Defendant Rubin Gottesman appeals his conviction, after a bench trial, for violating the Protection of Children Against Sexual Exploitation Act of 1977 (“Act”), 18 U.S.C. § 2251 et seq. (1988). Gottesman was convicted of violating sections 2252(a)(1) and (a)(2) of the Act, which prohibit the distribution, receipt, or shipping of child pornography. Gottesman challenges the Act as unconstitutional, both on its face and as applied. We conclude that the Act is unconstitutional on its face and, therefore, reverse.
FACTUAL BACKGROUND
In 1986 and 1987, an undercover police officer contacted Gottesman, the operator of X-Citement Video, Inc., and expressed interest in buying pornographic videotapes featuring one Traci Lords. The officer stated that he wanted tapes that Lords had made when she was under the age of 18. Gottesman eventually sold two sets of such tapes: the first was a box of 49 tapes that he sold directly to the police officer; the second was a box of 8 tapes that Gottesman sold to the police officer and sent (per the police officer’s instructions) to Hawaii.
A federal grand jury indicted Gottesman for distributing, shipping, and conspiring to distribute and ship child pornography in violation of 18 U.S.C. § 2252. After a bench trial, Gottesman was convicted on these counts; the district court sentenced him to 12 months incarceration and ordered him to pay a $100,000 fine.
After he had filed a notice of appeal to this court, Gottesman requested a remand to the district court for reconsideration in light of
United States v. Thomas,
On appeal, Gottesman contends that: Section 2256 of the Act 1 is unconstitutional *1287 on its face because it is vague and over-broad; section 2252 of the Act 2 is unconstitutional on its face because it does not require scienter; 3 and the Act, as applied, violates the First and Fifth Amendments because the tapes at issue are not child pornography. We reject the challenges to section 2256 but agree that section 2252 is fatally defective. Because we conclude that section 2252 is unconstitutional on its face, we do not reach Gottesman’s argument about the Act as applied.
DISCUSSION
1. Does Section 2256 Render the Act Unconstitutionally Vague and Over-broad?
A. Is the Act Unconstitutionally Over-broad Because it Raises the Statutory Age of Majority from 16 to 18?
Gottesman asserts that section 2256
4
of the Act — its definitional section— is facially unconstitutional because it renders the Act applicable to depictions of those under the age of 18, whereas the statute upheld in
New York v. Ferber,
The Supreme Court stated in
Ferber
that it would invalidate a statute for over-breadth “ ‘only as a last resort.’ ... [T]he overbreadth involved [must] be ‘substantial’ before the statute involved will be invalidated on its face.”
Ferber,
B. Does Section 2256 Render the Act Unconstitutionally Overbroad or Vague Because it Substitutes “Lascivious” for “Lewd”?
Gottesman contends that section 2256 is overbroad and vague because Congress replaced “lewd” with “lascivious” in defining illegal exhibition of the genitals of children.
See
18 U.S.C. § 2256(2)(E). In so arguing, he ignores
United States v. Wiegand,
C. Does Section 2256 Render the Act Unconstitutionally Overbroad or Vague Because it Prohibits Actual or Simulated Bestiality and Sadistic or Masochistic Abuse?
Gottesman asserts that section 2256 is overbroad and vague because it includes among the covered acts, without further definition, actual or simulated bestiality and sadistic or masochistic abuse. 18 U.S.C. § 2256(2). This argument was essentially answered in
Ferber,
which upheld the constitutionality of a similar statute. The relevant section of the statute at issue in
Ferber
defined the prohibited sexual conduct as “ ‘actual or simulated sexual intercourse, deviate sexual intercourse, sexual bestiality, masturbation, sado-masochistic abuse, or lewd exhibition of the genitals.’ ”
Gottesman focuses on three differences between section 2256 and the statute in Ferber: First, he argues that section 2256’s prohibition of “simulated” acts renders it overbroad and vague. The statute in Ferber also prohibited “simulated” acts, however, and the structure of the sentence suggests that “simulated” modified all the acts on the list. Thus, there is no meaningful distinction between section 2256 and the Ferber statute in this regard. Second, Gottesman focuses on section 2256(2)(D)’s alleged inclusion of “sadistic or masochistic; abuse.” The semicolon before “abuse” is a typographical error in the unofficial code, however; the official version of section 2256(2)(D) states “sadistic or masochistic abuse.” Compare 18 U.S.C. § 2256(2)(D) (1988) with 18 U.S.C.A. § 2256(2)(D) (West Supp.1992). The only difference between section 2256 and the Ferber statute, therefore, is the former’s replacement of “sado-masochistic abuse” with “sadistic or masochistic abuse.” The two terms are indistinguishable. The final difference that Gottesman cites is that the Ferber statute prohibited “sexual bestiali *1289 ty,” whereas section 2256 refers only to “bestiality.” Gottesman suggests that, under section 2256, “bestiality” could be read to encompass its entire dictionary definition, so that it would also prohibit, e.g., “the display, gratification, or an instance of bestial traits or impulses.” Webster’s International Dictionary (3rd ed. 1966). In context, however, such a reading would not be justified; “bestiality” is listed as a subcategory of “sexually explicit conduct.” The term can hardly be interpreted to mean “acting beastly”; properly construed, the term is no different from Ferber’s “sexual bestiality.”
