This case deals with the manner in which one member of the criminal defense bar chose, in his own sense, to read and to act upon the bitter letter of the law. In the bargain, the case presents important questions concerning the relation of an attorney to the fabric of federal law which Congress has woven to prevent obstruction of justice.
In December 1984, a grand jury sitting in the District of Massachusetts returned an indictment against William J. Cintolo, a practicing criminal defense attorney, charging him with one count of conspiracy to obstruct justice, 18 U.S.C. §§ 371, 1503, and two substantive counts of obstruction of justice, 18 U.S.C. § 1503. After a lengthy trial, the jury found the defendant guilty on the conspiracy count, but not guilty on the substantive obstruction counts. Cintolo was thereafter sentenced to a prison term, the execution of which was stayed pending appeal. We affirm.
When the sufficiency of the proof is challenged on postconviction appeal in a criminal case, we necessarily view the evidence in the light most favorable to the government. Gl
asser v. United States,
I.
Cintolo’s indictment and ultimate conviction grew out of the judicially sanctioned electronic surveillance of an apartment at 98 Prince Street in Boston’s North End. These premises were used by Gennaro An *984 giulo and his associates 1 as a headquarters and office for the operation of illegal gambling and loansharking businesses. “Loansharking” is a term of criminal art which may roughly be defined as the unlawful lending of money at usurious rates of interest, repayment being encouraged by the employment (or threatened employment) of unorthodox collection measures, involving, inter alia, the breaking of bones.
The Federal Bureau of Investigation (FBI) monitored the conversations which took place on the premises from January 19 to May 3, 1981. The surveillance was conducted primarily by means of hidden microphones clandestinely emplaced within the apartment. These devices recorded conversations between Angiulo and his confederates, including Cintolo. In addition, a concealed exterior camera surreptitiously photographed persons entering and leaving the headquarters.
What this intensive scrutiny revealed visa-vis the appellant can usefully be summarized by reference to the true bill which the grand jury returned. The indictment charged that Cintolo conspired with Angiulo and others to violate 18 U.S.C. § 1503. 2 The gravamen of the accusation was that Cintolo did “corruptly endeavor to influence, obstruct and impede the due administration of justice” by befouling the proceedings of a federal grand jury investigating the criminal activities of the Angiulo gang. According to the indictment, Cintolo set out to accomplish this nefarious end through the use of his position as attorney of record for Walter LaFreniere, a witness before the grand jury, to acquire information about the ongoing investigation for Angiulo’s benefit. The indictment further charged Cintolo with knowingly assisting Angiulo in his efforts to inhibit LaFreniere, after the latter had been granted immunity, from testifying truthfully before the grand jury, or from cooperating in any way with the investigation.
Tape recordings played for the jury at Cintolo’s trial 3 established that LaFreniere and his father-in-law, Louis Venios, possessed damaging information linking various members of Angiulo’s organization to illegal gambling and loansharking activities. Among other things, the evidence disclosed that both Venios and LaFreniere had been extended substantial credit to cover unpaid gambling debts, and that each had been subjected to exacting pressure from various of Angiulo’s minions to remit the overdue sums. When subpoenas issued to Venios and LaFreniere indicating that the grand jury was investigating possible violations of 18 U.S.C. §§ 892-94 (making, financing, and collecting extortionate extensions of credit), Angiulo recognized the legal peril which faced him and his confreres. Notwithstanding that on March 12, 1981, after first being interviewed by FBI agent Quinn, LaFreniere appeared before the grand jury and refused to testify on fifth amendment grounds, Angiulo remonstrated with his brother, Donato:
Remember, they’re not sayin’ this or this or that. They’re saying, “Angiulo” ... “Angiulo.” It might be me, you, him, him, and him, too. Nobody knows. Under RICO, no matter who ... we are, if *985 we’re together, they’ll get every ... one of us.
* * # * * *
We’ve been sleepin’____ As soon as that • • • guy got that ... summons, shoulda got a kid like Cintolo and said, “You hire a ... detective and tell him to stand at that grand jury. I want to know everybody that goes in there.”
Following extended discussions among Angiulo and his cohorts, assessing the extent of LaFreniere’s knowledge and speculating on the possible foci of the grand jury’s investigation, Donato Angiulo sent LaFreniere to meet with the appellant. Shortly thereafter, the lawyer assembled with Gennaro Angiulo and others — not including LaFreniere — to discuss the sweep of the grand jury inquiry and Cintolo’s newfound “client.” At this session, Angiulo told Cintolo that “about three and a half, four weeks ago, ... these guys should have gotten you and told you what I wanted.” Angiulo explained that LaFreniere had been delivering payments to him on behalf of Venios, and that LaFreniere’s name appeared on a “cuff sheet,” i.e., a written list kept to show amounts of borrowings and identities of borrowers. (The cuff sheet in question related to an illegal “barbooth game” operated by Angiulo’s son, Jason.)
Angiulo then told Cintolo the questions which had been propounded to Venios before the grand jury. These questions concerned, inter alia, whether Venios had ever “okay[ed] Walter LaFreniere for money with someone or anyone on the shy-lock.” (In the vernacular, “shylock” and “loanshark” are roughly synonymous terms.) Venios’s discretion and loyalty had been tested over time, and Angiulo appeared to have considerable confidence in him. Yet, Angiulo was plainly apprehensive over the family’s potential exposure should LaFreniere fail to “stand up,” i.e., to go to jail rather than to testify truthfully before the grand jury. Angiulo mused, “why is this worrying me? This kid owes money on the shark____ [Hje’s gotta be protected. This kid should never have gone to the grand jury by himself.”
The appellant immediately reassured Angiulo. Cintolo told him that he had already “got out of” LaFreniere a list of the questions asked both in the FBI interview and in the grand jury. Cintolo then recounted these questions and LaFreniere’s responses thereto for Angiulo’s benefit. The conversation concluded with Angiulo instructing the appellant to call LaFreniere in and size him up. Angiulo told Cintolo: “I got a decision to make. I want to have it all in front of me. Louis I can believe. This kid? Double talks.”
On March 19, 1981, Wendy Collins, a federal prosecutor, notified LaFreniere to report to the grand jury the following Thursday. That evening, Cintolo spoke with Angiulo:
Angiulo: You going to explain to him that you feel that he’s gonna get immunity? There’s no other way out of it, is there? Huh?
Cintolo: No. I, I’ll explain it to him. Figured somebody else might want to talk to him first____
Angiulo: His father-in-law says already that as far as this kid is concerned, one thing you can say he’s a ... man. If he’s got time to do, he’ll do it. But I don’t think they figure on immunity. You understand? They’re not that ... smart. Did we find out anything about this grand jury?
Cintolo: Nothing yet.
Angiulo: I would say you call him in, have a good talk, and give me a reaction.
Cintolo: Yeah.
Angiulo: So that this kid understands that he might just go and do eighteen ... months.
