Lead Opinion
After pleading guilty to distributing crack cocaine, Marcus L. Welton was sentenced as a career offender to 188 months’ imprisonment. On appeal, Welton contends that resentencing is necessary in light of the Supreme Court’s decision in Kimbrough v. United States,
I. BACKGROUND
On two separate occasions in the Summer of 2007, Welton sold crack cocaine totaling approximately 41 grams to an undercover agent with the Madison, Wisconsin Police Department. Welton pleaded guilty to a single count of distributing more than five grams of cocaine in violation of 21 U.S.C. § 841(a)(1).
Under the Sentencing Guidelines, Welton qualified as a career offender based on two prior felony drug convictions. See U.S.S.G. § 4Bl.l(a). After a three-level reduction for acceptance of responsibility, Welton’s total offense level was 31, which, when paired with a criminal history of VI, yielded an advisory Guidelines range of 188-235 months.
At his .sentencing hearing, Welton requested a below-Guidelines sentence based on the crach/powder cocaine disparity. Welton acknowledged that he met the technical definition of a career offender, but argued that the designation and resulting range were too severe in his case.
II. DISCUSSION
Welton argues that the district court should have considered the Guidelines’ crack/powder disparity as a basis for imposing a below-Guidelines sentence even though he was sentenced as a career offender. He argues that the Supreme Court’s decision in Kimbrough, which held that the disparity between crack and powder cocaine is advisory and therefore within a district court’s discretion to consider, should apply equally to a defendant who is sentenced as a career offender. See Kimbrough,
We review sentences for reasonableness in light of the statutory factors provided by 18 U.S.C. § 3553(a). Gall v. United States,
As Welton notes, a district court may weigh the Guidelines’ disparate treatment of crack and powder cocaine as part of its consideration of § 3553(a)(6), the need to avoid sentencing disparities. Kimbrough,
Here, Welton contends that Kimbrough’s, holding should be extended to include defendants sentenced as career offenders. But applying the reasoning above, Welton’s argument must fail. Unlike the crack/powder disparity, the career offender Guideline range is the product of a Congressional mandate. As Kimbrough noted, Congress “specifically required the Sentencing Commission to set Guidelines sentences for serious recidivist offenders ‘at or near’ the statutory maximum.” Id. at 571 (citing 28 U.S.C. § 994(h)). Deviating from the career offender Guideline range based on a policy disagreement necessitates that a sentencing court disregard those statutory máximums. This asks more of a sentencing court than it can deliver because, “while the Sentencing Guidelines may be only advisory for district judges, congressional legislation is
We have been down this road before. In Hams, we held that Kimbrough has no effect on a sentence entered under the career offender Guideline, § 4B1.1. Harris,
Our focus on the statutory origin of the crack/powder disparity embedded in § 4B1.1 is consistent with other circuits’ views that Kimbrough provides no basis for career offenders to challenge their Guidelines sentence. See United States v. Jimenez,
In his brief, Welton urges us to resolve what he considers to be an “intra-circuit split” on this issue, arguing that our decision in Harris is in conflict with United States v. Hearn,
Yet, while Hearn does nothing to undercut our holding in Harris, we are aware that one of our recent decisions may appear to do so. In United States v. Liddell,
The discussion in Liddell of a career offender’s Kimbrough argument is admittedly inconsistent with our holding in Harris, causing confusion as to whether a district court may consider the crack/powder disparity as a basis for imposing a sentence outside the career offender Guidelines range. Upon further consideration, we conclude that Liddell’s rationale is irreconcilable with Harris and unsupported by other authority on the scope of the sentencing discretion provided by Kimbrough.
In Liddell, the court under-read Harris as merely reaffirming that Kimbrough “did not change the way court’s calculate career offender guideline ranges.”
We also think that Liddell’s observation that 28 U.S.C. § 994(h) does not require the imposition of a sentence at or near the applicable statutory maximum,
Moreover, the cases from other circuits mentioned in Liddell, see
Because the discussion in Liddell relied on a misunderstanding of our prior precedent in Harris and did not adequately recognize that the career offender crack/ powder disparity is the result of a legislative act, we do not believe that Liddell’s suggestion that career offenders may challenge their Guidelines sentence based on the disparity is entitled to precedential value. To the extent that Liddell is inconsistent with Harris’ holding that a district court may not rely on the 100:1 crack/powder disparity embedded in § 4B1.1 as a basis for imposing a non-Guidelines sentence, we disavow that portion of our decision in that case.
To be clear, the fact that a district court may not disagree specifically with the statutory disparity embedded in § 4B1.1 does not mean that the court may only impose a sentence that is within the career offender Guidelines range. As we cautioned in Harris, our analysis “should not be read to suggest that § 4B1.1 is any less advisory for a district judge than the other sentencing guidelines.” Harris,
Welton received a sentence within an appropriately calculated career offender Guidelines range. Kimbrough, which addressed the crack/powder disparity embedded in § 2D1.1, has no effect on Welton’s sentence. Since career offenders have no sentencing challenge based on the severity of the crack/powder disparity, we find that Welton is not entitled to resentencing in light of Kimbrough.
