Lead Opinion
Lorenzo Viezcas-Soto appeals his twenty-four month sentence after pleading guilty to one count of illegally reentering the United States following deportation, in violation of 8 U.S.C. § 1326(a). In calculating his offense level under the United States Sentencing Guidelines (U.S.S.G.), the district court imposed a sixteen-level enhancement after determining that a pri- or state conviction qualified as a felony crime of violence. Because we conclude the government did not meet its burden of proving the offense was a felony within the meaning of the relevant Guidelines section, we vacate Viezcas-Soto’s sentence and remand for resentencing.
I. BACKGROUND
Viezcas-Soto, a Mexican citizen, first entered the United States in 1980. He is not a United States citizen, and has been deported on three prior occasions: December 1990, July 1991, and February 1994. In November 2007, Viezcas-Soto was once again apprehended by immigration authorities, this time in Omaha, Nebraska. He subsequently pleaded guilty to the illegal reentry charge underlying the instant appeal.
The presentence investigation report (PSR) revealed that in 1990, Viezcas-Soto was convicted in the Superior Court of San Joaquin County, California, on two counts of unlawful sexual intercourse. According to the PSR, the California court imposed a suspended sentence of 365 days in jail (with credit for six days served) and placed Viezcas-Soto on five years’ probation. Based on that conviction, the PSR included a sixteen-level enhancement under Guidelines section 2L1.2(b)(1)(A)(ii), for illegal reentry after a deportation that followed a conviction for a felony crime of violence. With the enhancement and an adjustment for acceptance of responsibility, ViezcasSoto’s offense level rose from 8 to 21 and, coupled with his criminal history category of II, subjected him to an advisory range of 41-51 months. Because the statutory maximum sentence was two years’ imprisonment, however, twenty-four months became the default Guidelines sentence.
At sentencing, Viezcas-Soto objected to the enhancement on the grounds that his
II. DISCUSSION
Before imposing a sentence, the district court must begin by correctly calculating the applicable advisory Guidelines range. United States v. Weems,
Guidelines section 2L1.2(b)(1)(A)(ii) increases a defendant’s base offense level by sixteen if the defendant was previously deported following “a conviction for a felony that is ... (ii) a crime of violence.” Both “felony” and “crime of violence” are terms of art specifically defined for purposes of this section in the accompanying commentary. U.S.S.G. § 2L1.2(b)(1)(A)(ii), cmt. n. 1(B)(iii) & n. 2. On appeal, Viezcas-Soto contends that his prior California conviction for unlawful sexual intercourse does not satisfy the relevant definition of either term. He also challenges his sentence as substantively unreasonable. Because we conclude the government failed to prove, by a preponderance of the evidence, that his prior offense was a felony within the meaning of section 2L1.2(b)(l)(A)(ii), we reverse without reaching his other arguments. See United States v. Razo-Guerra,
A felony for these purposes is “any federal, state, or local offense punishable by imprisonment for a term exceeding one year.” U.S.S.G. § 2L1.2(b)(l)(A)(ii), cmt. n. 2. Application of that fairly straightforward definition is complicated in this case, however, by the fact Viezcas-Soto was convicted of violating California Penal Code section 261.5(c).
At sentencing, the government introduced the information filed against Viezcas-Soto in San Joaquin County as
In this case, it appears such a judgment was rendered. The PSR indicates the California court imposed a suspended sentence of 365 days in jail, with credit for time served, and placed Viezcas-Soto on five years’ probation. In granting probation, California judges may either “suspende ] the imposition of sentence or ... impos[e] sentence and suspend[] the execution thereof.” People v. Alotis,
Thus, in Alotis, the California Supreme Court held that a defendant charged with a wobbler offense stood convicted only of the misdemeanor version of the offense where the state trial judge sentenced her to one year in the county jail, suspended execution of that sentence, and placed her on three years’ probation. Id.; see also, e.g., In re Daoud,
We couch our conclusion in somewhat equivocal terms, however, because there is an ambiguity in the record that renders the matter not entirely free from doubt. Specifically, although Viezcas-Soto received a suspended jail sentence, he also received five years’ probation. Thus, the government cites California Penal Code section 1203a, which governs the period of probation in misdemeanor cases and “lim
A nonharmless error in the calculation of the applicable Guidelines range requires that a reviewing court vacate the sentence and remand for resentencing. Weems,
the bottom line is ... he was given a two-year sentence, told not to come back to the United States unless he does so legally, and he did. And so he’s got to get at least the same sentence as he got before. And so I’m sentencing him to the 24 months, which is the same as he got the last time, and hope that he figures out that he’s not supposed to come back here unless he does so legally.
