United States v. WilliamsUnited States v. Williams
Defendant-Appellant Byron Ladell Williams appeals his conviction of illegal possession of a “Masterpiece MAC-9mm”style assault rifle in violation of
I. FACTUAL BACKGROUND
On Sunday, March 30, 2008, New Orleans Police Department Officers Brian Sullivan and Joseph Lusk were patrolling the parking lot of the Hollypark apartments (where several previous crimes had occurred) when they spotted a double-parked car with tinted windows. At least two individuals were inside the vehicle, one in the driver’s seat and the other in the passenger seat directly behind the driver’s seat. Some evidence introduced at trial indicated that a third person, Kendrick McGee, was in the passenger seat at the time the police first spotted the vehicle but fled before they approached it. As Sullivan’s police cruiser approached the vehicle, Sullivan observed the rear passenger, Williams, duck down, presumably to avoid detection. Moments later, Sullivan exited his cruiser and approached the car. At that point, the rear-seat passenger appeared to lean down and reach between his feet, and suspecting that the passenger was reaching for a gun, Sullivan pulled open the car door, ordered the passenger out of the car, and turned him over to Officer Lusk.
When Sullivan returned to the vehicle, he peered in through the still-open car door and observed a black semi-automatic MAC-9mm in plain view on the rear, driver’s-side floorboard. Before Sullivan could secure the weapon, Williams attempted to flee the scene but was quickly reapprehended, handcuffed, and placed in the back of the police cruiser. Sullivan then resumed his investigation of the weapon and determined that it was loaded with twenty-six bullets and had its safety switch taped in the “fire” position. The driver, Robert Anderson (who was still in the car) told Sullivan that he and Williams were at the Hollypark apartments to meet a resident, that he had picked up Williams a half-hour earlier, and that he knew nothing about the gun.
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After being read his Miranda warnings, Williams admitted that he was a convicted felon, and the conviction was confirmed through a computer check. Williams explained that the gun was not stolen and that he was holding it for a person named Raven. Nonetheless, he
Prior to trial, the government moved to introduce, under
The government also introduced eight recordings of jailhouse calls between Williams and various persons including his mother and McGee. The government alleged that these calls supported the testimony of Officer Sullivan and that Williams had admitted that he handled the gun and attempted to hide it before the officers approached. The defense objected to the admission of the final recorded telephone call (“Track 8”) between Williams and his mother as unduly prejudicial under
At the close of the three-day trial, the district court called a charge conference and issued jury instructions on actual, constructive, sole, and joint possession. The defense did not object to the instructions, and the jury returned a guilty verdict on the single-count indictment. Williams made a post-judgment motion for acquittal on the basis that the government had not
The district court conducted a sentencing hearing in June 2009 to receive evidence in support of the government’s motion for an upward departure on the basis that Williams’s criminal history was underrepresented by the Guidelines. It also considered Williams’s objection to the. PreSentence Report’s recommendation that he receive a two-level enhancement for obstruction of justice based on the conversation recorded on Track 8. The government submitted testimony regarding Williams’s five prior gun-po,ssession arrests, for which there were no convictions, along with testimony regarding Williams’s arrest for second-degree murder.
The court granted the defense’s objection to the enhancement for obstruction of justice and denied the government’s motion for an upward departure based on the under-representation of criminal history. However, the district court granted an upward variance pursuant to
Williams has filed a timely appeal, challenging the admission of evidence of two of his prior arrests and Track 8, and also the district court’s consideration of his arrest record in imposing the 45-month upward variance.
II. DISCUSSION
A. Admission of Rule J0J/,(b) Evidence
In
United States v. Beechum,
we established a two-prong test for determining if evidence of a defendant’s prior wrongs is admissible under
i. Standard of Review
“Generally, we review a trial court’s decision to admit evidence for abuse of discretion.”