Later that evening, Angiulo conferred with two of his henchmen, Richard Gambale and Peter “Doc” Limone, soliciting their views as to whether LaFreniere would “stand up.” Apparently uneasy at what he heard, Angiulo ordered them to kill LaFreniere:
Tell him to take a ride, Okay? Went somewhere, the kid will just say to you, get out of the car and you stomp him. *986 Bing! You hit him in the ... head and leave him____ Meet him tonight____ Just hit him in the ... head and stab him, okay. The jeopardy is just a little too much for me.
FBI agents monitoring the electronic surveillance equipment overheard Angiulo hand down this death sentence. They moved immediately to warn the intended victim. LaFreniere acknowledged that he had been contacted and was scheduled to meet with “someone” later that day. He refused to disclose the identity of the person who had made the overture, but Gambale subsequently revealed himself to the government’s electronic ear as the mystery caller, informing Angiulo that LaFreniere had resisted his suggestion that they meet “for a drink.”
On March 20, Angiulo was told that LaFreniere had been attempting to reach Cintolo. Angiulo advised the lawyer that LaFreniere had been tipped about the “contract” which had been placed on his life:
[T]he Feds called him and said to him, “we got an informant in the North End. He just informed us that you have been placed on the hit list down there____” Words to that effect.
Cintolo's only response to this grisly piece of news was to mention calmly that he had instructed LaFreniere to talk with no one, and to refer all calls to him. Angiulo continued:
They, supposedly, they told him, “look, what we’re telling you, don’t repeat it, ‘cause you’ll blow the cover of the guy we got down there talking to these people who knows what it’s all about.” Very, very interesting. Because, nowhere along the line did anyone talk about handling it. More important than that, if someone did talk about it, though ... no way would they talk where it would be, aah, susceptible to anyone excepting individuals that would be interested in it to begin with.
This particular conversation concluded with Angiulo instructing Cintolo to meet with LaFreniere again and “to evaluate [the situation] very carefully.”
There followed a series of discussions at the apartment in which Angiulo voiced grave (and mounting) concern over his organization’s vulnerability vis-a-vis LaFreniere. The recurring theme of each conversation, significantly, was that LaFreniere be coerced into “standing up” — to serve an eighteen month sentence for contempt— rather than to accept immunity gracefully and testify freely before the grand jury. Angiulo ordered that pressure of divers kinds be brought to bear. At one juncture, he suggested that LaFreniere be told:
Hey you, you answer these ... questions you’re gonna get yourself in trouble, you’re gonna get everybody in trouble. Do yourself a ... favor____ Go to the can until we find out a little more about this ... thing.
At another point, Angiulo instructed William “Skinny” Kazonis, another crony, that he was not to allow LaFreniere to tell the truth under any circumstances:
He’s gotta be taken out and told ... he’s not answering____ First, we’re gonna try to find out, to know a little more than what they found. Second, it’s your ... responsibility to make sure this kid keeps his ... mouth shut____
Much the same sentiments were communicated to Venios:
Angiulo: He’s got immunity.
Venios: Yah.
Angiulo: In plain English, he either answers or he’s going to jail.
Venios: ____to jail, yah.
Angiulo: We’re all set up for him?
Venios: Yah.
During this same meeting, Angiulo explained that his own son, Jason, was in an equivalent position. “He can answer until they ask him the $64 question, which is the question that will get somebody in trouble. After that, just pack it in and go to the can.” Angiulo repeatedly reminded Venios of the jeopardy which any cooperation by LaFreniere with the grand jury would pose, and for good measure added a thinly-veiled threat:
If this kid has got the smarts, I’m gonna tell him to go in and answer some of these questions. Then Billy will defend *987 him for perjury. What ... is the difference whether he does eighteen for the grand jury or he gets three years for perjury?
Angiulo later told the appellant of Venios’s continued assurances that LaFreniere would “stand up.” According to Angiulo, Venios had been ordered to remind his son-in-law that this was no avuncular request, but a command from the organization: “You got to tell this kid that we said it, not you. Us. No guy will go to the can here for any reason.” So, Angiulo indicated, Cintolo’s “client” fully appreciated the personal risk he would run by cooperating with the grand jury.
In the course of the conversation, Angiulo remarked to Kazonis, “Drink up, Skinny, you might go away tomorrow ... obstructing justice. Eight, Billy?” The following exchange then took place:
Cintolo: ____ And I went over that with him very, very carefully. That the maximum you can do is eighteen months or the life of the grand jury, whichever is shorter.
Unknown Male: Yeah.
Angiulo: Coming from you.
Cintolo: And then he said to me, “how long does the grand jury sit?” I said, “the grand jury sits for thirty-six months”’
Angiulo: Well he’s thick, he doesn’t understand about thirty-six months. But you gotta understand, coming from you that’s the story. Coming from him, that’s saying “Listen I was there, ..., and no matter where you go, might take, might take a week, two weeks, three weeks to get to you, but we’ll get to ya.” Do you understand? Do you understand what I’m talking about? The difference.
Kazonis: Well I convinced him already, for tomorrow forget about____
Angiulo: In fact, what he wanted to do was, when he got through with Skinny, he wanted to just go home and get his ... underwear and go, go, go away.
On March 26, in Cintolo’s absence, Angiulo described how LaFreniere had reacted to Kazonis’s importunings:
“The lawyer told me I had to go do thirty-six months. I told my wife, I gotta go away for three years. Crazy, my lawyer expects that. Don’t tell me,” he says, “[the] lawyer talked to me; he told me to go away for thirty-six months.” (Emphasis supplied).
On March 31, the appellant met briefly with Angiulo to plot strategy. By this time, it was obvious that Jason — who had been subpoenaed by the grand jury — was a target of the investigation and would not be offered immunity. Cintolo was, according to the plan which he and Angiulo had mapped out, to represent Jason as well as LaFreniere. The lawyer suggested that he could “have [Jason] plead the fifth.” To this, Angiulo responded:
Not yet, we shouldn’t. No, sir. We didn’t learn nothing. You understand, I want the questions specifically, and somewhere along the line he’ll be indoctrinated by me, if you wanna call it that.
When Cintolo said that he would “like to try to appeal” any court order disqualifying him from dual representation of both of these “clients,” Angiulo rejoined: “Why would you like to do anything? We are here only to discuss all of the ultimate measures to tell them to go [perform an anatomically unlikely act upon] themselves.”
On April 1, LaFreniere received immunity, thereby stripping him of the fifth amendment’s protection against compelled self-incrimination. Nothing daunted, Cintolo continued to participate in discussions with Angiulo and his subordinates in which the anticipated commission of contempt before the grand jury was frankly acknowledged as an objective. At one point Cintolo remarked, “they’ve got to figure if they can isolate [LaFreniere] in a sense ... if they can pull him away from me,— Okay. If they can pull him away from me, then maybe they get something out of him. Whether he’s gonna voluntarily do it, or just by sheer ignorance he’s gonna blurt it out. I think that’s what they want.” (Emphasis supplied). Moments later, Cintolo added:
*988 I talked to him____to evaluate what he’s saying to me — in fact, it was like I do with everybody: instill confidence in them, you know. I kept telling him, “I might not be able to help you out, but I can tell ya, I’ll fight like a son of a____” To get him into a confident situation, making him think that we can do what we’re saying we can do, and all of a sudden smack, he’s a ... goner. (Emphasis supplied). 4
Discussions regarding the grand jury investigation continued throughout the month of April. The appellant was a regular participant. In one conversation, the group attempted to identify an individual whom they had spotted and believed to be an informant. In response to a query by Cintolo, Angiulo gave the following chilling command: “I don’t want to know about this guy no more. I want [Kazonis] to go see him____ We’ll ... kill him once and for all.”
