USC contends that it had no duty to protect members of the public from the conduct of a third party at an off-campus fraternity party. We agree and grant the petition.
FACTUAL AND PROCEDURAL BACKGROUND
1. The Incident
Several fraternities and sororities affiliated with USC occupy houses in an area near the USC campus known as Greek Row, including a chapter of Sigma Alpha Epsilon Fraternity.
USC's Policy on Alcohol and Other Drugs required fraternities and sororities to obtain prior authorization to serve alcohol at social events. USC's Social Events Policy prohibited parties after 10 p.m. on evenings preceding school days, and allowed parties only between Fridays at 3:00 p.m. and Sundays at 5:00 p.m. Cal. Gamma's party on Thursday, October 10, 2013, was unauthorized and violated both of these policies. USC was aware of prior violations of university policy and other misconduct at Cal. Gamma, some involving the use of alcohol, and had recently issued warnings and imposed discipline on the fraternity.
USC's Department of Public Safety (DPS) employed safety officers who patrolled the USC campus and Greek Row. On October 10, 2013, before
Barenborg was a 19-year-old student at Loyola Marymount University at the time of her injury. On October 10, 2013, she visited parties on Greek Row with a group of friends. Barenborg consumed cocaine and five to seven alcoholic beverages before arriving at Cal. Gamma, and she continued drinking alcohol after she arrived there.
The Cal. Gamma party was in the backyard of the fraternity house on and around a basketball court. There were approximately 200 to 250 people at the party. A platform approximately seven feet tall constructed from tables was being used for dancing.
Barenborg and two female friends were stepping up onto the platform where USC
2. The Complaint
Barenborg's second amended complaint filed in September 2016 alleges a single cause of action for negligence against USC, SAE, and Barth.
3. The Summary Judgment Motion
USC moved for summary judgment, arguing that it had no duty to protect members of the public from third party conduct and had no special relationship with Barenborg giving rise to a duty of care. USC also argued that it
Barenborg argued in opposition that USC owed her a duty of care because (1) USC had a special relationship with its students and their invitees; (2) USC voluntarily assumed a duty to supervise behavior on and around campus, including at fraternity houses on Greek Row, USC increased the risk of harm by failing to shut down the Cal. Gamma party, and Barenborg relied on USC to ensure a safe environment; and (3) USC had the right to control the Cal. Gamma property and therefore owed a duty of care to Barenborg as a social invitee under principles of premises liability.
The trial court heard USC's summary judgment motion in November 2017. On January 11, 2018, the court filed a 16-page order denying the motion. The trial court summarized its ruling:
"The Court cannot determine that, as a matter of law, Defendant did not owe Plaintiff a duty of care. There are triable issues of material fact as to the existence of a special relationship between Defendant and Plaintiff. Specifically, evidence before the Court suggests Defendant was aware that alcohol abuse in the Greek System, including SAE, was a problem that caused accidents and injuries, Defendant asserted control over SAE and/or SAE's ability to have events, Defendant voluntarily assumed a protective duty to Plaintiff by having DPS officers patrol and enforce the policies, and Plaintiff relied on Defendant/DPS to provide her with a safe environment."
4. The Petition for Writ of Mandate
On February 15, 2018, USC filed a petition for a peremptory writ of mandate pursuant to Code of Civil Procedure section 437c, subdivision (m)(1), challenging the denial of its summary judgment motion.
STANDARD OF REVIEW
" 'On review of an order granting or denying summary judgment, we examine the facts presented to the trial court and determine their effect as a matter of law.' [Citation.] We review the entire record, 'considering all the evidence set forth in the moving and opposition papers except that to which objections have been made and sustained.' [Citation.] Evidence presented in opposition to summary judgment is liberally construed, with any doubts about the evidence resolved in favor of the party opposing the motion. [Citation.]
