United States v. WilliamsUnited States v. Williams
Jоhn Williams, a deputy sheriff, shot an apprehended, unarmed suspect in the back. A jury convicted him of deprivation of the suspect’s rights under color of law,
I.
Williams was a deputy sheriff; Adam Hall was on probation for a felony drug conviction. Hall and his wife drove past Williams’s marked sheriff’s car. Williams followed Hall for several miles before pulling him over, then approached his truck and spoke with him. After some discussion about the status of Hall’s driver’s license, Williams asked Hall to exit the truck and come to Williams’s car. Hall complied. Williams asked Hall whether he had any drugs; Hall said no. Williams then used Hall’s social security number to check with the dispatcher about the status of Hall’s license.
While they waited for the dispatch report, Williams asked Hall whether he could frisk Hall. Hall consented. According to Hall, Williams found only some loose change in Hall’s pocket and a cell phone clipped to his belt. Although Williams claims to have discovered a rock of crack cocaine, he never produced it.
The dispatcher radioed Williams to report that Hall’s license was suspended. Hall testified that he did not hear this report. At this point, their accounts sharply diverge. According to Hall, Williams reached for his handcuffs. Hall asked why Williams had stopped him. Williams did not respond, but grabbed Hall’s arm. Hall jerked away and walked to his truck, and called out to his wife to ensure she was watching, because he had heard that Williams previously had shot one suspect and planted drugs on another. Hall got in his truck and drove away, but not before Williams had sprayed him with mace. Hall testified that he did not endanger Williams as he drove away.
According to Williams, however, Hall struck him and ran to thе truck as soon as Hall heard the dispatch report. Williams approached the truck, repeatedly questioned Hall, and tried to stop him with mace. Williams claims to have barely avoided being run over.
A high-speed and dangerous car chase ensued for about fifteen minutes, beginning, coincidentally, near the home of Claude Billings, chief of police of a nearby town. Billings saw the chase and joined it. After Williams radioed for assistance, William Cooper, the chief deputy sheriff, and Robert Barfield, another deputy sheriff, also joined the chase.
During the chase, Hall turned off the highway where Cooper was parked and standing outside his car. Cooper drew his weapon and ordered Hall to stop. Hall
They succeeded. A bullet punctured a tire on Hall’s truck, forcing him to stop less than a mile away. He immediately ran from the truck into а field. Although Williams testified that Hall stopped, returned to his truck, and grabbed something — implying that it was a weapon— Barfield, Cooper, Billings, and Hall testified that Hall did not appear to take anything from his truck and certainly did not return to it.
As Hall fled, Barfield and Williams stopped next to Hall’s truck and chased him on foot. Billings drove past them and into the field to cut off Hall. Williams testified that Hall reached into his pockets or his waistband, bent over as if to drop or throw something on the ground, and turned toward Barfield and Williams at least once. Barfield, Billings, and Hall testified that Hall did nothing but run straight from his truck into Billings’s position.
Billings exited his car and successfully intercepted Hall. He pointed a rifle at Hall and ordered him to stop. Hall immediately did so and raised his arms above his head with his hands open and empty. Billings later testified that he never intended to shoot Hall, because “the threat level never got that high.” Cooper, who had followed Billings into the field, later testified that he saw Hall standing motionless with his arms raised. Cooper therefore deemed the situation “under control” and turned his car around to return to Hall’s truck.
Williams, however, asked Barfield for his weapon and then shot Hall in the upper back. Williams admitted that he gave Hall no warning. Billings, Barfield, and Hall testified that Hall was standing motionless with his arms raised and facing Billings when Williams shot Hall. Allen Windom, a civilian who witnessed the foot chase from the highway, confirmed their testimony.
Hall fell to the ground but kept his arms raised. As Billings and Barfield approached Hall, Williams never warned them that Hall might be armed. Billings ordered Hall to he on the ground, and Hall complied. Barfield reached Hall first and kicked him twice, then handcuffed him and kicked him again. Cooper returned to the scene to pick up Hall. He frisked Hall and found only the loose change and the cell phone. The officers found neither a weapon nor any drugs on or around Hah or in the truck.
