Lead Opinion
Ronald Schiller and Walter Metz were convicted in the District Court for the Northern District of Texas of conspiracy to possess cocaine with intent to distribute, in violation of 21 U.S.C. § 846 (1976). Their points on appeal emanate primarily from the illicit confederation’s magnitude of time, geography, and cast. Schiller complains that delay ensuant to the coordination of multiple defendants’ prosecutions
FACTS
Posing as a large-scale narcotics supplier, federal Drug Enforcement Administration agent Paul Clayton first met Harold Old-ham in Los Angeles, California, in March, 1976. Oldham, the central figure in this complex conspiracy, informed Clayton that he could supply large quantities of cocaine. Not until August, 1977, however, did agent Clayton call Oldham to discuss a possible transaction. From August to November, 1977, Clayton, Oldham and others met in Dallas, Los Angeles, Miami, and the Cayman Islands, to contrive a large cocaine transaction and to plan the laundering of the illegally obtained proceeds. Additionally, Clayton and another agent, Herbert House, consummated with Oldham a smaller preliminary transaction in Miami: on September 17, they exchanged $20,000 for one pound of cocaine. The plans for the larger deal culminated in the events transpiring December 11 through December 14, 1977.
In Dallas on December 11, agents Clayton and House agreed to buy from Oldham forty pounds of cocaine for $850,000. On December 12, they met as agreed at the Calder Holiday Inn near Miami, Florida. Needing time to acquire and mark government funds for the transaction, the agents arranged to plan with Oldham all the details of the exchange the following evening. At 8:00 p. m. on December 13th, Clayton, House, and two other agents met Oldham at the Marriott Motel in Miami. With Old-ham were Shirley Ruggiero and John Bland. At one point, Ruggiero offered an immediate exchange of five pounds of cocaine, which was then at her home. Upon the agents’ refusal to deal, she remarked that she would have to return the cocaine to the “stash pad” that night.
According to plan, the four undercover agents met Oldham, Ruggiero, and Bland at the Calder Holiday Inn the next morning. Appearing for the first time was appellant Schiller, who accompanied the other sellers. Oldham stayed at the motel until his arrest about 8:30 that night. Schiller, Ruggiero, and Bland [the sellers] travelled with the agents from the motel to the Opa Locka Airport where they inspected $850,000 cash held in a disguised government airplane. After the inspection, Bland stayed at the plane, while Schiller and Ruggiero left to get the cocaine. Surveilling agents determined that Schiller first took Ruggiero to her house and then drove alone to the residence of appellant Metz, where he stayed from 12:45 p. m. to 3:00 p. m. Schiller then returned to Ruggiero’s house, picked up Ruggiero and her son, and drove to yet another motel, the Hialeah Holiday Inn, where Bland and the agents had obtained a room for inspecting and testing the cocaine. In the room, Schiller revealed that he had only one pound of cocaine. He proposed that the deal be finished in increments rather than in one exchange, apparently to protect the cocaine supplier from theft. The agents vehemently rejected the proposal, citing the extensive delays that had already occurred throughout the day. Throwing the pound back to Schiller, they insisted on immediate production of the entire forty pounds. Schiller agreed to return to the
Taking Bland, Ruggiero, and Ruggiero’s son, Schiller drove to appellant Metz’s home, where a surveilling agent saw Metz meet them at the door. After a fifteen minute stay, Schiller and the others left, returning to Ruggiero’s home around 5:00 p. m. From there Bland telephoned the agents to inform them that they had the five pounds, but that Schiller wanted to exchange one pound first. Reluctantly the agents agreed. Schiller, however, did not proceed directly to the motel where the agents were waiting, but drove back to Metz’s. There he stayed for over an hour. Not until 7:15 p. m. did Schiller, Ruggiero, Ruggiero’s son, and Bland arrive at the motel room. Again they offered one pound. This time the agents kept the pound, claiming it as compensation for their expense and trouble.
Apparently sensing the futility of further negotiation without production of the cocaine, Schiller and the others left. After stopping at a pay phone to place several calls, they turned back toward the motel. Realizing that the four had not procured any more contraband and were not likely to, agents stopped and arrested them around 8:30 p. m.
