delivered the opinion of the Court.
The question presented in this case is whether the Double Jeopardy Clause of the Fifth Amendment bars the prosecution of an Indian in a federal district court under the Major Crimes Act, 18 U. S. C. § 1153, when he has previously been convicted in a tribal court of a lesser included offense arising out of the same incident.
I
On October 16, 1974, the respondent, a member of the Navajo Tribe, was arrested by a tribal police officer at the Bureau of Indian Affairs High School in Many Farms, Ariz., on the Navajo Indian Reservation.
1
He was taken to the
Over a year later, on November 19, 1975, an indictment charging the respondent with statutory rape was returned by a grand jury in the United States District Court for the District of Arizona.
3
The respondent moved to dismiss this
II
In
Bartkus
v.
Illinois,
“An offence, in its legal signification, means the transgression of a law. . . . Every citizen of the United States is also a citizen of a State or territory. He may be said to owe allegiance to two sovereigns, and may be liable to punishment for an infraction of the laws of either. The same act may be an offense or transgression of the laws of both. . . . That either or both may (if they see fit) punish such an offender, cannot be doubted. Yet it cannot be truly averred that the offender has been twice punished for the same offence; but only that by one act he has committed two offences, for each of which he is justly punishable.” Moore v. Illinois,14 How. 13 , 19-20.
It was noted in
Abbate, supra,
at 195, that the “undesirable consequences” that would result from the imposition of a double jeopardy bar in such circumstances further support the
The “dual sovereignty” concept does not apply, however, in every instance where successive cases are brought by nominally different prosecuting entities.
Grafton
v.
United States,
The respondent contends, and the Court of Appeals held, that the “dual sovereignty” concept should not apply to successive prosecutions by an Indian tribe and the United States because the Indian tribes are not themselves sovereigns, but derive their power to punish crimes from the Federal Government. This argument relies on the undisputed fact that Congress has plenary authority to legislate for the Indian tribes in all matters, including their form of government.,
Winton
v.
Amos, 255
U. S. 373, 391-392;
In re Heff,
We think that the respondent and the Court of Appeals, in relying on federal control over Indian tribes, have misconceived the distinction between those cases in which the “dual sovereignty” concept is applicable and those in which it is not. It is true that Territories are subject to the ultimate control of Congress,
11
and cities to the control of the State which created them.
12
But that fact was not relied upon as the basis for the decisions in
Grafton, Shell Co.,
13
and
Waller.
Bartkus
and
Abbate
rest on the basic structure of our federal system, in which States and the National Government are separate political communities. State and Federal Governments “[derive] power from different sources,” each from the organic law that established it.
United States
v.
Lanza,
By contrast, cities are not sovereign entities. “Rather, they have been traditionally regarded as subordinate governmental instrumentalities created by the State to assist in the carrying out of state governmental functions.”
Reynolds
v.
Sims,
Similarly, a territorial government is entirely the creation of Congress, “and its judicial tribunals exert all their powers by authority of the United States.”
Grafton
v.
United States, supra,
at 354; see
Cincinnati Soap Co.
v.
United States,
Thus, in a federal Territory and the Nation, as in a city and a State, “[t]here is but one system of government, or of laws operating within [its] limits.”
Benner
v.
Porter,
Ill
It is undisputed that Indian tribes have power to enforce their criminal laws against tribe members. Although physically within the territory of the United States and subject to ultimate federal control, they nonetheless remain “a separate people, with the power of regulating their internal and social relations.”
United States
v.
Kagama, supra,
at 381-382;
Cherokee Nation
v.
Georgia, 5
Pet. 1, 16.
18
Their right oh internal self-government includes the right to prescribe laws applicable to tribe members and to enforce those laws by criminal sanctions.
United States
v.
Antelope,
A
The powers of Indian tribes are, in general,
“inherent powers of a limited sovereignty which has never been extinguished.”
