United States v. Walter B. SpearsUnited States v. Walter B. Spears
Appellant was convicted of various offenses arising out of his robbery of the Columbia Heights Branch of the United States Post Office in the District of Columbia. In Count I of the six-count indictment he was charged under the Federal Mail Robbery Statute
1
with assaulting and placing in jeopardy the life of Clarence W. Smith, a custodian of the United States mail, with the intent to rob him.
2
In Count II he was charged under the District of Columbia robbery
I
The two convictions of robbery and of assault with intent to rob
Appellant’s first contention is that it was improper for him to be convicted and sentenced on both Counts I and II because the assault charged in Count I “merged” with the completed robbery charged in Count II permitting only one conviction and one sentence. 5 In opposition to this contention, the Government argues that the offenses charged in Counts I and II were violations of two different statutes and each had different elements thus permitting separate convictions and separate sentences. Specifically, the Government argues that the evidence necessary to support a conviction under Count I would not support a conviction under Count II because the former did not require proof of a completed robbery. Likewise, the evidence necessary to support a conviction under Count II would not support a conviction under Count I because the latter did not require proof that a life had been placed in jeopardy. 6
Before considering the merits of these arguments, we note that we are not precluded from considering appellant’s claims by the fact that he received concurrent sentences. While this court has followed frequently the statement in Hirabayashi v. United States,
In turning to the merits, we note first that the assault with intent to rob is charged under the Federal Mail Robbery Statute
10
and that the robbery is charged under statutes of the District of Columbia.
11
While one might question, on various grounds, the advisability of charging the assault and the completed robbery under different criminal codes, especially when the specific federal statute under which the assault was charged also made it a crime to commit the completed robbery, still it is not questioned here that both statutes are generally applicable throughout the District of Columbia. Thus, both
In many cases, when separate statutes are applicable to a single act, the test enunciated by the Supreme Court in Blockburger v. United States,
[t]he applicable rule is that, where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one is whether each provision requires proof of a fact which the other does not. 16
The test prescribed in
Blockburger,
though criticized by some as being too broad,
17
has been followed in this jurisdiction
18
and in others.
19
It has not been followed blindly, however, and statutory schemes which, on their face, permit multiple convictions under the
Blockburger
test have been held to permit only one where the intent of Congress was manifest that only one conviction should result.
20
Because there appears in the legislative history of
At that time there was no statute specifically proscribing
attempts
to rob a mail carrier. In 1799, however, in a statute which for the first time formally organized the Post Office Department, an
attempt
amounting to an unconsummated robbery of a mail carrier was made punishable by imprisonment for not more than two years. At the same time, the penalty for simple robbery of a mail carrier was reduced to public whipping and ten years’ imprisonment for a first offense. For subsequent offenses, and for wounding or placing the life of the carrier in jeopardy while robbing or attempting to rob him, the death penalty was authorized.
26
By 1799, then, the essential elements of the offenses now codified in
The “attempt” portion of the 1799 statute is of particular importance in this ease. Though it has been modified several times over the years, the changes have been essentially in form and not in substance. To begin with, the 1799 statute did not proscribe all attempts to rob mail carriers; rather it said that
if any person shall attempt to rob the mail of the United States, by falling on the person having custody thereof, shooting at him or his horses, or threatening him with dangerous weapons, and the robbery is not effected * * * [he] shall be punished * * 29
In the general revision, consolidation and amendment of the postal laws in 1872, 30 the section dealing with attempts to rob was slightly altered to provide:
[A]ny person who shall attempt to rob the mail by
assaulting
the person having custody thereof, shooting at him or his horse, or threatening him with dangerous weapons,
and shall not
The words “any person who attempts to rob the mail by assaulting the person having custody thereof” thus replaced the words “if any person shall attempt to rob the mail of the United States, by falling on the person having custody thereof.” Under the 1799 statute, however, the prohibited attempts amounted, in essence, to assaults and the 1872 revision did not change the nature of the acts made punishable in any material respect. The only assaults coming within the statutory ban remained those in which the accused attempted, but failed to commit, the robbery of a mail carrier. 32 In this general form, the offense was carried into the Revised Statutes of 1878. 33
When the entire United States penal code was codified, revised and amended in 1909, the language of the above mail robbery attempt statute was again changed. This time, the words “ [whoever shall assault any person having lawful * * * custody of any mail matter with intent to rob such mail matter” replaced the words “[a]ny person who shall attempt to rob the mail by assaulting the person having custody thereof.” 34 The explicit reference to the robbery not being effected was deleted, but as the legislative history of the passage of the 1909 Code through Congress makes clear, the only assault the statute sought to punish as such remained one which was part of an uncompleted attempt to rob a mail carrier.