On April 23, LaFreniere appeared before the grand jury and, reading a statement prepared for him by Cintolo, refused to testify. Notwithstanding the immunity which had been conferred, the refusal was predicated on fifth amendment grounds. At a hearing on the government’s ensuing motion to compel, the duty judge dismissed Cintolo’s argument that the immunity bestowed upon LaFreniere was somehow inadequate as “clearly frivolous.” 5 Upon leaving court, the appellant went directly to 98 Prince Street. Angiulo greeted him with the question, “Is he in jail, just say yes or no?” Cintolo responded, “Not yet.” The two men then dissected what had transpired at the grand jury in minute detail. At one point, the appellant informed Angiulo that the grand jury had queried LaFreniere about the contract on his life, volunteering that “I think they know about Richie [Gambale] and Peter [Limone].” When Cintolo mentioned that LaFreniere had already admitted having received an “invitation” to “meet,” Angiulo remarked that Gambale had indeed ventured such an initiative. “The dirty part of this, there’s no fiction here. They don’t have to fictionalize. He’ll give them the pieces. They’ll put the puzzle together.” Then, Cintolo adverted to LaFreniere’s professed desire to answer a few of the grand jury’s questions. The following exchange took place:
Angiulo: That’s why I think it’s starting to enter his mind, Billy. I don’t like the answers.
Cintolo: Maybe a couple of times, couple of ... “Why couldn’t I answer these questions?”
Angiulo: Your answer to him is gonna be, when he says that to you, “Hey Walter, let me tell you something, huh: don’t ever come back to haunt me. With one of these questions, you’re gonna commit perjury because instead of doing eighteen months you gonna ... go for five years.” But how you give it back you better be very ... careful____ You hear me: very important, Billy, you gotta feel him out.
On June 2, 1982, LaFreniere was held in contempt in federal district court and was sentenced to an eighteen month term of incarceration, which he served in full. Cin *989 tolo represented him throughout the entire period of his immurement. He was disqualified by court order, however, from continuing to appear for Jason Angiulo.
At his own trial, appellant testified that, although he was aware of Angiulo’s involvement in illegal businesses, he had not acted with the intent corruptly to obstruct or impede justice while representing LaFreniere. To the contrary, he claimed to have been cooperating — or pretending to cooperate — with Angiulo solely to enhance his ability to counsel his true client (LaFreniere). The jury obviously disbelieved these assertions and drew a different set of inferences.
II.
From the facts established at trial, a sampling of which we have set out above, we find overwhelming evidence of a conspiracy among Angiulo and his associates to pressure LaFreniere — at all costs and by the nearest means — so as to prevent his testifying before the grand jury; in short, a conspiracy to violate 18 U.S.C. § 1503. Drawing reasonable inferences from the evidence in the light most hospitable to the government, we have no difficulty recognizing that the defendant lent his informed assistance to this conspiracy. Indeed, Cintolo’s counsel conceded as much at oral argument of this appeal, when he stated:
Cintolo knew that Gennaro Angiulo was doing his level best to influence Walter LaFreniere through other people, including Walter LaFreniere’s father-in-law, Louis Venios, to persuade Walter LaFreniere to “stand up” — in the vernacular, to refuse to testify — even though immunized, and to do an eighteen month sentence for contempt. There is no question that the evidence makes out a conspiracy, of which Gennaro Angiulo was at the head, to influence LaFreniere. And there is no question that Cintolo, knowing that, continued to represent LaFreniere ... partly with a purpose to gain time and partly with a purpose to obtain information. Secondly, he passed on such information as he did have to the Angiulos — as, for example, what questions were being asked [in the grand jury]. Indeed, most everything he did played into the hands of Gennaro Angiulo.
Cintolo argues, however, that appearances are deceiving in this case; that his authentic motive in pursuing this perilous course of conduct was to obtain information from Angiulo that would assist him in representing the interests of LaFreniere. He portrays himself as a double agent of sorts, using the ringleader of the mob as the ringleader was attempting to manipulate him. While admitting that his behavior conferred benefits on Angiulo and on the hoped-for conspiracy of silence, the appellant maintains that those rewards were “incidental” to his obligation to represent LaFreniere as he thought best. Inasmuch as he did not intend to obstruct justice, the thesis runs, he cannot be guilty of conspiring to commit the substantive offense.
The short answer to this plaint is that the jurors, armed with considerable circumstantial evidence to support their assessment of the situation, deemed these protestations to be apocryphal. The slightly longer — but no less damning — answer is that the self-serving gloss which appellant thus places on the evidence manifestly misapprehends both the jury’s factfinding function and our role in the review of the verdict. The jury was reasonably entitled to disbelieve Cintolo’s testimony regarding his motives and to credit the (entirely plausible) contrary interpretation urged by the government.
E.g., United States v. Cisneros,
We understand the defendant’s argument that all of his conduct in the course of representing LaFreniere — meeting with Angiulo and his crew, shuttling information from the grand jury investigation to them, urging LaFreniere to invoke the fifth amendment privilege long after immunity had dissipated it — was performed with LaFreniere’s consent. But, even were we inclined to credit the claim that LaFreniere voluntarily acceded to actions by Cintolo aimed at sending him to jail in order to protect the Angiulo clan, no effective defense avails to Cintolo as a result. In any realistic light, the most authentic victim of Cintolo’s behavior was not his nominal client, but the due administration of justice. When federal law was violated, LaFreniere was powerless to legitimate the infraction by consenting to the commission of a crime.
This notwithstanding, appellant and the amici beseech us to announce an unprecedented rule of law designed, they contend, to insulate lawyers from encroachments on the “zealous representation” of clients accused of crime. So long as an attorney tenders a facially legitimate explanation for conduct performed in the course of his defense of a client, they urge, a factfinder must evaluate the behavior on that basis. In constructing this sort of paradigm, the lawyer’s word alone creates what amounts to an irrebuttable presumption which debars the jury — despite the existence of mounds of circumstantial evidence — from drawing contradictory inferences as to the attorney’s motives or intent. Put another way, if defense counsel’s actions of and by themselves do not amount to a crime, then a factfinder may not criminalize the conduct on the basis of conclusions reached, no matter how reasonably, about why the actions were performed. Hidden motivations, howsoever corrupt, remain forever hidden in a world where veniremen are not allowed to peer beneath the surface of things.
We find no support in precedent, principle, or policy for such an anti-lapsarian rule, and decline to cleave so deep a chasm in the criminal law for the exclusive benefit of attorneys who knowingly involve themselves in the corruption of their clients. As important a role as defense counsel serve — and we do not minimize its importance one whit — the acceptance of a retainer by a lawyer in a criminal case cannot become functionally equivalent to the lawyer’s acceptance of a roving commission to flout the criminal law with impunity. A criminal lawyer has no license to act as a lawyer-criminal.
