*1 STATES, Plaintiff-Appellee, UNITED MALONE, Defendant-
Wallace
Appellant.
No. 10-1261. of Appeals, States Court
Sixth Circuit.
Dec. 2010. MOORE, SUTTON and
Before: FRIEDMAN,* Judges. Circuit SUTTON, Judge. Circuit justice system has The federal criminal Malone three chances at given Wallace in form early prison, release from one house, discharge halfway of a re- other two in the form badly. After Ma- Each one ended lease. violated his most recent terms su- lone release, the district court was pervised prison, him im- pleased. It sent back variance from posing two-month of 4 to 10 advisory guidelines range that the sentence months. Malone claims substantively unrea- procedurally and affirm. disagree We sonable. I. pled guilty being
In of a firearm and to possession felon base. The district distributing cocaine jail him to 48 months court sentenced release, years and 3 prison term to 38 months later reduced retroactive amend- Congress’s based on * Circuit, Friedman, sitting by designation. Judge Federal Daniel M. Senior Appeals the United States Court of
965 notify probation to the sentencing merits crack-cocaine his officer within 72 hours early guidelines. (3) Malone obtained an re- police contact, using marijuana and halfway a (4) lease to house. But when he using alcohol. Under these circum- early the (by violated release conditions stances, the policy relevant for statements alcohol), drinking halfway the house dis- supervised-release violations a recommend him, charged forcing him to return to cus- 4-10 month range imprisonment. See tody serve the his prison to rest of sen- 7B1.4(a). U.S.S.G. In view of Malone’s tence. record, however, unfortunate track the By August had completed Malone court imposed a 12-month prison sentence. sentence, prison the he began and the
three-year period supervised release. II. precedent, Past was however. Between On appeal, challenges the sen- early November and December he tence procedurally as substantively and violated several terms of test- release — reviewing unreasonable. When sentences (November 23), ing positive for alcohol use imposed after revocation of re- to failing report testing on three dif- lease, original as when sen- reviewing (December 12) 1, 7, ferent occasions and tences, procedural we propriety assess failing mandatory attend counseling of the (asking sentence whether the court (December 4) any sessions one which — considered “the relevant fac- statutory him exposed to a revocation and return to tors”) propriety substantive of the prison. On December the dis- (asking sentence whether it is “unreason- matter, trict court addressed the and it able”). Carr, See 421 “reluctantly” chance, gave Malone another (6th Cir.2005). opting not to revoke his re- lease. R. 51 at 12. A. Malone’s third chance ended like the When a defendant violates first two. report He failed to sub- supervised release, terms of a may occasions, stance abuse treatment on two impose prison a sentence “after consider prompting the counseling program to dis- (1) [following] factors”: the nature him charge for lack of attendance. On of the history offense and the and charac 10, 2010, January police stopped Malone defendant; (2) teristics of the the need to on suspicion of vandalism. The officer conduct; (3) deter criminal need noted that “extremely Malone was intoxi- (4) protect public; cated,” provide need to receiving Malone admitted to a treatment; the defendant appropriate hand with during fight laceration with his (5) brother. report po- guidelines policy Malone failed to relevant state- (6) ments; lice stop probation his officer within 72 the need to avoid unwarranted hours, as required by (7) terms his disparities; sentencing the need to release, and lied two later days when his provide restitution to crime victims. 18 probation officer asked if he en- had 3583(e); U.S.C. United States v. John- with police. counters Malone tested son, Cir.2005). positive for marijuana alcohol and use on Some factors more are relevant than oth- February 8. case, ers in a given accordingly do we require busy judges district court
The court issued arrest warrant for provide one-by-one At a “ritualistic” “incanta- February Malone. Ma- hearing, (1) lone tion” of each failing report admitted to factor. United States occasions, (2) Moon, (6th Cir.2008). counseling on failing two [it],” because, by reviewing report, whether the court instead is question explanation for the presumed “the court is have considered provides sufficient meaningful ap- adequate for range.” one recommended *3 Id. pellate Polihonki, review. (6th Cir.2008). That the case was court these modest The district satisfied here, Ma- interrogation as the court’s of in this 12-month imposing
requirements
with, and
plenty
it was
familiar
lone shows
The court addressed the nature
sentence.
by, the
quite disappointed
report.
ad-
of the offense.