Nonetheless, “to support a finding of harmless error, the record clearly must show not only that the district court intended to provide an alternative sentence, but also that the alternative sentence is based on an identifiable, correctly calculated guidelines range.” United States v. Icaza,
III. CONCLUSION
For the foregoing reasons, we vacate Viezcas-Soto’s sentence and remand his case to the district court for resentencing.
Notes
. Although section 261.5 creates several distinct offenses and the information does not specify the applicable subsection, the parties agree Viezcas-Soto was convicted of violating section 261.5(c). That subsection makes it unlawful for a person eighteen or older to have intercourse with a person who is under eighteen and at least three years younger than the perpetrator.
. Robert L. v. Superior Court,
. Moreover, the most apposite authority we have found on point suggests California courts might resolve any inconsistency in Viezcas-Soto's favor. See Daoud,
Dissenting Opinion
dissenting.
This appeal presents the question whether Viezcas-Soto’s prior conviction for violating California’s statutory rape law qualifies as a “felony” and a “crime of violence” for purposes of a 16-level enhancement under § 2L1.2(b)(l)(A) of the advisory sentencing guidelines. Although the relevant offense carried a maximum sentence of three years’ imprisonment, the Court finds that Viezcas-Soto’s conviction was converted from a felony to a misdemeanor under California law. The Court goes on to hold that the district court’s erroneous application of § 2L1.2(b)(l)(A) requires a remand for resentencing. Because I would find that Viezcas-Soto’s pri- or conviction qualifies as a felony and a crime of violence and that his 24-month sentence is reasonable, I respectfully dissent.
At the outset, it is worth reiterating that a “felony” under § 2L1.2(b)(l)(A) is “any federal, state, or local offense punishable by imprisonment for a term exceeding one year.” U.S.S.G. § 2L1.2 cmt. n. 2 (emphasis added). The Court asserts that our application of this “fairly straightforward definition” is “complicated” by the fact that California treats statutory rape as a so-called “wobbler” offense. Ante, at 906. In particular, section 261.5(c) of the California Penal Code provides that
[a]ny person who engages in an act of unlawful sexual intercourse with a minor who is more than three years younger than the perpetrator is guilty of either a misdemeanor or a felony, and shall be punished by imprisonment in a county jail not exceeding one year, or by imprisonment in the state prison.4 It is undisputed that Viezcas-Soto was
charged with two counts of committing a felony violation of section 261.5(c). But that does not necessarily signify that the specific characteristics of Viezcas-Soto’s offense made it too severe to qualify as a misdemeanor, for under California law a wobbler is “regarded as a felony for every purpose until judgment.” United States v. Robinson,
The only evidence about the disposition of Viezcas-Soto’s prior conviction is the following fragment contained in the PSR: “5 years probation, 365 days jail (credit for 6 days jail) suspended.” The Court correctly notes that an order granting probation and suspending the imposition of a sentence is not a “judgment” under California law and thus cannot automatically convert a felony into a misdemeanor. See Robinson,
In my view, the Court gives short shrift to the threshold question whether California’s classification of Viezcas-Soto’s underlying conviction controls the meaning of the term felony under § 2L1.2(b)(l)(A). An alternative to the Court’s admittedly “complicated” approach would be to limit our inquiry to the maximum term of imprisonment that the state court was authorized to impose for the relevant offense. While section 261.5(c) does not specify a maximum term of incarceration in state prison, section 18 of the California Penal Code provides that the default maximum term of imprisonment for a felony offense is three years. Accordingly, section 261.5(c) would appear to qualify as a felony under § 2L1.2(b)(l)(A) because it is “punishable by imprisonment for a term exceeding one year.”
The Court reaches a contrary conclusion by accepting the proposition that when a wobbler is converted from a felony to a misdemeanor it is thereafter treated as a misdemeanor “for all purposes.” See Cal.Penal Code § 17(b). Indeed, the Court gives this proposition retroactive force, declaring that section 261.5(c) is either “a misdemeanor punishable by imprisonment in the county jail for a term not exceeding one year” or “a felony punishable by imprisonment in the state prison for up to three years.” Ante, at 4 (emphasis added). The Court’s construction of section 261.5(c) begs the question. The fact that a wobbler is ultimately converted from a felony to a misdemeanor does not prove that the offense was never punishable by imprisonment for a term exceeding one year, but only that the offense was not actually punished as severely as it might have been if it were treated as a felony. Notwithstanding the final classification of Viezcas-Soto’s prior conviction under California law, the state court clearly possessed the authority at the time of sentencing to impose a term of imprisonment that exceeded one year. The Court does not convincingly explain why the maximum term of imprisonment is not controlling as a matter of federal law.