"Summary judgment is appropriate only 'where no triable issue of material fact exists and the moving party is entitled to judgment as a matter of law.' [Citation.] A defendant seeking summary judgment must show that the plaintiff cannot establish at least one element of the cause of action. [Citation.] ... 'Duty, being a question of law, is particularly amenable to resolution by summary judgment.' [Citation.]" ( Regents , supra ,
DISCUSSION
1. The Duty of Care and Third Party Conduct
A duty of care is an essential element of a negligence cause of action. ( Regents , supra ,
" 'A judicial conclusion that a duty is present or absent is merely " 'a shorthand statement ... rather than an aid to analysis. ... "[D]uty," is not sacrosanct in itself, but only an expression of the sum total of those considerations of policy which lead the law to say that the particular plaintiff is entitled to protection.' " [Citation.] "Courts, however, have invoked the concept of duty to limit generally 'the otherwise potentially infinite liability which would follow from every negligent act. ...' " ' [Citation.]" ( Beacon Residential Community Assn. v. Skidmore, Owings & Merrill LLP (2014)
Courts have recognized exceptions to the general rule of no duty with respect to third party conduct where a "special relationship" exists and where the defendant engages in a "negligent undertaking." ( Regents , supra , 4 Cal.5th at pp. 619-620,
A defendant may owe a duty to protect the plaintiff from third party conduct if the defendant has a special relationship with either the plaintiff or the third party. ( Regents , supra , 4 Cal.5th at pp. 619-620,
2. Regents Clarifies the Boundaries of a University's Duty of Care
In Regents , supra ,
Regents first considered whether a university has a special relationship with its students supporting a duty to warn or protect them from foreseeable harm. ( Regents , supra ,
Regents explained that shifting cultural attitudes have changed the legal significance of the college-student relationship. Colleges once were regarded as standing in loco parentis to students, resulting in both an obligation to protect students and some degree of immunity from suit by students. Later, when social changes led to greater privacy and autonomy rights for adult students, courts generally treated colleges as "bystanders" with a limited duty to students arising from a business relationship, but no broader duty based on a special relationship. ( Regents , supra ,
Regents discussed three Court of Appeal opinions from the "bystander" era. ( Regents , supra , 4 Cal.5th at pp. 622-624,
In Crow v. State of California (1990)
In Tanja H. v. Regents of University of California (1991)
Regents stated, "When the particular problem of alcohol-related injuries is not involved , our cases have taken a somewhat broader view of a university's duties toward its students." ( Regents , supra ,
Regents noted the limits of such a special relationship, stating: "Of course, many aspects of a modern college student's life are, quite properly, beyond the institution's control. Colleges generally have little say in how students behave off campus, or in their social activities unrelated to school. It would be unrealistic for students to rely on their college for protection in these settings, and the college would often be unable to provide it. This is another appropriate boundary of the college-student relationship: Colleges are in a special relationship with their enrolled students only in the context of school-sponsored activities over which the college has some measure of control." (
Regents concluded that as a result of the special relationship, colleges owe a duty to exercise reasonable care to protect students from foreseeable acts of violence in the classroom and during curricular activities. ( Regents , supra ,
Regents disapproved Baldwin , supra ,
3. USC Did Not Have a Special Relationship with Barenborg
A defendant may have an affirmative duty to protect the plaintiff from the conduct of a third party if the defendant has a special relationship with the plaintiff. ( Regents , supra ,
Unlike the plaintiff in Regents , supra ,
The relationship between a possessor of land and an invitee is a special relationship giving rise to a duty of care. ( Peterson , supra ,
In Alcaraz , the plaintiff was injured when he stepped into a water meter box near his rental unit. ( Alcaraz , supra ,
Southland , supra ,
Barenborg also argues that USC had a special relationship with her because "security personnel hired by a business also have a special relationship with visitors to the property," citing Marois v. Royal Investigation & Patrol, Inc. (1984)
4. USC Did Not Have a Special Relationship with Cal. Gamma
A defendant may have an affirmative duty to protect the plaintiff from the conduct of a third party if the defendant has a special relationship with the third party. ( Regents , supra ,
Barenborg argues that USC had a special relationship with Cal. Gamma and its members because USC had the ability to control the fraternity by enforcing the university's policies regarding alcohol use and social events. She notes that one of the stated goals of USC's policies was to protect the campus community, including invitees to Greek Row.
