United States v. WilsonUnited States v. Wilson
CLAY, Circuit Judge.
Defendant Donald R. Wilson appeals from a judgment entered following a jury trial convicting him of one count of depriving inmate Joshua Roberson of his Eighth Amendment rights, resulting in bodily injury, in violation of
I. BACKGROUND
A. Factual Background
In 2002, Wilson was appointed Jail Administrator and Chief of Corrections of the White County Jail in Sparta, Tennessee (the “Jail“). In that position, Wilson had responsibility for the day-to-day operations of the Jail, as well as supervisory authority over the corrections officers working at the Jail. Wilson created the position of correctional sergeant to assist him in supervising the correctional officers, and selected Hawkins for the position.
On May 5, 2004, Roberson, an inmate at the Jail, was involved in an altercation with Officer Weldon, a night-shift corrections officer. Officer Weldon testified that Roberson had refused to return to his cell at the conclusion of his recreation time and that, when Officer Weldon informed Roberson that he had to return to his cell, Roberson “got irate . . . and came charging up the staircase” at Officer Weldon. (Tr. Vol. II at 208.) Roberson then “yelled” and “hit” Officer Weldon and grabbed Officer Weldon‘s arm, “trying to pull [him] down the stairs.” (Tr. Vol. II at 209.) After another officer arrived to assist Officer Weldon, Roberson returned to his cell. Officer Weldon was not injured during the incident.
The next morning, as part of the routine “pass down” from the night shift, night-shift officers informed Wilson that Roberson had attacked Officer Weldon. Prior to May 6, 2004, Roberson was housed in one of the Jail‘s isolation units, cell 139, which had a toilet, drain, and shower inside of the cell. After Wilson learned of Roberson‘s attack, however, Wilson ordered Officer Weldon and several other corrections officers to bring Roberson to the intake area of the Jail, place him in a straightjacket, and lock him in one of the intensive management or “intake” cells.
Shortly after officers restrained Roberson in the straightjacket in cell 107, Roberson needed to use the restroom. Accordingly, several officers removed Roberson from the straightjacket and escorted him
After officers locked Roberson in his cell, Wilson ordered Officer Garrett to open Roberson‘s cell door. Wilson then entered Roberson‘s cell and, according to Officer Garrett, “told [Roberson] that he wasn‘t scared of him and that [Roberson was] going to fucking pay” for attacking Wilson. (Tr. Vol. III at 21.) Wilson also told Roberson that Roberson would remain in cell 107 “until hell freezes over or [Roberson] g[o]t out of jail.” (Id.) After Wilson left Roberson‘s cell, Officer Farrell accompanied Wilson to the hospital to receive medical treatment for the cut on his eye.
While at the hospital, Wilson told Officer Farrell to relay orders to the other corrections officers that Roberson be kept in cell 107 in his boxer shorts and a straightjacket “23 hours a day” until Wilson said differently. (Tr. Vol. VII at 76.) Wilson issued similar orders when he returned to the Jail later that day. For example, Officer Garrett testified that Wilson ordered corrections officers to keep Roberson “in his skivvies in the straightjacket” and that “[t]he only time he was to be out of the straightjacket was either when he showered or when he ate or when he went to the bathroom.” (Tr. Vol. III at 47.) However, after “realiz[ing]” that he could not keep Roberson in the straightjacket all day, Wilson ordered corrections officers to keep him in the straightjacket and to restrain him while out of the straightjacket for equal lengths of time1 “until further notice.” (Tr. Vol. VII at 79.) Further, Wilson directed that Roberson be restrained with handcuffs and shackles during the time Roberson was not wearing the straightjacket. Wilson also ordered that Roberson could not have a blanket or a mattress in his cell. In addition, Wilson‘s orders required that three male officers, at least one armed with a baton, be present when Roberson‘s cell was opened. Wilson subsequently posted a handwritten order directing corrections officers to keep Wilson in a straightjacket from 6 p.m. to 6 a.m. and reiterating the requirement that three male officers, at least one armed with a baton, be present to escort Roberson from his cell.
