UNITED STATES of America, Plaintiff-Appellee, v. Joseph N. WHITE, Defendant-Appellant.
No. 12-3299
United States Court of Appeals, Tenth Circuit
Sept. 2, 2014
765 F.3d 1240
David E. Johnson, Research and Writing Specialist (Jill M. Wichlens, Assistant Federal Public Defender; Warren R. Williamson, Interim Federal Public Defender with him on the supplemental brief) Denver, CO, for Defendant-Appellant.
Joseph N. White, pro se on the brief.
James A. Brown, Assistant United States Attorney (Barry R. Grissom, United States Attorney, with him on the brief) Topeka, KS, for Plaintiff-Appellee.
Before HARTZ, BALDOCK, and EBEL, Circuit Judges.
This appeal requires us to weigh in once again on a district court‘s authority to grant a sentence reduction under
When the Sentencing Commission retroactively lowered the crack cocaine guidelines in response to the Fair Sentencing Act of 2010, Mr. White filed a pro se
For reasons explained more fully below, however, we need not consider these next-level arguments because Mr. White has not shown, as he must, that he “has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission.”
BACKGROUND
In August 2006, Mr. White was indicted on sixteen drug- and gun-related counts, including possession with intent to distribute crack cocaine within 1,000 feet of a school, in violation of
Although neither party objected to the PSR, the sentencing court informed the parties by letter that it was contemplating an upward departure under
Following a hearing on the matter, the sentencing court informed the parties that it was adhering to its intent to depart upward from the mandatory 60-month advisory guideline sentence called for in the PSR. As the court‘s sentencing decision later explained,
In an effort to formulate a sentence which will be acceptable under the advisory guidelines and the
§ 3553(a) factors, the court requested the probation officer to prepare a sentence calculation which takes into consideration the offense of conviction (count 12, possession of a firearm in furtherance of a drug trafficking crime in violation of18 U.S.C. § 924(c) which carries a statutory minimum and advisory guideline sentence of 60 months) plus the “underlying offense” charged in count 4, possession with intent to distribute cocaine base within 1,000 feet of a school in violation of21 U.S.C. §§ 841(a)(1) and860 .
R. Vol. 1 at 74-75 (emphasis added). Setting out two separate “[o]ffense [l]evel [c]omputations,” the probation officer‘s new calculations were computed as if Mr. White had been convicted of both Count 4 and Count 12. Id. at 86. With respect to Count 12, the probation officer explained that all
Expressly relying on those calculations at sentencing, the court determined that a controlling sentence of 147 months would satisfy the sentencing objectives of
In 2010, Congress enacted the Fair Sentencing Act of 2010 (“FSA“), Pub.L. No. 111-220, 124 Stat. 2372 (2010), and increased the quantities of crack cocaine needed to trigger mandatory minimum sentences for drug trafficking: the threshold for the five-year minimum was raised from 5 to 28 grams, while the threshold for the ten-year minimum was raised from 50 to 280 grams. By leaving the same thresholds for powder cocaine at 500 and 5,000 grams respectively, the FSA effectively lowered the crack-to-powder sentencing disparity from 100-to-1 to 18-to-1. See Dorsey v. United States, — U.S. —, 132 S.Ct. 2321, 2329, 183 L.Ed.2d 250 (2012). Acting pursuant to its authority to amend the Guidelines in a manner consistent with the FSA, the Sentencing Commission responded by promulgating Amendment 750, which reduced the base offense levels for crack cocaine offenses by increasing the weight of drugs associated with each base offense level in the crack cocaine guidelines. U.S.S.G App. C., Amend. 750. Had Amendment 750 been
Citing these retroactive changes in the law, Mr. White petitioned the district court to reduce his sentence on October 26, 2012. His pro se motion asserted that a reduction was warranted under the FSA, Amendment 750, and
The district court denied Mr. White‘s motion four days later, incorporating by reference an email from the probation office stating that “Mr. White is not eligible for a sentence reduction based on the retroactive crack cocaine amendment because the amendment does not have the effect of lowering his applicable guideline range of 60 months. 1B1.10(a)(2)(B).” R. Vol. 1 at 144-45. This appeal followed.
DISCUSSION
As we set out to determine whether the district court was authorized to reduce Mr. White‘s term of imprisonment, we are mindful of Congress‘s directive that sentence modifications are to be the exception, not the rule. See
I. Under this court‘s well-settled precedent, the district court was not authorized to reduce Mr. White sentence under Section 3582(c)(2) because Amendment 750 did not lower the total offense level or criminal history category that served as the foundation for his originally-imposed sentence
Section 3582(c)(2) provides:
in the case of a defendant who has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission pursuant to
28 U.S.C. 994(o) , upon motion of the defendant or the Director of the Bureau of Prisons, or on its own motion, the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they are applicable, if such a reduction is consistent with applicable policy statements issued by the Sentencing Commission.
