Lead Opinion
Ricky Wright appeals his conviction and eighty-four month sentence for knowingly possessing a firearm and ammunition that affected interstate commerce after having been convicted of a felony. Wright presents a case of first impression as to whether section 4A1.2(k) of the United States Sentencing Guidelines applies to Florida’s community control program. Wright also challenges the constitutionality of his conviction by alleging that Congress exceeded its authority in passing the law under the Commerce Clause. After careful consideration, we find that section 4A1.2(k) applies to Florida’s community control program. We also find that Wright’s conviction is constitutionally sound. Accordingly, Wright has presented no reversible error and we affirm the decision of the district court.
I. FACTS
A federal grand jury indicted Ricky Wright on two counts of knowingly possessing a firearm and ammunition that affected interstate commerce after having been convicted of a felony, in violation of 18 U.S.C. § 922(g)(1).
During the plea hearing, the government proffered the following facts without
Before sentencing, Wright challenged the Presentence Investigation Report’s calculation of his criminal history under the United States Sentencing Guidelines. Wright’s relevant criminal history is undisputed. Wright pled guilty to conspiracy to commit armed robbery and was sentenced to 120 days in county jail, followed by two years community control and three years probation. After serving his jail time, Wright was released from custody and his community control period commenced. Wright subsequently violated the, terms of his community control by missing curfew on three separate occasions. As a result, Wright’s community control was revoked and he was sentenced to 366 days in state prison.
Under the Guidelines, three criminal history points are assessed for a prior sentence of imprisonment exceeding one year and one month. See U.S.S.G. § 4Al.l(a). Whereas only two criminal history points are assessed if the prior sentence is between sixty days and thirteen months. See U.S.S.G. § 4Al.l(b). In determining the applicable length of a sentence, the Guidelines state: “In the cases of a prior revocation of probation, parole, supervised release, special parole, or mandatory release, add the original term of imprisonment to any term of imprisonment imposed upon revocation. The resulting total is used to compute the criminal history points for § 4Al.l(a),(b), or (c), as applicable.” U.S.S.G. § 4A1.2(k)(l).
The district court held that revocation of community control was governed by § 4A1.2(k) and added the 366-day sentence to the original 120-day sentence. This calculation pushed Wright past the thirteen month threshold that carried the additional criminal history point, resulting in an advisory sentencing range of 84-105 months instead of 70-87 months. Finding that a sentence at the low end of the guideline range was reasonable, the district court sentenced Wright to eighty-four months in prison.
Wright now appeals the determination that revocation of community control is governed by § 4A1.2(k) and seeks a recalculation of his criminal history. Wright does not dispute that he violated the terms of his community control. He concedes that the only question is whether community control qualifies as a form of supervision covered by § 4A1.2(k).
II. DISCUSSION
A U.S.S.G. § JjAl.2(k)
We review “a district court’s interpretation of the Guidelines de novo and its factual findings for clear error.” Unit
In support of his point, Wright contends that the language of the Guidelines should be given its plain and ordinary meaning. See United States v. Tham,
The government responds that the district court properly calculated Wright’s criminal history. The government argues that the commentary to U.S.S.G. §§ 4A1.1 and 4A1.2 indicates that the forms of supervision listed are not exhaustive; therefore, sentences imposed upon revocation for other forms of supervision are counted. The government also argues that the rule of lenity is inapplicable in this case because the Sentencing Commission’s intent is clear. See United States v. Camacho-Ibarquen,
This court has not squarely decided the issue of whether the imposition of a sentence after a defendant violates the terms of his community control results in the application of § 4A1.2(k). Wright is correct that the Guidelines do not use the term community control. However, the comments to § 4A1.1 state that § 4A1.2(k) applies to “revocation of probation, parole, or a similar form, of release.” U.S.S.G. § 4A1.1, cmt. n.l (emphasis added). Similarly, application note 11 explains that § 4A1.2(k) “covers revocations of probation and other conditional sentences.” U.S.S.G. § 4A1.2, cmt. n.ll (emphasis added).
“[C]ommentary in the Guidelines Manuel that interprets or explains a guideline is authoritative unless it violates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guideline.” Stinson v. United States,
Counsel juxtaposed the language in the applicable commentary to the language in § 4A1.2(c), which states, “[sentences for the following prior offenses and offenses similar to them, by whatever name they are known....” U.S.S.G. § 4A1.2(c)(l). Arguing that § 4A1.2(c) illustrates Congress’s ability to draft a section with expansive language, counsel asserts that the lack of the catch-all provision in § 4A1.2(k) indicates Congress’s wish to limit the application of § 4A1.2(k) to the specific forms of release listed.