It
and circumstances
re-
subsequent
for “this
monished Malone
potential gaps
All of
leaves two
this
to alcohol and
peat
pertaining
behavior
sentencing
mentioned at the
factors
pro-
attendance at treatment
pertaining to
never
hearing. The court
mentioned
grams.”
at 14-15. The court ad-
SRVH
provide
to crime victims
need
restitution
history
and characteristics
dressed
or the need to avoid unwarranted sentenc-
“you’re
It
not
the defendant.
noted that
no
disparities. Yet there was
restitu-
25,”
rhetorically,
then asked
you’re
speak
tion to
of because the
victim
“Well,
you’ve
let’s find
how much
out
(aside
law)
rule
these violations
from the
...
was
learned.
In December
Court
As
unwarranted
was Malone himself.
said,
given
report
a
which
Don’t violate
disparities,
problem
no
such
him, Judge, but he used alcohol and he
within-guide-
in the
apt
arise
context of
to attend the substance abuse
failed
sentences,
lines
States Kirch-
United
cf.
that,
we didn’t learn from
classes.... So
Cir.2007),
a
hof,
did we?” Id. at
14-15.
re-
modest
variance for
two-month
the need to deter future crimi-
addressed
may
peated supervised-release violations
obvious,”
nal conduct.
the court
“[IJt’s
but
unwarranted
disparities
lead
inability
explained, “that the
of these su-
ones.
pervised
to turn
release characteristics
record,
this
provid-
On
the district court
...
around
have to have
this situation
sufficiently
a
basis” for its
ed
“reasoned
Id. at 15.
consequences.”
States,
decision. Rita
551 U.S.
importance
The court considered
A recent third revocation illustrates the other side of the coin. In prompted United States v. Pee- the a impose district court bles, we reversed a 10-month sentence im- just modest two months over variance — posed a supervised-release for on violation top the of advisory guidelines range— the procedural-reasonableness grounds. See patently is United v. reasonable.” States (6th Cir.2010). There, 624 344 F.3d the Morrow, 591, (6th 207 Fed.Appx. 593 Cir. only district court not failed to address 2006); Brown, see v. also United States policy range only statement and not failed (6th Cir.2007) 722, 501 F.3d (affirming 726 variance, its explain but the time the upward ten-month variance when defen- case came to our court it also remained positive drugs dant tested and failed to unclear what proper range was. at Id. report treatment program); his John- 346-47. Peebles thus was a case in which son, eight- 403 at (affirming 817 the appellate court could not even tell month when variance defendant range, among op- which several competing terms, forged had violated his release doc- tions, the district court had invoked before officer). probation uments and to his lied defendant, sentencing making it appro- that the sentence responds is priate cursory to treat the explana- court’s “greater given than necessary” that his tions for sentence as reversible error. Super “limited” use occurred at a drug The is not same true here. party. Bowl Malone Br. at But 12-15. B. why exculpatory? anyone is that Does “mine-run,” 12, realistically a at think id. The court’s sentence also is sub Super place Bowl is the kind reasonable, party stantively say which is been if he too under where Malone should have long “totality circum States, grip stances.” Gall v. 552 to break free from the trying United U.S. ruthless 970 from the deviation explanation the call point, More to the
of alcoholism? give district error. procedural make. must is a clear guidelines” is not ours to We these making 586; Gall, courts “due deference” 128 S.Ct. see 552 U.S. at decisions, Gall, 552 at 128 S.Ct. (“A U.S. Blackie, at 400-01 sen 548 F.3d also say that a recidi- is difficult to with the imposed complying tence without violator, like Ma- vist 3553(c) er §of constitutes requirements lone, a less-than-twelve- must receive Grams, ror.”); at 685-88. 566 month sentence. district recognized We have permits of its sentence explanation court’s
III.
per
and the
“meaningful appellate review
reasons,
these
we affirm.
For
Blackie,
fair
ception of a
sentence.”
Gall,
50, 128
MOORE,
(citing
F.3d at 401
U.S.
KAREN NELSON
586).
case, however,
dissenting.
In
review
Judge,
this
S.Ct.
explanation
is not
district court’s
legal
appeal
primary
issue
this
the district court did
possible because
quite simple: when a district court sen
absolutely
It
give any explanation.
said
imprison
tences a defendant
a term
why
about
it was
above
nothing
ment
is above the recommended
Indeed,
we can
guidelines range,
explain
guidelines range.
must it
its reason
doing
Congress
Supreme
so?
and the
even
that the district court
con
presume
yes,
have both said
see 18 U.S.C.
