Lead Opinion
The question before us is the legitimacy of a police search of appellants’ apartment, an apartment which appeared to have been abandoned when in fact the appellants may have intended to return. Appellants were convicted under 21 U.S.C. § 841(d)(1) (1976 & Supp. Ill 1979) of knowingly and intentionally possessing 55 gallons of piperidine with intention to manufacture phencyclidine (PCP). The principal contention on appeal is that incriminating evidence was illegally seized. We determine the search was valid and affirm.
The circumstances leading to the search were these: appellants, Sledge and Williams, rented an apartment from a landlord named Sehammann. On March 1, 1979, the appellants gave Sehammann thirty days notice of intent to vacate their apartment “by Sunday, March 31, 1979.” The rent had been paid through March. Sehammann talked with Sledge and Williams about their leaving early so the apartment could be prepared for new tenants on April 1.
On March 30, at about 4:00 p. m., Schammann again visited the apartment. A neighbor, Mary Bell, told him she had not seen the appellants around the apartment. The note Schammann had left was still on the door. He entered the apartment. In contrast to the relatively neat condition of the apartment on visits prior to March 29, the apartment was empty of furnishings not belonging to the landlord. The refrigerator, dishwasher and television were gone, along with all living room and bedroom furniture. Various decorative items were gone. There was no food in the apartment. Empty coke bottles, half-empty bottles of liquor, coat hangers, plastic trash pails, trash bags with glass jars in them and a cardboard box with various chemicals in it were strewn about the apartment. A few clothes were found in the apartment. Schammann estimated there were five or six pieces of clothing, including a hat, jack- • et, slacks, and a coat. Appellant testified at trial that these items had a value of approximately $1,000. The trial court did not specifically indicate whether it found this valuation credible. On the floor of the bedroom was a shotgun beside an open plastic gun case. Schammann presumed the gun did not function.
Schammann concluded that the defendants had vacated their apartment, and with Bell’s help be began to clean the apartment. Bell handled the shotgun and it accidentally discharged. She told Schammann the chemicals might be connected with the manufacture of PCP, and Schammann thereupon called an agent of the Drug Enforcement Administration (DEA), who had previously called Schammann to indicate the DEA’s interest in Sledge and Williams.
When the agent arrived, Schammann explained his actions of the last several days, and indicated he had retaken possession of the apartment because he thought the tenants had vacated. The agent seized several items in the apartment. Some time after the seizure, appellants came to the apartment building. After Schammann explained the situation, they left. Appellant Williams telephoned Bell at appellants’ . apartment and asked her to stop cleaning the apartment, saying she (Williams) would clean it herself. In a later telephone conversation with Schammann, Williams indicated that she had no desire to pick up the clothes left in the apartment.
It should be apparent from this recitation of the facts that the DEA agent did not possess a warrant for the search of appellants’ apartment. At trial, appellants moved to suppress the drug paraphernalia seized after the entry and search. The trial court denied the motion because
“[Bjased on the testimony that I have heard, I think it was reasonable for the landlord to conclude, at least by the 30th, that the apartment had been abandoned [.. .] And I think as well, the officer, Mr. Hamm, certainly had reasonable grounds to believe that the apartment had been abandoned or vacated, and its possession had been returned to the landlord.”
Reporter’s Transcript, Volume 2, p. 259 (transcript of suppression hearing).
The expectations of privacy protected by the fourth amendment, as a general rule, should be measured in objective terms. This follows not only from the proposition that protected expectations are those society as a whole treats as legitimate, itself an objective concept, but also from the premise that “the primary, if not the sole, justification for the exclusionary rule is the deterrence of police conduct that violates Fourth Amendment constitutional rights.” United States v. Ajlouny,
An officer cannot always assume that an invitation to enter a room or dwelling is necessarily authorized by the rightful occupant. Thus, in Stoner v. California,
The law of California recognizes that a tenant can abandon the premises to the landlord; abandonment turns on the intent of the lessee. As in the law of contracts, the parties to the transaction and third persons are entitled to rely on intention as it objectively appears, not on an intention that is subjectively disclosed after there has been reliance or a change of position.
There is authority in this circuit for proposition that a search is not invali
In Lopez-Diaz, police were notified that one Cawley would arrive in Salem with heroin. Cawley and the defendant arrived in the van and were arrested. Cawley consented to a search of the van, which belonged to his wife.- Pillow cases containing personal belongings of defendant Lopez-Diaz were found and searched, and heroin and cocaine were found in the pillow cases. It was clear to the court the pillow cases did belong to the defendant rather than to Cawley; the question the court addressed was whether Cawley’s consent extended to them. The court held that since it was not obvious at the time of the search that the property did not belong to the defendant alone, and neither Cawley nor the defendant objected, “the police might reasonably conclude that Cawley’s consent included within its scope the pillow cases.”