To be sure, the Court can claim support for its approach from a line of cases in which we have examined state law to determine whether a defendant is eligible for an enhanced sentence by virtue of a prior conviction. See, e.g., United States v. Gomez-Hernandez,
Focusing exclusively on the maximum term of imprisonment has several clear advantages over the Court’s approach. Most importantly, it permits the federal courts to “avoid the vagaries of sentencing defendants on the basis of idiosyncratic or unusual felony/misdemeanor classifications.” United States v. Jones,
Assuming, for the sake of argument, that California’s classification scheme is controlling, I would still find that ViezcasSoto’s underlying conviction qualifies as a felony. The dispositive question is whether the state court converted Viezcas-Soto’s conviction from a felony to a misdemeanor by “imposing a punishment other than imprisonment in the state prison.” See CaLPenal Code § 17(b)(1). The Court answers this question in the affirmative, finding that the state court sentenced ViezcasSoto to 365 days in jail, suspended the execution of that sentence, and granted a five-year term of probation. Ante, at 5. I disagree for two reasons.
First, the Court’s description of the state court’s sentencing order is premised on conjecture. Recall that an order granting probation and suspending the imposition of a sentence is not a judgment under California law, while an order granting probation after suspending the execution of a sentence that was actually imposed is a judgment and can, therefore, automatically convert a felony into a misdemeanor. As I noted above, the only evidence in the record regarding the disposition of Viezcas-Soto’s prior conviction is a fragment contained in the PSR that merely records a bare-bones summary of the outcome: “5 years probation, 365 days jail (credit for 6 days jail) suspended.” In this context, “suspended” could mean that the state court sentenced Viezcas-Soto to 365 days in jail, suspended the execution of that sentence, and granted a five-year term of probation. Alternatively, “suspended” could mean that the state court suspended the imposition of a sentence, granted Viezcas-Soto a five-year term of probation, and ordered Viezcas-Soto to spend 365 days in jail as a condition of his probation. See CaLPenal Code § 1203.1(a) (providing that
Second, the Court’s determination that the state court converted Viezcas-Soto’s conviction from a felony to a misdemeanor assumes that the state court violated state law. As the Court concedes, ViezcasSoto’s five-year term of probation exceeds the maximum term of probation authorized for two counts of committing a misdemean- or violation of section 261.5(c). Ante, at 6; see Cal.Penal Code § 1203a. Meanwhile, Viezcas-Soto’s five-year term of probation is entirely consistent with the maximum term of probation authorized for two counts of committing a felony violation of section 261.5(c). See Cal.Penal Code §§ 1203(a), 1203.1(a). The Court does not reconcile its finding that the state court treated Viezcas-Soto’s conviction as a misdemeanor with the inconvenient fact that Viezcas-Soto received a term of probation that could only be lawfully imposed on a felony offender. I would avoid this incongruity by applying the well-established “presumption that state courts know and follow the law.” Woodford, v. Visciotti
Having determined that Viezcas-Soto’s prior conviction for violating section 261.5(c) of the California Penal Code qualifies as a felony, I would go on to find that the conviction also qualifies as a crime of violence under § 2L1.2(b)(l)(A)(ii). At the time of Viezcas-Soto’s federal sentencing proceeding, the commentary to § 2L1.2 defined “crime of violence” as
murder, manslaughter, kidnapping, aggravated assault, forcible sex offenses, statutory rape, sexual abuse of a minor, robbery, arson, extortion, extortionate extension of credit, burglary of a dwelling, or any offense under federal, state, or local law that has as an element the use, attempted use, or threatened use of physical force against the person of another.
U.S.S.G. § 2L1.2 cmt. n. 1(B)(iii) (2007) (emphasis added).