At trial, the government elicited substantial testimony regarding the effect of Wilson‘s orders. Officer Miller stated that there were not always three male officers working during a shift, which meant that Roberson would have to stay in the cell throughout the entire shift. Similarly, Officer Ferrell testified that the three-man rule meant Roberson frequently had to wait long periods of time to use the bathroom, eat, and shower. Because the three-man rule made it difficult for Jail staff to let Roberson out of his cell during shifts, he often urinated on himself in his cell.2
The government also presented evidence regarding the condition of Roberson‘s cell. Cell 107 is located in the intake area of the Jail, and generally is used for short-term confinement of violent inmates who require observation, or temporary holding of incoming prisoners, but is not intended for long-term segregation. Cell 107 is approximately six feet by eight feet, with a small window, fluorescent light, and concrete bench. The cell does not have a bathroom, sink, or shower. According to the corrections officers, the concrete floors and vent caused cell 107 to become cold. Several witnesses testified that, while Roberson was occupying the cell, the cell had a strong smell of urine, feces, and body odor. Corrections officers described the smell as similar to “the bottom of a septic tank” (Tr. Vol. II at 111; Tr. Vol. III at 173), a “pig sty” (Tr. Vol. III at 247), or a “sewer” (Tr. Vol. V at 104). At trial, corrections officers testified that Roberson urinated and defecated on himself while in cell 107, and that his boxers were soiled with human waste. Witnesses also stated that his straightjacket was dirty and smelled of body odor, and that the straps were stained. Corrections officers testified that, as a result of his conditions of confinement, “[Roberson] was just sort of limp” and that he “didn‘t have much life at all.” (Tr. Vol. II at 116.) Roberson also “became pale and thin,” “withdrawn” (Tr. Vol. V at 105), and appeared “confused” and “dazed” (Tr. Vol. V-B at 66) while confined in cell 107.
At trial, several corrections officers stated that they expressed their concerns regarding Roberson‘s cell conditions to Wilson, informing Wilson that Roberson‘s conditions of confinement were inhumane and contrary to Tennessee Correction Institute policies.3 Nonetheless, Wilson expressed little interest in changing his orders and told the corrections officers who had expressed concern that Roberson would “just have to wait” when there were not enough officers to let him out of the cell. (Tr. Vol. III at 61-65.) Roberson ultimately remained in cell 107 for approximately three weeks, after which time he returned to isolation cell 139.
B. Procedural History
On June 5, 2006, a federal grand jury returned a two-count indictment charging Wilson and Hawkins with separate counts of willfully depriving Roberson of his constitutional rights in violation of
At the charge conference, both counsel for Hawkins and counsel for Wilson indicated that they did not want an instruction on the lesser included offense of deprivation of rights without bodily injury. However, in a bench conference before the court instructed the jury, Hawkins requested that the court give the lesser-included-offense instruction. At that time, counsel for Wilson moved for a severance, which the district court denied.5 The jury found Wilson guilty of violating
II. MOTION FOR SEVERANCE
A. Standard of Review
This Court reviews a district court‘s denial of a motion to sever defendants’ trials for abuse of discretion. United States v. Cody, 498 F.3d 582, 586 (6th Cir. 2007). To establish an abuse of discretion, a defendant must make “a strong showing of prejudice.” United States v. Hang Le-Thy Tran, 433 F.3d 472, 478 (6th Cir. 2006) (quoting United States v. Gallo, 763 F.2d 1504, 1525 (6th Cir. 1985)). A defendant “must prove that joinder would compromise a specific trial right or prevent the jury from making a reliable judgment about guilt or innocence.” Id. (quoting Zafiro v. United States, 506 U.S. 534, 539, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993)). Where a defendant fails to renew a motion to sever at the close of all the evidence, however, this Court reviews the district court‘s decision for plain error. United States v. Walls, 293 F.3d 959, 966 (6th Cir. 2002).
B. Analysis
In the district court, Wilson filed a motion for severance pursuant to Rule 14(a) of the Federal Rules of Criminal Procedure, asking that Wilson be “tried separate and apart from . . . Hawkins.” The district court denied Wilson‘s motion. In challenging this ruling on appeal, Wilson argues that evidence introduced with respect to the pain caused by Hawkins’ actions was “improperly imputed” to Wilson. Additionally, for the first time, Wilson contends that “the two defendants should not have been joined together to begin with” because joinder was improper under Rule 8 of the Federal Rules of Criminal Procedure. (Def.‘s Br. 29.) The government contends that Wilson has waived his right to challenge the joinder of Wilson and Hawkins in the indictment under Rule 8 because Wilson never made this argument in the district court.