Thus, we reject all of Gottesman’s vagueness and overbreadth challenges to the Act.
II. Does Section 2252 Render the Act Unconstitutional Because it Does Not Require Proof of Scienter that the Materials Distributed Are Child Pornography?
Gottesman’s other facial challenge to the Act is that section 2252 — the section prohibiting, inter alia, the distribution or receipt of child pornography — violates the guarantee of free speech under the First Amendment and the guarantee of due process under the Fifth Amendment because it does not require that the prosecution demonstrate the defendant’s knowledge of the age of the performers. Gottesman argues that: (1) section 2252 does not include a scienter requirement regarding the minority of the performers; and (2) the lack of a scienter requirement violates the First and Fifth Amendments to the Constitution.
A. What Showing of Scienter Does Section 2252 Require?
The main point of contention between the parties is over the scienter requirement of section 2252. Gottesman contends that section 2252 does not require knowledge of the minority of the performers, whereas the government argues that section 2252 requires knowledge of “the nature and character of the material.” The government’s position is a bit cagey; it suggests at times that the statute requires that the distributor know that the material is child pornography, but argues that it does not require that the distributor know the age of the performers. Of course, it would make no difference under any construction of the statute if the defendant did not know precisely whether the underage performer was age 6, 7 or 8. What the government seems to be saying in its brief, however, is that the statute does not even require that the defendant know that one or more performers was under the age of 18, so long as he knew the general nature of the materials he was distributing.
We ruled on the question of the scienter required by the Act in Thomas, in which the defendant was accused of violating section 2252. Thomas, like Gottesman in the instant case, argued that section 2252 requires knowledge of the minority of the performer, and that, therefore, the indictment was insufficient because it failed to allege that Thomas knew that the pornography he transported depicted a minor. After setting forth section 2252, we stated that
In subsection 1, “knowingly” modifies only “transports or ships.” In subsection 2, “knowingly” modifies only “receives.” The section [2252], therefore, does not require that Thomas knew that the pornography he transported, mailed, and received involved a minor. The section requires only that Thomas knowingly transported and received the material.
The government does not attempt to distinguish
Thomas,
but rather relies on
United States v. Moncini,
The problem with the government's reliance on Moncini is that its statement that knowledge of the contents is required is dictum. In Moncini, the question before us was whether section 2252 requires knowledge of the illegality of the mailings; the statement regarding knowledge of the contents was unnecessary to our ruling. In Thomas, on the other hand, the defendant squarely raised the question of whether section 2252 requires knowledge that the performers are under the age of 18. Our statement that section 2252 requires no such knowledge constituted part of our ruling. Thus, Thomas is the only precedent from this circuit on the question of whether section 2252 requires scienter of the minority of the performers. We are bound by its conclusion that section 2252 contains no such requirement.
B. What Level of Scienter Does the Constitution Require?
Gottesman contends — and the government does not dispute — that a statute prohibiting the distribution of printed or taped materials that does not require some knowledge of the contents of the material violates the First and Fifth Amendments of the U.S. Constitution. The Supreme Court so ruled in
Smith v. California,
The
Smith
opinion did not delineate the level of scienter that the Constitution requires. In
Hamling v. United States,
In purporting to apply these principles here, the government once again skates a very fine line in its brief. It concedes that, to be constitutional, the statute must require knowledge of the nature and character of the material, and it sometimes formulates this requirement as knowledge that the material is “child pornography.” On the other hand, it appears to resist a requirement of proof that the defendant know that one or more performers were underage. It emphasizes that the Constitution does not require knowledge by the defendant of the actual age of the underage performer. Of course that must be true. The question, however, is whether it requires knowledge that one or more per *1291 formers was under age 18. In at least part of its argument, the government seems to suggest that there is no such requirement:
Thus, the scienter required by the child pornography statutes is analogous to that required for obscenity convictions— general knowledge of the nature of the contents of the materials, not knowledge of the specific age of the minor. See also United States v. Thomas,893 F.2d 1066 , 1070 (9th Cir.1990) (section 2252(a) does not require proof that defendant knew that pornography involved a minor) ____
Government’s brief, p. 17. At oral argument, the government moved away somewhat from this perch and conceded that the statute would have severe constitutional problems if it did not include a requirement of knowledge that at least one performer engaged in the specified sexually explicit acts was under 18 years of age.