Prior to the 1909 codification, the Revised Statutes set forth the offenses of attempted robbery and robbery in two separate sections
35
but when the bill to accomplish the 1909 codification was drafted by a joint committee of Congress the two sections were consolidated. In effecting the consolidation, the committee eliminated all mention of the use of a dangerous weapon and of placing the life of the carrier in jeopardy and it changed the punishment for both assault and for robbery to imprisonment for not more than ten years for a first offense.
36
The amendment to [the bill as originally drafted] in effect restores existing law upon this subject. The House amendment consolidated two sections of existing law, to wit, sections 5472 and 5473, Revised Statutes. The effect of the amendment is to divide the offense denounced, one being an assault of a person having lawful control of the mail with the intent to rob * * * such mail or the robbing of such person of such mail, the second being the effecting or attempting to effect such robbery by the use of a dangerous weapon. 38
An amendment to the statute in 1935 broadened the act to include money and other property of the United States within its coverage, 39 but Congress again indicated its intent to cover robberies and attempts thereat by the language of the title:
AN ACT providing for punishment for the crime of robbing or attempting to rob custodians of Government money or property. 40
Finally, the 1948 revision and codification of the federal laws relating to crimes and criminal procedure was en
The derivation, codification, revision and explanation of what is now
That the robbery of which appellant was convicted was not the robbery proscribed by
It is true, of course, that the crime of robbery under
II
The Claim of Variance
Appellant’s second contention is that there was a fatal variance between the crime with which he was charged in Count II and the evidence produced at trial. Specifically, appellant contends that Count II charged him with taking money from the “immediate actual possession of Clarence W. Smith” while the proof showed that the money he took was taken from other persons in the post office who were postal employees. Thus, he argues, the evidence cannot support his conviction under Count II.
We think that appellant’s second contention is without merit. The evidence showed that Clarence W. Smith was the foreman of station operations at the Columbia Heights post office. As such, Mr. Smith was in charge of the money located at the station and had control thereof by virtue of his general authority to supervise the postal clerks at the various windows. The evidence also showed that the money in question was taken from the drawers behind the windows at which the clerks stood to dispense postage stamps and other postal supplies. In addition, it showed that appellant tried, without success, to get Mr. Smith to open a safe in which there was presumably more money, and that appellant, loot in hand, pointed a shotgun at Mr. Smith while using him as a hostage to get past the police who had arrived at the scene while the robbery was in progress.
In Neufield v. United States,
The case is remanded to the District Court with directions to vacate and set aside the sentence adjudged on Count I and, since appellant now stands convicted of one less felony, to consider resen-tencing as to the remaining counts.
So ordered.
Notes
.
Whoever assaults any person having lawful charge, control or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal or purloin such mail matter * * * or robs any such person of mail matter, or of any money or other property of the United States, shall, for the first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery he wounds the person having custody of such mail matter * * * or puts his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned twenty-five years.
. Count I charged:
On or about August 13, 1968, within the District of Columbia, Walter B. Spear's assaulted Clarence W. Smith., a person having lawful charge, control and custody of the United States Post Office, known as the Columbia Heights Station, with intent to rob, steal and purloin mail matter, money and other property which were then in the charge, control, and custody of said Clarence W. Smith, and in attempting to effect such robbery, Walter B. Spears put the life of Clarence W. Smith in jeopardy by the use of a dangerous weapon, that is, a pistol.
.
Whoever by force or violence, whether against resistance or by sudden or ting in fear, shall take from the person or immediate actual possession of another anything of value, is guilty of robbery * * *.