The omnibus clause of 28 U.S.C. § 1503 makes it a felony to “corruptly endeavor to influence, obstruct or impede ... the due administration of justice.” We have previously held that “[a]n effort to alter the testimony of a witness for corrupt purposes is plainly an endeavor to impede the due administration of justice.”
United States v. Tedesco,
We have held before, and reaffirm now, that “[i]f reasonable jurors could conclude, from the circumstances of the conversation[s], that the defendant had sought, however cleverly and with whatever cloaking of purpose, to influence improperly a [witness], the offense was complete.”
Tedesco,
We decline the invitation to rewrite the obstruction statute in such a sweeping fashion. Adoption of the rule which the appellant and the amici urge upon us would effectively divest the jury of the critical factfinding role which Congress, in the enactment of § 1503, specifically entrusted to it. Professors LaFave and Scott accurately note that “there are a number of instances in which ... inquiry into why an act was committed is crucial in determining whether or not the defendant has committed a given crime.” W. LaFave & A. Scott, Handbook on Criminal Law 204 (1972). We find such an inquiry to be appropriate, indeed statutorily required, in the precincts patrolled by 18 U.S.C. § 1503. 6
Once it is conceded that the existence
vel non
of intent under § 1503 is a question of fact for the jury, it remains to define the parameters of behavior that can fairly be labelled as “corrupt,” ergo, criminal under the statute. General definitions tend to be circular. It has been said, for instance, that “[t]he term ‘corruptly’ is the specific intent of the crime.”
United States v. Brand,
Our sister circuits have spoken to this subject with a single voice. “Any corrupt endeavor whatsoever, to ‘influence, intimidate or impede any ... witness, ... ’ whether successful or not, is proscribed by the obstruction of justice statute.”
Catri
*992
no v. United, States,
The appellant and the amici pay lip service to this principle, but maintain that different considerations come into play where criminal defense lawyers are concerned. In those purlieus, they assert, a corrupt motive may not be found in conduct which is, itself, not independently illegal. We regard this argument as being in conflict with persuasive caselaw, and as wrongheaded from the standpoint of sound public policy.
In
Cole v. United States,
Cole, to be sure, did not involve a lawyer-client relationship. Yet the case explicitly suggested that an attorney who corruptly advised a client to wind the toga of the fifth amendment about him could well be subject to obstruction of justice liability notwithstanding any “privilege” he might claim to have in rendering such advice. Id. at 440 (dictum). After all, the highminded purposes which underlie the constitutional protection are disserved, not furthered, if a third party — lawyer or not — has carte blanche to manipulate an individual’s use of the privilege corruptly to impede the due administration of justice.
To like effect is the decision in
United States v. Cioffi,
These cases are instructive for the purposes at hand. Notwithstanding that the means used by the appellant might be regarded as lawful, if viewed in a vacuum, clear proof of improper motive could surely serve to criminalize that conduct. And, Cintolo’s corrupt intent seems especially evident when contrasted with the actions scrutinized in the foregoing cases. Viewing the facts and the inferences therefrom most favorably to the government, as we are required to do, there was an ample basis for the jury to find — in significant contradistinction to Cole and Cioffi — that the appellant was not counseling LaFreniere to invoke legitimate rights for his own benefit. On this unhappy record, a fact-finder could well have believed beyond a reasonable doubt that Cintolo acted as part of a high pressure, no-holds-barred campaign to induce his nominal client, LaFreniere, to commit a criminal contempt. Though Cintolo’s acts in fostering the intimidation of LaFreniere were not in themselves overtly unlawful, they seem to us, in this context, to have been fully actionable under 18 U.S.C. § 1503.
A few simple illustrations may be useful. Purchasing a chisel at a hardware store is, usually, a lawful act, commonplace in the extreme. Yet, if an individual were to purchase the same chisel at the same hardware store with the avowed (evil) purpose that it be used as part of a planned break-in by persons in league with him, the iniquitous motive alone would transmogrify the innocent transaction into an overt act carrying undeniable criminal consequences. To step even closer to the case at bar, it is lawful — again, commonplace — to offer an acquaintance a lift to the airport. Nevertheless, if a person were to provide such transportation at precisely the same time and in precisely the same way, but with the corrupt purpose that the prospective passenger be spirited away so as to thwart his scheduled appearance before a grand jury, the impure motive alone would convert the otherwise-lawful gesture into an outright obstruction of the grand jury’s mission — an obstruction which, most would concede, would be criminalized by § 1503.
That sort of alchemy — the conversion of innocent acts to guilty ones by the addition of improper intent — is what this case is all about. In the most fundamental sense, the “advice” given by Cintolo in the manipulation of his own client was a commodity no different than the chisel or the free ride. It was legal to traffic in the wares, but illegal corruptly to put them to felonious use. Nothing in the caselaw, fairly read, suggests that lawyers should be plucked gently from the madding crowd and sheltered from the rigors of 18 U.S.C. § 1503 in the manner urged by appellant and by the amici. Nor is there any sufficient public policy justification favoring such a result. To the contrary, the overriding policy interest is that “[t]he attorney-client relationship cannot ... be used to shield or promote illegitimate acts____” United States v. Klubock, No. 86-1413, slip op. at 11 n. 12 (1st Cir. March 25,1987). “[Ajttorneys, just *994 like all other persons, ... are not above the law and are subject to its full application under appropriate circumstances.” Id. at 21 (citation omitted).
The authority upon which Cintolo relies for a contrary conclusion is readily distinguishable. In
United States v. Herron,
The remaining cases hawked by the appellant offer no sturdier support for his position. In
Maness v. Meyers,
Appellant’s reliance on
McNeal v. Hollowell,
There is yet another aspect to the pleas which we have heard, an aspect rooted more in policy than in the caselaw. Both appellant and the amici focus a portion of their arguments on the fact that Cintolo’s representation of LaFreniere included many traditional lawyering func tions — e.g., the filing of motions, appearances in court, and the like — the potential criminalization of which under § 1503 could imperil the effectiveness of the defense bar. They point out, with some persuasive force, the dangers of permitting jurors to draw inferences from such “traditional” conduct as to the barrister’s underlying motive. We need not enter this thicket today. Even if we were inclined to credit the surrealistic view that juries should never be permitted to draw inferences of corrupt intent solely from “traditional” attorney conduct performed in the course of representing a criminal defendant — and we are plainly not so inclined, see supra —this case would present no occasion for the implementation of such a rule. Here, as we have already noted, Cintolo’s representation of LaFreniere was in no sense “traditional;” the evidence makes manifest that he acted less as an attorney for LaFreniere than as a minion of Angiulo. Indeed, the jury heard recorded conversations which revealed, from Cintolo's own mouth, that he was laboring mightily to get his ostensible client into jail, rather than to keep him out of it. Far from using the wonted tools of the lawyer’s trade to ameliorate LaFreniere’s legal position, the defendant helped Angiulo to place him in a vise and to turn the screw. An attorney who spurns the interests of his own client and conspires to subject him to a prison term for the benefit of a third party is not performing the traditional functions of defense counsel. Such an attorney is not, on any view of the matter, entitled to special perquisites and privileges.