Court
guidelines
because the
range
sidered the
States,
3553(c)(2);
United
Gall
that.
failed to mention
And
also
128 S.Ct.
169 L.Ed.2d
although
majority
believes that
(2007),
circuit,
as has this
see United
twelve-month sentence included
“modest
Grams,
971 3553(c)(2) Face, (8th 733, § thus guage applies super- v. 383 White 738-39 Cir.2004). proceedings. fact, Cotton, vised-release-revocation In the district clearly give specific court did “the reason” This circuit previously applied has exceeding guidelines at the hear 3553(c)(2) § to supervised-release-revoca ing; only failing its in regards to the proceedings. See United States v. Cotton, requirement. written-statement (6th Johnson, 785, Fed.Appx. 356 793-95 399 (noting F.3d at 915 that the district Cir.2009) (unpublished opinion); United guidelines stated “I’ve exceeded the 517, v. Manning, Fed.Appx. States 317 reasons,” for four provided those rea (6th Cir.2009) (unpublished 523-24 opin sons). regular And the context of a ion). At least six other circuits have done sentencing hearing, this circuit recog has so, as well. See United States v. Miqbel, nized that a comply failure to with the (9th 1173, Cir.2006) 444 F.3d 1177-78 written-statement requirement will not re 3553(c)(2) § (holding applies super sult in reversible long error so as the proceedings); vised-release-revocation provides district court explanation oral Lewis, 239, United States 424 F.3d 244- for an above-guidelines sentence. (2d United Cir.2005) (same); 45 Williams, 212, Fed.Appx. 396 220 Whitelaw, (5th 580 F.3d 261-62 Cir. (6th Cir.2010) 2009) (unpublished opinion). This (holding that failure comply with is because the oral 3553(c)(2) sufficiently statement § in a supervised-release pro provides perception for the of a fair sen error); ceeding constitutes In re Sealed review, Case, meaningful appellate tence and for (D.C.Cir.2008) 527 F.3d 193 id., neither can (same); of which be said of the Tedford, United States v. 92 Fed. (10th Cir.2004) Lastly, sentence here. it is true that the Appx. (unpub order) Circuit, (same); unpublished, Seventh in an lished two- see also United Silva, page order on a motion to States v. withdraw as Cir.2006) 3553(c)(2) counsel California, § under Anders v. (applying proba 87 S.Ct. tion-revocation L.Ed.2d proceedings). The 1994 (1967), 3553(c)(2) 3553(a)(4) § held that ap § amendments does not support this ply supervised-release-revocation approach, pro because Congress explicitly add Garner, ceedings. States v. ed proceedings (7th Cir.2005) (un Fed.Appx. their 320-21 corresponding guidelines policy order). 3553(c)(2)’s (a)(4) published given But statements to subsection while leav 3553(c)(2) text, clear I do not find that court’s brief its connection to —and explanation persuasive. I also “subsection find note (a)(4)” unchanged. See Vio — *8 worthy relied, that court in lent Gamer Crime Control and Law Enforcement 103-322, part, on the fact that no other circuit at XXVIII, Act of Pub.L. Title -just four months after § Booker Stat. 2095-96 time— opposite was decided—had reached the Eighth The two cases from the conclusion. Id. The cases mentioned distinguishable, are because in those cases above, however, this show reliance to have that court considering a different misplaced. been question from presented the one here: 3553(c)(2)’s Any suggestion regarding what § has been requirement whether of a 3583(e) § unpersuasive. omitted from written statement of reasons for sen- 3583(e) permits Section guidelines range applies tence outside the revocation su- pervised only in supervised-release-revocation proceed- release after the court has Cotton, most, all, ings. See United States v. considered but not of the factors Cir.2005); 3553(a). 3583(e) § listed in Section pro- supervised term of of a defendant’s cation “may, after consider- that the court vides from the conceptually forth in section different factors set release is ing the (a)(2)(D), (a)(2)(B), (a)(2)(C), conduct; 3553(a)(1), provided for criminal punishment terminate, (a)(6), (a)(7),” (a)(4), (a)(5), and as a properly understood the former extend, or revoke a term of while the latter can re- of trust” “breach release, to be or order defendant only following a convic- in a sanction sult confinement. 