was involved fist on the Texas, Austin, University campus. Universi- General for Petitioner Houston ty No. 98-1080. of Houston officers arrived at the jeep into got scene. Thomas his Sanders, E. Frank Assistant Harris told Thomas not to leave the officers Houston, Attorney, County for Petitioner But scene. before the officers could iden- in No. 99-0326. him, tify Thomas fled. As Thomas left Williams campus, Jon turned Hovnatanian, Levon G. The Holman Thomas, try stop patrol sideways car Firm, Houston, Respondent Law jeep but Thomas drove his around No. 98-1080. car. Thomas. pursued Williams’ then Carrigan Lapin E. & Williams saw another Lapin, Robert Houston, Wardell, Landа, position intercept patrol Ronald Law Of- Houston car Wardell, Houston, that car’s driv- fices of Ronald for Re- Thomas. Williams radioed er, Stewart, stop Matthew spondent No. 99-0326. Officer Thomas. Stewart activated his lights anything from the time he was about a pursued siren and Thomas. During the block from the intersection where the colli- chase, red light Thomas ran a and collided sion he woke up occurred until in the vehicle, injuring another Demetria hospital. and Roarke Thomas sued Ener Clark. County and Harris for negligence and *3 gross Ener negligence. moved for sum- Williams, Stewart, Clark sued and the mary judgment immunity based official negligence, of Houston for neg- County Harris moved for summary se, ligence per civil rights violations.1 judgment sovereign immunity, based on Williams and moved for summary Stewart relying on official immunity. Ener’s The judgment official immunity. based on The trial court denied judgment. University of Houston moved for summary affirmed, The appeals judgment holding that sovereign based on immunity, Ener relying good did not on Williams’ and establish as a Stewart’s official matter of immunity. granted The trial court law. 20 sum- S.W.3d defendants, mary judgment for appealed.
Clark
II. APPLICABLE LAW
On appeal,
did not dispute
Clark
immunity
Official
is an affirma
Williams and
were acting
Stewart
within tive
protects government
defense that
em
the scope
authority,
of their
but claimed ployees
liability.
from personal
City
See
they
acting
good
were
faith and
Chambers,
650,
Lancaster v.
883 S.W.2d
that Stewart
performing
a ministerial
(Tex.1994).
653
immunity
When official
discretionary
rather than
task in pursuing
governmental
shields a
employee from lia
Thomas.
appeals
The court of
reversed
bility,
immunity
sovereign
gov
shields the
trial court’s
on the ground
ernmental
employer
vicarious liabili
that Williams and
did not
conclu-
ty. See DeWitt v. Harris County, 904
sively
they pm-sued
establish that
Thomas
(Tex.1995).
govern
S.W.2d
653
A
good
faith.
581
(2)
applied
the Chambers
who
good;
rights
for
first time and elabo-
an
bad faith acts.
faith test
are affected
officer’s
Chambers,
To
and need elements
at 656.
rated on the test’s risk
See
S.W.2d
interests,
emergency response.
competing
accommodate these
in the context of an
faith that is
at 467.
we constructed a test
See
“urgency
to the abuse of discretion stan-
element refers to
analogous
Chambers,
requiring police interven-
dard
review.
circumstances
test,
tion,”
of the crime or
n. 7. Under this
“the seriousness
responds,
if he
to which the officer
only
officer acts
bad
could
accident
presence
immediate
reached
decision
whether the officer’s
question.
necessary
prevent injury
or loss
Landry
suspect,
n. 7
Ins.
and what
(citing
Travelers
life or tо
*4
(hold-
Co.,
649,
(Tex.1970)
action,
any,
651
courses
if
are
458 S.W.2d
alternative
only
result.”
ing
comparable
that abuse of discretion is shown
a
available to achieve
reasonably Wadewitz,
if a trial court could not have
at
The risk
951 S.W.2d
question)).
in
“the
reached the decision
faith refers to
coun-
good
element of
concerns,” or
tervailing
safety
“the
public
Thus,
summary
we held that to obtain
severity
harm that the
nature and
offi-
case,
judgment
good
on
faith in
a
injuries
(including
could
cer’s actions
cause
reasonably
police
prove
officer must
that a
possibility
the
that
bystanders
well as
officer,
prudent
under
same or
the
similar
accident would
officer from
prevent
an
the
circumstances, could have believed that the
reaching
emergency),
the scene of the
immediately
need to
the sus-
apprehеnd
occur,
any
that
harm would
likelihood
pect outweighed a clear
of harm the
risk
would be clear to
harm
public
continuing
pursuit.
in
See
Wadewitz,
officer.”
