I. Factual and Procedural Background
Chuck Esposito (“Esposito”), a detective with the Clearwater, Florida Police Department, conducted an undercover child sexual abuse and pornography investigation by logging onto various “chat rooms.” 1 Esposito represented himself to be a thirteen year old girl. His screen name was StephieFL and the attached profile revealed, in part, his assumed identity as Stephanie, a single female from Clearwater, Florida, born on January 26,1983.
On August 8, 1996, Esposito encountered Appellant, William R. Crow (“Crow”), in a “Pre-teen” chat room on the Internet. Crow utilized the screen name VideoDom and his profile indicated that he was a male from Texas whose name was Bill. Crow’s profile on the Internet read: “seeking young slender amateur women interested in making very explicit adult videos!” His personal quote stated, “I am very $generous$ if you are good and nasty! Email me for an interview! I travel!”
During their first Internet encounter, Crow engaged StephieFL in sexually explicit conversations. 2 He invited her to trade “nasty stuff” and wanted to know if she ever masturbated while looking at sex pictures or discussing sex on the telephone. When questioned whether girls the same age as herself posed for sex videos, Crow affirmed that they did and stated that he paid girls $300.00 to pose, masturbate and talk really nasty to him. Crow further claimed that he would pay more if the girls actually engaged in sexual acts, including bestiality. StephieFL responded that she did not think she had ever seen $300.00 and sought confirmation that Crow would actually pay. Crow assured StephieFL that other girls had made videos, of themselves and mailed them to him and that he is not actually present when the videos are made. Crow emphasized that he paid because failure to pay could mean that *232 he would “lose my girls and my sources ... it [sic] not worth it to burn a potential good girl for a few hundred dollars.” StephieFL ended the conversation by claiming that her mother was yelling at her to help clean.
On August 8, 1996, another conversation via the Internet transpired in a similar fashion. Crow, still using the screen name of VideoDom, invited StephieFL to' pose for photographs and videos. In response to StephieFL’s question on how he wanted her to pose, Crow sent StephieFL a photograph of a prepubescent girl lying on her back spreading her labia, exposing her genitalia. When asked what else he was doing on the Internet, he responded that he was trading pictures of women sucking horses. He then sent a copy of the pictures to StephieFL. Crow indicated that he had other pictures: “Dogs, zebras, then I also collect lots of anal pics, facial cum shots, piss, poop, fisting, enema, huge toys in cunt and ass, you name it, I have it.” Crow asked permission to call StephieFL to verify her identity. When she declined, he gave her a telephone number and hours during which she could call him. Crow asked StephieFL her age and she told him she was “13.”
Crow sought to overcome all of Steph-ieFL’s reservations about producing such a video and photographs. In addition, Crow continued to seek voice verification. Steph-ieFL requested more photographs which she received. The majority of the photographs featured prepubescent and pubescent girls in sexually explicit poses or engaged in sexually explicit activities, including sexual acts with dogs. Crow also provided StephieFL with instructions on how to encrypt and retrieve files. StephieFL offered numerous excuses for not calling Crow or not producing a tape. The excuses were usually centered around her parents or school. Crow, however, persisted and endeavored to overcome each excuse. Throughout their contact, which occurred via the Internet and e-mail, Crow continued to provide StephieFL with sexually explicit photographs of pre-pubescent and pubescent girls while requesting voice verification.
In late September of 1996, StephieFL had secured a mailing address and informed Crow that she had forwarded a video. A twenty-nine year old secretary for the Midland, Texas Police Department phoned Crow at his place of employment, identified herself and left a message for him. A receptionist left the message on Crow’s desk. United States Postal Inspector Ron Massey arranged a controlled delivery of a videotape to Crow. The video tape, which Massey had received from the Dallas Police Department, presented a young female performing the type of sexually explicit conduct Stephanie had described recording for Crow. On September 30, 1996, Crow was arrested as he left the post office with the videotape. 3
On October 17, 1996, the grand jury returned a six count indictment against Crow. Counts one, two and three charged him with interstate shipment of visual depictions of minors engaged in sexually explicit conduct in violation of 18 U.S.C. § 2252(a)(1)(B). Count four charged attempted sexual exploitation of a minor in violation of 18 U.S.C. § 2251(a) and (d), while count five charged Crow with receipt of interstate shipment of visual depiction of minors engaged in sexually explicit conduct in violation of 18 U.S.C. § 2252(a)(2). Finally, count six alleged possession of three or more visual depictions of minors engaged in sexually explicit conduct in violation of 18 U.S.C. § 2252(a)(4).
