UNITED STATES OF AMERICA v. JAMES E. VENABLE, a/k/a James Eugene Venable
No. 11-4216 (3:08-cr-00199-REP-1)
United States Court of Appeals for the Fourth Circuit
February 15, 2012
PUBLISHED
The Court amends its opinion filed January 18, 2012, as follows:
On page 2, attorney information section, lines 3-5, the name of “Brandon M. Santos, Special Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Richmond, Virginia” is deleted.
For the Court - By Direction
/s/ Patricia S. Connor
Clerk
Argued: December 9, 2011
Decided: January 18, 2012
Before NIEMEYER, KING, and DUNCAN, Circuit Judges.
Affirmed by published opinion. Judge Duncan wrote the opinion, in which Judge Niemeyer and Judge King joined.
COUNSEL
ARGUED: Patrick Risdon Hanes, WILLIAMS MULLEN, Richmond, Virginia, for Appellant. Richard Daniel Cooke, OFFICE OF THE UNITED STATES ATTORNEY, Richmond, Virginia, for Appellee. ON BRIEF: Joseph R. Pope, WILLIAMS MULLEN, Richmond, Virginia, for Appellant. Neil H. MacBride, United States Attorney, Alexandria, Virginia, for Appellee.
DUNCAN, Circuit Judge:
Appellant James Venable was indicted by the United States Attorney‘s Office for the Eastern District of Virginia (“United States Attorney‘s Office“) on the charge of possessing a firearm while being a felon, in violation of
I.
A.
We begin by reciting the relevant facts. We first set forth the events leading up to the arrests of Venable, and the two
1.
On January 8, 2008, Turner and Zechman burglarized a home in Campbell County, Virginia, and stole eleven firearms. For Turner‘s role in the burglary and larceny of the firearms, Campbell County authorities sought to indict him on January 24, 2008, on the following state law charges: (1) statutory burglary, in violation of
On January 28, 2008, Captain L.T. Guthrie from the Campbell County Sherriff‘s Office contacted Richmond Police Detectives Daniel O‘Connell and Jack P. Larry to enlist the Richmond Police Department‘s assistance in arresting Turner pursuant to arrest warrants issued for the burglary. Captain Guthrie and Detectives O‘Connell and Larry responded to Turner‘s residence and arrested him. After he was taken into custody, the three officers interviewed Turner about his involvement with the burglary. Turner cooperated with the officers, implicated himself in the burglary, and agreed to take them to the location where he had sold eight of the firearms. Turner directed the officers to the residence of an African American male named “James.”
While Captain Guthrie remained with Turner, Detectives O‘Connell and Larry knocked on the door of the house where
The next day, January 29, 2008, Campbell County authorities charged Zechman with the same three state law offenses as Turner. At the time of the offense, Turner and Zechman resided together in Richmond at the same address. That day, Detectives O‘Connell and Larry returned to Turner‘s and Zechman‘s residence to arrest Zechman on those charges. As the detectives spoke with Zechman, Venable exited a vehicle and began to approach the detectives and Zechman. The detectives cut him off before he reached the side of the residence where Zechman was standing, at which point Venable began yelling; Venable angrily demanded to know who told the police he had purchased the firearms. The detectives informed Venable that he needed to calm down, but Venable continued to be vocally hostile. At one point, Venable commented that he had just left the penitentiary, prompting Detective O‘Connell to relate to him that the officers had given him a break the previous night if he was a convicted felon. Venable responded that his felon status was beside the point. Shortly thereafter, Venable got back into his car and left Zechman‘s residence.
After arresting Zechman, the detectives checked Venable‘s criminal history, noted that he had prior felony convictions, and obtained a search warrant for Venable‘s residence (based on his criminal record and a box of .45 caliber ammunition that the detectives had seen inside his house the previous night). The detectives returned to Venable‘s residence, and he told them to leave unless they had a warrant. The detectives
2.
State prosecutors in Campbell County, located in the Western District of Virginia, obtained indictments against Turner and Zechman on April 30, 2008, on charges of statutory burglary, grand larceny, and possession of a firearm by a convicted felon.1 Both eventually pleaded guilty to the charges, Zechman on August 7, 2008, and Turner on November 4, 2009. On December 18, 2008, Zechman was sentenced to five years for statutory burglary, two years for grand larceny, and one year for possession of a firearm by a convicted felon. All three of Zechman‘s sentences were suspended on condition that she complete a rehabilitation program. In addition, Zechman was ordered to be on good behavior for a period of ten years and to comply with supervised probation for a period of three years. On January 28, 2010, Turner was sentenced to five years of incarceration with five years suspended for statutory burglary, five years of incarceration with five years suspended for grand larceny, and five years of incarceration for possession of a firearm by a convicted felon. Turner is currently serving his sentence with the Virginia Department of Corrections. Turner was also sentenced to supervised probation following his release.