In the district court, Wilson filed a motion for severance “pursuant to Rule 14(a).” (ROA 44.) Wilson did not base his motion for severance on the grounds that the indictment improperly joined Wilson and Hawkins, and Wilson‘s motion never cited Rule 8(b). As a result, Wilson has failed to preserve his misjoinder argument for appeal. “A Rule 14 severance motion does not preserve a Rule 8 misjoinder objection.” United States v. Weiner, 988 F.2d 629, 634 (6th Cir. 1993) (finding the defendant‘s misjoinder argument waived for failure to raise the issue in the district court); accord Gallo, 763 F.2d at 1527 (failing to “claim a Rule 8(b) misjoinder in the proceedings below” constitutes “fail[ure] to preserve th[e] claim on appeal“).
With respect to Wilson‘s severance motion, the government argues that Wilson also failed to preserve the issue of severance by failing to move for severance at the close of all proofs. “[A] severance motion will be deemed waived if it is not renewed at the end of the evidence.” United States v. Swift, 809 F.2d 320, 323 (6th Cir. 1987). Wilson‘s counsel did not file a motion for severance at the close of the evidence. Instead, after counsel for Hawkins requested an instruction on the lesser included offense of deprivation of constitutional rights without bodily injury, counsel for Wilson stated that she was “going to move for a severance,” but presented no further argument. (Tr. Vol. IX at 6.) Likely because the court did not understand her to be moving for a severance, the district court never ruled on the motion.
Regardless of whether Wilson properly preserved his argument for appeal or plain error review applies, see Walls, 293 F.3d at 966, the district court did not abuse its discretion in denying Wilson‘s motion to sever. “As a general rule, persons jointly indicted should be tried together because ‘there is almost always common evidence against the joined defendants that allows for the economy of a single trial.‘” United States v. Lopez, 309 F.3d 966, 971 (6th Cir. 2002) (quoting United States v. Phibbs, 999 F.2d 1053, 1067 (6th Cir. 1993)); accord Zafiro, 506 U.S. at 537 (“There is a preference in the federal system for joint trials of defendants who are indicted together.“). Nonetheless,
Wilson argues that the district court erred in denying the motion to sever because “it was effectively impossible for the jury to . . . distinguish evidence concerning the different proof for each defendant regarding . . . bodily injury and pain.” (Def.‘s Br. 36.) While at trial the government might have attempted, as Wilson argues, to impute Hawkins’ use of Clear-Out to Wilson for purposes of proving bodily injury, counsel objected to the first instance of such testimony. Following the objection, the district court gave an extensive cautionary instruction to the jury:
Members of the jury, Mr. Wilson and Mr. Hawkins are charged separately with different crimes. They are not charged with participating in a conspiracy with one another. They are not charged with aiding and abetting each other in the crime that is charged against the other one. They are not charged with in any way carrying out the other person‘s crime. . . . [Y]ou must separate the evidence here and find whether Mr. Wilson is guilty of what he is charged with . . . and/or Mr. Hawkins is guilty of what he is charged with.
And so I want to make that very clear to you that the government has not charged them with conspiracy or helping each other carry out each other‘s alleged crime. Okay?
Sometimes in a case it‘s a little harder to keep it separate than in others. I don‘t think this will be a difficult task. . . . Mr. Wilson is charged in Count One with one crime; Mr. Hawkins is charged in Count Two with another crime. Mr. Hawkins is charged with doing something on one particular day. Mr. Wilson is charged with a course of conduct over separate days. . . . All right.
(Tr. Vol. II at 60-61.) Similarly, in instructing the jury after the close of evidence, the court emphasized to the jury that “[their] decision on one defendant, whether it is guilty or not guilty, should not influence [their] decision on the other defendant.” (ROA 271.) Later in its instructions, the court again reminded the jury that “each defendant is only on trial for the particular crime charged against him in the Indictment. Your job is limited to deciding whether the government has proved the crime charged as to either defendant.” (ROA 296.)
Consequently, the district court clearly instructed the jury that it was to consider each defendant separately. The Supreme Court has noted that “limiting instructions . . . often will suffice to cure any risk of prejudice” that is present when defendants are tried together. Zafiro, 506 U.S. at 539. In light of this direction from the Supreme Court, we have affirmed the denial of a motion for severance where “the trial judge was very careful to instruct the jury on its duty to consider separately the evidence against each defendant.” United States v. Lloyd, 10 F.3d 1197, 1216 (6th Cir. 1993). Moreover, “[j]uries are presumed to be capable of following instructions, like those given in this case, regarding the sorting of evidence and the separate consideration of multiple defendants.” Walls, 293 F.3d at 966.
