UNITED STATES of America, Plaintiff-Appellant, v. UVALDE CONSOLIDATED INDEPENDENT SCHOOL DISTRICT et al., Defendants-Appellees.
No. 79-1498.
United States Court of Appeals, Fifth Circuit.
Sept. 2, 1980.
Rehearing and Rehearing En Banc Denied Oct. 9, 1980.
625 F.2d 547
If the answer to the above question is in the affirmative, were the misrepresentations involved in this case sufficient to void this policy?
See Southern Guaranty Insurance Co. v. Pearce, 607 F.2d 146, 148 (5th Cir. 1979).
The Georgia court answered the first question in the negative, leaving no need to respond to the second. In accordance with that court‘s decision, the declaratory action summary judgment granted by the district court in favor of Southern Guaranty Insurance Co. is REVERSED and REMANDED, with instructions for the district court to enter judgment and all appropriate orders holding the policy to be in effect and denying relief to the insurer.
James C. Hill, Circuit Judge, concurred specially and filed opinion.
Drew S. Days, III, Walter Barnett, David Marblestone, Civil Rights Div., Dept. of Justice, Washington, D.C., for plaintiff-appellant.
Jeffrey A. Davis, Houston, Tex., for defendants-appellees.
ALVIN B. RUBIN, Circuit Judge:
A complaint by the Attorney General, in the name of the United States, brought under the Voting Rights Act of 1965, as amended,
I.
The case reaches us on the unsupported but not yet disproved allegations of the complaint. This initial pleading, which is required only to give notice of the claim, must be construed liberally so as to do substantial justice.
The complaint alleges that:
- the seven member Board of Trustees of the Uvalde Consolidated Independent School District is elected at-large;
- approximately fifty percent of the population of the school district is Mexican-American, but Mexican-American voters’ residences are concentrated in one part of the City of Uvalde;
- only one Mexican-American has ever been elected to the Board of Trustees and currently no Mexican-Americans serve on the board;2
- voting is normally along racial lines;
- the Board has discriminated against Mexican-Americans in the past by operating intentionally segregated elementary schools and is unresponsive to the needs of the Mexican-American community;
- as a result of the school district‘s election system, Mexican-Americans have less opportunity than “whites” to participate in the political process and to elect candidates of their choice to the Board;
- the at-large system of electing the Board has been implemented with the purpose of causing, and is causing, irreparable injury to Mexican-American voters by denying them, in effect, meaningful access to the political process and by frustrating their right to a full, undiluted vote.
Relying on these allegations, the Attorney General sought a judgment declaring that the at-large election system violated section 2 of the Voting Rights Act of 1965,
Acknowledging that at-large systems of selecting voters may violate the fourteenth amendment, see White v. Regester, 412 U.S. 755, 93 S.Ct. 2332, 37 L.Ed.2d 314 (1973); Whitcomb v. Chavis, 403 U.S. 124, 91 S.Ct. 1858, 29 L.Ed.2d 363 (1971), and, that if the complaint had been filed by an aggrieved voter, the allegations might state a fourteenth amendment claim, the district court nevertheless held that section 2 of the Voting Rights Act does not itself prohibit the maintenance of an at-large method of election for school board members,3 and, there
II.
Section 2 of the Voting Rights Act,
No voting qualification or prerequisite to voting, or standard, practice, or procedure shall be imposed or applied by any State or political subdivision to deny or abridge the right of any citizen of the United States to vote on account of race or color, or in contravention of the guarantees set forth in section 4(f)(2) [
42 U.S.C. § 1973b(f)(2) ].
The guarantees of section 1973b(f)(2) [section 4(f)(2) of the amended Act] assure against any denial or abridgment of the right to vote because the voter is a member of a language minority group.5 The Attorney General is authorized to sue to prevent violations of section 2.6
The school district now asserts, on the authority of City of Mobile v. Bolden, that a section 2 claim is not stated by allegations of dilution of voting rights, even coupled with a claim of discriminatory purpose.