We find this argument meritless. More importantly, it was never made in Wright’s brief. To give it serious consideration now violates a long standing rule that issues and contentions not raised in the initial brief are deemed abandoned. See United States v. Curtis,
Similar Form of Release
The government argues that community control is a similar form of release to probation. The government relies on Florida law to inform its interpretation. Chapter 948 of the Florida Statutes, entitled “Probation and Community Control,” defines probation as “a form of community supervision requiring specified contacts with parole and probation officers.” Fla. Stat. § 948.001(5). The same statute defines community control as “a form of intensive, supervised custody in the community, including surveillance on weekends and holidays, administered by officers with restricted caseloads.” Fla. Stat. § 948.001(2). The statute explains that “[cjommunity control is an individualized program in which the freedom of an offender is restricted within the community, home, or noninstitutional residential placement and specific sanctions are imposed and enforced.” Id.
Florida considers community control to be a hybrid concept, “less restrictive than prison, but more severe than probation.” Bacon v. State,
Florida considers both probation and community control to be discretionary alternatives to imprisonment. See Fla. Stat. § 948.011 (“when the defendant’s offense is punishable by both fine and imprisonment, the trial court may, in its discretion, impose a fine upon him or her and place him or her on probation or into community control as an alternative to imprisonment.”). Both are conditional forms of release subject to revocation. See Fla. Stat. § 948.06. Florida law lumps together “probation, community control, parole, [and] conditional release” as “postprison release supervision.” See Fla. Stat. § 394.927(2).
This circuit has yet to interpret the term community control. However, other circuits’ decisions provide some guidance. Although the issue was uncontested, the Sixth Circuit agreed that “a community corrections sentence is sufficiently analogous to probation to warrant the application of § 4A1.2(k)(l).”
Under the Sentencing Guidelines, probation is a “sentence in and of itself.” U.S.S.G. § 5B1.1 intro, cmt. Probation may be used as an alternative to incarceration, provided that the conditions imposed serve the statutory purposes of sentencing. See id. Those statutory purposes include “promoting respect for the law, providing just punishment for the offense, achieving general deterrence, and protecting the public from further crimes by the defendant.” Id. Likewise, Florida’s community control “contains rules, requirements, conditions, and programs that are designed to encourage noncriminal functional behavior and promote the rehabilitation of the offender and the protection of the community.” See Fla. Stat. § 948.01(3)(b).
We have held that the primary purpose of probation is “rehabilitation, the accomplishment of which will serve to protect the public.” United States v. Gaskell,
In comparing community control to probation, both are alternative, community-based methods to punish offenders in lieu of incarceration. Both are discretionary
We recognize that probation and community control have some • minor differences, but examination of the content of both reveals strong similarities in their purpose and application. Based on those similarities, we find that they are similar forms of release as contemplated by the Sentencing Guidelines. Therefore, we find that community control is sufficiently analogous to probation to warrant the application of U.S.S.G. § 4A1.2(k).
B. 18 U.S.C. § 922(g)
Wright argues that his conviction is unconstitutional and must be vacated because his possession of a firearm and ammunition did not substantially affect interstate commerce. He notes that every subsection of § 922 limits the statute to interstate or foreign commerce, except for § 922(g), which extends the statute to the possession of a firearm that is “in or affecting commerce.” 18 U.S.C. § 922(g). Wright asserts that “Congress has intended to reach purely intrastate commerce by this section of the statute,” which is beyond its power derived from the Commerce Clause and therefore, unconstitutional. Wright concedes that he did not raise this argument below but argues that plain error relieves him of that burden.
Generally, we review de novo the constitutionality of a statute because it is a question of law. See United States v. Cespedes,
The government responds that Wright fails to demonstrate plain error because this court has already held that 18 U.S.C. § 922(g)(1) is not constitutionally invalid under the Commerce Clause. United States v. Nichols,
Wright further contends that § 922(g) is unconstitutional as applied because mere possession of a firearm and ammunition does not substantially affect interstate commerce. However, § 922(g) only requires that the government prove some “minimal nexus” to interstate commerce, which it may accomplish by “demonstrating] that the firearm possessed traveled in interstate commerce.” United States v. Scott,
III. CONCLUSION
For the foregoing reasons, the judgment of the district court is,
AFFIRMED.
Notes
. "It shall be unlawful for any person (1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year; ... to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.” 18 U.S.C. § 922(g).
. "ATF” refers to the Bureau of Alcohol, Tobacco, Firearms and Explosives. "DEA” is the Drug Enforcement Administration.