United States v. Akpan,
ii. Relevance of Rule f0f(b) Evidence to an Issue Other than Character
A bedrock principle of the Federal Rules of Evidence is that “relevant evidence is admissible except as otherwise provided.”
United States v. Jones,
In the context of a weapon-possession case,
This distinction between the evidentiary requirements for actual and constructive possession formed the basis of our holding in
United States v. Jones
— that the trial court erred by admitting the factual basis of a defendant’s prior firearm-possession arrest because the government’s case could support only a finding of actual possession, not constructive possession.
See
In
Jones,
we held that
Turning to the instant case, we cannot conclude that the government’s case against Williams was exclusively one of actual possession because, unlike in
Jones,
the government has presented sufficient evidence to support a theory of constructive possession. Here, undisputed witness testimony established that the gun was found under Williams’s seat in the vehicle — the “paradigmatic constructive possession” scenario in which
Nevertheless, Williams argues that the district court should have withheld its ruling on the government’s
In any event, the evidence presented at trial bore out the propriety of the district court’s pre-trial ruling. Williams’s argument that the government’s case radically transformed into one of actual possession is thoroughly undercut by the fact that any such transformation proved imperceptible at trial, even to the defense. The government introduced the
In short, our review of the record reveals that, throughout trial, the government’s theory of the case remained consistent with the description given in the government’s pre-trial motion to admit evidence of Williams’s arrests pursuant to
Hi. Rule 408 Balancing Test
Williams argues, alternatively, that the probative value of the evidence of his two arrests was substantially outweighed by the risk of unfair prejudice, in violation of
“[T]he central concern of rule 403 is whether the probative value of the evidence sought to be introduced is substantially outweighed by the danger of unfair prejudice.”
Beechum,
B. Admission of Track 8
Williams contends that the district court erred by admitting Track 8, a recorded jailhouse conversation between Williams and his mother, Hilda Williams, on the basis that the track improperly suggested that he had intimidated one of his own witnesses to testify on his behalf. According to Williams, the tape possessed virtually no probative value, and that any such value was “substantially outweighed by the danger of unfair prejudice” arising from the improper inference of witness intimidation.
See
The court delayed ruling on Track 8 until after the jury heard seven prior tracks of Williams’s conversations with Hilda Williams and McGee. The government argued that the previous seven tracks demonstrated that Williams had discussed the circumstances of his arrest with both Hilda Williams and McGee, and that Byron Williams recounted conflicting stories to them about whether he had been in Anderson’s car immediately before his arrest. The government sought to admit Track 8 to show that Byron Williams “agree[d] with statements that his mother specifically ma[de]” and to show that both Anderson and Kendrick had been in the car prior to the encounter with the police officer. Defense counsel objected on the basis that the following exchange improperly suggested that he and his mother had attempted to intimidate his witness, Robert Anderson, 7 the driver of the car in which Byron Williams was arrested:
Byron [Williams]: [S]o you had talked to both of them.
Momma [Hilda]: Yeah.
Byron: I probably call him, so you had, so you had talked to both of them.
Momma: Yeah, I talked to both of them and Kendrick said he knew he was going to make sure Rob handle this business. He said we going, he going to handle it and I said do you think he is going to do it and Kendrick said, yeah, he’s going to do, we going to make sure he do it.
Assuming
arguendo
that the evidence was improperly admitted, we do not reverse because Williams has not demonstrated a reasonable possibility that the admission of Track 8 contributed to his conviction.
See Mendozo-Medina,
C. Williams’s Sentencing Variance
Williams contends that the district court erred by taking into account his “bare arrest record”
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when it imposed a 108-month sentence, an upward variance from the 51-to-63-month Sentencing Guidelines range. Williams did not raise an objection below, so we review for plain error.
