UNITED STATES of America, Plaintiff-Appellee, v. Maynard T. YATES, Defendant-Appellant.
No. 08-3095.
United States Court of Appeals, Tenth Circuit.
Feb. 2, 2010.
670
IV.
The judgment of the district court is AFFIRMED. The government‘s motion to dismiss Appeal No. 08-3137 as premature when filed is DENIED as moot.
UNITED STATES of America, Plaintiff-Appellee, v. Maynard T. YATES, Defendant-Appellant.
No. 08-3095.
United States Court of Appeals, Tenth Circuit.
Feb. 2, 2010.
James A. Brоwn, Office of the United States Attorney, Topeka, KS, for Plaintiff-Appellee. Peter J. Krumholz, Hale Friesen, LLP, Denver, CO, for Defendant-Appellant. Before HENRY, Chief Circuit Judge, O‘BRIEN, Circuit Judge, and EAGAN, Chief United States District Judge.*
ORDER AND JUDGMENT**
TERRENCE L. O‘BRIEN, Circuit Judge.
After the district court denied his motion to suppress evidence, Maynаrd T.
I. BACKGROUND
Yates was indicted for possession with intent to distribute 48.83 grams of cocaine basе. He filed a motion to suppress, arguing the warrantless search of his residence was not justified by consent or “the protective sweep doctrine.” He sought suppression of the cocaine base, razor blade, and set of digital scales seized by the рolice. On March 23, 2007, 479 F.Supp.2d 1212, (after a hearing), the district court denied the motion, concluding the search was valid.
A change of plea hearing was scheduled six different times. Each of the delays were requested by Yates. Before Yates plead guilty, the government prоposed a written plea agreement which would have reserved Yates’ right to appeal from the denial of his motion to suppress. When he appeared with his fourth lawyer at the October 31, 2007 change of plea hearing, Yates renounced the рroffered plea agreement, saying he did not “want to be binded to this plea agreement.” (R. Vol. 2, Doc. 106 at 3.) He offered no further explanation. The court responded by stating the case was set for trial the following week and announced it was in recess.
Thе court reconvened after “a short recess” because it was informed Yates wanted to make “an oral plea of guilty.” (R. Vol. 2, Doc. 106 at 3-4.) After Yates was sworn, he stated his name, age, and education on the record and waived a reading of the indictment. The court inquired if Yates was under the influence of drugs or medication (he was not) and assured he was satisfied with his attorney. The following exchange then occurred:
THE COURT: Okay. As to Count 1 of the indictment, how do you plead to that count?
[DEFENSE COUNSEL]: Your Honor, before he does that, I just wаnt to make clear to the Court that I recommend that you take the plea agreement and not just enter the plea, but you have elected to do it this way; is that correct?
MR. YATES: Yes.
[DEFENSE COUNSEL]: Okay.
THE COURT: All right, sir. How do you plead to Count 1 of the indictment?
MR. YATES: Guilty.
THE COURT: All right, sir. Has anyone in any way attempted to force you to enter that plea of guilty?
MR. YATES: No.
THE COURT: Are you entering that plea of guilty of your own free will and because you are guilty of it?
MR. YATES: Yes.
(R. Vol. 2, Doc. 106 at 7 (emphasis added).) The court then proceeded to inform Yates of the rights he waived through entry of a
THE COURT: Okay. Do you understand that if the Court accepts your plea of guilty there may be certain appellate issues that you may either waive or not pursue just by reason of the guilty plea. Do you understand that?
MR. YATES: Yes.
THE COURT: Have you had a full opportunity to discuss those rights with your attorney?
MR. YATES: No, I haven‘t.
THE COURT: Would you like to do that? Yes.
THE COURT: All right, we‘ll do it now. We‘ll take a short recess. . . .
* * *
[DEFENSE COUNSEL]: Judge, if I may, I‘ve explained to Mr. Yates that if he enters this plea of guilty he can‘t take an appeal from the actual case itself and he can‘t really appeal the suppression motion at that point in time . . . as opposed to the conditional plea where he could appeal those things. But he could aрpeal things such as the sentencing and things of that nature.
THE COURT: Would the government like to address that, please?
[GOV‘T COUNSEL]: Your Honor, I believe the agreement that was initially extended to the defendant in paragraph 11 allowed the defendant—or at least it read “Defendаnt knowingly and voluntarily waives any right to appeal or collaterally attack any matter in connection with this prosecution, conviction and sentence with the exception of a direct appeal by counsel of suppression matters previously litigated by the Court.” So Your Honor, in response to the questions to the Court by defense counsel, the government‘s prior plea offer did allow for a direct appeal only through counsel; not pro se, but only through counsel. And that would be the government‘s response. And the government is unwilling to accept just a conditional plea if we are not operating under the language of a written formal plea agreement.
[DEFENSE COUNSEL]: I think what he‘s saying is he wants to be able to have the right to appeal even his plea. You undеrstand—isn‘t that what you‘re asking the Court?
MR. YATES: Yeah.
[DEFENSE COUNSEL]: I guess he can file the appeal. Whether it will go anywhere—
THE COURT: Will the government accept such a plea?