Sporadic surveillance of Metz’s residence throughout the day had revealed little significant activity until late in the evening. Around 10:30 p. m., a woman left Metz’s townhouse. She had not driven far when she was stopped by government agents, who acted under their headquarter’s instructions to determine whether contraband was being moved from the suspected stash pad. After searching the woman for weapons, the agents searched the car with consent of the woman, who was appellant Metz’s wife. The agents found no contraband but nonetheless continued to detain and question Wanda Metz at length, informing her that the townhouse she had just left was a suspected stash pad for a large quantity of cocaine.
Meanwhile, drug enforcement agents at headquarters for the operation had decided to “secure” the Metz residence to prevent destruction of the cocaine suspected to be there. An agent holding Mrs. Metz so informed her and requested that she give them her house key and accompany them to the townhouse. Initially she refused, but agreed to surrender the key and go with them when she realized not only that they were going to secure the residence irrespective of her cooperation, but also that they would take her to jail immediately if she refused.
Upon their return to the townhouse shortly after midnight, one agent took the keys from Mrs. Metz’s hand. She asked for them back, but the agent refused. Mrs. Metz then announced, “It’s me, and I am with the police.” The agent immediately opened the door. Inside were appellant Metz and Mrs. Metz’s brother. Although Metz protested the warrantless entry, the agents went inside. They ordered Metz, his wife, and her brother to sit down. Pending issuance of a search warrant, the agents conducted no search, but did seize a lump of cocaine visible on the kitchen floor. Additionally, they observed tracing paper, a heat sealer, and a triple-beam scale on the refrigerator in the kitchen.
Appellant and his wife were taken to the agents’ headquarters at 2:00 a. m. Agents remained in the townhouse until daylight, the search time authorized by a warrant issued at 3:30 a. m. At about 7:00 a. m., they conducted a search which netted 2.1 grams of cocaine. Agents found cocaine in the toilet and tub of an upstairs bathroom and in several places in the kitchen downstairs. This contraband the agents seized, along with a roll of paper towels similar to the paper towel which wrapped the pound of cocaine delivered earlier by Schiller.
I. SPEEDY TRIAL
Appellant Schiller contends that delay in his arraignment and trial violated both the Speedy Trial Act, 18 U.S.C. §§ 3161-3174 (1976), and the local speedy trial plan for the Northern District of Texas, which incorporated the statute’s deadlines.
On appeal, Schiller contends that the trial court’s denial of his motion to dismiss his indictment constitutes reversible error. He concedes that the Act’s sanctions were not mandatory at the time of his trial. Id. at § 3163(c). Moreover, the local plan imposed no mandatory dismissal for delay. Speedy Trial Act Plan, III(10)(d). Consequently, only delay violating the sixth amendment would compel dismissal. United States v. Traylor,
Balancing prosecutorial conduct against Schiller’s, we find no unconstitutional delay. See Barker v. Wingo,