. The district court only referenced the general provision, § 4A1.2(k), in making its determination. It is unclear why Wright cites § 4A1.2(k)(2)(B), which alters the time constraints for calculating criminal history based upon the revocation of the enumerated sentences. Wright provides no discussion about how the time constraint would impact our findings.
. In Tennessee, "community corrections” is a community based alternative to incarceration. Tenn.Code Ann. § 40-36-103. The Community Corrections Act "promoted accountability of offenders to their local community; filled gaps in the local correctional system through the development of a range of sanctions and services; reduced the number of nonviolent felony offenders in correctional institutions and jail; and provided 'opportunities for offenders demonstrating special needs to receive services which enhance their ability to provide for their families and become contributing members of their community.’ ” State v. Cummings,
. In Illinois, conditional discharge is a discretionary alternative to imprisonment. See People v. Butchek,
Concurrence Opinion
concurring, in which FAY, Circuit Judge, joins:
I concur fully in the majority opinion. I agree that we have no occasion to apply the rule of lenity in this appeal because section 4A1.2(k)(l) of the Sentencing Guidelines is unambiguous, but I write separately to explain why I doubt the rule of lenity should play any role in our interpretation of advisory Sentencing Guidelines.
This Court has invoked the rule of lenity to interpret ambiguous provisions of the Sentencing Guidelines on two occasions, both when the Guidelines were mandatory, but we have never explained whether applying the rule of lenity to the Guidelines serves the purposes that underlie the rule. See United States v. Inclema,
The decision of the Supreme Court in United States v. Booker weakened the logic that might have supported our application of the rule of lenity to mandatory Sentencing Guidelines because that decision made the Guidelines advisory.
The rule of lenity is a canon of statutory construction that requires courts to construe ambiguous criminal statutes narrowly in favor of the accused. See United States v. Wiltberger,
Chief Justice John Marshall explained that the rule of lenity serves two constitutional principles — due process of law and separation of powers:
The rule that penal laws are to be construed strictly, is perhaps not much less old than construction itself. It is founded on the tenderness of the law for the rights of individuals; and on the plain principle that the power of punishment is vested in the legislative, not in the judicial department. It is the legis*717 lature, not the Court, which is to define a crime, and ordain its punishment.
Wiltberger,
Consistent with these animating concerns, the Supreme Court has applied the rule of lenity “not only to interpretations of the substantive ambit of criminal prohibitions, but also to the penalties they impose.” Bifulco v. United States,
More recently, the Supreme Court invoked the rule of lenity in construing the phrase “original sentence” in a provision of the Anti-Drug Abuse Act of 1988, which provided that “if a defendant is found by the court to be in possession of a controlled substance ... the court shall revoke the sentence of probation and sentence the defendant to not less than one-third of the original sentence.” United States v. Granderson,
Although the Supreme Court frequently has applied the rule of lenity to ambiguous criminal statutes, it has not considered whether the rule of lenity applies to the Sentencing Guidelines. As originally enacted, the Sentencing Reform Act of 1984 established the Sentencing Commission “as an independent commission in the judi
After the enactment of the Sentencing Reform Act, this Court and nearly all of our sister circuits held or stated in dicta that the rule of lenity applies to ambiguous provisions of the then mandatory Sentencing Guidelines. See Inclema,
The Seventh Circuit disagreed and held that the rule of lenity does not apply to the Sentencing Guidelines. United States v. Mrazek,
The reasoning of the Seventh Circuit in White relied in part on an assumption that the Sentencing Guidelines did not set minimum or maximum penalties and that judicial interpretation of the Guidelines did not present a risk that a court would impose a sentence greater than Congress had permitted, see id. at 498, but that assumption was debatable when the Guidelines were mandatory. As the Supreme Court explained one year after the Seventh Circuit decided White, “[t]he answer to any suggestion that the statutory character of a specific penalty provision gives it primacy over administrative sentencing guidelines is that the mandate to apply the Guidelines is itself statutory.” R.L.C.,
When this Court invoked the rule of lenity to interpret ambiguous provisions of the Sentencing Guidelines, the Guidelines were mandatory. See Inclema,
In my view, it is doubtful that the judicial interpretation of advisory Sentencing Guidelines promulgated by an independent commission implicates either of the twin concerns that motivate the rule of lenity. The first concern- — fair warning— is not at issue because the Guidelines “do not bind or regulate the primary conduct of the public.” Mistretta,
We need not construe an ambiguous provision of the Sentencing Guidelines strictly or liberally. Instead, we should construe it “reasonably, to contain all that it fairly means.” Antonin Scalia, A Matter of Interpretation: Federal Courts and the Law 23 (1997). As Judge Easterbrook put it, “Our task is to find the best reading of