Chambers, 883
An offi-
S.W.2d at 656-57.
officer’s could have III. ANALYSIS justified the officer’s acts. See facts A. Does Wadewitz apply Chambers, 883 656. Because S.W.2d at A POLICE PURSUIT CASE? legal this faith test was a new stan- Chambers, dard, Clark and court it in but both apply appeals analyzed the defendants’ sum the case to the trial court for of remanded mary proceedings with our evidence under Wa- further consistent 713; 707, Chambers, 979 S.W.2d opinion. See dewitz factors. University 715. The Hous- lar, ton argues that the Wadewitz do 114 (Tex.App factors . -Hous nоt apply in case. It ton pet.). [1 st no Dist.] contends that the risk considerations agree that the Clark Wadewitz emergency cases police pur- apply and risk factors suit fundamentally cases are different. pursuits determinations in police as well as difference, The primary the University ar- emergency responses. The Chambers bal- gues, is that emergency response ancing inherently test includes all the Wo- case, the officer more has control over the dewitz requires, factors. Chambers consequences actions in responding of his context, summary judgment that an officer to an emergency and therefore can more in a police pursuit conclusively prove case easily assess the risks involved in his ac- officer, that a reasonably prudent under tions. The risk that an typical cirсumstances, the same or similar could faces to an responding emergency have believed that the need to immediately that he will with a party collide third But, suspect outweighed way clear emergency. to the the Uni- risk of versity case, harm to argues, police pursuit continuing typical risk is criminal
being pursued injure party. third 656. The Chambers need element re- Thus, contends, it is more quires an officer to assess the need to *5 difficult consequences to control the of a immediately apprehend suspect. police pursuit and evaluate its risks. The both an emergency response and a police that, University also in argues responding pursuit, such an assessment necessarily to an emergency, an officer has the benefit includes the general considerations Wa- a point defined in time spaсe and provides: dewitz the seriousness of the respond balance the need to and risks of crime or which accident to the officer re- responding make and then a decision. But sponds, whether officer’s immediate in police pursuits, argues, it officers must presence necessary to apprehend is a sus- respond ongoing to an and evolving situa- life, pect prevent injury or to or loss of and tion. action, what any alternative courses of if
Clark
that
counters
distinction be
are
comparable
available to achieve a
re-
emergency responses
tween
police
and
Wadewitz,
sult. See
proaching green light intersection C. high and at a rate speed, the risk of Here Have Defendants significantly collision increases. Such an Established Good Faith as in risk increase could affect the balance a Matter Law? thus, requires between need and risk and a We next consider whether defen- reassessment. dants met their burden conclusive- not, requirement ly The prove good reassess does faith under Chambers and change argues, that, the dissent standard Wadewitz. conclude Universi- Houston, liability ty faith to negligence. Offi- judged officer’s actions are still under cer proved good faith as a matter however, a reasonаbly test —whether of law. We conclude prudent officer could have believed that Ener Deputy conclusively did not es- continue the out- tablish faith because his *7 weighed public. a clear risk of harm to the sufficiently evidence did not sub- Chambers, at he testimony S.W.2d 656-57. stantiate his that acted Again, prove the officer need not that it
would have been
to stop
unreasonable
the
1. Clark
pursuit,
prove
nor must the officer
that all
reasonably
officers would have
appeals
Sergeant
The court of
held that
pursuit.
the
continued
883 Williams
Officer
did not
and
es-
recognizes,
As the dissent
tablish
as a matter
law be-
if a
prudent officer could have
adequately
cause their affidavits did not
the
the
despite
change
continued
in discuss
risk and need ele-
Wadewitz’s
risk,
acting
officer
in good
the
continues
element,
ments. Specifically on the need
faith.