(emphasis added). This statute represents “a congressional act of lenity intended to give prisoners the benefit of later enacted adjustments to the judgments reflected in the Guidelines.” Dillon v. United States, 560 U.S. 817, 828, 130 S.Ct. 2683, 177 L.Ed.2d 271 (2010). Following the Supreme Court‘s lead in Dillon, this court has recognized that
As the plain language of the statute makes clear, a district court is authorized to reduce a sentence under
Applying that definition here, the range upon which Mr. White‘s sentence was “based” was the 60-month mandatory minimum calculated under
Despite Mr. White‘s protestations to the contrary, Freeman in no way conflicts with this court‘s understanding that, for purposes of
As the emphasis in the foregoing paragraph makes clear, unlike Mr. White, Mr. Freeman was sentenced to a non-departure based, entirely within the Guidelines term of imprisonment. Unlike Mr. White, therefore, had it not been for the fact that Mr. Freeman‘s sentence was imposed pursuant to (c)(1)(C) plea, there would have been no question, under our precedent or anyone else‘s, that Mr. Freeman had “been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission,”
While the fact that Mr. Freeman had been sentenced to a within-the-Guidelines sentencing range is lost on Mr. White, it was not lost on the Freeman plurality as it explained the role the Guidelines play “[i]n the usual sentencing“:
The Guidelines provide a framework or starting point—a basis, in the common-sense meaning of the term—for the judge‘s exercise of discretion. Rule 11(c)(1)(C) permits the defendant and the prosecutor to agree that a specific sentence is appropriate, but that agreement does not discharge the district court‘s independent obligation to exercise its discretion. In the usual sentencing, whether following trial or plea, the judge‘s reliance on the Guidelines will be apparent, for the judge will use the Guidelines as a starting point in the analysis and impose a sentence within that range. Even where the judge varies from the recommended range, if the judge uses the sentencing range as the beginning point to explain the decision to deviate from it, then the Guidelines are in a real sense a basis for the sentence.
131 S.Ct. at 2692 (emphasis added, internal citations omitted). Nor was it lost on Justice Sotomayor who expressed a similar understanding of the “based on” requirement outside of the (c)(1)(C) context: “in applying
Other panels of this court have implicitly held that our pre-Freeman glosses on
In a last-ditch effort to obtain a sentence reduction, Mr. White asserts that, even if Freeman does not alter the fact that a previously-imposed sentence can never be “based on” a discretionary departure, we cannot enforce that rule under the circumstances presented in this case because “applying the statutory scheme to withhold from [him] the possibility of a sentence reduction where such possibility could not have been withheld had he been convicted of [the underlying crack distribution offense], rather than having that charge dismissed, produces an absurd result.” Supp. Aplt. B. at 44. In effect, in other words, Mr. White is requesting that we create out of whole cloth an exception to the rule that a sentence cannot be based on a discretionary departure where, like here, the departure was an upward departure for dismissed or uncharged conduct under
Although Mr. White undoubtedly believes that barring defendants like him from seeking sentence reductions is absurd, he has not pointed us, as he must, to any evidence suggesting that Congress would also see it that way. See Robbins v. Chronister, 435 F.3d 1238, 1241 (10th Cir.2006) (en banc) (“[W]e can apply the [absurdity] doctrine only when ... the result would be ‘so bizarre that Congress could not have intended it.’ “). Indeed, both this court and the Sentencing Commission have already concluded that Congress actually intended all discretionary departures to be outside the scope of a
CONCLUSION
For the foregoing reasons, the district court did not err in holding that Mr. White was ineligible to receive a sentence reduction under
HARTZ, Circuit Judge, concurring:
I agree with the majority opinion that Mr. White is not eligible for resentencing and that this result is quite unfortunate. I would reach the result, however, on a slightly different path. In light of Freeman v. United States, — U.S. —, 131 S.Ct. 2685, 180 L.Ed.2d 519 (2011), I am not as confident as the majority that Mr. White‘s sentence was not “based on” the abrogated crack-cocaine guideline. But even if it was “based on” that guideline, Mr. White is barred from relief under
Although this court has opinions indicating that
DAVID M. EBEL
UNITED STATES CIRCUIT JUDGE