II. A SINGLE CONSPIRACY OR SEVERAL?
Both appellants complain that their indictment was defective. They claim that it misjoined defendants because it alleged facts showing three discrete conspiracies, yet charged a single conspiracy comprised of several events. They enumerate as separate conspiracies with separate casts the preliminary transaction of September 17, the money-laundering scheme, and the aborted large-scale transaction of December 14. Accordingly, they argue that because misjoinder of defendants is inherently prejudicial, the trial court’s refusal to dismiss the indictment is reversible. Fed.R.Crim.P. 8(b); United States v. Lane,
To determine whether misjoinder occurred, we consider whether the indictment’s allegations, taken as true, establish a single conspiracy or several. United States v. Levine,
That the indictment did not charge appellants with active participation in each phase of the conspiracy does not effect misjoinder. United States v. Wooldridge,
Appellant’s claim of prejudicial variance between the indictment and proof similarly must fail. To prove appellants’ complicity, the evidence need not have shown either their knowledge of every phase of the conspiracy or their participation in each event. Blumenthal v. United States,
This evidence of appellants’ knowledgeable cooperation in the single confederation not only conformed the proof to the indictment, but also established an adequate basis for admission against Metz of alleged coconspirators’ extrajudicial statements, which are nonhearsay under Fed.R. Evid. 801(dX2)(E). That rule permits the admission of a defendant’s coconspirators’ statements, if made in furtherance of a conspiracy and during its course. United States v. Smith,
Because this evidence, independent of coconspirators’ extrajudicial statements, would allow a reasonable jury to find Metz a conspirator, the aggregated evidence necessarily is sufficient to sustain his conviction. United States v. Carreno,
III. SEARCH AND SEIZURE
Appellant Metz asserts error in the trial court’s refusal to suppress incriminating evidence garnered in the search of his home. We agree with appellant that Mrs. Metz never consented to the agents’ warrantless entry at midnight. The trial court, however, found that the agents had probable cause to believe cocaine was on the premises, under circumstances sufficiently exigent to validate the intrusion. We review this ruling mindful that the factual findings upon which it is based are reversible only if clearly erroneous. United States v. Duckett,
Throughout the day on December 14, sur-veilling agents had seen Schiller, Bland, and Ruggiero make several visits to appellant Metz’s home, in circumstances implicating the townhouse as the storage site for the contraband. Each time the sellers promised the agents delivery of the cocaine, they travelled to Ruggiero’s home or Metz’s. Often one or more remained at appellant Metz’s for several hours. Because Ruggie-ro’s remark on the preceding night had ruled out her home as the stash pad, the agents’ scrutiny began to focus on the Metz townhouse.
The arrest of Schiller, Ruggiero, and Bland at 8:30 that evening aborted the transaction. Thereafter, agents met at their headquarters to compare their observations. Correctly concurring that probable cause existed to believe that the Metz residence was indeed the stash pad, they initiated application for a search warrant. They also resolved to safeguard the cocaine from removal or destruction, cognizant of the delay preparation of the warrant would entail.
Accordingly, these agents at headquarters, informed of Mrs. Metz’s departure, instructed the agents still watching the Metz townhouse to investigate. Questioning Mrs. Metz and searching her car uncovered no cocaine. Still believing the Metz townhouse to be the stash pad, however, agents returned to the townhouse with Mrs. Metz, who surrendered her key when threatened with jail. Over her protest, they used her key to enter the townhouse. The inefficacious and dilatory efforts to gain Mrs. Metz’s voluntary cooperation vitiated any consent the agents may have sought. See Schneckloth v. Bustamonte,
Appellant Metz complains that the agents’ failure to knock and announce their authority rendered the entry unlawful, under the federal statute mandating such notice. 18 U.S.C. § 3109 (1976). Having failed to raise this issue before appeal, Metz forfeits any right to argue it now, absent a showing of plain error. Fishing Fleet, Inc. v. Trident Ins. Co.,
Upon entry, the agents merely secured the premises, conducting no search. By this conduct, they complied with the rule limiting the scope of warrantless searches to the rationale excepting the search from the warrant requirement. See, Cupp v. Murphy,
A more thorough search pursuant to the warrant revealed additional incriminating evidence. Appellant Metz challenges its admission, attacking the validity of the warrant itself under the affidavit truthfulness standard announced in Franks v. Delaware,
IV. EXCULPATORY EVIDENCE
A. Schiller
Appellant Metz asserts error in the trial court’s refusal to sever his trial from Schiller’s to accommodate Schiller’s prof
B. Bland
1. The Fifth Amendment Privilege
Appellant Metz claims that the trial court erred in sustaining the assertion of fifth amendment privilege by John Bland, Metz’s codefendant. Metz sought from Bland purportedly exculpatory testimony but was deterred by Bland’s invocation of his right not to incriminate himself. Bland previously had pled guilty to the federal conspiracy charge and was serving his sentence. Consequently, he was not subject to further federal prosecution. Bland nevertheless refused to testify for Metz, unsure whether he would risk state prosecution and fearful that his testimony, exculpating Metz but inculpating other codefendants, would subject him to danger in prison.