Although section 261.5(c) is a subsection of California’s statutory rape law, ViezcasSoto contends that section 261.5(c) does not comport with the generic definition of statutory rape because California sets the age of consent at eighteen rather than sixteen. Viezcas-Soto’s principal authority for this contention is United States v. Rodriguez-Guzman,
I am not persuaded that this court should follow the approach taken by the Ninth Circuit and the Fifth Circuit, which mistakes majority support for general consensus. In my view, our objective is to determine the “uniform definition” of statutory rape based on the “core, or common denominator, of the contemporary usage of the term.” Taylor,
In light of the governing principles set forth by the Supreme Court in Taylor, the generic definition of statutory rape adopted by our sister circuits in Rodriguez-Guzman and Lopez-DeLeon is almost certainly too narrow. While Taylor settled on a definition of generic burglary that excluded the burglary statutes of a few states, it did not countenance the articulation of a generic definition based merely on majority rule. It seems to me that a definition of “statutory rape” that excludes the statutory rape laws of seventeen states, including the most populous state in the Union, along with Texas (which sets the age of consent at seventeen), New York (seventeen), Florida (eighteen), and Illinois (seventeen), cannot reasonably be classified as “generic.” Thus, I would hold that the generic, contemporary definition of statutory rape is unlawful sexual intercourse with a person under eighteen years of age. This definition is “uniform” in the sense that it encompasses the variable ages of consent used in the Model Penal Code and the criminal codes of all fifty states plus the District of Columbia. Moreover, this definition is based on the “common denominator” shared by all statutory rape laws — the criminalization of sexual intercourse with a person below an age set by legislative fiat at eighteen years or younger.
Applying the categorical approach, I would find that California’s statutory rape law, section 261.5(c), comports with the generic definition of statutory rape. Accordingly, I would find that Viezcas-Soto’s prior conviction for violating section 261.5(c) qualifies as a per se crime of violence under § 2L1.2(b)(l)(A)(ii).
Viezcas-Soto argues, in the alternative, that his sentence of 24 months’ imprisonment is substantively unreasonable because it is greater than necessary to comply with the purposes of sentencing under 18 U.S.C. § 3553(a). I disagree.
Although Viezcas-Soto pled guilty to violating subsection (a) of § 1326, which standing alone carries a maximum sentence of 24 months, he was still eligible for a higher maximum sentence under subsection (b) of § 1326, which the Supreme Court has held is a “penalty provision” rather than a “separate crime.” See Almendarez-Torres v. United States,
Needless to say, Viezcas-Soto was not prejudiced by the district court’s erroneous determination of the maximum sentence; after all, the district court’s error resulted in its imposition of a sentence below the presumptively reasonable guideline range.
Viezcas-Soto asserts that the district court committed a clear error of judgment in weighing the relevant sentencing factors. Given Viezcas-Soto’s history of re
In summary, I would find that ViezcasSoto’s prior conviction for violating California’s statutory rape law qualifies as a felony and a crime of violence for purposes of the 16-level enhancement under § 2L1.2(b)(l)(A) and that his sentence is reasonable. Accordingly, I would affirm Viezcas-Soto’s 24-month sentence.
. Section 261.5(a) defines “minor” as "a person under the age of 18 years.”
. Incidentally, the Court’s approach contradicts Viezcas-Soto’s argument that "California’s label is irrelevant” and ”[w]hat matters [under § 2L1.2(b)(1)(A) ] is the maximum punishment authorized for the offense for which Viezcas-Soto was convicted.” (Appellant's Br. 10.)
. The commentary to § 2L1.2 has since been amended to clarify that the term "forcible sex offenses” includes offenses "where consent to the conduct is not given or is not legally valid, such as where consent to the conduct is involuntary, incompetent, or coerced.” See U.S.S.G. amend. 722.
. This survey of statutory rape laws fails to account for age-differential requirements and other circumstances that may raise or lower the pertinent age of consent. See Rodriguez-Guzman,
. The generic definition of statutory rape is, of course, subject to change. For example, if California was left as the only state that set the age of consent at eighteen, then the "uniform” age of consent might be lowered to seventeen.
. Viezcas-Soto’s prior conviction also fits the generic definition of "sexual abuse of a minor,” another enumerated crime of violence under § 2L1.2(b)(l)(A)(ii). We have suggested that sexual abuse of a minor has at least three elements: (1) sexual conduct; (2) engaged in with a person under eighteen years old; (3) engaged in by a person who is older (but how much older?) than the victim. See United States v. Medina-Valencia,
. Any prejudice that the Government suffered is irrelevant to the present analysis because the Government failed to cross-appeal.
. With respect to the scope of the resentencing proceeding that the Court has ordered, I note that the district court is free to consider additional evidence that may conclusively resolve the question whether Viezcas-Soto's pri- or conviction for violating California’s statutory rape law qualifies as a felony. See United States v. Dunlap,
