Lead Opinion
GIBBONS, J., delivered the opinion of the court, in which SUTTON, J., joined and MOORE, J., joined in part. MOORE, J. (pp. 725-27), delivered a separate opinion concurring in the judgment.
OPINION
When officers arrived at an apartment complex to investigate reported gunfire, Victor Garcia fled. The officers pursued Garcia, and one officer saw objects fall from his person as he scrambled over a fence. Once the officers had subdued and arrested Garcia, they returned to the fence and discovered two items among other snow-covered debris: a silver revolver nestled in the snow and a baseball cap perched atop the snow. A federal indictment and two-day trial followed, and the jury convicted Garcia of one count of being a felon in possession of a firearm. The district court subsequently sentenced Garcia to a Guidelines sentence of ninety-six months of imprisonment. Garcia now appeals. He maintains that the evidence was insufficient to establish that he possessed the revolver, the prosecutor improperly vouched for the credibility of a Government witness during closing arguments, and the sentence imposed by the district court was substantively unreasonable. We affirm Garcia’s conviction and sentence.
I.
Shortly before midnight, a woman in Kalamazoo, Michigan, awoke to the sound of gunfire — one initial shot followed by between two and four more. She immediately called 911, and as she was making
Garcia looked in the direction of the officers’ vehicle and quickened his pace. The officers parked and exited their vehicle, intent on following Garcia to investigate his involvement in the gunfire. As Garcia approached the building’s corner, he stretched into a full sprint. The officers pursued Garcia but could not keep pace. Sergeant Chad YanderKlok had arrived on the scene, however, and he continued the pursuit. Garcia climbed over a fence and fell to the ground, and as he stood up, VanderKlok noticed that “some objects had fallen from his person.” Garcia then continued to run toward a large pile of brush, and as he fell into the brush, VanderKlok caught Garcia, and jumped onto his back. Garcia resisted arrest, but when Boutell caught up with them, the two officers were able to subdue Garcia, take him into custody, and place him in a squad car. An officer drove Garcia to the police station, and throughout the trip Garcia expressed concern about “his hat.”
Meanwhile, VanderKlok searched the area where he had seen objects fall from Garcia’s person. In the snow, he discovered a baseball cap and a silver revolver. The revolver was resting on top of an old boot, and both its handle and part of its barrel were buried in the snow.
Three unfired rounds and two spent casings were inside the revolver’s cylinder when it was seized. No fingerprints were found on the gun or the casings. No gunshot residue tests were performed, and although the gun was swabbed for DNA, no follow-up tests were conducted.
A federal grand jury returned an indictment charging Garcia with one count of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1), and a jury convicted Garcia after a two-day trial in November 2012. The probation office’s presentence investigation report recommended a base offense level of 24, then applied a two-level increase because the revolver was stolen.
At the March 2013 sentencing hearing, the district court expressed concern about Garcia’s vacillation between stages of articulateness and intelligence, on the one hand, and immaturity and violence on the other hand. In the district court’s mind, Garcia was proving himself to be incorrigible. He was written up eighteen times while he was incarcerated awaiting trial and sentencing, for example. The district court concluded that neither a departure nor a variance was warranted and sentenced Garcia to ninety-six months of imprisonment. Garcia timely appealed.
II.
Garcia advances three arguments on appeal. He first contends that the evidence was insufficient to establish that he possessed the revolver because there was no direct evidence of his possession and the circumstantial evidence of possession is belied by a photograph showing that portions of the revolver were buried in the snow. Garcia next argues that the prosecutor improperly vouched for the credibility of a Government witness. And third, he challenges the substantive reasonableness of the sentence imposed by the district court. We take each argument in turn.
A.