18 U.S.C. placed on home Id. separate proceeding. a criminal tion in 3583(e). Clearly contains § this list Sentencing (citing at Guidelines 3553(a) factors, only to § and it relates (2004)). result, Pt. A As a Ch. Manual, what must consider and what the court conduct constitutes where a defendant’s may impose; the court types of sanctions supervised-release a violation of a both with what provision nothing has to do this offense, separate a criminal condition and But this is not explain. the court must proceed- supervised-release in a 3553(c) already § surprising given that ad- imposing a should remain focused on a court must ex- dresses what trust,” for the “breach of sanction pro- plain supervised-release-revocation to do what should not consider need Frankly, meaning ceedings. to derive (a)(2)(A) providing calls subsection for— 3553(c)(2) § fact that was not from the for the offense.” Id. “punishment 3583(e) § implies belief mentioned provision, omitted subsection The second 3553(c)(2) § enact Congress needed to (a)(3), provides for consideration of “the apply once. twice before the section can available.” It would kinds of sentences Nonetheless, in- Congress the fact that superfluous required have been to have 3553(a) many § of the dividually listed so supervised-release proceed- in a the court 3583(e) ques- §in does raise the factors factor, however, be- ing to consider this this list? tion: what has been omitted from available” in cause “the kinds of sentences 3553(a)(1), Subtracting “section[s] proceeding are listed (a)(2)(B), (a)(2)(C), (a)(2)(D), (a)(4), (a)(5), 3583(e), considering §in After itself. 3553(a) (a)(7)” (a)(6), § from reveals 3553(a) factors, may, § the court listed (a)(2)(A) the answer: subsections “(1) context, terminate a depending on (a)(3). And the content of these subsec- (2) ...; supervised release extend term of why they demonstrates were omitted tions ... ... a term of release 3583(e). § from reduce, modify, enlarge or the conditions first, (a)(2)(A), provides subsection (3) ...; supervised release revoke for consideration of the need for the sen- (4) ...; supervised release or term of “to reflect the seriousness imposed tence place to remain at his order the defendant offense, respect for the promote of the and, during nonworking hours of residence law, just punishment for provide and to directs, compliance if the court so to have 3553(a)(2)(A). the offense.” 18 U.S.C. by telephone sig- or electronic monitored explained But as the Ninth Circuit 3583(e)(1)- naling U.S.C. devices[.]” (a)(2)(A)’s on the Miqbel, subsection focus *9 (4). quite It therefore understandable is providing “seriousness of offense” would have omitted subsec- Congress “just for the makes punishment offense” (a)(2)(A), (a)(3), along with subsection inappropriate the subsection for consider- of factors a court must con- from the list in a supervised-release-revocation ation supervised-release proceeding. in a sider proceeding. Miqbel, 444 at 1181-82. F.3d argues that the district court Primarily, Sentencing because the this is why ... adequately explain made clear that the revo- “failed to Commission has
973 guideline range sentence sentence, above was meritorious claim for a lesser but 10; necessary.” Malone Br. at see also id. suggest there is little to that the district at 11-12. Because the district court did actually it, considered then remand give indication that knew the may be appropriate.”). range recommended sentencing or intend- I would vacate and remand resen- variance, impose ed to an much and, therefore, tencing, respectfully dis- explanation why less an it imposed a sent. sentence above the recommended sentenc- ing range, meaningful we cannot conduct
appellate review and we must remand for
resentencing. respect
With to the district treat- court’s request year-and-a-
ment Malone’s for a
day district court not to provide explanation
failed in re-
sponse request, to that but also important-
ly permit the district court did Ma- attorney request,
lone’s even to finish his
thereby demonstrating an unwillingness argument.
consider the The entire ex-
change as follows: Honor, attorney]:
[Malone’s Your would
the Court consider 12 months and one
day eligible make him for— America, UNITED STATES of just The Court: I think 12 months Plaintiff-Appellee, fine. Thank you. R. though 15-16. Even “arguments can, clearly without merit and for the sake WILLIAMS, Odell Defendant- should, judicial economy be passed over Appellant. silence,” Smith, No. 09-5014. Cir.2007) (internal quo omitted), tation marks this was not such an Appeals, Court argument. requested of one sentence Sixth Circuit.
year day and one have would been to Malone’s day benefit because the extra Dec. 2010. eligible good- would have made Malone 3624(b)(1). time credit under 18 U.S.C.
It provided would also have an incentive good prison. behavior in See Barber v. —
Thomas, -, S.Ct.
2505, 177 L.Ed.2d 1 It therefore
clearly argument, non-fiivolous deserv consideration and discussion Gale,
district court. United States v. (6th Cir.2006) (“When, on
appeal, a argument sup defendant’s
porting presents arguably evidence
