Alfred Wilson, Frederick Burley, and Carlos Hishaw were three of thirteen defendants indicted together as part of an extensive drug distribution conspiracy operating in the Oklahoma City area. The three were tried jointly. They were convicted on multiple counts of possession and distribution of cocaine base (crack) and conspiracy in violation of 21 U.S.C. §§ 841 and 846. Each appeals various aspects of his conviction or sentence, and because the appeals share a factual history, we have consolidated them for purposes of this disposition. We affirm appellants’ convictions and sentences for the reasons discussed below.
I
Background
In late 1995, Jeffrey Norris and Robert Moore formed a partnership to transport cocaine powder from Houston and Los An-geles to the Oklahoma City area, “rock up” the cocaine powder into crack cocaine, and then sell the crack on the local market. Their plan was to sell crack on the “volume discount” model employed by many legitimate businesses. By selling the drug at a low profit margin but in large quantity, they could offer below-market prices on each individual sale while still making significant profits when all sales were aggregated. Like most successful entrepreneurs, they reinvested early profits into the business, using money from drug sales to pay the salaries of drivers and other employees, to lease apartments, and to buy more cocaine powder to convert into crack. The business flourished, and as sales grew they hired a number of “wholesale distributors,” upper-level dealers who purchased crack in quantities ranging from four-and-a-half ounces to over a kilogram and then re-distributed the drug to middle-level dealers or directly to users. These wholesale distributors included Alfred Wilson, Frederick Burley, and Carlos Hishaw.
*1212 There was only one hitch in the Norris-Moore business plan: the business itself was illegal. The Oklahoma City police department began investigating the drug ring in 1997, with help from the FBI, IRS, DEA, and a police task force based in Houston. By late 1998 all major co-conspirators had been indicted. Despite its ultimate failure, the conspiracy did a substantial amount of business during its three years of operation, transporting an estimated 250 kilograms (over 500 pounds) of cocaine powder into Oklahoma and transforming it into approximately 375 kilograms (over 800 pounds) of crack cocaine.
Messrs. Wilson, Burley, and Hishaw, along with other alleged co-conspirators, were charged in an eighty-seven count indictment filed in the Western District of Oklahoma in November 1998. Count One charged all thirteen with conspiring with Jeffrey Norris and Robert Moore to possess with intent to distribute and to distribute cocaine base in violation of 21 U.S.C. § 846. The majority of the remaining counts alleged possession or distribution of cocaine base, describing particular drug transactions involving indicted individuals and setting forth the details of each transaction, including the quantity of drugs allegedly possessed or distributed.
After the other ten co-conspirators pled guilty or otherwise severed' their cases, Messrs. Wilson, Burley, and Hishaw were tried together before a jury. After one charge against Alfred Wilson was dismissed at trial, he was convicted on the conspiracy charge and two counts of possession with intent to distribute crack cocaine. He was sentenced to 262 months’ imprisonment and five years’ supervised release on each of the three counts, with terms to run concurrently. The jury found Frederick Burley not guilty of one possession charge but guilty on seven other counts, including the conspiracy charge. He was given concurrent sentences of thirty years in prison and five years’ supervised release for each count. Carlos Hish-aw was convicted on all fourteen of the counts charged against him, including the conspiracy count and a firearm possession charge. He was sentenced to concurrent terms of thirty years’ imprisonment and five years’ supervised release on all but the firearm charge, which carried a concurrent term of ten years in prison and three years’ supervised release.
A forfeiture hearing was subsequently held, at which all defendants waived their right to a jury trial and consented to trial of the forfeiture issue by the district court. The court imposed the full forfeiture amount sought by the government, $4.25 million, which was computed by multiplying the 250 kilograms of cocaine allegedly sold by the “wholesale price” of $17,000 per kilogram. The full $4.25 million forfeiture was levied jointly and severally against all defendants, although in fact the government could seize only a 1995 Cáma-ro belonging to Carlos Hishaw and $6,245 in cash belonging to two other co-eonspira-tors. We address in turn the issues raised on appeal by each defendant.
II
Alfred Wilson
Alfred Wilson originated his appeal to challenge two aspects of the final forfeiture order, in which all thirteen defendants were held jointly and severally liable for forfeiting $4.25 million in drug proceeds under 21 U.S.C. § 853. He argues first that the district court erred in holding him jointly and severally liable for proceeds from the entire 250 kilograms of crack, since only 19.4 kilograms were attributed to him at sentencing. He argues further that the court was wrong to order forfeiture of gross drug proceeds, contending the net profit after expense deductions yields a more appropriate figure. The district court considered both objections and, while noting the Tenth Circuit had yet to rule on either issue, determined the proper standard for criminal forfeiture under section 853 encompasses joint and several liability for gross proceeds. We do not consider either question, since Mr. Wilson’s forfeiture challenge is unripe at this time.