Garcia maintains that the evidence presented at trial was insufficient to establish beyond a reasonable doubt that he possessed the revolver. We review de novo a challenge to the sufficiency of the evidence in a criminal case. United States v. Howard,
A defendant’s conviction under 18 U.S.C. § 922(g)(1) may be premised on either actual or constructive possession of a firearm. United States v. Campbell,
The prosecution’s case against Garcia was premised on a theory of actual rather than constructive possession. The United States posited that the revolver fell from Garcia’s person as he clambered over a fence in an effort to avoid apprehension by the officers who pursued him. The Government acknowledged the absence of direct evidence proving actual possession: No one saw Garcia holding the weapon, and VanderKlok acknowledged that he never saw Garcia drop the gun. The prosecution instead relied on circumstantial ev
We have found similar circumstantial evidence to be sufficient to sustain a conviction for actual possession of a firearm. In United States v. Barnett, we sustained a defendant’s conviction where the officers saw the defendant throw a long black object to the ground as he fled.
Those cases are distinguishable, says Garcia, because neither Boutell nor Van-derKlok saw Garcia possess an object that specifically resembled the silver revolver. This argument conflates sufficiency with necessity. The prosecution’s case doubtless would have been stronger had Van-derKlok recognized one of the “objects” to be a shiny silver revolver. Yet we have never held that a possession conviction cannot be sustained without direct evidence that the defendant possessed something resembling the contraband that the defendant stands convicted of possessing. Quite the opposite. Our possession cases establish that no single fact or set of facts is a necessary condition to establish possession of contraband. Rather, we must view all of the evidence, both direct and circumstantial, in the light most favorable to the prosecution, then ask whether any rational trier of fact could have found beyond a reasonable doubt that the defendant possessed the contraband. Howard,
We have sustained drug possession convictions in analogous cases. The defendant in United States v. Clemons led officers on a high-speed car chase before exiting his vehicle and fleeing on foot.
As officers approached the defendant in United States v. Jones, he “darted behind
Other circuits have sustained possession convictions in similar circumstances as well. The defendant in United States v. Burton fled when officers approached, and he tossed two items to the ground.
An officer pursued the fleeing defendant in United States v. Rucker and saw him “bend down and place something on the ground.”
These decisions reveal no single hallmark of sufficiency in cases charging actual possession of contraband. No common factual thread runs through each of the cases, and neither the presence nor the absence of any particular fact has been deemed dispositive. Accordingly, to sustain a conviction for actual possession of contraband that the defendant allegedly discarded before his or her arrest, the witness linking the defendant to the contraband need not be able to describe with specificity the object thrown by the defendant if adequate circumstantial evidence links the defendant to the contraband. The relevant question in these cases is whether the Government’s theory is supported by sufficient circumstantial evidence of guilt. Although the circumstan
The circumstantial evidence presented at Garcia’s trial supported the reasonable inference that the revolver was one of the objects that fell from Garcia’s person as he scaled the fence. Portions of the gun’s handle and barrel were buried in the snow, but the revolver’s cylinder lay on top of the snow. Jurors thus could infer that the gun came to rest in that position since the last snowfall less than twenty-four hours earlier. There were no other footprints in the area, suggesting that no one else had visited that area since the last snowfall. Despite the below-freezing ambient air temperature, moreover, there were droplets of water on the gun. Although.rational jurors might draw different inferences from the water’s presence, one reasonable inference is that the gun had just recently come to occupy its position on the snowy ground. The reasonableness of that inference is further enhanced by the reports of gunfire just minutes before Garcia fled the officers; the water droplets, the revolver’s proximity to Garcia, and the two spent rounds in the revolver together permitted jurors to infer that Garcia fired at least some of those gunshots. Once the district court determined that evidence of Garcia’s flight from the officers was admissible, moreover, the jurors were entitled to draw reasonable inferences, including inferences of guilt, from the fact of his flight. See United States v. Oliver,
The inference of possession is unreasonable, Garcia contends, because the gun was partially buried in the snow, as indicated in the photographs that the United States submitted to the jury. We decline Garcia’s invitation to weigh the photographic evidence anew; that is the jury’s prerogative, not ours. See United States v. Jackson,
To be sure, discussing evidence not presented may provide a very useful way of explaining the import or lack of import of what was presented in a particular case. The court in Bailey engaged in no inappropriate analysis. But at the end of the day, we look at what was presented, not what was not presented — whether or not an attorney has questioned a witness about the absence of specific evidence. What was not presented is not the focus and is not properly considered in application of the ultimate test. To conclude otherwise is an invitation to examine whether the Government might have presented a more convincing case, not whether it in fact presented a sufficient one. The concurring opinion, even though agreeing with our result, strays into a weighing of the evidence, an exercise that we do not undertake here, and one properly for the jury.