Whatever the government’s position, we conclude that the constitutional minimum requirement of scienter for the Act’s proscription of transporting or receiving child pornography is knowledge that at least one of the performers is under age 18. It is true that, in
Hamling,
it was not necessary that the violator know that the material he was distributing was obscene. But the Supreme Court's point was that it was not essential that the violator know the
legal
status of the materials; he could not “avoid prosecution by simply claiming that he had not brushed up on the law.”
Hamling,
Our decision in
United States v. United States District Court for the Central District of California,
Defendants would have us go farther and hold that the first amendment requires the government to prove scienter as part of its case. They rely on the Supreme Court cases holding that the government must carry such a burden in cases involving booksellers and other downstream distributors. See, e.g., Hamling,418 U.S. at 123 ,94 S.Ct. at 2910 . We do not view these cases as controlling here. Those who arrange for minors to appear in sexually explicit materials are in a far different position from those who merely handle the visual images after they are fixed on paper, celluloid or magnetic tape. While it would undoubtedly chill the distribution of books and films if sellers were burdened with learning not only the content of all of the materials they carry but also the ages of the actors with whom they have had no direct contact, see Smith,361 U.S. at 153-54 ,80 S.Ct. at 218-19 , producers are in a position to know or learn the ages of their employees. We note that several states have taken this approach____
Id. at 543-44 n. 6. These considerations concerning distributors or receivers are directly applicable here, and we find them compelling. Section 2252 potentially applies to all kinds of recipients or distributors of videotapes and magazines. To render them all prima facie criminals if one of the performers in a portrayal of sexually explicit conduct is underage, without the distributor’s or recipient’s knowledge, would be to create precisely the kind of chilling effect condemned by Smith. That we cannot do consistently with the First Amendment as the Supreme Court has interpreted it.
We conclude, therefore, that the First Amendment mandates that a statute prohibiting the distribution, shipping or receipt of child pornography require knowl *1292 edge of the minority of the performers as an element of the crime it defines. Section 2252, as authoritatively construed by Thomas, does not so require.
The question then arises whether, in the face of
Thomas,
we could construe section 2252 so as to save its constitutionality. In
District Court,
we engrafted an affirmative defense onto section 2251(a) in order to save it. Despite that example, we do not feel free to follow an analogous course here. First, it comes closer to judicial rewriting of a statute to engraft onto it an element of the crime than .it does to recognize an affirmative defense, of a type that often exists without being specified in the statute defining the crime.
See District Court,
CONCLUSION
In summary, then, we conclude that the First Amendment to the United States Constitution mandates that a statute prohibiting the distribution, shipping or receipt of child pornography require as an element knowledge of the minority of at least one of the performers who engage in or portray the specified conduct. Section 2252, as authoritatively construed by Thomas, does not so require. As a result, section 2252 is unconstitutional on its face. Gottesman’s conviction therefore cannot stand.
REVERSED.
What makes this case hard is that most of the materials defendant distributes are protected by the First Amendment. The thought that someone in his position might be convicted, despite an innocent mind, because of a short scene in one videotape among the thousands he carries in stock, should give pause to anyone concerned about free speech. I therefore agree with my colleagues that a child pornography statute must contain a mens rea requirement. But I do not agree that Gottesman must have known the videos he sold depicted child pornography; recklessness on his part would have sufficed. Moreover, under our traditional rules of construction, we can read a recklessness mental state into the statute, to bring it in line with the Constitution. Indeed, we have a duty to do so.
I
Part 11(B) of the majority opinion answers the question: “What level of scienter does the Constitution require?” It concludes that a defendant in a child pornography case must be proven to have “knowledge of the minority of at least one of the performers.” Maj. op. at 1292. In reaching this conclusion, the majority relies on
New York v. Ferber,
The Supreme Court answered this question eight years later in
Osborne v. Ohio,
*1293
The majority is led astray by
Smith v. California,
All this means that obscenity precedents just don’t work in the child pornography context. For instance, private possession of child pornography can be criminalized,
Osborne,
Just as telling is the Court’s more relaxed approach to scienter in child pornography cases. Osborne’s one short paragraph in the text,
These distinctions bear out the original observation in
Ferber
that “the States are entitled to greater leeway in the regulation of pornographic depictions of children” than in regulation of obscenity. They cast serious doubt on any analysis that relies on obscenity cases in the child pornography context.