mary judgment requires that a ... aware that the driver the speeding movant upon engaged the establish facts which court could vehicle was believed conclusion, fight báse that on the and legal par campus its not evaded by University police ties detention particular use words. See officers.” 467; State, He further stated: Siders 189, 194 (Tex.App. hearing Sergeant After Williams’ radio - Dallas denied); Neal, pet. transmission, Pena v. my I looked over shoulder (Tex.App. Antonio green and jeep saw Suzuki rocket - San denied). writ Just because passed my patrol Williams’s affi I vehicle. activat- [sic] explicitly davit did not mention the emergency lights risk of ed my overhead colliding party attempted with third does not mean siren speed- to follow the that he not risk. ing suspect merged did assess this This risk vehicle. The vehicle present to some onto M.L.K. Boulevard and degree every continued at speed pursuit. assessing high facts rate which estimated such as the traffic, m.p.h. to rise 80 to 90 day posted time of weather and road conditions, speed m.p.h. was 35 limit assessing spe Williams was cific present circumstances that affected suspect He that thought vehicle’s And, this risk. speed “was a clear that the indication driv- record not does indicate that there were er of no suspect regard vehicle had other circumstances that increased or de safety the public and needed to be presented creased this risk or that a dif stopped.” ferent risk to the public. agree with On alternatives to Stewart stat- Justice Edelmaris dissent the court of suspect ed that “followed at a he dis- an appeals that not should be re get enough tance and was not able to close quired in his affidavit affirmatively ne its suspect vehicle to obtain license gate the existence of all circumstances or plate expected number. had the suspect actually risks did not that exist. 979 stop vehicle to when the driver observed J., (Edelman, dissenting). my lights him,” overhead and siren behind but he did not.
Further, we conclude that Williams’ affi- davit that acted in good established he public, On risk to the Stewart stated affidavit upon His includes facts that he was familiar with the upon streets which a officer in the which the area traveling, he was that was same or similar agree circumstances could commercial, primarily there was that (con- suspect time, very light traffic at that about 2:00 sidering allegedly had a.m. He stated he observed no car committed assault and was driving the suspect’s other than and Williams’ recklessly) outweighed pursuit’s risk to when he started the He stated public (considering that there was very proceed through lights that he red night, little at that traffic time of that the until stop signs it was safe to do so and commercial, area primarily he go he did as fast as could have weather and road conditions were good, keep vehicle up be- and that were intersecting there few roads recognized cause to the public. the risk occurred). road where Further, suspect approached when actually intersection where the collision oc-
b. Officer Stewart curred, decided to end the *9 slowing began and his vehicle. Stewart Officer Stewart’s affidavit also es also stated: matter of good tablished as a law. element, I to suspect
On the need Stewart stated: When decided vehicle, I ... I that at that time of by ‘While was ordered believed vehicle, stop night I minimal on the street suspect Williams to was traffic testimony good on I Turner’s of the area in which Because and the nature to traveled, with reference from the faith is not substantiated diminished the risk balancing itself, and risk aspect of the need suspect while the vehicle each test, insufficient to conclusory and is it is person engaged operated was proof and that the defendant’s assault and fled the controvert at 467. significant public. risk to the posed believed, opinion any in my and reason- Therefore, that Williams we conclude posi- ably my officer in good faith as and Stewart established believed, that tion would also have dur- matter of law. stop to ing the need was to insure suspect vehicle essential 2. Ener by way of at- safety public held appeals the court of vehicle. tempting to follow Ener’s Deputy affidavit Constable affidavit shows that he consid- Stewart’s it did not establish faith because ered all need and risk factors Wadewitz’s Ener’s assessment substantiate supports and his claim that to his of the need risks of prudent officer could have assessed risk availability of alter specifically the pursue, and need as he did. appeals pursuit. to court of natives summary judgment