Whatever the contours of the line between traditional lawyering and corrupt intent may be, they must inevitably be drawn case-by-case. The question of whether an attorney who does no more than file motions, make court appearances, and the like — however dilatory they may seem, however much they may slow the progress of a grand jury probe — can ever be subject to § 1503 liability for such conduct alone, is not before us. We recognize the dangers that are present if prosecutors can be allowed to inquire into motive in such confined circumstances, and we respect the importance of allowing defense counsel to perform legitimate activities without let or hindrance. We do not see this case, however, edging into that forbidden terrain. Where, as here, it is proven beyond any reasonable doubt that a lawyer has purposefully acted as an advisor to third-party criminals and as a participant in the illegal plot which they have hatched, that he has served knowingly and willingly as a go-between linking the conspirators to his nominal client, that he has performed functions apart from (and alien to) the traditional chores of a lawyer, and that he has done all of this with the corrupt aim of frustrating a federal grand jury on its appointed rounds, then he cannot hide behind his law degree when the presence or absence of the essential elements of an obstruction of justice charge are considered. Having called the tune, Cintolo cannot be excused from paying the piper on the basis of his vocation.
When all is said and done, what separates the wheat from the chaff in this case is the plentitude of evidence developed at trial from which the jury could have concluded that Cintolo, with corrupt purpose, joined a powerfully coercive campaign to muzzle LaFreniere. In the last analysis, the jury did so conclude. That finding cannot lightly be overturned. Indeed, the record evidence preponderates strongly to the view that Cintolo’s conduct, though nominally on behalf of his erstwhile client, was undertaken with the intent of protect *996 ing Angiulo and Angiulo’s associates, whatever the cost to LaFreniere and whatever the consequences to the due administration of justice. The fact that the client had to be encouraged to commit contempt and to serve a prison term was a routine expense of doing business — the “business” of safeguarding the interests of Angiulo and his henchmen. The jury was amply justified in determining that, vis-a-vis the due administration of justice, Cintolo acted sterilissima infidelitas. Seen in this gloomy light, the cases relied upon by appellant and the amici are inapposite, and the policies which they elucidate land wide of the mark.
For the foregoing reasons, we emphatically reject the notion that a law degree, like some sorcerer’s amulet, can ward off the rigors of the criminal law. No spells of this sort are cast by the acceptance of a defendant’s retainer. We decline to chip some sort of special exception for lawyers into the brickwork of § 1503. By our reckoning, attorneys cannot be relieved of obligations of lawfulness imposed on the citizenry at large. Acceptable notions of evenhanded justice require that statutes like § 1503 apply to all persons, without preferment or favor. As sworn officers of the court, lawyers should not seek to avail themselves of relaxed rules of conduct. To the exact contrary, they should be held to the very highest standards in promoting the cause of justice. See ABA Model Code of Professional Responsibility EC 1-5 (“A lawyer should maintain high standards of professional conduct and should encourage fellow lawyers to do likewise.”); EC 9-6 (“Every lawyer owes a solemn duty to uphold the integrity and honor of his profession; to encourage respect for the law and for the courts and judges thereof; ... to conduct himself so as to reflect credit on the legal profession and to inspire the confidence, respect, and trust of his clients and of the public”).
We have carefully examined the avowed fears of the appellant and the amici that a decision upholding Cintolo’s conviction in this case may deter counsel from multiple representation of defendants, or somehow chill the criminal defense bar in zealous advocacy on behalf of clients. We find such concerns to be grossly overstated. Our ruling today does not interfere with legitimate avenues of advocacy or the ethical conduct of even the most vigorous representation. We do nothing more than apply a criminal statute, aimed at protecting the sanctuary of justice from malevolent influences, in a sober and impartial fashion. Shorn of hyperbole, appellant’s argument reduces to the thoroughly unsupportable claim that § 1503 has two levels of meaning — one (more permissive) for attorneys, one (more stringent) for other people. We see nothing to recommend the proposition that attorneys can be of easier virtue than the rest of society in terms of the criminal code. As citizens of the Republic equal under law, all must comply with the same statute in the same manner.
In sum, the government presented plethoric evidence from which the jury could reasonably have found the appellant guilty of conspiring to obstruct the due administration of justice. His role as a defense attorney did not insulate him from the criminal consequences of his corruptly-motivated actions. Accordingly, the district court did not err in denying the defendant’s motion for judgment of acquittal.
III.
Though the analysis contained in Part II, supra, disposes of the defendant’s principal thesis, Cintolo has essayed a constitutional challenge to the omnibus clause of § 1503 as well. We have patiently considered the vagueness and overbreadth grounds which undergird this foray, and find them to be without merit. We discuss them briefly.
Given the absence of any first amendment considerations, the appellant cannot plausibly attack § 1503 as unconstitutionally vague on its face.
United States v. Powell,
The omnibus clause of § 1503, as we read it, easily satisfies these criteria. It is, indeed, aposematic — giving fair and conspicuous notice of what behavior it interdicts. Because other courts have dwelt on the subject at length, we need not reinvent the analytic wheel.
See, e.g., United States v. Howard,
On the record before us, there is no doubt that appellant in fact knew — or was chargeable with knowledge — that his conduct fell within the statute’s proscriptions. To borrow an exceedingly apt phrase from the Fifth Circuit, “[i]f anyone unwittingly runs afoul of § 1503, it will not be on account of a misconstruction but because of an ignorance for which there is no excuse.”
Howard,
IV.
Cintolo next espouses the notion that the trial court misjudged the relevancy vel non of certain items of proffered proof and/or impermissibly calibrated the relevancy /prejudice balance. Although this aspect of the appeal has many facets, none pave the way to reversal of the conviction. We believe that the district court acted within the bounds of its discretion in making its evidentiary rulings and we reject all of these assignments of error. Only four of them require any elaboration.
1. The Order to Murder LaFreniere. As mentioned earlier, the indictment charged that Cintolo participated in a conspiracy to obstruct the grand jury’s investigation of Angiulo’s gambling and loansharking enterprises. In the verbiage of the bill, a primary objective of the conspiracy was to ensure that LaFreniere did not “testify truthfully or otherwise cooperate with the investigation.” The indictment described several overt acts purportedly undertaken to implement the conspiracy. Included among them was Angiulo’s March 19, 1981 order to kill LaFreniere. According to the appellant, admission of evidence about this directive necessitates that his conviction be upset. We disagree.
The first contention which Cintolo addresses to this point is that Angiulo’s homicidal command constituted inadmissible hearsay because the statement fell outside the scope — and was not in furtherance — of any conspiracy which Cintolo can be said to have joined. This argument relies principally on the trial judge’s
Petrozziello
finding,
see United States v. Petrozziello,
In the case at bar, the jury could well have inferred that the execution order, issued at a time when Angiulo felt jittery and insecure, was part of the overall conspiracy which had as its explicit objective preventing LaFreniere from cooperating with the grand jury. Then, too, there was other evidence — including one recorded conversation in which Angiulo essentially confessed to Cintolo that he had ordered LaFreniere’s murder — which tended to show that the appellant was aware that violent methods were being contemplated to ensure his “client’s” silence. So, evidence of the death sentence was indisputably relevant in the Fed.R.Evid. 401 sense.