F. Cohen, Handbook of Federal Indian Law 122 (1945) (emphasis in original). Before the coming of the Europeans, the tribes were self-governing sovereign political
Indian tribes are, of course, no longer “possessed of the full attributes of sovereignty.” United States v. Kagama, supra, at 381. Their incorporation within the territory of the United States, and their acceptance of its protection, necessarily divested them of some aspects of the sovereignty which they had previously exercised. 19 By specific treaty provision they yielded up other sovereign powers; by statute, in the exercise of its plenary control, Congress has removed still others.
But our cases recognize that the Indian tribes have not given up their full sovereignty. We have recently said: “Indian tribes are unique aggregations possessing attributes of sovereignty over both their members and their territory .... [They] are a good deal more than 'private, voluntary organizations.’ ”
United States
v.
Mazurie,
B
It is evident that the sovereign power to punish tribal offenders has never been given up by the Navajo Tribe and that tribal exercise of that power today is therefore the con
Similarly, statutes establishing federal criminal jurisdiction over crimes involving Indians have recognized an Indian tribe’s jurisdiction over its members. The first Indian Trade and Intercourse Act, Act of July 22, 1790, § 5, 1 Stat. 138, provided only that the Federal Government would punish offenses committed
against
Indians by “any citizen or inhabitant of the United States”; it did not mention crimes committed
by
Indians. In 1817 federal criminal jurisdiction was extended to crimes committed within the Indian country by “any Indian, or other person or persons,” but “any offence committed by one Indian against another, within any Indian boundary” was excluded. Act of Mar. 3, 1817, ch. 92, 3 Stat. 383. In the Indian Trade and Intercourse Act of 1834, § 25, 4 Stat. 733, Congress enacted the direct progenitor of the General Crimes Act, now 18 U. S. C. § 1152 (1976 ed.), which makes federal enclave criminal law generally applicable to crimes in “Indian country.”
21
In this statute Congress car
These limitations rest on the fact that the dependent status of Indian tribes within our territorial jurisdiction is necessarily inconsistent with their freedom independently to determine their external relations. But the powers of self-government, including the power to prescribe and enforce internal criminal laws, are of a different type. They involve only the relations among members of a tribe. Thus, they are not such powers as would necessarily be lost by virtue of a tribe’s dependent status. “[T]he settled doctrine of the law of nations is, that a weaker power does not surrender its independence — its right to self government, by associating with a stronger, and taking its protection.” Worcester v. Georgia, supra, at 560-561.
C
That the Navajo Tribe’s power to punish offenses against tribal law committed by its members is an aspect of its
It is true that in the exercise of the powers of self-government, as in all other matters, the Navajo Tribe, like all Indian tribes, remains subject to ultimate federal control. Thus, before the Navajo Tribal Council created the present Tribal Code and tribal courts,
25
the Bureau of Indian Affairs established a Code of Indian Tribal Offenses and a Court of Indian Offenses for the reservation. See 25 CFR Part 11 (1977); cf. 25 U. S. (¡3. § 1311.
26
Pursuant to federal regulations, the present Tribal Code was approved by the Secretary of the Interior before becoming effective. See 25 CFR § 11.1 (e) (1977). Moreover, the Indian Reorganization Act of 1934, § 16, 48 Stat. 987, 25 U. S. C. § 476, and the Act of Apr. 19, 1950, § 6, 64 Stat. 46, 25 U. S. C. § 636, each authorized the Tribe to adopt a constitution for self-government. And the Indian Civil Rights Act of 1968, 82 Stat. 77, 25 U. S. C. § 1302,
But none of these laws created the Indians’ power to* govern themselves and their right to punish crimes committed by tribal offenders. Indeed, the Wheeler-Howard Act and the Navajo-Hopi Rehabilitation Act both recognized that Indian tribes already had such power under “existing law.” See Powers of Indian Tribes, 55 I. D. 14 (1934). That Congress has in certain ways regulated the manner and extent of the tribal power of self-government does not mean that Congress is the source of that power.
