469 F.2d 547 | D.C. Cir. | 1973
Lead Opinion
Appellant, Willis G. Kyle, convicted of second-degree murder
I.
On September 21, 1970, a jury returning a verdict of not guilty in United States v. Artis,
I just want to say this to the jury: Of course the jury has decided the question of guilt or innocence of this defendant. I don’t think I deviated from this policy in the almost 13y2 years I have been on the court. I have seen some surprising verdicts, frankly, but this beats anything I ever heard. And you members of the community who are always concerned about the crime situation, to return a verdict like this in this ease, I must say, and the Assistant U. S. Attorney*549 almost keeled over, I noticed, when the jury announced the verdict, I would be ashamed of this verdict.
Thank you very much.
The jury in the case sub judice, impaneled two days later, included three Artis jurors
I would like to ask if any of you, for any reason whatsoever, have any hesitancy as to why you should not be a member of the jury and hearing the facts in this ease and rendering a fair and impartial verdict according to the evidence adduced from the courtroom?
* * * * * #
Again, is there anyone that feels he cannot sit as a fair and impartial jury member representing the people of the District of Columbia in this case?
Similarly, learned, experienced counsel for appellant queried the jury as follows:
[Wjhether any one of you feel that it would be difficult or impossible for you to acquit this defendant if, under the evidence as you find it to be and the instructions which the Court will give you, a reasonable doubt of his guilt [sic] ?
Again, I take it that if you would hear the evidence in this case and after the Court has instructed you, that if you felt this defendant was not guilty, that you would have no hesitancy about acquitting this defendant if the Government has not proved its case beyond a reasonable doubt that it was not an unlawful and unjustified killing.
To each of the respective queries there were no responses indicating an inability to fairly decide the case. The prosecutor asserted no challenges whatsoever to the prospective jurors,
Prior to retiring for deliberation, the able trial judge instructed the jury as follows:
You should not draw any inference with respect to the guilt or innocence of this Defendant by any ruling that the Court has made during the course of the trial ....
You are the sole and exclusive judges of the facts. You alone determine the weight, the effect, and the value of the evidence, and the credibility of the witnesses. You should determine the facts without prejudice, fear, or favor, solely from a fair consideration of the evidence.
On your oath as jurors you must decide this case without sympathy, bias or prejudice against any of the parties.
After the verdict, but before sentencing, appellant’s counsel, apprised of the presence of the Artis jurors in the case at bar, moved for a new trial. At the hearing on the motion, the prosecutor acknowledged that he was informed, prior to trial, via inter-office memorandum, of the comments addressed to, and the verdict of, the Artis■ jury, as well as the participation of some Artis jurors in the instant case. He stated, however, that he did not understand that he was under a duty to transmit to defense counsel the nature of a statement made by a
II.
At the outset we should make it clear beyond peradventure that we condemn the philippic directed at the Artis jury. Critical or laudatory words with reference to the verdict may unduly influence jurors during the remainder of their term and should accordingly be excised from the trial judge’s vocabulary. It is the prerogative, indeed the duty, of the jury to render the verdict it deems appropriate unobstructed by the personal reaction of the presiding judge. The danger inherent in any other course of action has been recognized by the American Bar Association:
While it is appropriate for the court to thank jurors at the conclusion of a trial for their public service, such comments should not include praise or criticism of their verdict.
ABA Project on Minimum Standards for Criminal Justice, Standards Relating to Trial By Jury § 5.6 (Approved Draft, 1968).
However, we feel, in the context of this case, the utterance of these words of reproach is not reversible error. Initially, we note the dissimilitude of the two cases which substantially reduces the possibility of prejudice. We are confronted with different defendants, different counsel for prosecution and defense, different witnesses and most significantly different judges. Furthermore, the voir dire examination and instructions of law which we have set out above militate against the likelihood of undue influence. Each of the jurors, having taken an oath, agreed to return a verdict solely upon the evidence adduced during the course of the trial. We “should be slow to impute to juries a disregard of their duties.” Fairmount Glass Works v. Cub Fork Coal Co., 287 U.S. 474, 485, 53 S.Ct. 252, 255, 77 L.Ed. 439 (1933), for “we must not permit the integrity of the jury to be assailed by mere suspicion and surmise; it is presumed that the jury will be true to their oath and conscientiously observe the instructions of the court.” United States v. Sorcey, 151 F.2d 899, 903 (7th Cir. 1945), cert. denied, 327 U.S. 794, 66 S. Ct. 821, 90 L.Ed. 1021 (1946).
The eases principally relied upon by appellant do not contradict the result we reach here today. In Commonwealth v. Albert, 437 Pa. 195, 262 A.2d 855, cert. denied, 400 U.S. 825, 91 S.Ct. 49, 27 L.Ed.2d 54 (1970), the court, when confronted with the precise situation we now face, reached the same conclusion. The fact that the Albert court knew of the judge’s intemperate remarks prior to the trial is in our view a distinction without a difference. Furthermore, our holding in Jackson v. United States, 129 U.S.App.D.C. 392, 395 F.2d 615 (1968), where a juror affirmatively failed to make a truthful disclosure when queried during voir dire, is clearly distinguishable on its facts.