3.
On January 29, 2008, the Commonwealth Attorney‘s Office for the City of Richmond (“Richmond Commonwealth Attorney‘s Office“) indicted Venable on the charge of possession of a firearm by a felon, in violation of
Project Exile is a federal-state law enforcement initiative jointly run by the Richmond Commonwealth Attorney‘s Office and the United States Attorney‘s Office.3 The project was implemented in Richmond in 1997 with the goal of reducing Richmond‘s high rates of violent crime by prosecuting firearm-related crimes federally whenever possible. Project Exile now targets the Richmond, Virginia metropolitan area, including the city of Richmond and Chesterfield and Henrico counties. It specifically targets convicted felons who possess guns. Under Project Exile, local police officers are encouraged to contact a federal agent whenever they encounter a gun in performing their duties, and, together with the federal agent, to determine whether federal law has been violated. In those cases in which the conduct alleged also constitutes a federal crime, local law enforcement officials and the
B.
1.
Before his trial in federal district court, Venable filed numerous pro se motions seeking to dismiss his indictment, including a “Motion to Dismiss based on Racial Discrimination” filed on August 6, 2008, which the district court denied on August 8, 2008. On August 11, 2008, a jury found Venable guilty of violating
Venable appealed his conviction to this court, claiming that the district court violated his Sixth Amendment right to counsel in not obtaining a voluntary and knowing waiver and forcing him to proceed pro se. United States v. Venable, 373 F. App‘x. 402, 403 (4th Cir. 2010). We agreed, reversed his conviction and remanded the case to the district court. Id. at 407. The United States elected to retry Venable.
Venable moved to dismiss the indictment, claiming that the United States Attorney‘s Office selected him for prosecution under the Project Exile program because of his race in violation of the equal protection component of the Fifth Amendment‘s Due Process Clause. Venable also filed a motion for
On October 5, 2010, the district court held a hearing during which Venable presented evidence in the form of testimony and exhibits in order to satisfy his burden to gain discovery into the government‘s records. He offered printouts from the Circuit Court of Campbell County detailing the charges and dispositions of the charges against Turner and Zechman.
Venable further offered a printout of Turner‘s criminal history in the Circuit Court of the City of Richmond. The bulk of Venable‘s documentary evidence was contained in a spreadsheet he designated, “Compilation of District Court Records 2005 to 2007” (the “Spreadsheet“). The Spreadsheet has seven relevant columns: Case Number, Name of the Defendant, Charges, United States Code Section, Disposition, Counsel, and Race of the Defendant. Pamela Bishop, a paralegal investigator with the Office of the Federal Public Defender in Richmond, Virginia, testified in the district court that the 178-page Spreadsheet compiles all of the publicly available federal cases that had been filed in the Eastern District of Virginia, Richmond Division, for 2005, 2006, and 2007. From this information, Bishop determined the percentage of African Americans charged with violating
Finally, Venable introduced statistics compiled from the Circuit Courts of Chesterfield, Hanover, and Henrico counties, Virginia, and the city of Richmond, Virginia detailing the number of African American, white, and American Indian defendants who were charged with violating
Citing the defendant‘s rigorous burden in obtaining discovery from the government‘s records on its prosecutorial decisions, the government declined to present any evidence and rested on Venable‘s burden. However, it then put forth arguments in opposition to Venable‘s motion and discovery requests premised on what the district found to be “an understanding of Project Exile not supported by evidence in the record.” J.A. 601. The government elected not to explain the criteria used by the United States Attorney‘s Office and the Richmond Commonwealth Attorney‘s Office in selecting those defendants to be prosecuted under Project Exile. The district court afforded the government more time to decide whether it would offer testimony or evidence about Project Exile, and specifically, how the government administers it, its
2.