Hah recovered from the gunshot wound and was never charged with a crime. Cartlidge intended to fire Williams, but allowed him to resign instead. Cartlidge testified that when he asked why Williams shot Hah, Williams answered that “he was tired of chasing [Hah] and tired of fooling with [Hall].”
As the basis for the civil rights count, the government aheged that the shooting violated Hall’s right not to be deprived of liberty without due process of law and his right to be free from an unreasonable use of force. Barfield agreed to plead guilty and testify against Williams.
The evidence against Williams consisted primarily of the multiple eyewitness accounts. Williams’s testimony conflicted with that of Billings, Barfield, Cooper,
Williams’s testimony also conflicted with his earlier written statements, which did not allege that Hall had bent over or turned around during the foot chase or that Barfield stopped to look for something that Hall allegedly had thrown on the ground. Finally, Williams’s testimony conflicted with the limited real evidence, i.e., the absence of a firearm and drugs on or around Williams and in his truck.
Williams was convicted on both counts. The court sentenced him to eighteen months’ imprisonment on the civil rights count and imposed the mandatory minimum of ten years’ imprisonment on the firearm count.
II.
Williams argues that his firearm conviction must be vacated because deprivation of rights under сolor of law,
We use the so-called categorical approach when applying these definitions to the predicate offense statute. “The proper inquiry is whether a particular defined offense, in the abstract, is a crime of violence[.]”
United States v. ChapaGarza,
That is easier said than done.
Williams and the government disagree about which clause of
The government counters that we also should examine the second clause, because Williams was indicted, convicted, and sentenced pursuant to it. If the government is correct, we must affirm the firearm conviction, because the additional fact in the second clause — bodily injury or use of a dangerous weapon — creates a separate offense that necessarily satisfies either
Thus, Williams and the government essentially dispute whether
The landmark case of
Apprendi v. New Jersey,
The rule of Apprendi dictates that the facts in the second clause of § 242 — bodily injury or use of a dangerous weapon— must be pleaded in the indictment and proved to the jury beyond a reasonable doubt (as they were here). A defendant convicted of a deprivation of rights under color of law that did not result in bodily injury or involve a dangerous weapon would face a maximum sentence of one year. Add those facts to the mix, however, and the defendant faces a maximum sentence of ten years.
In other words, the facts in the second clause of
We could not hold otherwise without flagrantly violating the rule of
Apprendi.
Were we to declare that
Our decision in
United States v. Harris,
Harris
inescapably treats the second clause of
In Apprendi-land, therefore,
III.
Williams argues that we must reverse his civil rights conviction because of two evidentiary errors and alleged prose-cutorial misconduct. We review evidentia-ry rulings and allegations of prosecutorial misconduct for abuse of discretion and harmless error.
United States v. Coleman,
A.
1.
Williams contends that the court violated
Williams argues that, for two reasons, these answers were impermissible opinion testimony. First, he contends that the officers’ testimony violated rule 704(b), which prohibits experts frоm testifying that a criminal defendant “did or did not have the mental state or condition constituting an element of the crime.”
Even if we treat the officers’ testimony about the reasonableness of the shooting as expert testimony, that testimony would not violate rule 704(b), becausе the officers did not testify to Williams’s mental state. To be sure, an element of any
On the other hand, the court erred under rule 704(a) by allowing the officers’ testimony about the reasonableness of the shooting.
The evidence against Williams was overwhelming.
11
The officers’ brief opinions followed their damning factual testimony about the circumstances of the shooting. Windom, Mrs. Hall, and Hall corroborated the officers’ factual testimony without improperly opining on reasonableness. No
2.
Williams contends that the court improperly admitted character evidence in violation of
“Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes.... ”
Extrinsic evidence must satisfy rule 404(b), whereas “[ijntrinsic evidence does not implicate
In
United States v. Beechum,
Though a victim’s statе of mind indeed rarely matters, in this case it somewhat helped the government disprove Williams’s main defense. The jury had to determine whether Williams acted reasonably when he shot Hall. This judgment turned on a credibility assessment: Was Williams telling the truth when he testified that Hall made several threatening movements before Williams shot him, or were the other witnesses telling the truth when they de
For example, Hall would not rifle around his truck or reach into his pants as if to grab a weapon. Although the conflicting eyewitness testimony easily disproved Williams’s defense, we cannоt say that Hall’s fear of being shot and the basis of that fear did not have “any tendency” to disprove Williams’s defense.