At trial, Crow admitted to using the name VideoDom to send, via interstate commerce, the visual depictions of minors engaged in sexually explicit conduct as alleged in counts one, two and three. Crow also admitted to possessing three or more visual depictions of minors engaged in sexually explicit conduct as alleged in count six. Crow admitted guilt to those counts, but maintained his innocence with regard to counts four and five. A jury convicted Crow on all counts.
On September 11, 1997, Crow was sentenced to ninety-seven months imprisonment *233 on counts one through five, and to a concurrent sixty months imprisonment on count six. A fine and supervised release were imposed. On September 19, 1997, the trial court entered its judgment. This appeal followed.
II. Discussion
a. Rule 11
Rule 11 of the Federal Rules of Criminal Procedure is triggered when the district court accepts a plea of guilty.
See United States v. Suarez,
Rule 11 is designed to ensure that the plea is voluntary, accurate and properly recorded. Fed.R.Cpjm.P 11(d), (f) & (g). “The court must address the defendant personally in open court and inform the defendant of, and determine that the defendant understands ... the nature of the charge to which the plea is offered, the mandatory minimum penalty provided by law, ... the maximum possible penalty provided by law, ... any special parole or supervised release term, ... any applicable sentencing guidelines, and, when applicable, that the court may also order the defendant to make restitution to any victim of the offense.” Id. at 11(c)(1). The district court must also inform the defendant that any answers to questions posed by the court may be used against the defendant in a prosecution for perjury or false statement. Id. at 11(c)(5).
Crow argues that the district court failed to follow Rule IPs procedural prerequisites and that the failure to address Rule ll’s “core concerns” requires an automatic reversal. Crow is incorrect. This Circuit has clearly established that Rule 11 challenges are reviewed under a harmless-error analysis.
Suarez,
At a pretrial motions hearing and during the subsequent trial, Crow admitted guilt to counts one, two, three and six, but maintained his innocence with regard to counts four and five. During the pretrial motions hearing, the prosecution objected to the acceptance of a plea of guilty because the effect would result in a severance of the counts and prevent the prosecution from presenting its case. The court agreed, and it was understood by the parties, that Crow would testify and admit guilt. The government, however, was required to present evidence supporting its entire case. Crow never requested rearraignment, Rule 11 proceedings on the counts at issue, or a severance of counts. The government did not offer a plea agreement for the court’s consideration. In addition, the court at the beginning and end of trial, repeatedly instructed the jury on the presumption of innocence, the government’s burden of proof, the pending charges, and the elements that the government was required to prove under each count of the six-count indictment. As required, the jury returned a verdict on each of the six counts of the indictment.
This Court finds that the facts in this case do not trigger Rule 11 considerations and therefore we do not need to engage in a harmless error analysis. Rule 11 was not triggered because the district court never accepted a plea of guilty from Crow. Instead, the district court submitted the issue of guilt as to counts one, two, three and six to the jury. The jury was required to make a finding of guilt beyond a reasonable doubt for each count. Had the court accepted Crow’s confession of guilt as a “plea of guilty,” it is obvious that it would not have submitted the issue of determining Crow’s guilt on all of the counts to the jury.
The government asserts that although Crow' never specifically requested a "severance, his rearraignment and the court’s acceptance of a guilty plea on some of the charges in the indictment would have forced *234 a severance of counts. Therefore, the government maintains that we should apply an abuse of discretion standard to the district court’s refusal to sever the counts.
The government is correct in noting that a refusal to sever counts is reviewed only for an abuse of discretion.
United States v. Fisher,
b. Motion to Quash Count Four
We review a district court’s ruling on a motion to quash for an abuse of discretion.