See United States v. Moreno Morales,
Yet, relevancy alone is not the ultimate test. The appellant argues that, even if marginally relevant, the probative value of the evidence was sufficiently outweighed by the risk of unfair prejudice that it should have been barred. As we have noted before, the trial judge has a front row seat which gives him a unique vantage point. “[He] is Johnny-on-the-spot; he has savored the full taste of the fray, and his considerable discretion [in conducting the balancing test required under Rule 403] must be respected so long as he does not stray entirely beyond the pale.”
United States v. Tierney,
The defendant’s other arguments in favor of exclusion of this evidence are patently meritless. Discussion of them would serve no useful purpose. We therefore reject this prong of the appeal.
2. The FBI’s Warning to LaFreniere. Cintolo assigns as error the district court’s admission of testimony by two FBI agents *999 about the conversation in which they alerted LaFreniere to Angiulo’s decision to eliminate him. Cintolo realleges that the testimony was inadmissible as hearsay and that its probative value was substantially overbalanced by its prejudicial effect. We find both contentions to be unconvincing.
With respect to the initial part of this incursion, the record bears out that the testimony of the FBI agents was not offered to prove the truth of the matters contained in their discussion with LaFreniere. Rather, the government tendered this testimony to establish that a conversation between LaFreniere and the agents had taken place during the early morning hours of March 20, 1981, a conversation which concerned a possible contract on LaFreniere’s life. In the prosecution’s view, it was suitable for the jury to hear this testimony not as evidence that what the agents told LaFreniere was true, 10 but to provide necessary background and context for understanding subsequent discourse amongst Angiulo and his cohorts regarding this very meeting.
Although the trial judge gave no limiting instruction to confine the jury’s consideration of the evidence to these matters, that is likely because the defendant never requested one. Having failed in this regard, Cintolo cannot now be heard to complain of any alleged omission on the part of the district court in this wise.
See United States v. Coady,
Nor was the admission of the evidence unfairly prejudicial. The contrary argument merely restates the contentions which Cintolo has made — and which we have rejected — in protesting the admission of the execution order.
See supra
Part IV (1). So, we need not dwell on the point at any length. We must, however, deal with appellant’s reliance on our decision in
United States v. Mazza,
In Mazza, we found that it was error to have admitted agents’ testimony which reiterated statements made by a government informant concerning his dealings with the defendant. Id. at 1215. 11 Mazza, however, distinguishes itself in virtually every material respect. First, the probative value of the Mazza dialogue was negligible, see id. at 1216; as we have just explained, the relevance and force of the proof was much greater here. Next, whereas in Mazza, “the amount of out-of-court statement evidence was large ... [so] that the government effectively managed to have the jury hear a second-hand account of [the informer’s] entire story through witnesses whose credibility the jury was less apt to question,” id. at 1215 (emphasis original), the quantum of the agents’ out-of-court statement evidence in this case was slight. The only statement which they repeated was Angiulo’s order to commit the murder. In turn, this statement comprised a miniscule portion of the agents’ testimony and an even smaller part of the electronic surveillance evidence as a whole. It beggars credulity to suggest that any such repetition could have enhanced the credibility of a tape recording.
*1000 We note, too, that the perception of unfair prejudice in Mazza rested in part on our fear that the agents’ testimony “might have shown facts not later corroborated; [and] would also likely bolster the credibility of the informer ... before he took the stand." Id. at 1215. But here, the murder order had already been conclusively established by the tape recording — a piece of evidence that by its nature rendered corroboration immaterial — before the agents testified. Mazza, in short, was a horse of a decidedly different hue. Our decision therein lends no support to the contention that the admission of the FBI agents’ testimony about their meeting with LaFreniere in this case constituted reversible error. 3. Cintolo’s Statement. The next claim concerns the admission into evidence of certain extrajudicial remarks made by Cintolo during his dealings with Angiulo. The appellant charges that these particular comments were not legally relevant and that their (nonexistent) probative value was substantially outweighed by inherent prejudice. Fed.R.Evid. 401, 403. We do not agree.
The gist of these remarks amounted to a criminal scheme which involved the use of Cintolo’s position as an attorney to shield Angiulo’s allies from the Internal Revenue Service (IRS). It was on April 1, 1981 that the appellant volunteered an insight into his creative prowess. He brought to Angiulo’s attention legal precedent to the effect that an attorney remitting tax payments to the IRS on behalf of a client could not be required to disclose the client’s identity. Assuming that this supposed precedent would withstand scrutiny, Cintolo proposed a plan whereby the Angiulo organization, with Cintolo as the pivotman, could use this variation of the attorney-client privilege as a pick-and-roll to thwart future tax prosecutions. As the appellant noted:
You can’t be forced to divulge ... who the client is. Now, if you were to look at a situation that ten, fifteen guys might be in this situation, have them pool their money, send a check in — send one check in. Says, “I represent a client who underpaid his taxes six hundred dollars; here’s the tax.” And then a year later something’s going to come up with regards to one of these guys, O.K. He gets indicted ... taxes. Walk into court, say, “Yeah, that’s my client. He’s the one who paid this money.”
Cintolo went on to explain what he envisioned as the beauty of the “gimmick”: “they can’t grab twenty guys; they’re not going to indict twenty guys on taxes. But they grabbed one — he takes the benefit of the check.”
The relevancy objection need not detain us long. While we recognize that these comments bear no direct relation to the plot to silence LaFreniere, they reflect quite clearly on Cintolo’s corrupt intentions. Notwithstanding general prohibitions regarding other crimes, wrongs, or acts, such evidence may be admitted for the purpose of showing motive, intent, knowledge, plan, or the like. Fed.R.Evid. 404(b). Given that Cintolo’s motive and intent in consorting with Angiulo comprised perhaps the paramount issue in this case, we have little difficulty recognizing the legal relevance of the “tax dodge” evidence. As we have previously observed:
Where ... the disputed evidence is offered to show motive, the relevancy hurdle is at its nadir. Motive is, by definition, subjective in nature; it is a state of mind that is shown by proving the emotion that brings it into being. Thus, as to such testimony, Professor Wigmore has observed that:
[A] circumstance showing the probability of appropriate ensuing action ... is always relevant____
1 Wigmore on Evidence § 118 at 558 (3d ed. 1940). As to such proof, relevancy objections have long been disfavored.
United States v. Tierney,
In this instance, the district court cannot be said to have erred in categorizing the disputed evidence as relevant. And, once the Rule 401 judgment had been made, then — because of the latitude which the caselaw demands, e.g., supra at 998 —we are unable to hold that the court abused its discretion in implementing the Rule 403 calculus.