If any person shall commit a crime of violence within the District of Columbia when armed or having readily available any pistol or other firearm * * * he may in addition to the punishment provided for the crime be imprisoned for an indeterminate number of years up to life as determined by the court * * *.
Ilobbery is defined as a “crime of violence” by
. Count II charged:
On or about August 13, 1968, within the District of Columbia, Walter B. Spears, while armed with a dangerous weapon, that is, a pistol, by force and violence and against resistance and by putting in fear, stole and took from the person and from the immediate actual possession of Clarence W. Smith, property of the United States, in the care, custody and control of Clarence W. Smith, of the value of about $1,-944.75, consisting of $1,944.75 in money.
. Appellant did not raise this issue in the court below. We consider it here, however, because of its importance.
. It was necessary to prove an assault under both Counts I and II of the indictment.
.
E. g.,
Duckett v. United States,
.
See
United States v. Casson, 140 U.S. App.D.C. 141,
.
See, e. g.,
Benton v. Maryland,
. Notes 1 and 2, supra.
. Notes 3 and 4, supra.
.
The provisions of the several laws and regulations within the District of Columbia for the protection of public or private property and the preservation of peace and order are extended to all public buildings and public grounds belonging to the United States within the District of Columbia.
However, the District of Columbia statutes might be applicable without the enabling act. Whittlesey v. United States,
.
E. g.,
Gore v. United States,
. Blockburger v. United States,
. Blockburger v. United States,
. Blockburger v. United States,
. See, e. g., Comment, supra note 13; Note, Twice in Jeopardy, 75 Yale L.J. 262 (1965) ; Note, Multiple Punishments, 50 Minn.L.Rev. 1102, 1105-1106 (1966).
. See, e. g., cases cited supra note 13.
.
E. g.,
Nolan v. United States,
.
E. g.,
Davenport v. United States,
.
. Act of February 20, 1792, ch. 7, § 1, 1 Stat. 232.
. Act of February 20, 1792, ch. 7, § 17, 1 Stat. 237.
. Act of May 8, 1794, ch. 23, § 17, 1 Stat. 361.
. Act of March 3, 1797, ch. 19, § 4, 1 Stat. 511.
. Act of March 2, 1799, ch. 43, § 15, 1 Stat. 736:
[I]f any person shall rob any carrier of the mail of the United States, or other person entrusted therewith, of such mail, or of part thereof, such offender or offenders shall, on conviction, be publicly whipped * * * and be imprisoned not exceeding ten years; and if convicted a second time of a like offence, he or they shall suffer death: or if in effecting such robbery of the mail, the first time, the offender much [sic] wound the person having custody thereof, or put his life in jeopardy, by the use of dangerous weapons, such offender or offenders shall suffer death. And if any person shall attempt to rob the mail of the United States, by falling on the person having custody thereof, shooting at him or his horses, or threatening him with dangerous weapons, and the roVbery is not effected every such offender, on conviction thereof, shall be punished by whipping, not exceeding thirty lashes, or with imprisonment not exceeding two years, or with both * * *. (Emphasis added.)
. While jeopardy was originally proved if a person was put in terror of his life, United States v. Wilson, 28 Fed.Cas. 699, 708, No. 16,730 (C.C.E.D.Pa.1830), under current usage it can be proved, as the court below charged, only if there is evidence that a life was in fact in danger. United States v. Donovan,
. The punishment for attempted robbery was increased to three years in 1810. Act of April 30, 1810, ch. 37, § 19, 2 Stat. 598. Punishments for all of the offenses were modified in 1825. Act of March 3, 1825, ch. 64, § 22, 4 Stat. 108. By 1872, the death penalty had been eliminated and the unitary statute quoted supra note 26 had been split into two separate statutes. Act of June 8, 1872, ch. 335, §§ 285, 287, 17 Stat. 320. See also Rev.Stat. §§ 5472, 5473 (2d ed. 1878).
. Act of March 2, 1799, ch. 43, § 15, 1 Stat. 736 (emphasis added).
. Act of June 8, 1872, ch. 335, § 1 ei seq., 17 Stat. 283.
. Act of June 8, 1872, eh. 335, § 287, 17 Stat. 320 (emphasis added).