To ascertain the validity of Bland’s fifth amendment claim, the trial court properly appointed counsel and questioned Bland, scrutinizing his rationale for refusing to testify. Rogers v. United States,
Appellant Metz further contends that, even if valid as to some matters, Bland’s fifth amendment invocation embraced not only privileged testimony but also collateral matters posing no threat of prosecution. He argues that to elicit from Bland a statement negating any meeting with Metz on December 14, 1977, would not necessarily raise issues incriminating to Bland. We recognize the strictures against blanket invocation of the fifth amendment privilege. Id. at 1049. Nonetheless, we refuse to overturn a determination, made in the trial judge’s informed discretion, that to compel any testimony from Bland would violate his constitutional privilege. See United States v. Lacouture,
Metz next asserts that the trial court’s refusal to compel Bland’s testimony made Bland “unavailable,” under Fed.R. Evid. 804(b)(2). Therefore, Metz argues, the trial court should have admitted Bland’s prior sworn statement taken before trial by the attorney for appellant Schiller. In that statement Bland professed never to have known or seen appellant Metz during the course of the conspiracy to which he had pled guilty. The trial judge refused to admit the statement as an admission against penal interest, a hearsay exception under Fed.R.Evid. 804(b)(3). The trial court found that Bland’s statement, taken in a nonadversarial setting, lacked the clear corroboration required by Rule 804(b)(3) to guarantee its trustworthiness. See United States v. Alvarez,
Such proffers of corroboration do not convince us of clear error in the trial court’s refusal to admit the statement under Rule 804(b)(3). See United States v. Bagley,
V. CHARGE TO THE JURY
Appellant Metz through new counsel on appeal seeks reversal because the judge and attorneys at trial held a preliminary jury instruction discussion off the record before the recorded formal charge conference. Although the Court Reporter Act, 28 U.S.C. § 753 (1976), does mandate the recording of “all proceedings in criminal cases had in open court,” id. at § 753(b)(1), trial counsel seized his opportunity to record objections during the formal charge conference. Consequently, no significant omission from the record occurred. Accordingly, we can conclude affirmatively that none of Metz’s substantial rights was infringed. See United States v. Selva,
Moreover, we have considered that substance of the trial court’s charge as a whole and find it a correct statement of the applicable law. See United States v. Chandler,
Finally, both appellants reassert their earlier argument that the evidence revealed multiple conspiracies. They claim error in the trial court’s refusal to instruct the jury to acquit if the government proved only appellants’ participation in one or more of several conspiracies rather than in the single conspiracy alleged. Appellants argue correctly that as a general rule, the jury decides whether one conspiracy or several existed, United States v. Becker,
VI. PROSECUTOR’S CLOSING ARGUMENT
Finally, appellant Metz claims that the prosecutor’s closing argument brought about the guilty verdict through prejudicial appeals to the jury unsupported by the evidence. Metz cites as examples the prosecutor’s characterization of Metz and other defendants as “dope pushers,” his reference to the drug-related problems of a venireman, and his emphasis on the national scope of the drug problem and appellant’s role in it. We do not find the cumulative effect of the prosecutor’s persuasive efforts either unduly prejudicial or excessively inflammatory. See United States v. Soto,
CONCLUSION
Seventeen people were indicted in this complex conspiracy which ranged from California to the Caribbean. Trying such a complex case commands considerable effort from all involved. We are convinced that appellants received from these labors a fair trial commensurate with all constitutional standards and statutory mandates. Accordingly, their convictions are AFFIRMED.
Notes
. The initial Plan for the Northern District of Texas for Prompt Disposition of Criminal Cases [Speedy Trial Act Plan] was enacted pursuant to provisions of the Speedy Trial Act
. Fed.R.Crim.P. 8(b) provides:
Joinder of Defendants. Two or more defendants may be charged in the same indictment or information if they are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses. Such defendants may be charged in one or more counts together or separately and all of the defendants need not be charged in each count, (emphasis supplied)
. Oliva and Apollo were overruled recently in United States v. James,
. We also note that Metz’s appellate counsel was present at trial as counsel to one of Metz’s codefendants. Although we employ the more exacting standard of review commanded by the presence of different counsel on appeal, see United States v. Selva,
Dissenting Opinion
dissenting:
Because I do not believe the record shows probable cause for the search of the Metz residence, I dissent.