4. Nicolo’s Statement. The appellant, eschewing any hearsay objection, challenges *1001 on relevancy grounds the admissibility of a comment addressed to Angiulo by his brother, Nicolo, on April 21, 1981. The remark was allowed against Cintolo as a coconspirator’s statement made in furtherance of the plot. Fed.R.Evid. 801(d)(2)(E). Following the FBI’s execution of search warrants at two locations where illicit Angiulo business had been conducted, Nicolo reported that the appellant had urged that material be placed in his (Cintolo’s) briefcase in order to safeguard the items and frustrate the searchers.
Execution of the search warrants was designed to uncover evidence of illegal gambling activities run by targets of the pending grand jury investigation. Cintolo’s suggestion, by fair implication an offer to commit the frankly criminal act of concealing incriminating evidence from the FBI, was relevant to proof of his corrupt intention in regard to the ongoing investigation. Cintolo’s willingness to use his position as an attorney in a lawless way to protect Angiulo assuredly sheds a bright (if not flattering) light of relevancy on his motives, and would have been of obvious assistance to the factfinders in sizing up the appellant’s performance during the later stages of the same investigation. Accordingly, admission of this out-of-court statement was germane to his knowledge, motive, and intent,
see
discussion
supra
Part IV(3), and it was not error under Fed.R.Evid. 404(b) to admit it.
Cf. United States v. Masse,
V.
Appellant’s next assignment of error concerns the exclusion of some notes prepared by LaFreniere at Cintolo’s instruction. Though LaFreniere did not testify at the trial, the notes were said by Cintolo to have represented LaFreniere’s recollection of events which had transpired on March 9 and March 12, 1981, relative to his subpoena and appearance before the grand jury. When the defendant tried to introduce them into evidence, the district court excluded them as hearsay. Cintolo urges on appeal that the notes were admissible as nonhearsay evidence bearing on what is euphemistically described as LaFreniere’s “fixed intention” not to testify, and concomitantly, on the defendant’s state of mind whilst acting as LaFreniere’s counsel.
Having examined these notes carefully, we are unable to locate any language therein which could reasonably be read as conveying — or even illuminating — such a mental state. The notes are nothing more than a factual recitation of events taking place incident to LaFreniere’s first grand jury appearance. As such, they fail for this reason to qualify for the Fed.R.Evid. 803(3) exception to the hearsay rule. They fail for a second reason as well. Rule 803(3), by its express terms, pertains to “statement[s] of the
declarant’s
then existing state of mind____” (emphasis added). But, these jottings are LaFreniere’s notes of his own experiences and recollections, so they could not comprise evidence of
Cintolo’s
state of mind, irrespective of their content. Either of these deficiencies, singly, would be difficult to overcome; the combined deficit leaves the proffer well out of bounds. As Justice Cardozo wrote in explaining the inadmissibility of evidence under the common law state of mind exception, LaFreniere’s notes spoke not to then-existing state of mind, but “spoke to a past act, and more than that, to an act by some one not the speaker.”
Shepard v. United States,
VI.
The last evidentiary ruling which warrants discussion touches upon a limitation *1002 of cross-examination. The district court refused to permit the defense to grill witnesses concerning the precise location of the electronic surveillance devices hidden in the Prince Street apartment. The government successfully objected to this line of questioning on the ground that the bruiting about of such information would jeopardize future criminal investigations.
We begin by noting that two sister circuits have recognized a qualified privilege against compelled government disclosure of sensitive investigative techniques.
See United States v. Van Horn,
We hold that the privilege applies equally to the nature and location of electronic surveillance equipment. Disclosing the precise locations where surveillance devices are hidden or their precise specifications will educate criminals regarding how to protect themselves against police surveillance. Electronic surveillance is an important tool of law enforcement, and its effectiveness should not be unnecessarily compromised. Disclosure of such information will also educate persons on how to employ such techniques themselves, in violation of Title III.
Van Horn,
Under Fed.R.Evid. 501, federal courts retain the power to develop common law witness privileges in criminal trials on a case-by-case basis.
See United States v. Gillock,
Having found that such a privilege exists, we are quick to stress that it is a qualified one. It can be overcome by a sufficient showing of “need.”
Van Horn,
The appellant urges that the information sought was essential to support his conten
*1003
tion that “persons inside the apartment were not necessarily all involved in the same conversation or in a position to hear statements made by persons elsewhere in the room.” A key to evaluating this claim of necessity, however, is the extent to which adequate alternative means could have substituted for the proffered testimony.
See Harley,
In sum, the requisite showing of necessity was not achieved. Disclosure of the precise location of the surveillance equipment hidden in Angiulo’s apartment, in the circumstances of this case, would have contributed no meaningful evidence to support appellant’s defense. The district court was therefore justified in sustaining the government’s claim of privilege. And in any event, undue tightfistedness in restricting the cross-examination on this narrow point — and we know of none — would have been benign beyond any reasonable doubt.
VII.
The defendant has served up a salmagundi of contentions which relate to the charge to the jury. Some of these concern instructions which were requested but not given; others concern instructions which were given and which, it is claimed, were erroneous, incomplete, misleading, confusing, or some or all of the above. After painstaking examination of the relevant portions of the record and consideration of these points in their true context, we find the appellant’s reports of harmful error to have been grossly exaggerated.
Close perscrutation of the charge itself makes it crystal clear that the district judge’s instructions on the chief issues submitted to the jury — for example, the requirement that the government establish the existence of a criminal conspiracy beyond a reasonable doubt, that Cintolo’s membership in the conspiracy be proved on the basis of his own words and actions (not on the basis of mere association or knowledge of wrongdoing), the liability of a conspirator for the acts of his coconspirators performed in furtherance of the conspiracy, and the necessity of finding that Cintolo had the specific intent both to join the conspiracy and corruptly to obstruct the due administration of justice — were uniformly correct statements of law. The definition which Judge Garrity employed of the key term — “corruptly” — came straight from the defendant’s requests to charge.
The charge must, of course, be considered as a whole, not in isolated bits and pieces. See
Cupp v. Naughten,
Much the same can be said in respect to the omitted instructions. Because the district court’s charge adequately covered the subject matter of what the defense suggested (to the extent that the requests were proper and germane), no error can successfully be assigned to the “trial court’s failure to use the precise language that defendant ... would have preferred.”
Lavoie,
As to the other omitted matters, we have screened them all. To launch into a blow-by-blow account would be an idle exercise. It is enough to note that some of the requests were superfluous, given what the court told the jury. Some plainly misstated the law, or distorted the facts, or both— and were rightly discarded. Some were marginal — arguably proper, arguably desirable. So long as the trial judge touches all the relevant bases, however, he has some discretion to pick and choose at the periphery. In this instance, that discretion appears to have been exercised sagaciously. To the extent that the omitted instructions were neither pleonastic nor unsuitable, it was within the court’s discretion to elect not to include them in the charge in manner and form as presented.
We see no need to tarry overlong on these assertions of instructional error. None of them, whether viewed singly or in combination, impugned the fundamental fairness of the trial or the soundness of the charge as rendered. 14 Cintolo’s claims to the contrary are entirely without foundation.