In sum, the power to punish offenses against tribal law committed by Tribe members, which was part of the Navajos’ primeval sovereignty, has never been taken away from them, either explicitly or implicitly, and is attributable in no way to any delegation to them of federal authority. 27 It follows that when the Navajo Tribe exercises this power, it does so as part of its retained sovereignty and not as an arm of the Federal Government 28
D
The conclusion that an Indian tribe’s power to punish tribal offenders is part of its own retained sovereignty is clearly
“The case . . . depends upon whether the powers of local government exercised by the Cherokee nation are Federal powers created by and springing from the Constitution of the United States, and hence controlled by the Fifth Amendment to that Constitution, or whether they are local powers not created by the Constitution, although subject to its general provisions and the paramount authority of Congress. The repeated adjudications of this Court have long since answered the former question in the negative. .. .
“True it is that in many adjudications of this court the fact has been fully recognized, that although possessed of these attributes of local self government, when exercising their tribal functions, all such rights are subject to the supreme legislative authority of the United States. . . . But the existence of the right in Congress to regulate the manner in which the local powers of the Cherokee nation shall be exercised does not render such local powers Federal powers arising from and created by the Constitution of the United States.” Id., at 382-384.
The relevance of
Talton
v.
Mayes
to the present case is clear. The Court there held that when an Indian tribe criminally punishes a tribe member for violating tribal law, the tribe acts as an independent sovereign, and not as an arm of the Federal Government.
29
Since tribal and federal prosecutions are
IV
The respondent contends that, despite the fact that successive tribal and federal prosecutions are not “for the same offence,” the “dual sovereignty” concept should be limited to successive state and federal prosecutions. But we cannot accept so restrictive a view of that concept, a view which, as has been noted, would require disregard of the very words of the Double Jeopardy Clause. Moreover, the same sort of “undesirable consequences” identified in
Abbate
could occur if successive tribal and federal prosecutions were barred despite the fact that tribal and federal courts are arms of separate sovereigns. Tribal courts can impose m> punishment in excess of six months’ imprisonment or a $500 fine. 25 U. S. C. § 1302 (7). On the other hand, federal jurisdiction over crimes committed by Indians includes many major offenses. 18 U. S. C. § 1153 (1976 ed.).
30
Thus, when both a federal prosecution for a major crime and a tribal prosecution for a lesser included offense are possible, the defendant will often face the potential of a mild tribal punishment and a federal punishment of substantial severity. Indeed, the respondent in the present case faced the possibility of a federal sentence of 15 years in prison, but received a tribal sentence of no more than 75 days and a small fine. In such a case, the prospect
This problem would, of course, be solved if Congress, in the exercise of its plenary power over the tribes, chose to- deprive them of criminal jurisdiction altogether. But such a fundamental abridgment of the powers of Indian tribes- might be thought as undesirable as the federal pre-emption of state criminal jurisdiction that would have avoided conflict in
Bartkus
and
Abbate.
The Indian tribes are “distinct political communities” with their own mores and laws,
Worcester
v.
Georgia,
Thus, tribal courts are important mechanisms for protecting significant tribal interests. 35 Federal pre-emption of a tribe’s jurisdiction to punish its members for infractions of tribal law would detect substantially from tribal self-government, just as federal pre-emption of state criminal jurisdiction would trench upon important state interests. Thus, just as in Bartkus and Abbate, there are persuasive reasons to reject the respondent’s argument that we should arbitrarily ignore the settled “dual sovereignty” concept as it applies to successive tribal and federal prosecutions.
Accordingly, the judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
It is so ordered.
Notes
The record does not make clear the details of the incident that led
The record does not reveal how the sentence of the Navajo Tribal Court was carried out.