In this case, the jury‘s verdicts with respect to Hawkins and Wilson demonstrate that the district court‘s instructions were effective. The jury found that Wil-
III. MOTION FOR ACQUITTAL
A. Standard of Review
Wilson next argues that the district court erred in denying his motion for acquittal on count one, which charged him with violating Roberson‘s Eighth Amendment rights in violation of
B. Analysis
The relevant portion of
Whoever, under color of any law, statute, ordinance, regulation, or custom, willfully subjects any person in any State . . . to the deprivation of any rights, privileges, or immunities secured or protected by the Constitution or laws of the United States . . . shall be fined under this title or imprisoned not more than one year, or both; and if bodily injury results from the acts committed in violation of this section . . ., shall be fined under this title or imprisoned not more than ten years, or both. . . .
Viewing the evidence presented at trial in the light most favorable to the government, a rational juror could find that Roberson suffered physical injury or physical pain, both of which qualify as “bodily injury” for purposes of
Moreover, the fact that other witnesses testified that they did not see any marks or bruises on Roberson‘s body goes to the credibility of the various witnesses who testified at trial, not whether there was sufficient evidence to support the jury‘s finding that Roberson sustained bodily injury as a result of Wilson‘s actions in depriving Roberson of his constitutional rights. Further, many of the witnesses who denied seeing bruises or marks on Roberson‘s body witnessed him sitting in his cell rather than using the bathroom or showering as Officer Dennis did. We therefore conclude that the government presented sufficient evidence for a rational juror to find beyond a reasonable doubt that Roberson suffered physical injury—and therefore “bodily injury“—under
We also conclude that the jury could have found that Roberson sustained “bodily injury” because he suffered “physical pain.” The government identifies four aspects of Roberson‘s confinement that could support a finding of physical pain. First, the government argues that Wilson suffered pain in the form of discomfort while waiting for three male officers to be present to take him to the restroom. The government also asserts that Roberson suffered the related pain of sickness when he was exposed to his own urine and feces as a result of not being escorted to the bathroom soon enough. Emphasizing the cold conditions of the cell and the fact that Roberson sometimes went without food for long periods of time, the government argues that the jury could infer that Roberson suffered pain from cold and hunger. Finally, the government points to the straightjacket as another source of pain. Wilson argues on appeal that “the government‘s proof of ‘pain’ called for the jury to speculate that Mr. Roberson suffered pain by wearing the straightjacket,” and that the fact that Roberson was kept in a cold cell cannot establish that Roberson suffered physical pain. (Def.‘s Br. 23-24.)
Roberson did not testify at trial regarding the pain he felt as a result of his conditions of confinement. Further, corrections officers acknowledged that Roberson never complained of pain to them. Nonetheless, a rational jury could conclude that Roberson suffered physical pain as a result of his conditions of confinement. First, while Wilson argues that, in the absence of any testimony that wearing a straightjacket is painful the jury was forced to “speculate,” a jury is permitted to reach reasonable conclusions based on the evidence presented—the government was not required to call Roberson to testify that he was, in fact, in pain. See Gonzales, 436 F.3d at 575 (relying on the testimony of officers that the inmate was in pain to conclude that the inmate suffered bodily injury). The jury heard substantial testimony regarding Roberson‘s cell conditions. The cell contained only a concrete bench, but Roberson had no blanket or mat to sleep on. In addition, Roberson‘s cell smelled of urine, body odor, and feces and, at times, also contained urine and feces. Because Wilson ordered
Based on this testimony, a reasonable juror could conclude that Roberson suffered “physical pain” from wearing a straightjacket for twelve hours at a time for three weeks, while forced to sleep on a concrete bench. Cf. United States v. Cunningham, 54 F.3d 295, 299 (7th Cir. 1995) (finding that “bodily injury” for purposes of
IV. CONCLUSION
For the reasons set forth above, we AFFIRM Wilson‘s conviction and sentence.
Notes
MS. CRIPPS: By way of clarification, the Court stated a motion for severance had never been filed by either defendant in this case, or something to that effect, and that‘s not true.
THE COURT: Was there an early severance motion?
MS. CRIPPS: The record will reflect that Defendant Wilson did file a motion for severance, and that the motion was denied. And it was argued on the same date as the motion for a bill of particulars, which was granted by the Court in part.
THE COURT: Thank you for correcting that. However the person who‘s squawking about this issue is Mr. Hawkins, and Mr. Hawkins did not move for a severance.
MS. CRIPPS: I understand. I wanted to clarify.
(ROA 16.)