VIII.
In summary, we hold that, on a dispassionate assessment of the record evidence and the reasonable inferences which could properly have been drawn therefrom, there was a satisfactory predicate to sustain the guilty verdict returned by the jury. We find that the various contentions which the appellant has loosed in an effort to upset his conviction are inadequate to the task. Cintolo’s major points — the (insufficiency of the evidence, the admission of evidence over objection, the failure to permit him to introduce LaFreniere’s notes or to cross-question the agents about the exact location of the surveillance devices, the integrity and completeness of the court’s charge — have been addressed at some length, and must be rejected for the reasons which we have stated. The defendant’s other arguments are so patently insubstantial as not to warrant extended discussion. All have been considered, and all are by this reference overruled. 15
The thread which runs through Cintolo’s pleas on appeal, of course, is his insistence that affirmance of his conviction under the circumstances here present will intimidate the defense bar. In the bargain, this thesis runs, a conviction will pose the gravest of threats to our adversary system of criminal justice, permitting the government not only to prosecute, but indeed to persecute, those who counsel criminal defendants not wisely but too well.
*1005 We do not see this case as sowing the seeds for such an horrific harvest. Cintolo did not merely defend an accused. The evidence demonstrated that he came upon an ongoing criminal enterprise, adopted it as his own, and willingly (sad to say, eagerly) participated in it. The facts of record are not pretty: they show with stark clarity a defendant who used his license to practice law as a means of assisting an ongoing criminal conspiracy, consciously and corruptly — just as, say, the driver of a getaway car might use his driver’s license to a similar end. Under these grim circumstances, it would strike a far more deadly blow to the justice system were we to treat a defense lawyer’s entry of appearance as an impenetrable suit of armor which shielded him from the consequences of his own voluntary acts, no matter how nefarious or corrupt.
Affirmed.
Notes
. Several of Gennaro Angiulo’s relatives, many bearing the family surname, figure in the events at issue. Members of the Angiulo organization with whom Cintolo is alleged to have conspired included, among others, Gennaro Angiulo’s four brothers — Donato, Francesco, Michele and Nicolo — and his son, Jason Angiulo. Wherever the context permits, we will refer to Gennaro Angiulo simply as "Angiulo,” and will refer to other persons named Angiulo either by their first names or by their full names.
. The statute provides in material part that:
Whoever ... corruptly or by threats or force, or by any threatening letter or communication, influences, obstructs, or impedes, or endeavors to influence, obstruct, or impede, the due administration of justice, shall be fined not more than $5,000 or imprisoned not more than five years, or both.
18 U.S.C. § 1503.
. The tape-recorded conversations which are in evidence are punctuated throughout with profanity of every sort imaginable. We will routinely delete (without employing any special signal) all expletives from the portions of these conversations which we have reason to quote, unless the use of such cursewords is in our judgment essential to place the remarks in perspective.
. During this same conversation, Cintolo sought Angiulo's permission to “change the subject,” and proposed a scheme whereby he would use his position as an attorney to shield members of Angiulo’s illegal gambling and loansharking enterprises from their just deserts as tax evaders. The admissibility of this evidence is discussed infra at Part IV (3).
. We note, at this juncture, that we have never been offered any plausible explanation of how— if at all — the grant of immunity to LaFreniere was deficient. The district court and the jury were similarly unenlightened. Cintolo had argued, and persists in contending on this appeal, that the grant of immunity was somehow "not coextensive” with LaFreniere’s fifth amendment rights,
i.e.,
that the immunization did not foreclose the possibility that inconsistencies with prior grand jury testimony could subject him to charges of perjury. This argument was — and is — a transparently invalid one. The law is settled that a grant of immunity precludes the use of immunized testimony in a prosecution for
past
perjury (though affording no protection against
future
perjury).
See, e.g., In re Bianchi,
. Having made the argument that a jury may never draw inferences of corrupt intent from a lawyer’s actions performed within the scope of an attorney-client relationship, the appellant nevertheless concedes that “attorneys ... whose nonprotected conduct constitutes an endeavor to obstruct justice within the purview of the omnibus clause may be prosecuted under § 1503.” The amici likewise hypothesize that an attorney who sought to delay the grand jury, in order to afford his client additional time lawlessly to flee the jurisdiction, could be subject to prosecution under the obstruction statute. We find those positions in accord with our own reading of § 1503 — and curiously at variance with the defense's central thesis. It seems to us that these concessions belie the notion that a lawyer’s actions in the course of representing a client are presumptively immune from a finding of malevolent intent sufficient to criminalize the conduct.
. The Second Circuit addressed this issue again in
United States v. Fayer,
. Angiulo’s order was properly admissible into evidence on another theory as well, as a "verbal act” not offered for the truth of the matter asserted under Fed.R.Evid. 801(c).
See, e.g., Curreri
v.
International Brotherhood of Teamsters,
. Judge Garrity conducted several hearings in which he assiduously reviewed a myriad of claims that particular evidence was unfairly prejudicial. The record in this case vis-a-vis the handling of delicate evidentiary questions stands as a model of thoroughness and care on the part of an experienced trial judge. His painstaking solicitude for the defendant’s rights in this instance is further illustrated by his instructions to the jury that Cintolo had no prior knowledge of, and had .not agreed to, the order to murder LaFreniere.
. To be sure, given that the jury listened to a recording of the actual conversation in which Angiulo ordered the killing, evidence presented for such a purpose might have been painting the lily. But, precisely because it was cumulative, any error in the admission of the agents’ statements cannot fairly be said to have been harmful.
See United States v. Mazza,
. In
Mazza,
significantly, we found the mistake to have been harmless,
. To the extent that the content of LaFreniere’s notes might somehow be susceptible to a permissible inference regarding state of mind — and we can think of none — their probative value would be so exiguous as to be easily outweighed by the improper truth-of-the-matter use which the jury might be tempted to make of them. The nexus between the factual averments contained in the notes and the ostensible nonhearsay purpose (state of mind) was so tenuous that the district judge had plenty of room, as a matter of discretion, to exclude them on relevancy grounds. See Fed.R.Evid. 401, 403, 803(3).
. We see a persuasive parallel to this situation in what is commonly referred to as the “informer’s privilege.” The privilege is in reality the government’s privilege to withhold the identity of persons who furnish information regarding violations of the law. "The purpose of the [informer's] privilege is the furtherance and protection of the public interest in effective law enforcement.”
Roviaro v. United States,
. In some instances — for example, the lack of any instruction regarding a supposed "variance" between the indictment and the proof — Cintolo took no timely specific objection to the failure so to charge. Under Fed.R.Crim.P. 30, such omissions are fatal to his present claims.
See United States v. Coady,
. We do comment specifically on one additional matter. The government, as part of a supplemental record appendix, furnished us with transcripts of the tape-recorded conversations at 98 Prince Street. We took under advisement the appellant's motion to strike the same, and now deny the motion. The transcripts, which were marked for identification at trial though not admitted as full exhibits, properly comprise a part of the record on appeal.
Cf. Bushkin Associates, Inc. v. Raytheon Co.,