The United States thus presented sufficient evidence that Garcia possessed the revolver and that the revolver fell to the ground as he climbed the fence. Although Garcia’s conviction required the triers of fact to accept the chain of inferences that the United States posited at trial, each of those inferences is reasonable and supports Garcia’s conviction.
B.
Garcia next argues that the prosecutor improperly vouched for the credibility of Sergeant VanderKlok during his closing argument. We disagree.
Because “[p]roseeutors have a special duty to seek justice, not merely to convict,” Connick v. Thompson, — U.S. -,
Allegations of improper vouching are reviewed for both impropriety and flagrancy. Under this bifurcated analysis, we first determine whether the prosecu
If we conclude that the prosecutor improperly vouched for a witness’s credibility, we then ask whether the prosecutor’s remarks were sufficiently flagrant to warrant reversal of the defendant’s conviction. Several factors inform our assessment of flagrancy, including: (1) whether the prosecutor’s statement tended to mislead the jurors or unfairly prejudice the defendant, (2) whether the improper vouching consisted of one isolated comment or a series of improper remarks, (3) whether the improper statement appears to have been deliberate or inadvertent, and (4) the strength of the Government’s case against the defendant. Francis,
During his closing argument, the Assistant United States Attorney stated:
If Sergeant VanderKlok is lying about what he saw, why didn’t he just come in here and tell you, ‘Yeah, I saw him drop the gun”? Wouldn’t that make it a lot easier for everybody? “I saw him drop the gun.” Because that’s not what he saw. He came in here, he took an oath to tell the truth, and he told you the truth about what happened that night. About what he saw.
Garcia argues that “the prosecutor improperly used his position to vouch for his key witness and other evidence presented by the prosecution and to definitively inform the jury that his office was certain of Garcia’s possession of the firearm.” Because Garcia did not object to the prosecutor’s statement during the Government’s closing argument, we review for plain error. See United States v. Jackson,
We find the prosecutor’s remarks to be unobjectionable. The prosecutor never suggested that he possessed corroborative evidence that had been withheld from the jurors, nor did he otherwise “imply any special knowledge” of VanderKlok’s credibility. See United States v. Reid,
The establishment or rehabilitation of a witness’s credibility may amount to im
C.
Garcia also contends that his sentence was unreasonable because the district court failed to consider all of the applicable factors under 18 U.S.C. § 3553(a), gave an unreasonable amount of weight to Garcia’s criminal history, and impermissibly based its sentence on a factor that is not enumerated in § 3553(a).
Garcia presents his claims under the banner of substantive unreasonableness, but some of his allegations address procedural rather than substantive unreasonableness. A district court commits significant procedural error when it fails to calculate the Guidelines sentencing range, improperly applies the Guidelines or otherwise calculates the incorrect Guidelines sentencing range, treats the Guidelines as mandatory, fails to consider the § 3553(a) factors, selects a sentence based on clearly erroneous facts, or fails adequately to explain the chosen sentence. United States v. Brooks,
Garcia first contends that the district court did not afford sufficient weight to certain § 3553(a) factors, including mitigating circumstances and the nature of the offense. More generally, he argues that the sentence “was simply greater than necessary to punish the crime ... and greater than necessary to achieve appropriate sentencing goals.” The record reveals that the district court duly considered each of the § 3553(a) factors. See DE 76, Sentencing Tr., Page ID 726 (“The question then is what is the sentence that is sufficient but not greater than necessary under Section 3553 to accomplish all the purposes that counsel have alluded to here? The need to punish and deter appropriately,
The district court also did not give undue weight to Garcia’s criminal history. To be sure, the court spent considerable time addressing Garcia’s criminal history and proclivity for violence. The parties discussed at some length Garcia’s behavior while incarcerated, for example, and the court stated that Garcia’s prior convictions “weren’t all terribly serious, but some were, and the pattern is very disturbing.” But the court considered Garcia’s criminal history for the permissible purpose of determining the proper sentence in light of the need for deterrence and public protection, and the court acknowledged both the mitigating and aggravating effects of Garcia’s extensive criminal history. The transcript reveals thoughtful discussion and consideration of Garcia’s criminal past, and we find the court’s analysis to be eminently reasonable.