The indictment charged that “[ojn or about the 16th day of October, 1974, in the District of Arizona, on and within the Navajo Indian Reservation, Indian Country, ANTHONY ROBERT WHEELER, an Indian male, did carnally know a female Indian . . . not his wife, who had not then attained the age of sixteen years but was fifteen years of age. In violation of Title 18, United States Code, Sections 1153 and 2032.”
At the time of the indictment, 18 U. S. C. § 1153 provided in relevant part:
“Any Indian who commits against the person or property of another Indian or other person any of the following offenses, namely, . . . carnal knowledge of any female, not his wife, who has not attained the age of sixteen years, . . . within the Indian country, shall be subject to the same
The Major Crimes Act has since been amended in respects not relevant here. Indian Crimes Act of 1976, § 2, 90 Stat. 585.
Title 18 U. S. C. § 2032 (1976 ed.), applicable within areas of exclusive federal jurisdiction, punishes carnal knowledge of any female under 16 years of age who is not the defendant’s wife by imprisonment for up to 15 years.-
The holding of the District Court and the Court of Appeals that the tribal offense of contributing toi the delinquency of a minor was included within the federal offense of statutory rape is not challenged here by the Government.
The decision of the District Court is unreported.
In a later case, the Court of Appeals for the Eighth Circuit held that the Double Jeopardy Clause does not bar successive tribal and federal prosecutions for the same offense, expressly rejecting the view of the Ninth Circuit in the present case.
United States
v.
Walking Crow,
Although the problems arising from concurrent federal and state criminal jurisdiction had been noted earlier, see
Houston
v.
Moore,
In
Abbate
itself the petitioners had received prison terms of three months on their state convictions, but faced up to five years’ imprisonment on the federal charge.
The prohibition against double jeopardy had been made applicable to the Philippines by Act of Congress. Act of July 1, 1902, § 5, 32 Stat. 692. In a previous case, the Court had held it unnecessary to decide whether the Double Jeopardy Clause would have applied within the Philippines of its own force in the absence of this statute.
Kepner
v.
United States,
Colliflower
v.
Garland,
Binns
v.
United States,
Trenton v. New Jersey,
Indeed, in the
Shell Co.
case the Court noted that Congress had
Cf.
United States
v.
Lanza,
See also
Trenton
v.
New Jersey, supra,
at 185-186;
Hunter
v.
Pittsburgh, supra,
at 178;
Worcester
v.
Street R. Co.,
Indeed, the relationship of a Territory to the Federal Government has been accurately compared to the relationship between a city and a State.
Dorr
v.
United, States,
Cf.
Gonzales
v.
Williams,
Thus, unless limited by treaty or statute, a tribe has the power to determine tribe membership,
Cherokee Intermarriage Cases,
See infra, at 326.
The first treaty was signed at Canyon de Chelly in 1849, and ratified by Congress in 1850. 9 Stat. 974. The second treaty was signed and ratified in 1868. 15 Stat. 667.
Title 18 U. S. C. § 1152 (1976 ed.) now provides:
“Except as otherwise expressly provided by law, the general laws of the United States as to the punishment of offenses committed in any placewithin the sole and exclusive jurisdiction of the United States, except the District of Columbia, shall extend to the Indian country.
"This section shall not extend to offenses committed by one Indian against the person or property of another Indian, nor to, any Indian committing any offense in the Indian country who has been punished by the local law of the tribe, or to any case where, by treaty stipulation, the exclusive jurisdiction over such offenses is or may be secured to' the Indian tribes respectively.”
Despite the statute's broad language, it does not apply to crimes committed by non-Indians against non-Indians, which are subject to state jurisdiction.
United States
v.
McBratney,
This statute is not applicable to the present case. The Major Crimes Act, under which the instant prosecution was brought, was enacted in 1885. Act of Mar. 3, 1885, § 9, 23 Stat. 385. It does not contain any exception for Indians punished under tribal law. We need not decide whether this “ 'carefully limited intrusion of federal power into the otherwise exclusive jurisdiction of the Indian tribes' to punish Indians for crimes committed on Indian land,’ ”
United States
v.