Our holding is supported by United States v. Wilson,
The proper test for abandonment is not whether all formal property rights have been relinquished, but whether the complaining party retains a reasonable expectation of privacy in the articles alleged to be abandoned. Katz v. United States,389 U.S. 347 , 351 [88 S.Ct. 507 , 511,19 L.Ed.2d 576 ] (1967). As Mr. Justice Frankfurter stated in Jones v. United States,362 U.S. 257 [80 S.Ct. 725 ,4 L.Ed.2d 697 ] (1960): ‘We are persuaded, however, that it is unnecessary and ill-advised to import into the law surrounding the constitutional right to be free from*1082 unreasonable searches and seizures subtle distinctions developed and refined by the common law in evolving the body of private property law which, more than almost any other branch of law, has been shaped by distinctions whose validity is largely historical .... ’362 U.S. at 266 [80 S.Ct. at 733 ].
Wilson teaches that concepts of state property law are relevant, but not necessarily dispositive, for deciding the question whether there was a legitimate privacy interest for fourth amendment purposes. See also Rakas v. Illinois,
AFFIRMED.
Notes
. The trial court did not conclude that the apartment actually had been abandoned. We do not need to decide that question, for reasons that are evident from the rest of our analysis, though we note that it involves the same general factors relevant to our discussion of apparent abandonment. As is true in analyzing the reasonable appearance of abandonment, a defendant’s own and in part self-serving retrospective characterization of his state of mind with respect to the question of intention not to return is not simply and automatically dispositive of the issue.
. See Katz v. United States,
This point was lucidly explained in United States v. Taborda,635 F.2d 131 (2d Cir. 1980);
At first glance Justice Harlan’s formulation may appear to require, in part, that a person’s actual state of mind be determined. The use of a subjective test as to expectations of privacy has been criticized .... We agree that a purely subjective criterion is not appropriate, and we do not believe it is called for by Katz. We note that in his opinion in Katz, Justice Harlan’s first factor was not precisely an actual expectation of privacy; it was rather the exhibition of an actual expectation of privacy. But the requirement that an expectation be “exhibited” is a requirement that “transcend[s] the ,.. subjective,” see United States v. White,401 U.S. 745 , 786 [91 S.Ct. 1122 , 1143,28 L.Ed.2d 453 ] (1971) (Harlan, J., dissenting). We take this first factor to mean in essence that the defendant must have acted in such a way that it would have been reasonable for him to expect that he would not be observed. This, plainly, is an objective rather than a subjective requirement.
Id. at 137 (emphasis in original).
. In Stoner v. California,
. The question left open in Stoner, whether apparent authority may suffice to validate a search, see note 3, supra, was affirmatively answered, at least with respect to containers, in United States v. Isom,
The contrary approach followed by the Seventh Circuit, see Wilson v. The Health and Hosp. Corp.,
. We have already discussed Stoner in this connection. See note 3 supra. The factual circumstances of this case, see pp. 1079-1081 & nn. 7, 11 infra, also serve to reconcile other cases with Lopez-Diaz. In Cunningham v. Heinze,
. The plaintiff in Martin v. Cassidy,
It is apparent that it might well be inferred from the record that appellant did not intend to surrender and abandon the leased premis*1079 es but a careful study of the record convinces us that it cannot be held as a matter of law that there is no substantial evidence to support the court’s finding of abandonment. [...] We believe that the issue was one of fact for the trial court to determine and under familiar rules governing appellate courts we must accept the finding of the trial court.
Martin v. Cassidy,
In Kassan v. Stout,
. Though Ms. Williams told Ms. Bell to stop cleaning the apartment, there was no testimony that this message was relayed to either Schammann or to the agent. The agent’s account of the circumstances apparent to him at the time of the search is as follows:
“I, CHARLES H. HAMM, declare as follows:
1. 1 am a Special Agent of the Drug Enforcement Administration (DEA).
2. On March 30, 1979, Mr. Peter Schammon [sic] called my office and spoke with my secretary. My secretary told me that Mr. Schammon wanted to see me at 401 11th street, Huntington Beach, California. Mr. Schammon was known to me as the owner of an apartment building located at that address. During a DEA investigation, I had previously contacted Mr. Schammon, and he had identified Willie Sledge and Doni Simone Williams as the occupants of Apartment C, 401 11th Street, Huntington Beach. I was further informed by my secretary that Mr. Schammon had discovered various chemicals, glassware, and plastic materials along with a shotgun in Apartment C.
3. I contacted Mr. Schammon at the apartment building at approximately 5:30 P.M. Mr. Schammon told me that he had been trying to contact Sledge and Williams for sometime. He had even left a large note taped to the front door of the apartment requesting that Sledge and Williams call him. Mr. Schammon said that Sledge and Williams began moving their possessions out of the apartment about two weeks previously. Mr. Schammon drove by the apartment on March 29, 1979 at about 5:00 P.M. He observed that the lights were on and the apartment door was wide open. Mr. Schammon returned at 10:00 P.M. and found the conditions unchanged. He secured the apartment.