III.
Bolden reversed a decision of this court holding that Mobile‘s at-large system of elections operated to discriminate against black voters in violation of the fourteenth and fifteenth amendments. See Bolden v. City of Mobile, 571 F.2d 238 (5th Cir. 1978). Our opinion had held that, if the challenged election laws were maintained for a discriminatory purpose, they violated both the fourteenth and fifteenth amendments, and that the plaintiffs had successfully proved discriminatory motive in the district court. The Supreme Court reversed our judgment.
The Bolden panel had not considered the statutory section 2 claims but upheld the judgment of the district court because the districting was found to violate both the fourteenth and fifteenth amendments. The Supreme Court, however, reviewed the circuit court decision under the statute as it stood prior to the 1975 amendment. While the members of the Court were not able to agree on a majority opinion, a plurality concluded that “the sparse legislative history of [pre-amendment] § 2 makes clear that it was intended to have an effect no different from that of the Fifteenth Amendment itself.” It, therefore, discussed the scope of the fifteenth amendment alone as coextensive with, as well as limitative of, section 2.
The plurality seems to conclude at one point “that the Fifteenth Amendment applies only to practices that directly affect access to the ballot” and is therefore not relevant to cases involving at-large districting. See Bolden, 446 U.S. at 60, 100 S.Ct. at 1509 n.3, 64 L.Ed.2d at 47 (Stevens, J., concurring in the judgment) Cf. Dougherty County Board of Education v. White, 439 U.S. 32, 99 S.Ct. 368, 379 n.4, 58 L.Ed.2d 269 (1978) (Powell, J., joined by Burger, C. J., and Rehnquist, J.) (section 2 “is limited to voting procedures that deny someone the right to vote“). However, Justice Stewart‘s opinion for the plurality also includes an extensive discussion of the need for proof of “racially discriminatory motivation” in a fifteenth amendment challenge to voting laws and implies that, where minorities register and vote without hindrance, such purposeful discrimination had not been shown. See Bolden, 446 U.S. at 62, 100 S.Ct. at
The ambiguity of the plurality opinion is alleviated by the various dissents and concurring opinions, each of which indicates that in a proper case an at-large districting plan may be held to violate the fifteenth amendment and, therefore, section 2.7 Moreover, the essential holding of this court in Bolden, that the fifteenth amendment prohibits purposefully discriminatory voting schemes, was approved in effect by a majority of the court. The plurality opinion focused on this requirement and appears to us to rest its conclusion that the fifteenth amendment was not violated on its finding that the “racially neutral” at-large districting was not “motivated by a discriminatory purpose.” 446 U.S. at 70, 100 S.Ct. at 1497, 64 L.Ed.2d at 47.8
We are convinced that the fundamental reasoning of our decision in Bolden, and its companion, Nevett v. Sides, 571 F.2d 209 (5th Cir. 1978), survives the Supreme Court‘s decision intact. Thus, “a showing of racially motivated official action that infringes the right to vote is sufficient to state a cause of action.” 571 F.2d at 221. Our precedent recognizes that at-large districting may result in substantial dilution of a minority vote and therefore constitute unconstitutional infringement of the right to vote if discriminatory purpose is shown. See Nevett v. Sides; see also United States v. East Baton Rouge Parish School Board, 594 F.2d 56 (5th Cir. 1979).
The Court in Bolden discussed the text of section 2 as it stood prior to the 1975 minority language group amendment, even though Bolden was filed after that amendment. It is evident, however, for reasons we shall now discuss, that the amendment did not weaken the conclusion we have reached.
If the fifteenth amendment includes persons of Spanish heritage and others who are members of language minority groups within the protection accorded to those identified by race or color, an interpretation that has been advocated by the Department of Justice both in this case and in the Congress,9 then the 1975 amendment subtracted nothing from practices reached by section 2, but merely extended its protection to specifically designated racial groups. In that event, the views expressed in Bolden apply directly to such groups. If, on the other hand, groups identifiable only by linguistic characteristics are not race or color groups, however elusive the concept of race, Congress has no fifteenth amendment authority to legislate for their protection. Because Congress‘s fifteenth amendment enforcement authority reaches only legislation directed against racial or color discrimination, the amendment might be considered beyond the Congress‘s fifteenth amendment authority.