met burden on his affidavits expert that Ener’s also held good faith. conclusory were were and therefore competent summary judgment evidence. Judgment Summary c. Clark’s agree with the Evidence contain facts affidavit does not Ener’s to the defendants’ motions adequately that Ener assessed summary judgment, Clark submitted specifically, pursue, Turner, expert H. the affidavit of Richard any pursuit. there were alternatives the chief executive officer of the National Wadewitz, 951 at 467. Tur- Academy Driving. for Professional explained Ener pursue, On the need contends that ner Williams and Stewart patrol, he saw in his affidavit that while on acting were not faith and indicated His radar speeding. a vehicle enforce- “another law going per 71 miles vehicle was officer, ment under the or similar same put mile-per-hour zone. He hour circumstances, have believed the could not pur- lights and siren on his overhead immediately apprehend need to sus- [the one- for approximately sued the vehicle a clear risk of harm to pect] outweighed approaching mile before fourth to one-half may who be other members ulti- accident the intersection where the using highway during pursuit.” “At He further states: mately occurred. Further, Turner stated that Williams’ and acting speeder time I this believed industry actions “did not meet Stewart’s danger and that recklessly and was Houston, for the University standards definitely apprehend him.” should Houston, County, Harris State of City of Texas, Ener men- America” in his affidavit does or the United States of Nowhere wheth- that he assessed of Houston tion facts show and “violated any Turner there were alternatives regarding pursuit.” bases er policies viability Ener not mention his review of “facts sur- does opinion apprehending identifying “numerous docu- rounding pursuit,” To alternative. him later or other deposi- but not limited to including, ments Wadewitz, Ener taken, under policies procedures establish tions that he assessed required to show discovery process,” and was in the presented availability alternatives scene. his visit *10 part balancing pursue of the need to and IV. CONCLUSION pursuit’s risk to the public. See Wa- conclusively prove good We hold that to dewitz, 951 467. Without as- case, in pursuit an officer alternatives, sessing availability of must prove that a offi- Ener not did suitable for basis cer in the same or similar circumstances concluding that a reasonable officеr in his could have determined that to need position “could have believed that need apprehend suspect outweighed risk immediately apprehend suspect out- pursuit to the continuing the and weighed a clear of risk harm the public that the officer must substantiate his de- in continuing the pursuit.” termination with facts that he as- added); 656 (emphasis Wa- see sessed all Wadewitz’s and fac- dewitz, Therefore, we tors. agree appeals court of that Ener’s Clark, we conclude that affidavit does adequately not substantiate and conclusively Officer Stewart of good his claim faith. express no proved good faith and that Clark’s sum- whether, if opinion on Ener had assessed mary judgment evidence success- availability alternatives to Therefore, fully proof. controvert their good affidavit would have establishеd appeals’ reverse the court of judgment faith. Nor do we mean imply that had good Ener’s affidavit shown that he faith issue. Because the court of had a viable appeals alternative to did not pur- and decided to determine whether Stew- art anyway, acting discretionary sue con- or minis- we would clude that he terial good capacity, did not establish faith. we remand the case to the availability The alternatives to for determination just one factor balancing of the that issue. need/risk test and the existence of alternatives to we conclude Ener did not good does not alone determine meet prove his burden to acted Therefore, just because an officer Therefore, good faith. we affirm the court has identified a and appre- could appeals’ judgment denying summary hend him later but decides to judgment County. and Ener Harris suspect anyway cannot alone defeat dissent, disagree faith. We with the there- concurring Justice ENOCH filed a fore, opinion that our reheves officer of opinion. dissenting duty a suspect whenever pursuit. there is an alternative sitting. Justice O’NEILL S.W.3d at 925. affidavit, In addition to his ENOCH, Ener also concurring Justice experts submitted affidavits of Assis- dissenting. Rick tant Chief Jim Captain Sadler Court, again, adopt fails to a critical Sumner of the Harris County Constable’s piece Also, analysis. affidavit, office. like But Ener’s affi- these Court applies factor from Wadewitz v. davits omit reference to the availabili- Montgomery1 that is in police irrelevant
ty alternatives to Consequently, cases. concur they faith, cannot establish either. judgment the Court’s Because we conclude that Ener did not Clark, Hоuston v. and I its dissent from faith, meet his initial to prove burden judgment in Ener v. Thomas. we need not consider whether Thomas Roarke controverted Ener’s To begin, note that referring cases, evidence. police “response” referring I’m (Tex.1997). 1. 951 *11 only knows the officer re- of travel. Rather police the officer
those cases where
the
point
pursuit begins;
at the
requested
call and is
route
emergency
the
ceives
is,
that,
the
fleeing suspect
That
the
dictates
report to a crime scene.
the
after
to
this,
can’t all
A to
the risks
traveling
point
route. Because
officer
be
consequent-
referring
police “pursuit”
beginning;
to
at the
point B.
be assessed
cases,
referring
police
to those cases where
so must the
ly,
change,
I’m
as
risks
the
chasing
suspect.
to
police
the
is
the
in order
officеr
those risks
officer reassess
in
If we
pursuit
good faith.
continue the
respect
opinion,
to the
the
With
Court’s
to
the initial decision
conclude that
good faith
piece
critical
left out of the
good
analysis
faith
then
the
proper,
when an
analysis
piece determining
is that
point along
us to determine
requires
faith
be
As
good
officer’s
should
assessed.