In re Grand Jury Proceedings,
Crow claims that the allegation charged in count four of the indictment did not satisfy the minimum constitutional requirements because: (1) it failed to state an offense under 18 U.S.C. § 2251; and (2) it failed to state an essential element of the crime requiring that the person exploited through various means must be a “minor.” Crow, in challenging the sufficiency of the indictment, focuses on the indictment’s phrase “a person whom the defendant believed was a 13 year old female.” He contends that the statute requires that the individual exploited or that the defendant attempted to exploit had to actually be a minor.
Section 2251(a) prohibits:
(a) Any person who employs, uses, persuades, induces, entices, or coerces any minor to engage in, or who has a minor assist any other person to engage in, or who transports any minor in interstate or foreign commerce, or in any Territory or Possession of the United States, with the intent that such minor engage in, any sexually explicit conduct for the purpose of producing any visual depiction of such conduct, shall be punished as provided under subsection (d), if such person knows or has reason to know that such visual depiction will be transported in interstate or foreign commerce or mailed, or if such visual depiction has actually been transported in interstate or foreign commerce or mailed.
Subsection (d) provides punishment for “[a]ny individual who violates, or attempts or conspires to violate” this section.
Crow contends that section 2251 should be interpreted to require the individual involved to actually be a minor female, and not merely a person believed to be a minor female. Crow asserts that the indictment is insufficient because the statutory language provides that the person must be a minor and the indictment fails to reflect the statute’s intent.
Rule 7 of the Federal Rules of Criminal Procedure requires that an indictment be a “plain, concise and definite written statement of the essential facts constituting the offense charged.” In reviewing a challenge to an indictment alleging that it fails to state an offense, the court is required to take the allegations of the indictment as true and to determine whether an offense has been stated.
United States v. Hogue,
The proper test for determining the validity of the indictment is whether or not the defendant has been prejudiced by the alleged deficiency.
United States v. Steen,
c. Jury Instructions
Crow challenges the jury instructions on three grounds: (1) attempt in count four; (2) the mens rea and scienter elements in count four; and (3) the scienter element in count five. We will address each of these issues individually.
Standard of Revieiv
Crow objects to the jury charge for the first time on appeal. Consequently, because no objection was raised below, this Court applies a plain error standard. Fed. R.CrimP. 52(b);
see Devoll,
Instruction on Attempt
This Court has adopted a two part test to determine if a defendant is guilty of an attempted crime.
See United States v. August,
Crow complains that the district court: (1) did not explain to the jury the law of attempt; (2) failed to explain the difference between mere intent to commit a specific crime and attempt to do so; (3) neglected to instruct on the language concerning a substantial step; and (4) incorrectly stated the criminal charge and the elements that the government needed to prove as to count four. Crow argues that these errors constitute clear error.
We find this Court’s analysis in
United States v. Contreras,
This Court finds that there was no plain error. Thus, a miscarriage of justice did not result from the failure to include *236 “attempt” language in the jury charge and the substantial evidence supporting the jury’s finding of guilt beyond a reasonable doubt was not overcome. Therefore, we hold that the jury instruction, with regard to attempt, was not fundamentally defective. Crow was properly convicted of attempt because he undoubtedly believed that the person he was corresponding via the Internet was a minor.
Instruction on Count Four
Crow argues for the first time on appeal, that the court’s instruction on the scienter and mens rea elements of section 2251(a) and (d) in count four were inadequate and resulted in plain error. Crow contends that the government was required to show that he actually “knew” that StephieFL was a minor, rather than instructing the jury that it was permitted to convict him if they found he simply “believed” that StephieFL was a minor. Crow asserts that plain error exists because the court failed to instruct the jury on one of the elements of the crime.
Crow asserts that
United States v. X-Citement Video, Inc.,
In
United States v. United States District Court-for the Central District of California,
Instruction on Count Five
Crow contends that the district court plainly erred in failing to properly and adequately instruct the jury on the scienter element in count five in violation of his Fifth and Six Amendment rights. Count five alleged a violation of 18 U.S.C. § 2252(a)(2), which makes it a crime to knowingly receive any visual depiction of a minor engaged in sexually explicit conduct via interstate commerce. Crow asserts that the court failed to instruct the jury that he must have known that the individual depicted was a minor as shown in
X-Citement Video, Inc.,
*237
The government concedes that the jury instructions could have been crafted with greater precision thereby requiring that Crow “knew” that the individuals' depicted in the pornography were minors. It argues, however, that the instruction' does not rise to the level of plain error. The government cites two other circuits in supporting this assertion.