4. Mr. Schammon returned on the afternoon of March 30, 1979 and took possession of his apartment because he believed that Sledge and Williams had quit the premises. Mr. Schammon contacted Ms. Mary Bell who lived next door to clean the apartment and make it suitable for a new tenant. While cleaning the apartment, they discovered various chemicals, glassware and plastic containers along with a loaded 12 gauge shotgun. Mr. Schammon further told me that at that point he called my office and told my secretary that he wanted assistance on what to do with the property.
5. I further questioned Mr. Schammon about when Sledge and Williams had left the apartment. He told me that they had contacted him at the beginning of the month and said they were moving and giving up the apartment. Approximately two weeks prior to March 30, 1979 Sledge and Williams had moved their furniture out of the apartment. Mr. Schammon advised me that the only other time Sledge and Williams had been back to the apartment was apparently • the day before and then for only a short time, leaving the front door open and the light on. It should be noted that on February 28, 1979, I spoke with Sledge in the City of Commerce. During the conversation, I informed Sledge that I was aware he was living in Huntington Beach. That conversation apparently took place just prior to Sledge notifying Mr. Schammon he and Williams were quitting the apartment.”
Declaration of C. Hamm, Excerpts of the Clerk’s Record at 50-51.
. Abel v. United States,
. See page 1077 & note 2 supra.
. It is possible to view the search in question here as a consent, search in yet another way, one suggested by the doctrine of fourth amendment “assumption of risk.” See United States v. Matlock,
Paragraph 11 of the lease agreement allows reasonable access for the landlord to show the premises to prospective new tenants. Ordinarily this would require advance notice to, and permission of, the tenants in possession. However, at the end of a lease when the apartment appears to be unoccupied and to have been emptied of anything the tenants did not seem to wish to leave behind, and after the landlord’s repeated and earnest efforts to contact the tenants to ascertain their plans, the landlord’s independent decision to enter the apartment may or may not be permissible. Such a theory was implied by our holding in United States v. Wilson, supra, that there was an actual reversion of authority to the landlord for fourth amendment purposes, despite a trial court determination to the contrary. See
. The policy behind this proposition is that application of the exclusionary rule would be pointless in circumstances in which it could be expected to have no prospective deterrent effect on police officers that would conduce toward more faithful observation of the fourth amendment. “[T]he test is the appearance rather than the actuality of the circumstances, as the officer can only act on the basis of things as they appear to him.” The American Law Institute, A Model Code of Pre-Arraignment Procedure 150 (Proposed Official Draft 1975). This proposition is congruent with the fourth amendment’s prerequisite that defendants affirmatively manifest their privacy expectation by behavior in order to assert a privacy interest immune from warrantless intrusion. See United States v. Taborda,
The Model Code’s version of the exclusionary rule is contained in two sections. “The consent justifying a search and seizure ... must be given, in the case of ... (c) search of premises, by a person who by ownership or otherwise, is apparently entitled to determine a giving or withholding of consent.” The American Law Institute, A Model Code of Pre-arraignment Procedure § 240.2(l)(c) (Proposed Official Draft 1975). The ultimate validity of a search based on what reasonably appeared at the time of the search to be a third-party’s authority must be determined in light of a second section, id. § 290.2(1)(d)(ii), (3), (4), which provides that a suppression motion may be made if the apparent authority should turn out to have been illusory, but the motion will be granted only if the violation is “substantial,” as defined by six factors set out therein.
The Supreme Court of the United States has endorsed this idea in similar terms:
If the purpose of the exclusionary rule is to deter unlawful police conduct then evidence obtained from a search should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconstitutional under the Fourth Amendment.
United States v. Peltier,
. See notes 4, 5, & 11 supra.
. In United States v. Wilson the defendant had left behind various articles of clothing as well as a television set. Analogous cases of federal officers searching apparently abandoned premises are found in other circuits. The federal agents in United States v. Jordan,
Dissenting Opinion
dissenting:
From a review of the facts, I believe that defendants exhibited a subjective expectation of privacy which society should be prepared to recognize as reasonable, Katz v. United States,
Defendants had paid the rent to the end of their unexpired lease period, had left valuable items in the apartment, had not yet forfeited their cleaning deposit, had not surrendered keys or advised the landlord that they had vacated, and did in fact return to the apartment. All but the last of these facts were known to the landlord at the time of the search, and were conveyed by the landlord to the government agents.
The only facts suggesting abandonment were that the apartment’s door had been open for a period of several hours the previous day until closed by the landlord, that the landlord’s note had not been removed from the door, and that the apartment was in considerable disarray. I cannot agree that these facts give rise to a reasonable belief that the apartment had been abandoned. To the contrary, they are at least as consistent with the conclusion that defend