*1213 A. Forfeiture
The indictment issued against Mr. Wilson and the other defendants included allegations seeking criminal forfeiture of “[approximately $4,250,000 in United States currency, in that such sum in aggregate was received in exchange for the distribution of controlled substances or is traceable thereto.” App., vol. 1, indict, at 45. This figure was obtained by multiplying estimated sales of 250 kilograms of cocaine powder by a wholesale price of $17,000 per kilogram. During the course of the investigation, however, only $6,245 in cash and a Camaro were actually seized. Although the relevant statute, 21 U.S.C. § 853, allows jury determinations of forfeiture questions during trial, the three defendants waived their right to a jury trial on forfeiture and agreed to have a separate hearing before the court at the conclusion of other proceedings.
At the forfeiture hearing, the government sought to hold all co-conspirators jointly and severally liable for forfeiture of the entire $4.25 million garnered by the crack distribution scheme. Carlos Hishaw objected to the government’s seeking joint and several liability as opposed to holding each co-conspirator individually liable for the amount of drugs attributed to him at sentencing. He also objected to calculating the forfeiture figure based upon gross drug proceeds rather than the profit actually netted after deducting expenses. Frederick Burley merely noted he had no interest in any of the seized property. Mr. Wilson stated that “there was no property seized [from him], so we don’t .... claim any interest in the property.” App., vol. 8 at 1311. However, he went on to “incorporate” Mr. Hishaw’s objection to calculating forfeiture amounts based on gross proceeds rather than net profits. Id. The court determined the Tenth Circuit had not ruled on either of the two objections, but surveyed the law of other circuits and concluded the proper forfeiture standard is one of joint and several liability for gross proceeds, ultimately holding each defendant responsible for forfeiture of the full $4.25 million sought by the government.
Mr. Wilson now seeks to raise both of the earlier objections. His argument regarding the use of gross proceeds instead of net profits fails from the start. While this appeal was pending we decided that question in
United States v. Keeling,
Under Article III of the Constitution, federal courts have subject matter jurisdiction only over “cases and controversies.”
1
Whether a claim is ripe for adjudication, and therefore presents a case or controversy, bears directly on this jurisdiction.
See New Mexicans for Bill Richardson v. Gonzales,
In order for Mr. Wilson to challenge the forfeiture order, he must demonstrate that his claim is ripe. As Mr. Wilson himself noted at the forfeiture hearing, however, no property was taken from him and he claims no interest in any of the seized property. The criminal forfeiture statute is limited on its face to property obtained from or used in the underlying crime.
See
21 U.S.C. § 853(a);
see also United States v. One Parcel Property,
B. Application of Apprendi
While this appeal was pending, the Supreme Court decided
Apprendi v. New Jersey,
Mr. Wilson argues drug quantity is an essential element which must be considered in the wake of
Apprendi.
Although
Apprendi
was decided after Mr. Wilson’s trial and sentencing, its holding is applicable to his pending appeal on direct review.
See Griffith v. Kentucky,
In the months since
Apprendi
was decided, this court has held that drug quantity is one fact which must be proven to the jury beyond a reasonable doubt,
see United States v. Anthony Hishaw,
The issue of drug quantity arose again at sentencing. Mr. Wilson’s pre-sentence report alleged he should be held responsible for distributing 19.4 kilograms of crack cocaine over the course of the conspiracy. He objected, asserting trial testimony established his involvement with only ten kilograms. The sentencing judge noted the probation office had done a careful job of calculating the amount of drugs to be attributed to Mr. Wilson as relevant conduct, and held 19.4 kilograms was the correct amount. The difference between ten kilograms and 19.4 kilograms was essentially irrelevant in any event, since the applicable sentencing guideline was triggered at a markedly lower threshold of 1.5 kilograms. Based on Mr. Wilson’s criminal history and this amount of drugs, his sentencing guideline range was 262-327 months in prison and at least five years of supervised release, and he was sentenced to 262 months and five years on each count, with the sentences to run concurrently.
When drug quantity is used to enhance a sentence beyond the statutory maximum after
Apprendi,
it must be charged in an indictment and proven to a jury beyond a reasonable doubt. Mr. Wilson’s indictment specified two eighteen-ounce quantities of crack cocaine, or just over one kilogram of the drug.
2
The jury, however, was instructed that it need only find Mr. Wilson possessed “a measurable amount” of the drug.
3
Supp.App., vol. 2, doc. 206, instr. 25. Since
Apprendi
held that any fact
which increases a sentence beyond the maximum prescribed by statute
must be found by a jury beyond a reasonable doubt, the
Apprendi
rule was violated for Mr. Wilson if drug quantity increased his sentence beyond the statutory maximum established for the offense which the jury did consider, possession of “a measurable amount” of crack cocaine.