good
reevaluate
way at which we
the
my
in
dissent in
“Our
I said
minimum,
should
a
the reassessment
At
as
must be on the officer’s decision
focus
changed,
risks have
only after the
begin
response
her
rather than on
she initiated
very
the
risk
certainly
just
because
circumstance that confronts
each discrete
The
already weighed is encountered.
act
at each moment of her course of
her
significance of
recognize
the
Court fails
said,
otherwise,
To
аs I also
ion.”2
do
framework.
analytical
this
immunity as a viable
eliminates “official
3 Thus, in an
public policy protection....”
immunity
teeth
For official
like
a
emergency response case
cases,
response
in
police
all
examine
good
the officer’s
court should
officer’s good
must not re-examine an
we
response begins.
faith when the officer’s
the
the officer encounters
faith each time
factors,
Taking into account the Wadewitz
begin-
in
considered
risks the officer
be,
question
reasonably
should
could a
only if the
ning. That also means that
in
prudent
responded
officer have
change significantly
in pursuit
a
case
risks
manner and
the route
officer chose?
officer reevaluate
situation
must the
response
in
began
If the officer
to immediate-
whether the need
determine
faith, balancing
respond quick
the need to
to out-
ly apprehend
continues
ly against the clear risks of harm the
public.
harm to the
weigh a clear risk of
guess
it is not for us to second
public,
officer could have
If a
just
contemplat
risk
decision
because the
in the manner the
continued
is,
fact,
ed
in
encountered.
risks,
changed
officer did under
acting
good faith.
officer continues
apply
analysis
would
the same
decides
pursuit cases like these
Court
City
we
Lancas-
Importantly,
said
today.
An
faith
be
officer’s
should
officer
risk the
ter v. Chambers4
pursuit begins,
assessed at
moment
harm
weigh
must
the “clear
risk,
light
clear
balancing
against
continuing
pursuit.”5
Wadewitz factors.
relevant
that when
assess
again emphasize
reasonably
if
acts in
reasonably
we must look at whether
pur-
officer could have decided
prudent
have continued
prudent officer could
the same
sue in the same manner under
not,
example,
circumstances.
have en-
officer could
intersection,
or made
But,
particular
there is an tered
recognizes,
the Court
incrementally
To look
particular U-turn.
that differenti-
to a
case
element
activity along the chase
piece
at each
case.
ates it from a
officer’s decision
case,
reassess the
the route
route and
pick
officer can’t
(Tex.1994).
J.,
(Enoch,
dissenting).
Similarly, in
doing
our
benefit in
so. On the other
focus
task,
assigned
Deputy
having
give
should first be on
Constable
this
we don’t
Ener’s initial decision to
speed-
officers unfettered discretion.
insist
1998,
pet.);
(Tex.App.-Houston [14
6. See id.
th
no
Dist.]
Saenz,
910,
(Tex.
State v.
967 S.W.2d
7. See
circumstances.10 violator, when an sees
means that want that officer
violator, unreason- creating without but *13 And that necessar- public. risk to the
able make that officer will have to
ily means the a rule I support cannot quickly. decision COMPENSATION WORKERS’ TEXAS duty an officer of of law that relieves Subsequent COMMISSION clear risks not because the apprehend, Fund, Appellants, Injury public outweigh appre- hend, else simply because someone but farther may be able catch LEAGUE MUNICIPAL TEXAS INTERGOVERNMENTAL down road. POOL, Appellee. RISK that, upon the facts hold based would No. 03-98-00169-CV. affidavit, Ener in his established be- might officer have Texas, Appeals Court speeder that his lieved Austin. Thom- I would further hold that proper.11 14, 2000. Sept. that “‘no reasonable failed to show person position could have [Ener’s] they jus-
thought the facts were such that no
tified acts.’”12 Thomas offered [his] Ener’s; to controvert
affidavits of own
rather, pointed he to evidence about
Ener’s conduct as he entered the intersec- This the accident occurred.
tion where
evidence, may negli- while it be relevant
gence, relevant to Ener’s it already explained,
For reasons his decision to nothing
has do with to do speeder, everything a risk
with his conduct as encountered
already considered. that Ener violated suggests
Thomas also by engaging regulations
departmental a civilian in emergency may this indicate
car. While evidence might reasonably prudent officers
some it falls continued the
not have that no reasonable
short
could have. City Fort (quoting Post v. Id. at 657 8B3 S.W.2d at 656. (11 Lauderdale, th Cir. 7 F.3d 1993)). Id. at 656-57.