Whether Congress had power under the fifteenth amendment to extend protection to language minority groups we need not now decide. In taking this action, Congress invoked its fourteenth amendment charter as well. See
Although Congress‘s invocation of the fourteenth amendment alone might not support a conclusion that at-large districting is a “standard, practice or procedure” forbidden by section 2, the legislative discussion preceding the amendments indicates that this was Congress‘s view of the substantive scope of the section 2 prohibition when it adopted the amendments, whether or not that interpretation was previously proposed. In 1975, a central concern of the Congress was the need to protect language minority groups from practices that deprived them of equal political participation. Among the catalogued abuses, Congress noted the problem of “dilution of the vote” of language minority groups by voting structures, including “the at-large structure.” “These structures effectively deny Mexican-American and black voters in Texas political access . . . .” H.R.Rep. No. 94-196, 94th Cong. 1st Sess. 19-20 (1975). The Congress specially invoked fourteenth amendment authority for the extension designed to alleviate the problems faced by Mexican-American voters in exercising their votes, and the House and Senate reports specifically discuss White v. Regester, 412 U.S. 755, 93 S.Ct. 2332, 37 L.Ed.2d 314 (1973), a case in which the Supreme Court determined that a Texas at-large districting plan violated the fourteenth amendment rights of Mexican-American voters. See H.R.Rep. No. 94-196, 94th Cong. 1st Sess. 19 (1975); S.Rep. No. 94-295, 94th Cong., 1st Sess. 25 (1975). The legislative history plainly supports the United States’ position that section 2, as amended, was intended to provide the Attorney General with a means of combatting the use of at-large districting plans to dilute the Mexican-American vote.
It is evident that, whatever the scope of section 2 as a fifteenth amendment enforcement statute, its amendment in 1975 to expand its reach to fourteenth amendment violations was intended to bring within its scope allegations of purposeful discrimination in at-large election schemes.12
IV.
The Act applies only to a “State or political subdivision.” The school district argues that, while it might be considered an agency of the state or a political subdivision were these terms used in their usual broad significance, they are used in the act as terms of art deliberately defined in a limited way so as to exclude such units as school districts.13
Section 14(c)(2) of the Act,
The term “political subdivision” shall mean any county or parish, except that where registration for voting is not conducted under the supervision of a county or parish, the term shall include any other subdivision of a State which conducts registration for voting.
The Uvalde School District is patently not a county and it does not register voters. It is certainly not a political subdivision as defined by section 14(c)(2).
However, the Supreme Court has held that this definition limits the meaning of the phrase “State or political subdivision” only when it appears in certain parts of the Act, and that it does not confine the phrase as used elsewhere in the Act.14 In United States v. Board of Commissioners of Sheffield, Ala., 435 U.S. 110, 98 S.Ct. 965, 55 L.Ed.2d 148 (1978), the court held that sec
In Sheffield the Court concluded that, for section 5 purposes, when a state is designated for coverage, the simple word “state” refers to all political units within the designated state. It went on to say, in deliberate dicta, that a similar argument could be made to the term “political subdivision.” A school board could not be separately designated for coverage under the Act, it said, but, “once an area of a nondesignated State had been determined to be covered” all state actors within “the designated political subdivisions” were embraced by section 5.
The definition of political subdivision in section 14(c), the Court reasoned, merely limits the political units that can be designated as subject to the Act‘s special remedial provisions when they are in a nondesignated State, and thus limits only the phrase “political subdivision” as used in section 4(b), not the term as used elsewhere in the Act. In Dougherty County Board of Education v. White, 439 U.S. 32, 99 S.Ct. 368, 58 L.Ed.2d 269 (1978), the Court applied section 5 to a county board of education reasoning again that the board was included within the term “State.”