Nor did the district court act improperly when it observed that Garcia was on the verge of being classified as an armed career criminal. The court adverted to the fifteen-year mandatory minimum sentence that would have applied had Garcia qualified as an armed career criminal, but the court did not actually impose that sentence. Garcia therefore has no foundation from which to argue that his sentence was based on an impermissible factor.
This court must afford “due deference” to the district court’s determination of the appropriate length of a defendant’s sentence. United States v. Bolds,
III.
For these reasons, we affirm.
Notes
.Witnesses testified that the perceived color of Garcia’s coat depended on the lighting: It appeared to be white in bright light but appeared to be a darker color when it was not illuminated. There was no fur on Garcia’s coat.
. Garcia submitted two photographs of the revolver as an appendix to his brief in this court.
. The parties stipulated at trial that the revolver had been stolen but that Garcia did not participate in the theft.
. The defendant in Williamson similarly argued that "it was unlikely, if not impossible, to throw a pistol from the hallway at the top of the stairs, around the closet door, and into the closet, especially if it made only one ‘thump.’ ”
Concurrence Opinion
concurring in the judgment.
I concur in the judgment of the court. However, I note my disagreement with the majority’s refusal to consider the lack of fingerprint or DNA evidence tying Garcia to the gun recovered from the snow. The majority emphasizes that our sufficiency-of-the-evidence review is restricted to the evidence presented at trial. The evidence that no fingerprints were recovered from the gun and no DNA testing was conducted was introduced at trial. On direct examination by the government, a forensics
I also agree that the district court did not abuse its discretion in sentencing Garcia.
I do not agree, however, that a prosecutor telling the jury during closing argument that a witness told the truth is “unobjectionable.” Maj. Op. at 723. The prosecutor suggested that VanderKlok must have been telling the truth because if he was going to lie, he would have told a better lie.
The prosecutor’s theory that a liar would have told a more beneficial lie is not an “ostensibly commonsense conclusion.” Maj. Op. at 724. The psychology of lying is not a matter of common sense or common knowledge. Cf. Slagle v. Bagley,
The majority suggests that a prosecutor’s comments are not improper vouching unless the remarks “put the spotlight on the prosecutor — the prosecutor’s personal beliefs, the prestige of her office, her power to enforce and implement the plea agreement, her unique knowledge of the facts, etc.” Maj. Op. at 724. A remark need not be so obvious to be improper. This circuit has clearly held that a prosecutor can express a personal belief without making an “I” statement. See Hodge v. Hurley,
Nonetheless, I conclude that it was not plain error for the district court to fail to strike the statements sua sponte. The evidence against Garcia was not strong, so VanderKlok’s testimony that he saw objects fall from Garcia was significant. However, the statement that VanderKlok told the truth was a single, isolated comment. The prosecutor’s reminder to the jury that they were “to decide if what [they] heard on the witness stand was true,” R. 75 (Trial Tr. at 316) (Page ID # 670), and the district judge’s instruction to the jury that it was the “sole judge of the credibility of witnesses,” id. at 307 (Page ID # 661), mitigated the comment’s potential to mislead. United States v. Martinez,
. Specifically, the prosecutor stated, "[i]f Sergeant VanderKlok is lying about what he saw, why didn’t he just come in here and tell you, ‘Yeah, I saw him drop the gun’? Wouldn’t that make it a lot easier for everybody? 'I saw him drop the gun.’ Because that’s not what he saw.” R. 75 (Trial Tr. at 338) (Page ID # 692).