United States v. Gendron,
In
Gendron,
the charge required that the jury find that the defendant “knew the character and nature of the material.”
Gendron,
The government asserts that in this case, as in Gendron, the jury was fully aware that the issue was child pornography because the charge repeatedly refers to minors, and the pornography at issue primarily and obviously depicted children. In addition, it asserts that Crow admitted to knowingly possessing and sending photographs depicting children to StephieFL. Moreover, the computer correspondence demonstrated that Crow desired to receive a videotape of thirteen-year-old StephieFL engaging in sexually explicit conduct. The government notes that while the issue is whether Crow knew that the tape depicted minors, the evidence is so overwhelming on this point that it is unlikely that the jury misconstrued the statute and found Crow guilty on an improper theory.
In Cedelle, the Fourth Circuit addressed a plain error review of an instruction that affirmatively removed from the jury’s consideration knowledge of the minority of the victim. The court found plain error affecting the defendant’s- substantial rights but exercised its discretion by not correcting the error because the evidence supported the conclusion that the depicted persons were minors. Cedelle never argued to the contrary.
The government asserts that in this case the issue was not removed in its entirety from the jury’s consideration and, although Crow contended he did not know what to expect when he picked up the videotape, the error need not be corrected because evidence to the contrary was so overwhelming. This Court agrees with the government. Therefore, we do not find plain error in the court’s instructions to the jury.
d. Sufficiency of the Evidence, Counts Four and Five
In evaluating the sufficiency of the evidence, our standard of review is whether a rational trier of fact could have found the essential elements of the offense beyond a reasonable doubt.
Jackson v. Virginia,
Crow asserts identical arguments to those raised in his challenge to the jury instructions. With regard to count four, which charged Crow with attempting to violate section 2251(a) and (d), he challenges his intent .to commit the offenses and denies ever believing that StephieFL was a minor. Similarly, Crow challenges count five, which charged a violation of section 2252(a)(2) by asserting that the evidence was insufficient to demonstrate his knowledge of the minority of the individual depicted in the video. We find Crows contentions to be unpersuasive. The facts and information presented to the jury clearly supports Crow’s conviction. 4 *238 Crow’s arguments presented to this Court derive from not legal, but factual impossibility. Therefore, Contreras is applicable and his request for relief must be denied.
e. Calculation of Sentence Standard of Review
We review the trial court’s application of the sentencing guidelines
de novo
and findings of fact under a clearly erroneous standard.
United States v. Lucas,
Calculation of Guidelines for Count Four
Crow argues that the district court erred in its calculation of the guidelines in assigning a base level of 25 to count four. Crow maintains the error occurred because U.S.S.G. 2G2.1 and its specific offense characteristics were inapplicable since the offense did not actually involve a minor. The government correctly asserts that this argument again relates to a factual impossibility defense, which does not provide a defense to the application of sentencing adjustments.
See Contreras,
Application of Adjustment for Distribution
Crow asserts that the sentences for counts one, two, three and five were improperly calculated because the district court granted his objection to the addition of five points for distribution, however, the points were factored into the offense level. Nevertheless, the government correctly notes that the record clearly demonstrates that Crow did receive the benefit of the adjustment. Following the submission of Crow’s objections, the probation officer submitted a revised report addressing the changes. The probation officer found meritorious an objection to an adjustment for distribution of the pornography. The revised pre-sentence report then reflected that change and was submitted and relied upon by the district court.
Acceptance of Responsibility
Crow contends that he was entitled to a reduction in points based on acceptance of responsibility since he made it clear that he intended to plead guilty to counts one, two, three and six. Crow states that his communication and testimony provided a benefit to the trial court. This Court “reviews a district court’s finding on acceptance of responsibility for clear error but under a standard of review even more deferential than a pure clearly erroneous standard.”
