United States v. WhaleyUnited States v. Whaley
Defendant-Appellant Robert Lee Whaley appeals his conviction under
I
Whaley stipulated to the relevant facts as part of a plea agreement. In 1999, Whaley was convicted, under Kansas law, of aggravated sexual battery in Marshall County, Kansas, and sentenced to 57 months of imprisonment. Kansas law also required Whaley to register as a sex offender upon his release from prison, and he signed notices explaining his registration obligation in 1999 and 2003. Both notices informed Whaley, inter alia, that if he moved to another state, he was required to register in that state within ten days.
Whaley registered without incident through April 5, 2007. Sometime before June 11, 2007, he moved without leaving a forwarding address and did not update his registration. On March 5, 2008, Whaley was found in Texas, and he admitted to having moved from Kansas to Texas between April 2007 and March 2008 without registering as a sex offender in Texas or updating his registration in Kansas.
On March 12, 2008, Whaley was indicted on one count of violating
II
Whaley puts forth several constitutional challenges to his conviction. We review these challenges de novo.
See United States v. Luna,
SORNA was enacted July 27, 2006, more than three years after Whaley was released from prison in Kansas. It requires all sex offenders to “register, and keep the registration current, in each jurisdiction where the offender resides,
(a) In general. A sex offender shall register, and keep the registration current, in each jurisdiction where the offender resides, where the offender is an employee, and where the offender is a student. For initial registration purposes only, a sex offender shall also register in the jurisdiction in which convicted if such jurisdiction is different from the jurisdiction of residence.
(b) Initial registration
The sex offender shall initially register—
(1) before completing a sentence of imprisonment with respect to the offense giving rise to the registration requirement; or
(2) not later than 3 business days after being sentenced for that offense, if the sex offender is not sentenced to a term of imprisonment.
(c) Keeping the registration current
A sex offender shall, not later than 3 business days after each change of name, residence, employment, or student status, appear in person in at least 1 jurisdiction involved pursuant to subsection (a) of this section and inform that jurisdiction of all changes in the information required for that offender in the sex offender registry. That jurisdiction shall immediately provide that information to all other jurisdictions in which the offender is required to register.
(d) Initial registration of sex offenders unable to comply with subsection (b) of this section
The Attorney General shall have the authority to specify the applicability of the requirements of this subchapter to sex offenders convicted before July 27, 2006 or its implementation in a particular jurisdiction, and to prescribe rules for the registration of any such sex offenders and for other categories of sex offenders who are unable to comply with subsection (b) of this section.
(a) In general — Whoever—(1) is required to register under the Sex Offender Registration and Notification Act ... (2)(B) travels in interstate or foreign commerce ...; and (3) knowingly fails to register or update a registration as required by the Sex Offender Registration and Notification Act ... shall be fined under this title or imprisoned not more than 10 years, or both.
A
We first consider Whaley’s argument that the registration,
First, Congress may regulate the use of the channels of interstate commerce. Second, Congress is empowered to regulate and protect the instrumentalities of interstate commerce, or persons or things in interstate commerce, even though the threat may come only from intrastate activities. Finally, Congress’ commerce authority includes the power to regulate those activities having a substantial relation to interstate commerce, i.e., those activities that substantially affect interstate commerce.
United States v. Lopez,
Whaley asserts that the penalty provision can only be justified under the third
Lopez
prong as it does not regulate the channels of interstate commerce nor concern the regulation of persons or things in interstate commerce. We disagree. Because
Moreover, SORNA’s focus on the problem of sex offenders escaping their registration requirements through interstate travel — rather than on requiring sex offender registration generally — is indicated by the fact that although “[b]y the time that SORNA was enacted in 2006, every State and the District of Columbia had enacted a sex offender registration law,”
United States v. Gould,
Thus, considering
As the Court said in the Shreveport Rate Cases, the Necessary and Proper Clause does not give “Congress ... the authority to regulate the internal commerce of a State, as such,” but it does allow Congress “to take all measures necessary or appropriate to” the effective regulation of the interstate market, “although intrastate transactions ... may thereby be controlled.”234 U.S., at 353 ,34 S.Ct. 833 ,58 L.Ed. 1341 ; see also Jones & Laughlin Steel Corp., 301U.S., at 38, 57 S.Ct. 615 ,81 L.Ed. 893 (the logic of the Shreveport Rate Cases is not limited to instrumentalities of commerce).
Raich,
Applying this standard here, we conclude that requiring sex offenders to register both before and after they travel in interstate commerce — which clearly facilitates monitoring those movements and which has a minimal practical impact on intrastate sex offenders (who cannot be punished under federal law for failure to register unless and until they travel in interstate commerce
4
) — is “reasonably adapted” to the goal of ensuring that sex offenders register and update previous registrations when moving among jurisdictions.
See Ambert,
B
Whaley also argues that his conviction violates the Due Process Clause because he never received notice that he was required to register under SORNA. Whaley was notified of his obligation to register as a sex offender under Kansas law, but he was never directly notified of the requirement to register under SORNA or the increased federal penalties for failing to register under SORNA. A provision of SORNA,
Whaley relies on
Lambert.
Unlike the defendant in
Lambert;
however, Whaley was aware that he was required to register his address with the government.
Lambert
relied on the passive nature of the crime
combined
with the lack of “circumstances which might move one to inquire as to the necessity of registration.”
Lambert,
C
Finally, Whaley argues that the section of SORNA authorizing the Attor
(d) Initial registration of sex offenders unable to comply with subsection (b) of this section
The Attorney General shall have the authority to specify the applicability of the requirements of this subchapter to sex offenders convicted before July 27, 2006 or its implementation in a particular jurisdiction, and to prescribe rules for the registration of any such sex offenders and for other categories of sex offenders who are unable to comply with subsection (b) of this section.
A circuit split exists as to what
We need not decide that question here, however, because even assuming arguendo that Whaley’s interpretation is correct and that the statute delegates broad authority to the Attorney General to determine the retroactive applicability to SORNA, that delegation would be permissible under the nondelegation doctrine.
The nondelegation doctrine provides that “Congress generally cannot delegate its legislative power to another branch.”
United States v. Mistretta,
The delegation to the Attorney General to determine the retroactive applicability of SORNA is well within the limits of permissible delegation. SORNA’s statement of purpose, to “establish! ] a comprehensive national system” of sex offender registration to “protect the public from sex offenders and offenders against children,”
IV
For the foregoing reasons, the judgment of the district court is AFFIRMED.
Notes
. Our decision is consistent with the other circuits to have considered the issue.
See
.
See also Gould,
. We recognize the necessity of maintaining the "distinction between what is truly national and what is truly local” so as not to "convert congressional authority under the Commerce Clause to a general police power,”
Lopez,
. Or meet the other jurisdictional requirements of
. The regulations were issued on July 2, 2008.
See
The National Guidelines for Sex Offender Registration and Notification ("SORNA Guidelines”), 73 Fed.Reg. 38030, 38063 (July
. Whaley also argues that because the government did not inform him of SORNA’s requirements, he could not have “knowingly” failed to register under
. The Attorney General published interim regulations on February 28, 2007.
See
. Whaley was charged with failure to register after the interim regulation on retroactivity was published.