The meaning of the term “State or political subdivision,” as used in section 4(a) was considered by the Court in City of Rome v. United States, 446 U.S. 156, 100 S.Ct. 1548, 64 L.Ed.2d 119 (1980). Section 4(a) of the Act allows a covered jurisdiction to avoid its provisions by bringing a suit to establish that it has not discriminated in the past.
Here we must determine whether the term “State or political subdivision” in section 2 is to be read, as it is in section 5, to include a school board (to which Sheffield and Dougherty County would lead us) or whether it excludes such a governmental unit (to which Rome, interpreting section 4(a), leads).
Section 5 is a special remedial provision designed to apply only to those areas where voting discrimination has historically been present. Section 2 applies throughout the nation. The reliance placed in Sheffield on the geographical significance of the term “State,” and the interrelationship noted between section 4 and section 5, therefore, do not apply.
However, the purpose of the definitional limitation in section 14 is not served by reading that restriction into section 2. As we have seen, the limitation was intended to limit the political units that can be designated by the Attorney General as subject to the remedial provisions of section 4 when these subdivisions are in a nondesignated state. Moreover the 1975 amendment (unlike the original Act) partially relies on the authority of the fourteenth amendment, which reaches all action under state authority. Justice Powell, dissenting in Rome, commented accurately that the Court has construed identical words to have varying meanings in different situations and has
Given the varying interpretations of the same words reached in Sheffield and Dougherty County on the one hand and in Rome on the other, the section 2 interpretative problem cannot be resolved merely by processes of definition or literal exegesis. Lexicons would not eliminate the ambiguity. Absent the limiting definition in section 14, the broad sweep of section 2 would certainly embrace school boards. The narrowing of the term “political subdivision” was adopted for a particular purpose not served by incorporating the same stricture into section 2. As Mr. Justice Brennan pointed out in Sheffield, [discussing section 4(a)] thus to qualify section 2, would make it inapplicable to the actions of officials at polling places in hundreds of elections throughout the nation. 435 U.S. at 120-21, 98 S.Ct. at 973-74, 55 L.Ed.2d at 159.15
In our opinion Congress intended to forbid racial, color and language minority discrimination in all of the myriad elections reached by section 2. The legislative history of the 1975 amendments to the Act not only emphasizes the discriminatory use of at-large districting to dilute the votes of Mexican-Americans, but focuses in particular on the use of such districting plans by Texas school boards.16 When Congress has so plainly identified a problem, and amended a statute to address it, we would overstep the bounds of the judicial prerogative to interpret arguably ambiguous language in such a manner as to hold that Congress did not intend to embrace the very predicament from which it sought to extricate the victims. Therefore, we conclude that a school board is a political subdivision for section 2 purposes.
For these reasons, we REVERSE and REMAND for proceedings consistent with this opinion.
JAMES C. HILL, Circuit Judge, concurring specially:
In Part III of his opinion, my brother RUBIN has ably attempted to resolve the conceded “ambiguity” of Bolden, viz., whether the Fifteenth Amendment applies to voting abuses of the sort here alleged. The entire discussion is dictum, however, because the panel—properly—rests its holding on the Fourteenth Amendment. Since the Voting Rights Act of 1965, § 2,
I join the remainder of the panel opinion.
Notes
The Voting Rights Act of 1965 enacted several different provisions to enforce the right to vote without discrimination based on race or color. Section 2,
Section 5,
The Fourteenth Amendment is added as a constitutional basis for these voting rights amendments. The Department of Justice and the United States Commission on Civil Rights have both expressed the position that all persons defined in this title as ‘language minorities’ are members of a ‘race or color’ group protected under the Fifteenth Amendment. However, the enactment of the expansion amendments under the authority of the Fourteenth as well as the Fifteenth Amendment, would doubly insure the constitutional basis for the Act.” H.R.Rep. No. 94-196, 94th Cong., 1st Sess. 41 (1975).