United States v. Garcia,
Doimward Departure
Finally, Crow maintains that the district court erred in refusing to grant his requests for downward departure based upon his post-offense rehabilitation efforts under U.S.S.G. § 3E1.1 and his diminished mental capacity. Crow states that his diminished mental capacity was his compulsion for adult pornography as opposed to child pornography and his addictive behavior. Furthermore, Crow asserts that the district court was empowered to grant these downward departures but declined to do so under the mistaken belief that it did not have the legal authority to do so.
This Court generally will, not disturb the sentencing courts discretionary decision not to depart downward from the guidelines.
United States v. Soliman,
The district court denied Crow’s request for a downward departure based upon his mental capacity by saying, “I also do not grant a downward departure for diminished mental capacity.” In addition, the pre-sen-tencing report specifically recognized diminished mental capacity as a valid ground for departure.
In denying Crow’s request for downward departure based upon his post-offense rehabilitative efforts the court stated “I don’t find that what you did would allow for a downward departure and so I do not grant a downward departure for remorse and rehabilitative efforts and that motion’s overruled.” We find that this statement is indicative of the trial court’s awareness of its authority to permit a departure and it decision to decline to do so.
Therefore, we will not disturb the district court’s discretionary decision to deny Crow’s requests for downward departure.
III. Conclusion
For the aforementioned reasons we find that the district court was correct in all respects. Accordingly, the district court’s decision is hereby AFFIRMED.
Notes
. A chat room is a service provided by Internet service providers, such as America Online Inc., where individuals can correspond with each other simultaneously.
. The conversations that Crow had with Steph-ieFL on the Internet are graphic and vulgar. This terminology is generally inappropriate for this Circuit's opinions. However, this Court feels that the facts must be shown as they were presented to the jury, which determined Crow’s guilt, and the court, which determined Crow's sentence and ruled on other relevant legal issues.
. A subsequent search of Crow's office and house revealed a plethora of child pornography, adult pornography and bestiality, including the images appellant had sent to StephanieFL. Additional images were found depicting sexual bondage of children and sexual activity between men and young girls.
. Crow's initial contact with StephieFL occurred in a "Pre-teen” chat room and his profile indicated he was seeking a "young slender amateur women interested in making very explicit adult videos.” Therefore, the jury could have inferred that Crow was indeed looking for a pre-teenaged girl with whom he could form a relationship of the type he had with StephieFL. In addition, because StephieFL's profile and her own words specifically informed Crow of her age, the jury *238 could have inferred that he knew that she was only 13 years old. Crow’s correspondence illustrated his experience with soliciting out child pornography, sex with children and soliciting videos made by children. Crow admitted he sent approximately 80 visual depictions of minors engaged in sexually explicit conduct to StephieFL. Along with each transmission, Crow represented to StephieFL that they were examples of what she could do in the photos or videos she made for him of herself. Crow inquired about the sexual acts they could perform together, and his comments were inappropriate if he was having a discussion with a man. Crow’s advice to Steph-ieFL about sex: "guys like nasty girls the best (don’t believe what mom says)!!!” reveals his knowledge, intent and belief that he was conversing with a minor. A rational trier of fact could conclude that if Crow was playing a fantasy game with an experienced adult male, there would have been no reason to provide StephieFL with instructions on how to produce a video, manage compressed and encrypted files and to mail the finished product.
When StephieFL failed to provide the video he requested, he said, "I just need to concentrate my time and efforts on girls who actually perform for me and not just make promises.” Crow requested that StephieFL perform certain acts on the video but also requested that she talk nasty to him and "use my name a lot.” When she told Crow she made the video, he told her he would give her pointers on how to improve her camera work. Crow also said, "Hopefully you get really slutty for me. I (like most men) really like that in women and young girls.” A jury could easily find that if Crow did not believe, or intend that StephieFL would produce a video for him, then there would not have been any reason to make these comments.
After receiving a message that "a lady named Stephanie called” and only minutes before he picked' up the videotape, Crow told StephieFL that it would be "Hot” and that he would masturbate as he watched it. It is evident that a jury could conclude that Crow’s claim that he was playing a fantasy game and that he did not know that he was dealing with a child is not credible in light of his actual statements in the computer correspondence and the fact that he left moments later to retrieve the video from the post office.