The special relationship recognized in Regents , supra ,
These observations are relevant not only to the college-student relationship and the limited duty it supports, but also to the relationship between a college and fraternity members participating in off-campus social activities. A college has little control over such noncurricular, off campus activities, and it would be unrealistic for students and their guests to rely on the college for protection in those settings. (See Pawlowski v. Delta Sigma Phi (Conn.Super.Ct., Jan. 23, 2009, No. CV-03-0484661S)
5. The Negligent Undertaking Doctrine Is Inapplicable
The negligent undertaking theory of liability holds that a person who has no affirmative duty to act but voluntarily acts to protect another has a duty to exercise due care if certain conditions are satisfied.
"The general rule is that a person who has not created a peril is not liable in tort for failing to take affirmative action to protect another unless they have some relationship that gives rise to a duty to act. [Citation.] However, one who undertakes to aid another is under a duty to exercise due care in acting and is liable if the failure to do so increases the risk of harm or if the harm is suffered because the other relied on the undertaking. [Citation.]" ( Paz , supra , 22 Cal.4th at pp. 558-559,
"Our cases establish that a volunteer who, having no initial duty to do so, undertakes to provide protective services to another, will be found to have a duty to exercise due care in the performance of that undertaking if one of two conditions is met: either (a) the volunteer's failure to exercise such care increases the risk of harm to the other person, or (b) the other person reasonably relies upon the volunteer's undertaking and suffers injury as a result." ( Delgado , supra ,
The foundational requirement for liability under a negligent undertaking theory is the undertaking of a task that the defendant allegedly performed negligently. ( Paz , supra ,
Similarly here, we conclude that by adopting policies regarding alcohol use and social events and providing a security patrol both on and off campus, USC did not assume a duty to protect invitees from third-party conduct at fraternity parties. Again, a college has little control over such noncurricular, off campus activities, and it would be unrealistic for students and their guests to rely on the college for protection in those settings.
These considerations support the conclusion not only that there was no special relationship, but also that by adopting those measures to promote safety and a suitable learning environment, USC did not assume a duty to protect guests at off-campus fraternity parties from the conduct of other guests. (See Mynhardt v. Elon University (2012)
Moreover, the evidence here cannot support an inference that USC's conduct increased the risk of harm to Barenborg. By establishing policies governing fraternities, providing a security patrol with authority to enforce those policies both on and off campus, and failing to enforce those policies by shutting down the Cal. Gamma party after it began or preventing the party from occurring in the first place, USC did not create any new peril. USC's failure to prevent or curtail the party allowed the party to occur and continue, but neither created the party nor increased the risks inherent in the party.