United States v. Olano,
Whether a court commits error by considering “the mere fact [of a defendant’s] prior arrests” in imposing an upward variance pursuant to
In
Jones,
Relying on language from
Jones
stating that “[a]rrests,
standing alone,
do not constitute reliable information under either the Guidelines or our precedent pre-dating the Guidelines,”
id.
at 434 (citing
United States v. Cantu-Dominguez,
Because our review here is for plain error, we need not resolve today whether it is error for a district court to consider a defendant’s “bare arrest record” in imposing a non-Guidelines sentence, or whether an extensive pattern of arrests possesses greater evidentiary value than a single arrest record such that it may be considered when the district court imposes a non-Guidelines sentence. Even assuming
arguendo
that the court erred in considering his arrests, we still must determine “[wjhether the consideration of prior arrests in conjunction with other, permissible, factors affected [Williams’s] substantial rights and whether, assuming it did, the error seriously affect[s] the fairness, integrity or public reputation of judicial proceedings.”
Jones,
Here, the district court’s lengthy and weighted discussion of other significant, permissible factors belies Williams’s argument that the alleged error affected his substantial rights.
See United States v. Villegas,
In summary, where the district court based its variance on Williams’s multiple felony convictions, his persistence in committing crimes despite the benefit of lenient sentencing, the brazen nature of his conviction for being a felon in possession of a loaded MAC 9 millimeter semiautomatic handgun with the safety disabled, and his arrests for similar crimes supported by testimony presented at trial and at the sentencing hearing, Williams has not demonstrated a reasonable probability that he would have received a lesser sentence but for the court’s consideration of his “bare” arrest record. We also find that his sentence is objectively reasonable because the
Finally, we find that Williams has not satisfied the last factor of the plain-error-review inquiry. His single sentence of argument on this prong is insufficient to demonstrate that the alleged error affected the fairness, integrity, or public reputation of judicial proceedings.
See Olano,
CONCLUSION
For the foregoing reasons, we AFFIRM Williams’s conviction and sentence.
Notes
. “It shall be unlawful for any person — (1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year ... to ... possess in or affecting commerce, any firearm or ammunition....”
. With the exception of the firearm, Sullivan’s search of the vehicle revealed only a cup containing frozen daiquiri on the passenger-side floorboard. Williams admitted that the daiquiri was his and was thus issued a citation for violating the open-container law.
. The government called witnesses to establish Williams’s prior arrests for gun possession, for which there were no convictions, and to establish his involvement in a murder for which he had been arrested, but not convicted.
. Knowledge evidence is not relevant because generally, "where the government has shown that the defendant had a firearm under his immediate physical control, any contention that he did not know the nature of what he possessed is effectively precluded.”
Jones,
. We also note that at the close of trial, the court issued jury instructions on both actual and constructive possession, and the defense made no objection to the instruction on constructive possession.
. The factual circumstances of the two admitted arrests were strikingly similar to those in the instant case. In each incident, Williams possessed a firearm while he was a passenger in a vehicle, and he later attempted to create distance between himself and the firearm, either by discarding it or by fleeing the vehicle and leaving the firearm inside.
. Anderson was subpoenaed to testify for the defense, but he invoked his Fifth Amendment right and did not testify.
. During sentencing, the government sought a sentencing enhancement for obstruction of justice based on this exchange, but the district court denied the request. It found that Williams’s attorney had tasked Williams’s mother with locating witnesses, and that she carried out that duty without obstructing justice.
. The term "bare arrest record” comes not from our own precedent, but from the Third Circuit’s decision in
United States v. Berry,
Unlike “arrests, standing alone,” arrests that are corroborated by record evidence or testimony may be considered in any event.
See United States v. Lopez-Velasquez,
. Apart from an additional note that Williams had been arrested seven times since 2005, the court made no references to arrests that were not also the subject of testimony or record evidence during its lengthy discussion of the
.
See Zapete-Garcia,
. The court also emphasized the significance of a few of Williams's arrests for which the government had submitted testimony — his arrest for second degree murder and three arrests for possession of a firearm, including one with an obliterated serial number.