Id.
II
A. All of this would be beside the point if, as the majority suggests,
United States v. Thomas,
The defendant in
Thomas
made no constitutional argument; the
Thomas
court said nothing about the First Amendment. Indeed, had
Thomas
addressed the constitutional issue, it would have been bound by both the Supreme Court’s and our own holdings that child pornography can’t be a strict liability offense.
Ferber,
Of course, there is absolutely nothing wrong with the
Thomas
decision. We generally deal only with arguments raised by the parties.
Collins v. City of San Diego,
The majority’s supine willingness to be bound by a panel that decided a question different from that posed to us leads to truly paradoxical results. Because of an accident of timing — because the first defendant to challenge section 2252(a) neglected to raise a First Amendment claim — section 2252(a) turns out to be unconstitutional.
See
maj. op. at 1291-92. A neighboring section, 2251(a), is saved because the first
*1296
case to consider it did present a First Amendment challenge, giving us the opportunity to narrow it.
See Kantor,
Our jurisprudence cannot evolve in such a haphazard fashion. Under the majority’s reasoning no court would be able save section 2252(a). Not Thomas because they had no reason to confront the issue; and not we today because we are bound by Thomas. Our prudential rule of avoiding unnecessary consideration of issues not put before us by the parties turns into a trap. Giving preclusive force to the never-contemplated emanations from Thomas undermines our duty to save the statute if we can. 7
B. Because
Thomas
cannot be read to foreclose an issue that it had no reason to reach, it is our job to confront it today: Can we save 2252(a) by reading into it a requirement that defendant here acted recklessly as to the age the minor?
8
Not only can we, we must.
See, e.g., Dennis v. United States,
Statutes often fail to specify mental states for each element of the criminal offense, and courts routinely read scienter into a statute even absent constitutional considerations.
See Liparota v. United States,
We must be chary of striking down an Act of Congress, particularly one that promotes interests as vital as protecting children from sexual exploitation. We have already saved section 2252(a)’s companion statute from unconstitutionality by correcting a very similar defect.
Kantor,
CONCLUSION
After Osborne, it’s settled that recklessness is a sufficient level of scienter under the First Amendment in a child pornography case; accordingly, I dissent from Part 11(B) of the majority opinion which announces a knowledge requirement. Building on this distinct starting point with respect to mental state, I also disagree with Part 11(A), which holds that our prior decisions preclude reading a recklessness requirement into section 2252. I join the other parts of the opinion.
Notes
. Section 2256 provides that:
For the purposes of this chapter, the term—
(1) “minor" means any person under the age of eighteen years;
(2) "sexually explicit conduct” means actual or simulated—
(A) sexual intercourse, including genital-genital, oral-genital, anal-genital, or oral-anal, whether between persons of the same or opposite sex;
(B) bestiality;
(C) masturbation;
*1287 (D) sadistic or masochistic abuse; or
(E) lascivious exhibition of the genitals or pubic area of any person;
(3) “producing" means producing, directing, manufacturing, issuing, publishing, or advertising;
(4) "organization" means a person other than an individual;
(5) "visual depiction” includes undeveloped film and videotape;
(6) “computer" has the meaning given that term in section 1030 of this title; and
(7) "custody or control” includes temporary supervision over or responsibility for a minor whether legally or illegally obtained.
. The relevant portions of Section 2252 provide that:
(a) Any person who—
(1) knowingly transports or ships in interstate or foreign commerce by any means including by computer or mails any visual depiction, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and
(B) such visual depiction is of such conduct;
(2) knowingly receives, or distributes any visual depiction that has been mailed, or has been shipped or transported in interstate or foreign commerce, or which contains materials which have been mailed or so shipped or transported, by any means including by computer, or knowingly reproduces any visual depiction for distribution in interstate or foreign commerce by any means including by computer or through the mails, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and
(B) such visual depiction is of such conduct;
******
shall be punished as provided in subsection (b) of this section.
(b)(1) Whoever violates paragraph (1), (2), or (3)of subsection (a) shall be fined under this title or imprisoned not more than ten years, or both, but, if such person has a prior conviction under this section, such person shall be fined under this title and imprisoned for not less than five years nor more than fifteen years.