A defendant does not increase the risk of harm by merely failing to eliminate a preexisting risk. ( Paz , supra ,
The evidence here also cannot support an inference that Barenborg actually or reasonably relied on USC to protect her from harm. Despite her deposition testimony that she relied on DPS to protect her,
6. Consideration of the Rowland Factors Does Not Support a Duty of Care
Courts weigh several factors in determining whether to recognize an exception to the general duty under Civil Code section 1714, subdivision (a) to exercise ordinary care. Those factors include, " 'the foreseeability of harm to the plaintiff, the degree of certainty that the plaintiff suffered injury, the closeness of the connection between the defendant's conduct and the injury suffered, the moral blame attached to the defendant's conduct, the policy of preventing future harm, the extent of the burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk involved.' " ( Regents , supra ,
An analysis of the Rowland factors may be unnecessary if the court determines as a matter of law based on other policy considerations that no duty exists in a category of cases. (See Zelig , supra , 27 Cal.4th at pp. 1128-1131,
The Rowland factors, "must be 'evaluated at a relatively broad level of factual generality.' [Citation.] In considering them, we determine 'not whether they support an exception to the general duty of reasonable care on the facts of the particular case before us, but whether carving out an entire category of cases from that general duty rule is justified by clear considerations of policy.' [Citation.] In other words, the duty analysis is categorical, not case-specific. [Citation.]" ( Regents , supra , 4 Cal.5th at pp. 628-629,
"The Rowland factors fall into two categories. The first group involves foreseeability and the related concepts of certainty and the connection between plaintiff and defendant. The second embraces the public policy concerns of moral blame, preventing future harm, burden, and insurance availability. The policy analysis evaluates whether certain kinds of plaintiffs or injuries should be excluded from relief. [Citation.]" ( Regents , supra ,
" '[A]s to foreseeability, ... the court's task in determining duty "is not to decide whether a particular plaintiff's injury was reasonably foreseeable in light of a particular defendant's conduct, but rather to evaluate more generally whether the category of negligent conduct at issue is sufficiently likely to result in the kind of harm experienced that liability may appropriately be imposed ...." ' [Citations.]" ( Kesner v. Superior Court (2016)
The foreseeability question here is whether it is reasonably foreseeable that a university's failure to enforce policies governing alcohol use and social events could result in harm to a person attending a fraternity party. (Cf. Regents , supra ,
The second factor, "the degree of certainty that the plaintiff suffered injury" ( Rowland , supra ,
"The third factor, 'the closeness of the connection between the defendant's conduct and the injury suffered' [citation], is 'strongly related to the question of foreseeability itself' [citation], but it also accounts for third-party or other intervening conduct. [Citation.] Where the third party's intervening conduct is foreseeable or derivative of the defendant's conduct, then that conduct does not ' "diminish the closeness of the connection between defendant's conduct and plaintiff's injury. ..." ' [Citation.]" ( Vasilenko v. Grace Family Church (2017)
In Regents , the university's failure to prevent a violent assault in the classroom was closely connected to the plaintiff's injury because the university was aware of the risk that the particular student would commit a violent assault against another student. ( Regents , supra ,
The defendant in Vasilenko was a church that maintained an overflow parking lot across the street from its chapel. The plaintiff was directed to park there by church volunteers and was struck by a car while crossing the street on his way to a church function. Vasilenko held that a landowner does not have a duty of care to assist invitees in crossing a public street when the landowner does nothing to obscure or magnify the dangers of crossing the street. ( Vasilenko , supra ,
The intervening conduct here involved Cal. Gamma hosting an unauthorized party, serving alcohol, and erecting an unsafe dance platform; Barenborg attending the party under the influence of cocaine and alcohol; and Barth
Regents stated regarding moral blame: " 'We have previously assigned moral blame, and we have relied in part on that blame in finding a duty, in instances where the plaintiffs are particularly powerless or unsophisticated compared to the defendants or where the defendants exercised greater control over the risks at issue.' [Citation.] With the decline of colleges' in loco parentis role, adult students can no longer be considered particularly powerless or unsophisticated." ( Regents , supra ,
"The policy of preventing future harm is ordinarily served by allocating costs to those responsible for the injury and best suited to prevent it. [Citation.] 'In general, internalizing the cost of injuries caused by a particular behavior will induce changes in that behavior to make it safer. That consideration may be "outweighed, for a category of negligent conduct, by laws or mores indicating approval of the conduct or by the undesirable consequences of allowing potential liability." [Citation.]' [Citation.]" ( Vasilenko , supra ,
In contrast to colleges, fraternities hosting parties in fraternity houses and the invitees themselves have much greater control over conduct at those parties and a more direct ability to reduce the risk. (Cf. Vasilenko , supra ,
Moreover, finding a duty in these circumstances could create a disincentive for universities to regulate alcohol use and social activities and provide
Regarding the burden on the defendant and the community, effective control of off-campus fraternity parties, if achievable, would require close monitoring and considerable resources. The burden on the university and the restrictions on the independence of students engaging in noncurricular activities off campus would be great. (Cf. Baldwin , supra ,
Finally, although there is no evidence in the record regarding the availability and cost of insurance for the risk involved, USC "has offered no reason to doubt colleges' ability to obtain coverage for the negligence liability under consideration." ( Regents , supra ,
We conclude that the Rowland factors, on balance, weigh against imposing a duty on USC to protect a fraternity's invitees from the risk of harm at an off-campus fraternity party. The lack of a close connection between USC's conduct and Barenborg's injury, the relatively low moral blame, the policy of preventing future harm, and the burden on colleges and students that would arise by imposing a duty, all weigh against finding a duty.