The second step of the
Beechum
test is that “the evidence must possess probative value that is not substantially outweighed by its undue prejudice and must meet the other requirements of [R]ule 403.”
Beechum,
As for the other requirements of rule 403, Williams does not seriously contend that this single line of minor testimony could have confused the issues, misled the jury, wasted time, or resulted in cumulative evidence.
B.
Williams further argues that the prosecutor engaged in misconduct by forcing Williams, through a series of rhetorical questions, to call the other witnesses bars. “In reviewing an assertion of prosecutorial misconduct, this [c]ourt employs a two-step analysis.”
United States v. Wise,
“[T]he second step is to evaluate whether the remark affected the substantial rights of the defendant!].”
Wise,
First, the magnitude of the prejudicial effect, weighed in сontext,
id.,
was surely small. The questioning lasted just moments at the end of a long and devastating cross-examination. The prosecutor had skillfully and properly led Williams to contradict directly the testimony of all other witnesses. Thus, Williams already had called these witnesses liars, albeit implicitly. “Pointing out the obvious most likely scored the government, at most, rhetorical points. We cannot say that these few largely rhetorical questions from the prosecutor affected at all the outcome of the trial.”
United States v. Sullivan,
Second, the court properly instructed the jury on its role as fact-finder. As with
Wise,
Third, “the evidence of guilt was overwhelming.”
Id.
Williams does not dispute that he shot an unarmed man in the back. His testimony contradicted his prior written statements. Six eyewitnesses (Billings, Barfield, Windom, Cooper, Mrs. Hall, and Hall) expressly contradicted Williams’s fantastic testimony that Hall made any threatening movements. Four eyewitnesses (Billings, Barfield, Windom, and Hall) testified that Williams shot Hall while Hall was facing the other direction and standing motionless with his arms raised. Cartlidge testified that Williams admitted to shooting Hall out of frustration or anger. Williams gave no “reason for the jury to disbelieve th[is] substantial incriminating testimony.”
United States v. Boyd,
Tellingly, Williams offers no examples of a court of appeals’ reversing a conviction because a prosecutor improperly questioned a defendant about another witness’s veracity. This court has disapproved this tactic at least twice, but did not reverse for that reason in either case.
Thomas,
IV.
Finally, Williams argues that the prosecutor violated his due process rights during rebuttal closing arguments
In closing argument, Williams’s counsel hammered away at Barfield’s testimony. He contended that Barfield lied to obtain a sweetheart plea agreement. In his rebuttal closing, the prosecutor countered this argument in several ways. First, he noted that Barfield was only one of three officers who testified against Williams. Next, he reminded the jury that Barfield revealed to the government the events to which he later testified before he received a plea agreement. Finally, the prosecutor disagreed that Barfield’s agreement was generous. Specifically, she stated, “He’s going to jail, ladies and gentleman. He is going to jail. There is no chance for him not to go to jail....”
Williams’s counsel objected here, but the court overruled the objection. The prosecutor then stated, “[Barfield] told you that what his understanding of what that plea agreement was and what his deal was, was that he can go to jail still for up to two years, absolutely will go for at least five months. Somewhere in between there. It will be up to the court. What a deаl.” The court, however, later sentenced Bar-field to six months’ home confinement.
“When the ‘reliability of a given witness may well be determinative of guilt or innocence,’ nondisclosure of evidence affecting credibility falls within [the] general rule of
Brady [v. Maryland,
To prove a due process violation, Williams must establish that the prosecutor knowingly made a false and material statement during the rebuttal closing.