. Gottesman also argues that the indictment was insufficient because it did not allege scienter. In light of our ruling on the constitutionality of the Act, we do not address this issue.
. Gottesman refers to this section as § 2255. The difference is inconsequential: Section 2255 was recently renumbered as § 2256, and they are otherwise identical.
Strictly speaking, this is a concurrence, because I too would reverse Gottesman’s conviction on the ground that he was tried under a theory which imposed strict liability as to the age of the minor. I style it a dissent, however, because I would avoid striking down an Act of Congress, and would remand for a retrial under a statute properly narrowed to comply with constitutional norms.
.
Osborne
might be distinguished because it is a possession case, not a distribution case. However, this distinction cuts entirely the wrong way for the defendant here. Under
Stanley v. Georgia,
. The Court recognized that “the distribution of photographs and films depicting sexual activity by juveniles is intrinsically related to the sexual abuse of children,"
The scars of child pornography can last a lifetime. As adults, those exploited as minors may be under pressure to rationalize their conduct, even though they bear no moral responsibility for it. Consider the words of the 24-year old Traci Lords: "I don’t think I did anything that special or weird or different. The only difference was that I did it on video. Every teenage cheerleader runs around, screws half the football team, and takes drugs. The major difference is that the evidence of my doing it existed on the shelves of video stores.” Michael Kaplan, The House of Lords, Movieline, Jan./Feb. 1993, at 71, 72,
.Pornography featuring adults can be regulated to protect unwilling recipients and juveniles from offensive exposure,
Miller v. California,
Of course, many have argued — and many more have disagreed with them — that, just as the child pornography trade harms children, adult pornography harms both the people who appear in the materials, and the people who are hurt by the attitudes these materials foster. But society's interest in avoiding these harms has been held to not justify restricting speech.
See American Booksellers Ass’n v. Hudnut,
. "[W]e find this case distinct from
Stanley
because the interest underlying child pornography prohibitions far exceed the interest justifying the Georgia law at issue in
Stanley.” Osborne,
. For a discussion of the doctrinal isolation of child pornography cases and the need for separate standards to decide them, see Frederick Schauer, Codifying the First Amendment: New York v. Ferber, 1982 Sup.Ct.Rev. 285, 287-88 & 308-09:
[Ferber created] yet another comparatively distinct area of First Amendment doctrine. The rules relating to child pornography now take their place alongside the equally distinct rules relating to obscenity, defamation, advocacy of illegal conduct, invasion of privacy, fighting words, symbolic speech, and offensive speech. Moreover, each of these areas contains its own corpus of subrules, principles, categories, qualifications, and exceptions____ When we take all this together it becomes clear that the First Amendment is becoming increasingly intricate....
*1295 Id. at 308-09. Schauer generally applauded the Court’s segregation of child pornography and obscenity into more distinct categories for purposes of First Amendment scrutiny. However, he presciently flagged as a potential pitfall precisely the kind of mistake the majority makes here: "Extreme subdivision of the First Amendment magnifies the risk that an increasingly complex body of doctrine, even if theoretically sound, will be beyond the interpretative capacities of those who must follow the Supreme Court’s lead — primarily lower court judges, legislatures, and prosecutors.” Id. at 288.
. My colleagues may be distracted by
Thomas
because of an unfortunate accident of nomenclature. Both statutory construction and constitutional narrowing are sometimes referred to as interpretation. They are, in fact, very different animals. Statutory interpretation is an attempt to divine the meaning of the statute as passed by Congress and signed by the President. Constitutional narrowing seeks to add a constraint to the statute that its drafters plainly had not meant to put there; it is akin to partial invalidation of the statute.
See, e.g., Regan v. Time, Inc.,
. First Amendment challenges to statutes often arise long after the statute is first applied. Title VII, for instance, has for over a decade restricted harassing speech in the workplace, but the first reported federal case involving a First Amendment defense was decided only in 1991.
See, e.g., Henson v. City of Dundee,
We may one day conclude that some workplace speech — for instance, a bigoted political poster — is protected even if it creates a hostile work environment. But if this happens, surely the right answer is to save as much of workplace harassment law as we can, not to throw it all out just because a few courts, not faced with First Amendment defenses, may have read it too broadly.
. Which mental state to choose is not entirely clear. In
Kantor,
we stated that "Congress may take steps to punish severely those who knowingly subject minors to sexual exploitation, and even those who commit such abuse recklessly or negligently____”