. Compare note 26, supra, and Rev.Stat. § 5473 (2d ed. 1878).
. Rev.Stat. §§ 5472, 5473 (2d ed. 1878). The Revised Statutes were not generally intended to work a change in existing law.
See
Act of June 20, 1874, ch. 333, § 2, 18 Stat. 113 (Pt. 3) ; Anderson v. Pacific Coast S.S. Co.,
. Act of March 4, 1909, cli. 321, § 197, 35 Stat. 1126:
Sec. 197. Whoever shall assault any person having lawful charge, control or custody of any mail matter, with intent to rob, steal or purloin such mail matter or any part thereof, or shall rob any person of such mail or any part thereof, shall, for a first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery, he shall wound the person having custody of the mail, or put his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned twenty-five years.
. Rev.Stat. §§ 5472, 5473 (2d ed. 1878).
. As originally drafted, the bill, S. 2982, read:
Whoever shall assault any person having lawful charge, control or custody of any mail matter, with intent to rob, steal or purloin such mail matter or any part thereof, or shall rob any person of such mail or any part thereof, shall, for a first offense be imprisoned not more than ten years, and for a subsequent offense shall be imprisoned twenty-five years.
42 Cong.Rec. 975 (1908) (emphasis in original). The Committee Report indicated that the only change intended from the Revised Statutes was the elimination of the penalty for placing a life in jeopardy, i. e., the report stated :
This section is made up of two sections of the Revised Statutes. Under those sections, one committing robbery of the mails, or
attempting
to do so, and in doing or attempting to do which makes use of a dangerous weapon [sic], is subject to imprisonment for life.
42 Cong.Rec. 975 (1908). (Emphasis added). One Senator, who objected to the removal of a separate penalty for the aggravated offense, called attention to the fact that other changes from the wording of the Revised Statutes were matters of style alone:
I would suggest to the Senator that the section as reported has some of the other usual amendments, which are an improvement upon the general style, the substitution of the word “-Whoever,” and so on. So I would ask the Senators who are really in charge and care of the bill to redraft it, simply making such necessary amendments as may be deemed necessary for the purpose of style, retaining the [Revised Statute] provision [s] classifying and grading these offenses.
42 Cong.Rec. 976 (1908).
. See note 36, supra.
. H.R.Rep.No.2270, 60th Cong., 2d Sess. 6 (1909) (emphasis added).
See also
H.R.Rep.No.2319, 60th Cong., 2d Sess. 7 (1909). Earlier, the floor leader of the bill, Senator Heyburn, agreed that no substantive changes from the Revised Statutes were intended. 42 Cong.Rec. 976 (1908). Such remarks made nearly conclusive, for purposes of the statute under discussion, the general presumption that, in the absence of a clear expression to the contrary a revision or consolidation of existing law is not intended to work a change in the effect of such law. Fourco Glass Co. v. Transmirra Prod Co.,
. Whoever shall assault any person having lawful charge, control, or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal, or purloin such mail matter, money, or other property of the United States, or any part thereof, or shall rob any such person of such mail matter, or of any money, or other property of the United States, or any part thereof, shall for the first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery he shall wound the person having custody of such mail, money, or other property of the United States, or put his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned twenty-five years. Act of August 26, 1935, ch. 694, 49 Stat. 867; see 79 Cong.Rec. 8205 (1935).
. Act of August 26, 1935, ch. 694, 49 Stat. 867 (emphasis added).
. Act of June 25. 1948, eh. 645, 62 Stat. 683.
. Act of June 25, 1948, ch. 645,
. All attempts to rob a mail carrier are not covered by that section ; only those are proscribed which involve assaults.
Compare
. Similar conclusions have been reached in a number of cases: Smallwood v. United States,
. Money is included within the general proscription against robbing mail matter. See notes 1, 39, supra.
. This does not mean, of course, that a person who has been charged with attempt
only
must be acquitted if the proof introduced at trial shows a completed offense.
See generally
R. Perkins, Criminal Law 552 (2d ed. 1969) ; LaDuke v. United States,
. It is also true that the sentence for robbery under the D.C.Code sections may be lighter than under