DISPOSITION
The petition is granted. Let a peremptory writ of mandate issue directing the trial court to vacate its order denying USC's motion for summary
We concur:
MANELLA, P.J.
COLLINS, J.
Notes
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Sigma Alpha Epsilon Fraternity is a nonprofit corporation and a national fraternal organization. We will use the term SAE to refer to the national organization. SAE's local USC chapter was California Gamma Chapter (Cal. Gamma). California Gamma Building Association, a separate legal entity, owned the Cal. Gamma fraternity house.
No criminal charges were brought against Barth.
Barenborg later added California Gamma Building Association as a defendant.
SAE and California Gamma Building Association successfully moved for summary judgment. Barenborg's appeal from the judgments in favor of SAE and California Gamma Building Association is currently pending in this court (case No. B289766).
The parties stipulated to extend the time to file a writ petition by 10 days, and the trial court so ordered.
Writ relief is extraordinary because an aggrieved party usually has an adequate remedy by filing a postjudgment appeal. A writ of mandate may be appropriate, however, if the erroneous denial of a summary judgment motion would result in a trial on nonactionable claims. (Pacific Gas and Electric Co. v. SuperiorCourt (2018)
Neither the trial court nor the parties had the benefit of Regents ' guidance at the time of the summary judgment motion hearing.
For purposes of its discussion, Regents did not distinguish undergraduate from postgraduate students and used the terms "college" and "university" interchangeably. (Regents , supra ,
Ochoa held that a university had no special relationship with an adult student and no duty to protect the student from the criminal act of another student during an intramural soccer game. (Ochoa , supra , 72 Cal.App.4th at pp. 1305-1306,
Alcaraz cautioned, "This is not to say that the simple act of mowing a lawn on adjacent property (or otherwise performing minimal, neighborly maintenance of property owned by another) generally will, standing alone, constitute an exercise of control over property and give rise to a duty to protect or warn persons entering the property." (Alcaraz , supra ,
Barenborg cites Southland , supra ,
We note that Regents cited out-of-state cases in support of its holding that universities have a limited special relationship with their students. (Regents , supra , 4 Cal.5th at pp. 626-627,
The negligent undertaking doctrine is sometimes called the "Good Samaritan" rule, but is actually an exception to that rule. (Delgado , supra ,
The negligent undertaking doctrine encompasses both undertakings to render protective services to the plaintiff (Rest.2d Torts, § 323 ), as Barenborg claims here, and undertakings to render services to a third party to protect the plaintiff (Rest.2d Torts, § 324A ). (Delgado , supra ,
USC had no opportunity to prevent the party from taking place because Cal. Gamma did not request permission before hand, as required by the rules. There is no evidence that USC had any prior knowledge the party would take place.
In her deposition, Barenborg answered "Yes" to the question, "Prior to your injury, did you rely on the USC Department of Public Safety officers to protect you?"
Regents disapproved Baldwin , supra ,