See Jones,
The primary federal statute regarding possession and distribution of controlled substances is 21 U.S.C. § 841. Section 841 is divided into two subsections: subsection (a), which makes it illegal to manufacture or distribute controlled substances or to possess them with the intent to manufacture or distribute, and subsection (b), which establishes three tiers of penalties distinguished by the amount of drugs involved in an offense. For cocaine base, dealing in any measurable amount of the drug is covered by 21 U.S.C. § 841(b)(1)(C), which carries a sentence of “not more than twenty years” in prison and three years’ supervised release for each violation. In contrast, amounts in excess of five grams are covered by section 841(b)(l)(B)(iii), which establishes sentences of five to forty years, and amounts over fifty grams appear in section 841(b)(l)(A)(iii), which carries the longest sentence of ten years to life in prison.
The jury found Mr. Wilson guilty of distributing a measurable amount of crack cocaine. Mr. Wilson argues there is an
Apprendi
error in his case because the general maximum penalty for violations of section 841(b)(1)(C) is twenty years in prison, a number exceeded by his 262 month sentence.
See Jones,
Mr. Wilson asserts that because the existence of a prior drug felony increases the sentence for drug crimes, this too should be treated as an essential element to be presented in an indictment and decided by a jury. His argument is expressly foreclosed by the Supreme Court’s decision in
Almendarez-Torres v. United States,
Because Mr. Wilson’s sentence fell within the enhanced statutory maximum for possession of any measurable amount of crack cocaine, the offense for which the jury actually convicted him, there is no Apprendi violation in this case and his sentence is affirmed.
Ill
Frederick Burley
Frederick Burley was the only defendant to testify in his own defense. During cross-examination, the government asked him several questions about past arrests for drug-related crimes. Mr. Burley contends these questions violated Rule 609 of the Federal Rules of Evidence, which allows questions about past convictions in some circumstances but makes no provision for mention of arrests. The government asserts the questions about past drug arrests were valid as impeachment of Mr. Burley’s direct testimony, since he had denied all involvement with drugs. We conclude that it was error to allow questions based on past arrests, but that this error was harmless in light of the weight of other evidence presented.
At trial, Mr. Burley testified that he did not use, sell, or buy crack cocaine and that he did not know any of the other alleged co-conspirators. App., vol. 6 at 1203. He denied specific allegations of distributing crack,
id.
at 1195, denied knowing the main prosecution witness,
id.
at 1196, denied operating a crack house,
id.
at 1199-1200, and stated categorically that he “never [saw] any crack cocaine, period,”
id.
at 1214. In response, the prosecutor asked him, “You have been charged in the State of Oklahoma with charges involving crack cocaine; is that correct?”
Id.
at 1215. She went on to ask about four other arrests, most for possession of marijuana, and concluded, “So you’ve had a lot of contacts with the police; is that correct?”
Id.
at 1215. Mr. Burley objected to the court’s allowing questions based on past arrests, but the objection was overruled. We review evidentiary matters for abuse of discretion.
See United States v. Haslip,
Mr. Burley contends the mention of past arrests was improper under Rule 609 of the Federal Rules of Evidence. Rule 609 provides that “[f]or the purpose of attacking the credibility of a witness, ... evidence that an accused has been convicted of [a felony] shall be admitted if the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the accused.” Fed. R.Evid. 609(a)(1). We agree that questions based upon past arrests are not properly within the scope of this rule. Rule 609 refers specifically to convictions, and one may not extrapolate from convictions to other situations such as arrests.
See, e.g., United States v. Enjady,
In response, the government argues the evidence was admissible under Rules 404(a)(1), 405(a), or 608(b) of the Federal Rules of Evidence. The objection at trial was- not based upon a particular
*1218
rule, and we may affirm if the evidence was admissible under any of the rules.
See Robinson,
Accordingly, it was error for the district court to allow mention of Mr. Burley’s past arrests under any of the Federal Rules of Evidence. “Where the evidence against a defendant is overwhelming,” however, “any error in mentioning a defendant’s criminal record is harmless.”
United States v. Anaya,
IV
Carlos Hishaw
Carlos Hishaw raises four arguments on appeal. He contends the district court should have granted his two motions for mistrial, the first based on a trial witness’ improper mention of Mr. Hishaw’s jail sentence and the second based on a question posed to Frederick Burley regarding a joint arrest with Mr. Hishaw. He also argues there was insufficient evidence to support his conviction. Finally, he contends the district court erred in computing the amount of drugs to be attributed to him at sentencing. We address each issue in turn and affirm.