[GOV‘T COUNSEL]: Your Honor, we will not orally. Unless it‘s a written formal plea agreement with the language that has been previously provided to counsel and been explained to thе defendant, we—we‘re not comfortable accepting an oral plea to those terms.
[DEFENSE COUNSEL]: Well, I don‘t—his plea is basically unconditional. I mean, he is telling me he wants to orally plea to this count. You‘re advising him about the right to appeal. And what I am saying tо him is if he enters this plea, he‘s not—there‘s nothing to appeal. I mean, you can‘t appeal whether or not the charge itself was valid, the arrest was valid and things of that nature because it‘s never been tried. Am I giving him wrong advice, Judge?
THE COURT: Well, I‘m not going to enter into cоunsel‘s advice to his
client. I‘m going to indicate to the parties and for the record that the Court will not restrict the defendant as to any appeal, whether that—whatever the appeal might be that you believe is appropriate. The Court does nоt suggest that the appeal will be appropriate. I‘m just indicating that you can file the appeal, but it‘s up to the circuit court to make a determination as to whether or not the appeal is appropriate. Do you understand that, sir? MR. YATES: I think. Let me talk to him for a minute.
THE COURT: Sure. Well, I think the last thing that—before our colloquy that we just engaged in, I indicated to you that—asked you whether or not you had an opportunity to discuss with your attorney the plea of guilty. And have you had an opportunity to do so now?
MR. YATES: Yes, sir.
(R. Vol. 2, Doc. 106 at 9-13.)
The government then summarized the evidence аgainst Yates, including the evidence he had previously sought to suppress. When asked by the court if the evidence was true, Yates said “Yes.” The court accepted Yates’ unconditional guilty plea. Due to a prior drug conviction, he was subject to a mandаtory statutory minimum sentence of 120 months imprisonment. See
Yates filed a notice of appeal on April 2, 2008. The government filed a motion to dismiss Yates’ appeal pursuant to
II. DISCUSSION
Yates waived his right to appeal the denial of his motion to suppress by entering an unconditional plea. “By entering a plea of guilty, the accused is not simply stating that he did the discrete acts described in the indictment; he is admitting guilt of a substantive crime.” United States v. Dwyer, 245 F.3d 1168, 1170 (10th Cir. 2001) (quotаtion marks and citation omitted). Consequently, a defendant who unconditionally pleads guilty “may not thereafter raise independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea. He may only attack the voluntary and intelligent character of the guilty plea by showing that the advice he received from counsel was not [competent].” United States v. Salazar, 323 F.3d 852, 856 (10th Cir. 2003) (quoting Tollett v. Henderson, 411 U.S. 258, 267, 93 S.Ct. 1602, 36 L.Ed.2d 235 (1973)). When a defendant voluntarily and unconditionally enters a guilty plea, he waives all non-jurisdictional defenses and thereby fаils to reserve the right to have the denial of his pretrial motion to suppress reviewed. See id.; Mabry v. Johnson, 467 U.S. 504, 508, 104 S.Ct. 2543, 81 L.Ed.2d 437, (1984) (“It is well settled that a voluntary and intelligent plea of guilty made by an accused person, who has been advised by competent counsel, may not be collaterally attacked.“), abrogated on other grounds by Puckett v. United States, — U.S. —, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009).
Yates does not allege his counsel was incompetent but contends the district court misled him when it said, “the Court will not restrict the defendant as to any appeal, whether that—whatever the appeal might be that you believe is appropriate. The Court does not suggest that the appeal will be appropriate. I‘m just indicating that you can file the appeal. . . .” (R. Vol. 2, Doc. 106 at 12-13.) Yates argues this language reasonably led him to believe he had the right to appeal, inducing his guilty plea. For support, he cites United States v. Rodriguez-Gonzales, 386 F.3d 951 (10th Cir. 2004). This argument is unconvincing.
In Rodriguez-Gonzales, a defendant pled guilty after being informed in open court that he retained the ability to challenge the court‘s denial of his motion to suppress through habeas proceedings. Id. at 952-53. Because neither opposing counsel nor the court corrected this misstatement, we remanded and allowed the defendant to withdraw his guilty plea. Id. Yates, unlike the defendant in Rodriguez-Gonzales, was not materially misinformed of the consequences of his plea. The court stated it would not stop Yates from trying to appeal; it did not say Yates retained a right to appeal.2 The record reveals Yates’ attorney clearly advised him how to preserve his appellate rights (through entering a conditional plea agreement with the government). Finally, the government stated, in no uncertain terms, it would not accept a conditional plea that reserved Yates’ appellate rights unless it was reduced to writing.
Yates gave no indication that he was confused about his appellate rights when he unequivocally admitted the evidence against him was true. He rejected the government‘s proposed plea agreement (which would have reserved his right to appeal from the denial of his motion to suppress), ignored his attorney‘s advice, and entered an unconditional plea. He voluntarily and intelligently pled guilty beсause he did not “want to be binded to [the government‘s proposed] plea agreement.” (R. Vol. 2, Doc. 106 at 3.) His decision had consequences, namely a waiver of his right to challenge the evidence he admitted was true.
DISMISSED.