Cf. Mason,
Moreover, Barfield did not get away scot-frеe; home confinement, like imprisonment, is a kind of confinement, and Bar-field received a sentence within the agreed range. This situation therefore differs in kind, not merely in degree, from cases in which the prosecutor and cooperating witness conceal from the jury the existence of the plea agreement altogether.
See Giglio,
We further note that Barfield’s sentence was not material to the jury’s assessment of his credibility. Williams and the government disputed the effect of the plea agreement on Barfield’s veracity. To assess Barfield’s credibility, the jury needed to know the range of punishment that Barfield expected under the plea agreement at the time of his testimony, not his actual, later punishment.
See Scott,
Finally, the prosecutor’s initial point in her opening rebuttal must not be forgotten: Barfield was only one of several witnesses against Williams. On appeal, Williams asserts that Barfield’s testimony was critical because he was the closest eyewitness. Maybe so, but Williams does little to undermine the testimony of Billings, Cooper, and Windom. Moreover, Williams forgets the testimony of Cart-lidge, Hall, and Mrs. Hall, not to mention his own contradictory written statements.
AFFIRMED.
Notes
. "Plain error review is very limited. There must be 'error' that is ‘plain’ and that affects ‘substantial rights,' and even then we have discretion not to correct the error unless it ‘seriously affects the fairness, integrity or public reputation of judicial proceedings.' ”
United States v. Phipps,
.
. To be precise, the first clause identifies other elements — e.g., deprivation on account of race, color, or alienage and deprivation within certain geographic locales — but they are not disputed in this case.
. We recognize that, as a practical matter,
."[C]ausing bodily injury necessarily includes the element of use of physical force.”
United States v. Shelton,
.
See Jones v. United States,
.
. Our use of the indictment does not violate the categorical approach. Where a single statute contains multiple offenses, some of which are a "crime of violence” and others which are not, we may examine the indictment to determine the offense of which the defendant was convicted.
Taylor v. United States,
.Williams did not object at all when the prosecutor posed the question to Barfield. When the prosecutor asked Cooper, Williams objected that the question called for speculation since Cooper did not see the shooting. Williams voicеd only a general objection when the prosecutor asked Billings. The court soon thereafter asked counsel, in a sua sponte sidebar, whether it had committed error under rule 701 by allowing Billings to give expert testimony without first qualifying him as an expert. Williams's counsel reiterated his objection to the question, but the context demonstrates that he was objecting to an unqualified lay witness’s giving expert testimony in violation of Rule 701, not to testimony in violation of rule 704.
. This court's precedent confirms that rule 704(b) applies to traditional mental states or conditions such as intent, knowledge, and insanity, not substantive determinations such as reasonableness under the Fourth Amendment or the Due Process Clause. See,
e.g., United States v. Gutierrez-Farias,
. We have affirmed convictions based on the strength of the evidence as a whole, notwithstanding opinion testimony admitted in violation of rule 704.
See, e.g., Gutierrez-Farias,
. Hall alleged that Williams shot the suspect in the back. Williams admitted to having shot a suspect before, but denied shooting him in the back.
. Williams also contends the court abused its discretion by allowing Hall to testify that he feared Williams might plant drugs on him. To justify this fear, Hall proposed to testify that he had heard that Williams had planted drugs on other suspects. The court ruled that Hall could state his fear but could not testify to any hearsay allegations of Williams’s planting drugs on suspects. Thus, Hall testified only that he feared Williams might "throw down drugs on [me] when [I was] stopped.” Because this testimony refers only to Hall's unsupported belief, not any other act by Williams, it cannot violate rule 404(b).
Finally, Williams avers that we must reverse because the court did not make on-the-record findings for its
Beechum
analysis. Williams, however, never requested such findings.
United States v. Robinson,
. Williams also asserts that in closing argument, the prosecutor improperly vouched for Barfield's credibility. The prosecutor did
not
intimate personal knowledge of Barfield’s credibility, but merely reminded the jury that Barfield began cooperating with the government before receiving a plea agreement and asked it to infer, altogether reasonably, that the agreement did not alter Barfield's testimony. This kind of request for a favorable inference from record evidence is not improper vouching, especially because Williams had attacked Barfield’s credibility.
United States v. Munoz,