III. CONCLUSION
For the reasons set forth above, we Affirm the judgment and sentence of the district court.
Notes
. Because our decision overrules Liddell, we have circulated it to the full court as required by our Circuit Rule 40(e). Judge Rovner, Judge Wood and Judge Williams voted to hear the case era banc and their dissent follows. The remaining judges in regular active service voted not to hear the case era banc.
Concurrence Opinion
concurring.
As Judge Bauer’s persuasive opinion makes perfectly clear, Liddell and Harris can no longer (if they ever could) live comfortably together. One, or the other, has to move out. And, given the impressive array of authority marshaled in today’s opinion, that somebody has to be Liddell. But for the reasons noted in Liddell, Congress should take a look at this issue because the ugly hand of the 100-to-l discriminatory erack-to-powdercocaine ratio is still at work in cases like this.
Dissenting Opinion
The Supreme Court has held unequivocally that all guidelines are advisory and that courts may issue below-guideline sentences based on policy disagreements with the crack/powder disparity. Nonetheless, the panel believes there are some exceptions to these rules. Because the panel opinion imposes impermissible limits on a judge’s discretion in applying the Sentencing Guidelines, I believe it is out of step with the Supreme Court’s decisions in Booker and Kimbrough.
I.
Several years ago, this court adopted the position that a judge could not consider the crack/powder disparity when making sentencing decisions. Our justification at the time was that the 100-to-l ratio appeared in the drug offense guideline by legislative decision, and that the court was not free to disagree with Congressional policy. See United States v. Miller,
To reconcile this decision with Supreme Court precedent, the panel attempts to distinguish the drug offense guideline, § 2D 1.1, from the career offender guideline, § 4B1.1, and exempt the latter from Kimbrough's broad pronouncement. For one, the panel relies on the fact that the disparity in § 2D1.1 does not result from a Congressional mandate, while the disparity in § 4B1.1 does. But this reads too much into the statute. The Congressional directive in 28 U.S.C. § 994(h) directs the Sentencing Commission to promulgate a guideline that specifies sentences for career offenders “at or near the maximum term authorized” in the statute. We explained in Liddell that nothing in § 994(h) tells a court how to sentence a career offender, or requires it to adhere to the crack/powder disparity. As the panel notes, Kimbrough cites § 994(h) as an example of an express directive to the Sentencing Commission, but this does not mean that sentencing courts are similarly bound.
This does not “ignore” the argument that “[§ 994(h) ] ... reflects a Congressional policy” that binds sentencing courts, Op. at 498; it simply disagrees. The panel opinion assures us that § 4B1.1 is no less advisory than other guidelines, Op. at 499-500, but also maintains that a sentencing court cannot deviate from the career offender guideline for policy reasons. Op. at 496. I cannot reconcile these two positions. Section 994(h) is a comprehensive statute. It guides the formation of the guideline sentence and the category of defendants to whom it applies, stating specifically:
The Commission shall assure that the guidelines specify a sentence to a term of imprisonment at or near the maximum term authorized for categories of defendants in which the defendant is eighteen years old or older and—
(1) has been convicted of a felony that is—
(A) a crime of violence; or
(B) an offense described in section 401 of the Controlled Substances Act (21 U.S.C. 841), sections 1002(a), 1005, and 1009 of the Controlled Substances Import and Export Act (21 U.S.C. 952(a), 955, and 959), and chapter 705 of title 46; and
(2) has previously been convicted of two or more prior felonies, each of which is—
(A) a crime of violence; or
(B) an offense described in section 401 of the Controlled Substances Act (21 U.S.C. 841), sections 1002(a), 1005, and 1009 of the Controlled Substances Import and Export Act (21 U.S.C. 952(a), 955, and 959), and chapter 705 of title 46.
28 U.S.C. § 994(h). The panel cannot have it both ways. If courts cannot base sentencing decisions on disagreements with the 100-to-l ratio — which is implicit in the maximum terms referenced by § 994(h) — then, following the panel’s logic, disagreements with the severity of the sentences “at or near the maximum term” should also be off limits. So which part of the career offender guideline remains advisory? The panel recognizes that a sentencing judge may still exercise his discretion to issue a below-guideline sentence. Op. at 499-500. But, to me, this simply reinforces that judges may take into account their disagreement with the disproportionate sentences proposed for crack cocaine defendants. To hold otherwise would be inconsistent with the requirement that § 4B1.1 remain completely advisory.
If, for instance, a court were to consider a defendant’s history or the nature of his crime (factors permitted under 18 U.S.C. § 3553(a)(1)) in issuing a below-guideline sentence, would that determination amount to an unauthorized policy disagreement with the directive? Section 994(h) clearly specifies that defendants convicted of certain crimes (who meet other criteria) should be subject to a guideline range at or near the statutory maximum penalty, and a court that deviates from this range is essentially saying that the guideline sentence is too high. But surely the panel would not find this application of § 3553(a) objectionable. Alternatively, if a court wanted to rely on § 3553(a)(6) and issue a below-guideline sentence to avoid any “unwarranted sentencing disparities” between individual defendants, is it prohibited from doing so whenever the disparity originates from § 994(h)’s directive?