Antelope,
See S. Rep. No. 268, 41st Cong., 3d Sess., 10 (1870):
“Their right of self government, and to administer justice among themselves, after their rude fashion, even to the extent of inflicting the death penalty, has never been questioned; and . . . the Government has carefully abstained from attempting to regulate their domestic affairs, and from punishing crimes committed by one Indian against another in the Indian country.”
This Court has referred to treaties made with the Indians as “not a grant of rights to the Indians, but a grant of rights from them — a reservation of those not granted.”
United States
v.
Winans,
The tribal courts were established in 1958, and the law-and-order provisions of the Tribal Code in 1959, by resolution of the Navajo Tribal Council. See Titles 7 and 17 of the Navajo Tribal Code;
Oliver
v.
Udall,
113 U. S. App. D. C. 212,
Such Courts of Indian Offenses, or “CFR Courts,” still exist on approximately 30 reservations “in which traditional agencies for the enforcement of tribal law and custom have broken down [and] no adequate substitute has been provided.” 25 CFR § 11.1 (b) (1977). We need not decide today whether such a court is an arm of the Federal Government or, like the Navajo Tribal Court, derives its powers from the inherent sovereignty of the tribe.
The Department of Interior, charged by statute with the responsibility for “the management of all Indian affairs and of all matters arising out of Indian relations,” 25 IT. S. C. § 2, clearly is of the view that tribal self-government is a matter of retained sovereignty rather than congressional grant. Department of the Interior, Federal Indian Law 398 (1958); Powers of Indian Tribes, 55 I. D. 14, 56 (1934). See also 1 Final Report of the American Indian Policy Review Commission 99-100, 126 (1977).
By emphasizing that the Navajo Tribe never lost its sovereign power to try tribal criminals, we do not mean to imply that a tribe which was deprived of that right by statute or treaty and then regained it by Act of Congress would necessarily be an arm of the Federal Government. That interesting question is not before us, and we express no opinion thereon.
Cf.
Mescalero Apache Tribe
v.
Jones,
Federal jurisdiction also extends to crimes committed by an Indian against a non-Indian which have not been punished in tribal court, 18 U. S. C. § 1152 (1976 ed.); see n. 21,
supra,
and to crimes over which there is federal jurisdiction regardless of whether an Indian is involved, such as assaulting a federal officer, 18 U. S. C. § 111 (1976 ed.).
Stone
v.
United States,
See
Keeble
v.
United States,
Moreover, since federal criminal jurisdiction over Indians extends as well to offenses as to which there is an independent federal interest to- be protected, see n. 30, supra, the Federal Government could be deprived of the power to protect those interests as well.
“ ‘Navaho’ is not their own word for themselves. In their own language, they are dine, ‘The People.’ . . . This term is a constant reminder that the Navahos still constitute a society in which each individual has a strong sense of belonging with the others who speak the same language and, by the same token, a strong sense of difference and isolation from the rest of humanity.” C. Kluckhohn & D. Leighton, The Navaho 23 (Rev. ed. 1974).
Traditional tribal justice tends to be informal and consensual rather than adjudicative, and often emphasizes restitution, rather than punishment. See 1 Final Report of the American Indian Policy Review Commission 160-166 (1977); W. Hagan, Indian Police and Judges 11-17 (1966); Van Valkenburgh, Navajo Common Law, 9 Museum of Northern Arizona Notes 17 (1936); id., at 51 (1937); 10 id., at 37 (1938). See generally materials in M. Price, Law and the American Indian 133-150, 712-716 (1973).
Tribal courts of all kinds, including Courts of Indian Offenses, see n. 26, supra, handled an estimated 70,000 cases in 1973. 1 Final Report of the American Indian Policy Review Commission 163-164 (1977).