In ruling on Venable‘s motion to dismiss the indictment on grounds of selective prosecution, the district court began by noting that a prior Eastern District of Virginia decision had expressed concern that because there was little information regarding the specific process by which defendants are selected for prosecution under Project Exile, one could cast some doubt on the assertion that race played no role in selecting defendants for federal prosecution under the program. See United States v. Jones, 36 F. Supp. 2d 304 (E.D. Va. 1999). Here, the district court continued, it had provided every opportunity to the United States Attorney‘s Office to present evidence “respecting Project Exile, its processes, its rationale, how it is utilized, and the criteria used to select City of Richmond cases for federal prosecution. The Government, however, within its right, chose to rest on the contention that the defendant had not met his burden.” J.A. 610. The district court continued:
It would have been preferable to have had the Government make a fuller explanation about how generally cases are selected for inclusion in Project Exile and then are prosecuted in federal court. That is significantly so given the expressions of concerns in Jones and the significant percentage of Project Exile defendants who are African-American. But, the United States Attorney‘s Office obdurately declined
to take that course. Hence, the motion must be decided on the existing record, which, unfortunately, leaves a considerable distaste because it is almost certain that the Government could have made a good affirmative showing had it not so woodenly embraced executive prerogative. That course did a considerable disservice to the record.
J.A. 610. In view of the record, the district court denied Venable‘s motion to dismiss the indictment, as well as his motion for discovery on his selective prosecution claim. Venable now appeals.
II.
Venable argues that the district court erred by denying him discovery on his motion to dismiss the indictment against him on selective prosecution grounds. We review de novo a district court‘s disposition of a motion for discovery in support of a selective prosecution claim. United States v. Lighty, 616 F.3d 321, 370 (4th Cir. 2010).
A selective prosecution claim is an “assertion that the prosecutor had brought the charge for reasons forbidden by the Constitution.” United States v. Armstrong, 517 U.S. 456, 463 (1996). The government ordinarily has wide latitude in deciding whether to prosecute. However, equal protection forbids basing the decision “on an unjustifiable standard such as race, religion or other arbitrary classification.” Id. at 464 (internal quotations omitted).
The burden on a party seeking to dismiss an indictment on the basis of selective prosecution is high. “In order to dispel the presumption that a prosecutor has not violated equal protection, a criminal defendant must present clear evidence to the contrary,” demonstrating that the government was motivated by a discriminatory purpose to adopt a prosecutorial policy with a discriminatory effect. Id. at 465 (internal quota-
Thus, to obtain discovery, Venable must produce some evidence making a credible showing that (1) similarly situated individuals of a different race were not prosecuted; and (2) the decision to prosecute was invidious or in bad faith. See Olvis, 97 F.3d at 743. We consider each element in turn.
A.
Defendants are similarly situated when their circumstances present no distinguishable legitimate prosecutorial factors that might justify making different prosecutorial decisions with respect to them. Olvis, 97 F.3d at 744. “Generally, in determining whether persons are similarly situated for equal protection purposes, a court must examine all relevant factors.” Id. Of particular significance here, the district court cannot only consider the other persons’ “relative culpability,” but must “take into account several factors that play important and legitimate roles in prosecutorial decisions.” Id. Examples of such factors include: (1) a prosecutor‘s decision to offer immunity to an equally culpable defendant because that defendant may choose to cooperate and expose more criminal activity; (2) the strength of the evidence against a particular defendant; (3) the defendant‘s role in the crime; (4) whether the defendant is being prosecuted by state authorities; (5) the
Applying the fact-focused Olvis test to the circumstances here, we conclude that Venable has failed to establish the first element of his selective prosecution claim; in other words, he has failed to produce any evidence making a credible showing that he was similarly situated to the white defendants (Turner and Zechman) who were not prosecuted federally. He can therefore not meet his burden of proof with respect to discriminatory effect.