The problem with the panel’s reasoning is that it can be applied to prohibit any determination, individualized or otherwise, that a career offender’s guideline sentence is excessive — notwithstanding the fact that
Indeed, I recognize that the impetus behind the panel’s interpretation of § 994(h) is the fear of rejecting Congressional policy, but this court has once again taken this principle too far. When Congress wanted to prescribe the factors courts should consider in making sentencing decisions, it enacted 18 U.S.C. § 3553(a), which states, in part: “[t]he court in determining the particular sentence to be imposed, shall consider .... ” (emphasis added). Similarly, when Congress wanted to make certain portions of the Commission’s policy statements binding on courts, it said so explicitly in 18 U.S.C. § 3582(c)(2) (prescribing conditions for modification of an imposed term of imprisonment). That statute states that for eligible defendants, “the court may reduce the term of imprisonment ... if such a reduction is consistent with applicable policy statements issued by the Sentencing Commission.” See also 18 U.S.C. § 3553(b) (2003) (“[T]he court shall impose a sentence of the kind, and within the range, referred to in subsection(a)(4) ....”) abrogated by United States v. Booker,
Instead, § 994(h) spoke to the Sentencing Commission, and the Commission adopted the same approach in formulating guideline ranges in drug cases for both regular and career offenders. In fact, the Commission looked to 21 U.S.C. § 841(b)(1) when it created the drug offense guideline — the same statute on which the career offender guideline ranges for drug offenders rely. Kimbrough,
The panel opinion cannot be reconciled with the Supreme Court’s emphasis on the discretion afforded to district courts when making sentencing decisions. On the contrary, it has thrust upon the courts yet another sentencing quagmire: a guideline that is supposed to be, but is not completely, advisory. It did so despite clear pronouncements in Booker and Kimbrough that all guidelines are advisory. For the reasons stated in those cases, I cannot agree with this outcome.
It is clear that the issues raised in this case implicate significant questions of law that have divided judges both within our circuit and around the country. Contrary to the panel’s assertion, the only thing a survey of our sister circuits makes clear is that the relationship between § 994(h) and the career offender guideline is unsettled. The Sixth Circuit, for instance, addressed this same issue in United States v. Michael,
Even among federal prosecutors, the panel’s position finds opposition. Notably, the government’s brief in this case expressly acknowledged that “[district courts are free to consider the crack cocaine versus powder cocaine disparity when sentencing defendants who are career offenders.” Brief of the United States at 14-15, United States v. Welton, No. 08-3799 (7th Cir. May 13, 2009). It simply argued that the district court did not err when it chose not to do so. Similarly, in United States v. Funk, the Department of Justice and the local United States Attorney conceded, in their response to the defendant’s petition for rehearing, that sentencing courts have the discretion to issue a below-guideline sentence based on a policy disagreement with the career offender guideline, despite the directive in § 994(h).
While the law is in dispute, the effect of the career offender guideline on crack cocaine defendants is clear. And a district court would certainly be justified in finding that the guideline range results in a term of imprisonment that is greater than necessary for § 3553(a)’s purposes. Support for this position is well documented. The Sentencing Commission’s own reports had long questioned the propriety of the 100-to — 1 ratio that is still reflected in the statu
The Commission has acknowledged that when the 100-to-l ratio was implemented, the majority of crack cocaine defendants who received sentences greater than five years were low-level street dealers, and for no other drug are low-level dealers subject to such harsh sentences. Id. It also reports that the recidivism rates for defendants sentenced under the career offender guidelines based on prior drug trafficking convictions are much lower than those of other offenders who receive a criminal history category of VI or offenders with one or more violent offenses. Id. at 134. As a result, the Commission concluded that under the career offender guideline, a defendant’s criminal history category is a “less perfect measure of recidivism risk” when applied to defendants who qualify solely because of prior drug trafficking charges. Id. (emphasis added). These are all factors that may affect a district court’s analysis under § 3553(a), the consideration of which this court has now foreclosed.
The Supreme Court has made clear that sentencing judges retain wide discretion after they satisfy their initial obligation to calculate the advisory guideline range. Gall,
. The Sixth Circuit had originally held that a district court’s failure to include a defendant’s prior marijuana conviction in determining whether he was a career offender amounted to an unlawful rejection of Congressional policy. See United States v. Funk,
Congress’s direction to the Commission in Section 994(h) does not, however, preclude sentencing courts from varying based on policy disagreements with the career offender guideline.... Thus, as with other guidelines, courts may vary from the range recommended by the career offender guideline based on policy considerations, including “disagreements” with the guideline.
Corrected Response of the United States to Defendant’s Petition for Rehearing En Banc at 8-9, United States v. Funk, No. 05-3708 (6th Cir. Oct. 9, 2008); see also Supplemental Brief for the United States at 13, United States v. Funk, No. 05-3708 (6th Cir. Jan. 15, 2009).