A. Inappropriate Answer by Witness
Mr. Hishaw moved for a mistrial based on possibly prejudicial witness testimony that gave the impression Mr. Hishaw had been in jail. We review the court’s denial of that motion for abuse of discretion.
See Sloan,
B.Mention of Past Arrest
Mr. Hishaw’s second motion for mistrial stemmed from one of the questions asked of Frederick Burley regarding his past arrests. The prosecutor asked Mr. Burley: “And you were arrested with Carlos Hishaw, with Killer, on December 8th of 1994 for possession of marijuana; is that correct?” App., vol. 6 at 1217. On objection, the court acknowledged the question was improperly prejudicial with regard to Mr. Hishaw, but it overruled his motion because the question “does not rise to the level of prejudice such as would justify a mistrial.”
Id.
at 1221-23. We have determined the questions based on past arrests were error with regard to Mr. Burley, who was the actual witness, and so they were certainly error with regard to Mr. Hishaw. Once again, however, we conclude the error was harmless
6
in the context of the case as a whole.
See Ana-ya,
C. Sufficiency of the Evidence
Finally, Mr. Hishaw challenges the sufficiency of the conspiracy evidence presented against him. It is difficult to succeed with such an argument, “since we reverse on a sufficiency of the evidence claim ‘only if no rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ”
Haslip,
D. Computation of Drug Totals
At sentencing, Mr. Hishaw objected to the probation office’s calculation that he should be attributed with responsibility for over ten kilograms of cocaine base, arguing the total was based on “guesses at' best by unreliable witnesses who all had something to gain by testifying for the government.” Appellant Br. at 3-4. While we review the legal basis for sentencing de novo, we will accept the district court’s findings of fact unless they are clearly erroneous.
See Keeling,
When drugs are not seized from a defendant or the amount seized does not reflect the true amount, the court may rely on estimates it deems sufficiently reliable.
See United States v. Ruiz-Castro,
y
Conclusion
We AFFIRM appellants’ convictions and sentences on all counts.
Notes
. Neither party raised the issue of justiciability in briefs or at oral argument. Since the question of ripeness relates to the subject matter jurisdiction of the federal courts, however, we consider it
sua sponte. See Utah v. U.S. Dep't of the Interior,
. One ounce equals 28.35 grams; thirty-six ounces is equivalent to 1,020.6 grams.
. The government argues the jury need not have considered quantity because Mr. Wilson stipulated during trial to possessing the approximate quantities charged in the indictment.
See generally United States v. Mason,
We are not inclined to consider the stipulation as controlling, considering the lack of incentive to contest drug quantity before Ap-prendi and the fact that Mr. Wilson did request a jury instruction requiring the jury to consider approximate quantity. In any event, the issue is not determinative since there is no Apprendi error under the standard of "any measurable amount.”
.Courts will most likely submit drug quantity to the jury in order to preserve the entire range of enhanced sentencing options, but by
Apprendi s
specific terms the jury need only determine specific quantity
if
it leads to sentences beyond the maximum for mere possession. See, for example,
United States v. Thompson,
. In fact, Mr. Wilson was sentenced to five years' supervised release, which is lower than the six-year minimum required for prior drug felons under 21 U.S.C. § 841(b)(1)(C). Because this error did not prejudice Mr. Wilson, there is no need to remand for its correction.
. The government argues the proper standard is one of plain error, since Mr. Hishaw did not object to the prosecutor’s question until after the witness had been excused. Since we find the error harmless and harmless errors cannot meet the standard for plain error, the result is the same under either standard.
See United States v. Olano
. Like Alfred Wilson, Mr. Hishaw filed a supplemental brief arguing
Apprendi
renders his sentence invalid. Although Mr. Hishaw’s indictment identified specific quantities of drugs that he was charged with possessing and distributing, the jury was instructed that it need find only "a measurable amount” of drugs in order to convict. The concurrent thirty-year sentences given to Mr. Hishaw are longer than the unenhanced statutory maximum of twenty years, and Mr. Hishaw does not have a prior drug felony subjecting him to recidivism enhancements. Because drug quantity increased his sentence beyond the unenhanced statutory maximum but was not found by the jury beyond a reasonable doubt, the procedures followed in Mr. Hishaw’s case violated the new requirements of
Apprendi.
However, because he did not object to this violation at the time of trial, we review the issue only for plain error.
See United States v. Keeling,
After
Apprendi,
the failure to submit drug quantity to the jury is an error that is plain, and because it involves a ten-year increase in Mr. Hishaw's sentence it certainly affects his substantial rights. However, the fourth plain error requirement is not met in this case. The Supreme Court has explained that the omission of an essential element of an offense from jury consideration does not seriously affect the fairness or integrity of a proceeding if the evidence related to that element was overwhelming.
See Johnson v. United States,