It is largely dispositive here that different prosecutors in different jurisdictions under differing sovereigns made the different prosecutorial decisions as to Turner and Zechman on the one hand, and Venable on the other. This consideration is a permutation of the fourth Olvis factor: whether the defendant is being prosecuted by state authorities. Both Turner and Zechman were prosecuted by Campbell County authorities - geographically located in the Western District of Virginia, who expressed that they wanted to vindicate the rights of the owner of the firearms. Venable was originally charged by the Richmond Commonwealth Attorney‘s Office, geographically located in the Eastern District of Virginia, and was prosecuted federally only because the Richmond Commonwealth Attorney‘s Office presented his case to the United
Turning briefly to the remaining Olvis factors, we note that the first Olvis factor - a prosecutor‘s decision to offer immunity - does not bear on this case: nothing in the record suggests that the United States Attorney‘s Office offered immunity to either Turner or Zechman in exchange for their cooperation in the case or to expose further criminal activity. With respect to the second factor, the strength of the evidence, Venable brought forth almost no information relevant to the case against Zechman. By contrast, the strength of the evidence against Venable and Turner appears to be in equipoise: the record strongly implicates both defendants with respect to the offenses with which they were charged. Thus, Venable and Turner, but not Venable and Zechman, appear to be similarly situated under the second factor. The third factor, the defendant‘s role in the crime, is the sole factor militating in favor of Venable‘s claim: as relevant to the
The sixth, seventh, eight, and ninth factors - the amount of resources required to convict a defendant, the extent of prosecutorial resources, the potential impact of a prosecution on related investigations and prosecutions, and prosecutorial priorities for addressing specific types of illegal conduct - are all affected by Project Exile‘s role in this case. Venable‘s case was referred to the United States Attorney‘s Office by state authorities in Richmond pursuant to a well-established, longstanding, federal-state law enforcement initiative, for which Richmond authorities provide resources, including a prosecutor to assist with federal prosecutions. By contrast, Turner and Zechman could not have been prosecuted under that initiative, and Campbell County does not provide any resources for federal prosecutions in the Eastern District. Moreover, as noted above, Campbell County authorities expressed an interest in vindicating the rights of property owners within their county; federal prosecution could be viewed as impeding the vindication of that interest. Finally, Project Exile reflects prosecutorial priorities for addressing a specific type of illegal conduct: cases involving firearm-related offenses which are referred to federal authorities by local and state authorities. Again, it bears note that in order to prosecute Turner and Zechman, the United States Attorney‘s Office for the Eastern District of Virginia would have had to reach outside the Project Exile referral process, outside the geographic reach of Project Exile, and outside its own district.
In sum, given all of the circumstances and differentiating factors between Venable‘s case on the one hand, and Turner‘s and Zechman‘s cases on the other hand, Venable has failed to make a credible showing that a similarly situated defendant of
B.
We note as well that even if Venable had produced some evidence establishing that similarly situated individuals of a different race were not prosecuted, in order to obtain discovery on his selective prosecution claim he would also have to produce some evidence establishing that the decision to prosecute him was invidious or in bad faith. For the reasons discussed below, he falls short in this regard as well.
In order for a decision to prosecute to be “invidious or in bad faith,” thereby reflecting discriminatory intent, the government must be more than aware that a federal prosecutorial policy may result in the prosecution of one group more than another because discriminatory intent implies that the government “selected or reaffirmed a particular course of action at least in part ‘because of,’ not merely ‘in spite of,’ its adverse effects upon an identifiable group.” Wayte v. United States, 470 U.S. 598, 610 (1985) (internal quotations omitted). We have held that, absent an appropriate basis for comparison, statistical evidence of racial disparity alone cannot establish any element of a discrimination claim. Olvis, 97 F.3d at 745. “This is consistent,” we have observed, “with the general rule that in cases involving discretionary judgments essential to the criminal justice process, statistical evidence of racial disparity is insufficient to infer that prosecutors in a particular case acted with a discriminatory purpose.” Id. at 746 (internal quotations omitted). Notably, there is not “a presumption that unexplained statistical evidence of racial disparity proves racial animus.” Id. Instead, it is the defendant who bears the burden of making a credible showing that the statistical evidence amounts to some evidence of discriminatory intent. Id.
In Olvis, we found fault with a statistical study that showed that in the Norfolk-Newport News, Virginia, area, “of all the
Just as in Olvis, the statistical evidence provided by Venable, showing that for the three years preceding his prosecution - 2005, 2006, and 2007 - approximately 87 percent of the firearms prosecutions under Project Exile were brought by black defendants, contains no appropriate basis for comparison. It provides no statistical evidence about the number of blacks who were actually committing firearms offenses or whether a greater percentage of whites could have been prosecuted for such crimes. It does not even provide any evidence regarding the proportion of blacks residing within the relevant geographical area.
Moreover, even were we to accept Venable‘s statistical evidence as probative of discriminatory intent, we are unpersuaded by the additional facts that Venable points to as evidence that the prosecution against him was invidious or in bad faith. First, we reject his assertion, for which he offers no supporting evidence, that the circumstances surrounding his arrest and indictment “raise[ ] questions concerning whether the Government‘s decision to prosecute him under Project Exile was affected by race.” Appellant‘s Br. 18. Second, his contentions that the government‘s arguments explaining why Venable‘s selective prosecution claim should fail are “inconsistent,” Appellant‘s Br. 18, and that the government chose not to prosecute two “far more culpable” white individuals,
In sum, on the record presented, Venable has failed to carry his burden of producing some evidence to make a credible showing of both discriminatory effect and intent.4
For the foregoing reasons we affirm the judgment of the district court.
AFFIRMED