Finally, we turn to the failure of the prosecutor to transmit to defense counsel his knowledge (a) that three of the jurors had been members of the Artis panel, and (b) that the Artis panel had been scolded by the other judge. It is material that these were both matters in the public domain. There are a number of matters in the public domain that are known to prosecutors that are not part of the working kit of the lawyer who is occasionally assigned to a criminal case. That lawyer has access to the help of the Public Defender Service, but sometimes this does not fully redress the balance. In other cases, however, the advantage of know-how may lie not with the prosecutor but, perhaps, with lawyers in private practice, many of whom have had years of training as prosecutors or public defenders, and experience in criminal law practice. It is not possible to obtain exact equality. It suffices that there is defense skill sufficient for effective assistance of counsel. The superior knowledge of one counsel or the other may refer, e. g., to knowledge of
Ordinarily there would be no basis for a duty to disclose material pertaining to, public aspects of a juror’s service, for example voting record in other cases, and relative experience or inexperience, but when there has been a prior governmental impetus affecting a juror’s prior service, and it is of a nature likely to escape the attention even of reasonably diligent appointed counsel, considerations of basic fairness may generate a duty to disclose.
Here we accept the prosecutor’s statement that he was concerned primarily with the hard reality of the Artis jurors’ earlier verdict, indicating an attitude unfavorable to the prosecution, rather than with the speculative effect of the comments of the previous judge. We cannot say this reaction to the situation was unreasonable, or betokened bad faith or a callous disregard for fairness to defendant.
Affirmed.
. D.C.Code § 22-2403.
. D.C.Code § 22-3204.
. Criminal No. 625-70.
. The jury that deliberated and ultimately returned its verdict in the instant case included three Artis jurors. A fourth Artis juror, serving as an alternate in the instant case, was discharged prior to commencement of the jury’s deliberation.
. Realizing that the Artis jurors were near the bottom of the list of prospective jurors in the instant case, the prosecutor decided not to strike any jurors in the hope that the Artis jurors would not be reached for service.
. Indeed if the prosecutor had pointed up the Artis facts to defense counsel, he courted the possibility of defense use of peremptory challenges to maximize the presence of Artis jurors.
Dissenting Opinion
dissenting:
Two days prior to the commencement of appellant’s trial, the defendant in another case, United States v. Artis, Crim. No. 625-70, was acquitted by a unanimous jury. The trial judge in that case berated the jurors for returning a verdict of which he would be “ashamed” and for showing too little concern for the “crime situation.” Two (or perhaps three — the record on this point is unclear) of the jurors who were subjected to this unfortunate attack participated in appellant’s trial, and voted to convict him of second-degree murder and carrying. a dangerous weapon.
All of us “strongly disapprove of the acrimonious remarks of the trial judge in the former case,” majority opinion at 548 because “[cjritical or laudatory words with reference to the verdict may unduly influence jurors during the remainder of their term.” Majority opinion at 550 (emphasis added. The point of disagreement is whether appellant’s conviction must be reversed.
A majority of the panel concludes that the conviction should not be reversed, apparently on the grounds that appellant was not prejudiced by the presence of the Artis jurors. But it is hard to see how appellant could have demonstrated any prejudice short of taking the disfavored step of introducing affidavits of the jurors who had been criticized by the trial judge in Artis. Even that course would reveal prejudice to the defense only if the jurors were (1) consciously influenced by the attack in Ar-tis, and (2) willing to admit it. A Procrustean demand for a showing of prejudice is ill-suited to a case where the very integrity of the judicial process is at stake and where the inability to demonstrate prejudice offers little assurance that prejudice did not exist. Cf. it. Traynor, The Riddle of Harmless Error 64-66 (1970).
If the trial judge had been aware of the Artis incident and of the manifest possibility of prejudice to the defendant in this case, he would surely have taken
The Court also suggests that the prior incident “would not have constituted an automatic disqualification of all Artis jurors, if they felt able to render a fair verdict in future cases.” Majority opinion at 551. That may well be true, but no one questioned these jurors about the prior incident to determine whether it would impair their ability to render a fair verdict. And even if these jurors would not be subject to automatic disqualification, they could have been peremptorily challenged by the defense. The sixth amendment guaranteed appellant a trial before an impartial jury, and the impartiality of the jury should have been established by the trial court and not by the opposing litigant. By concealing the information from defense counsel and from the trial court, the prosecutor — whether his motives were good or bad — thwarted the judicial process. If the information had been disclosed, the trial judge might have excused the Artis jurors sua sponte; he might have granted a prosecution or defense motion for the disqualification of these jurors; or he might have considered it sufficient to instruct the jurors that they were obliged to disregard the comments of the trial judge in Artis. For the present purpose we need not decide which of these, or any other, courses of action would have best served the fair administration of justice. Because the information was withheld from the trial judge, he was barred from taking any action at all. Reversal of appellant’s conviction is therefore required.