United States v. TurnerUnited States v. Turner
MEMORANDUM AND ORDER
I write
sua sponte
to set forth the reasons for certain rulings I have made to date in this case and to address what will likely be recurring issues involving the statutory rights of crime victims pursuant to
I. Background
A. The Proceedings In This Case
On April 15,- 2005, the government filed a complaint accusing Turner of using the mail to engage in a fraudulent scheme in violation of
Three days later, the government arrested Turner and brought him before me for his initial appearance pursuant to
At the detention hearing on April 21, 2005, see DE 6, I did inquire, and learned that the government has made the John Doe victims generally aware of the progress of its investigation but had not given them specific, timely notice of either the initial appearance or the adjourned detention hearing. The prosecutor went on to advise that there are other similarly situated individuals not mentioned in the complaint whom the government characterizes as victims of Turner’s alleged offense and who likewise had not been given specific notice of the proceedings.
At the conclusion of the hearing, I found that no condition or combination of conditions would reasonably assure Turner’s appearance as required, and therefore entered a permanent order of detention pending trial. DE 7;
see
At the next appearance on April 26, 2005, see DE 9, I inquired as to the government’s compliance with my earlier order regarding victim notification. The prosecutor reported that each alleged victim of the charged offense had been notified of the proceeding and that none had elected to attend and be heard with respect to Turner’s application for release. Believing that colloquy to satisfy my obligation to ensure that victims were afforded their rights, I made no further inquiry and proceeded to hear arguments and proffers of facts with respect to the substantive issue before me, after which I denied Turner’s application for release.
The parties’ counsel thereupon informed me at a sidebar conference that they were considering submitting a joint request to exclude a period of delay in computing the time within which an indictment must be filed pursuant to
B. The Crime Victims Rights Act
On October 30, 2004, the President signed into law the .Scott Campbell, Stephanie Roper, Wendy Preston, Louarna Gillis, and Nila Lynn Crime Victims’
(1) The right to be reasonably protected from the accused.
(2) The right to reasonable, accurate, and timely notice of any public court proceeding, or any parole proceeding, involving the crime or of any release or escape of the accused.
(3) The right not to be excluded from any such public court proceeding, unless the court, after receiving clear and convincing evidence, determines that testimony by the victim would be materially altered if the victim heard other testimony at that proceeding.
(4) The right to be reasonably heard at any public proceeding in the district court involving release, plea, sentehcing, or any parole proceeding.
(5) The reasonable right to confer with the attorney for the Government in the case.
(6) The-right to full and timely restitution as provided in law.
(7) The right to proceedings free from unreasonable delay.
(8) The right to be treated with fairness and with respect for the victim’s dignity and privacy.
II. Discussion
The complaint in the instant case alleges the existence of two individuals, whose names the government has thus far withheld from public disclosure, who sustained economic harm as a result of the offense charged against the defendant. To date, no victim has appeared and no person has sought to assert the rights of any potential victim. Nevertheless, given the statute’s mandate that courts ensure that victims are afforded their rights, I must consider whether the CVRA requires any particular action at each stage of the. proceedings despite the absence of any application. The circumstances also call upon me to determine the extent to which the CVRA applies to the specific individuals described
A. The Court’s Obligations Under The CVRA
1. Cases Covered By The CVRA
Courts are required to ensure that crime victims are afforded them rights in “any court proceeding involving an offense against a crime victim.”
2. The Duty To “Ensure” That Crime Victims Are “Afforded” Their Rights
While some proactive steps seem to be required, the statute just as clearly does not, in most circumstances, require courts to adopt every conceivable procedure that might protect the exercise of victims’ rights. Specifically, it is only with respect to orders denying a victim’s right to attend court proceedings that judges are directed to “make every effort” to find reasonable alternatives to exclusion.
First, given the passive phrasing of the requirement to ensure that “the crime victim is
afforded
the rights described in subsection (a),” courts could conceivably do no more than inquire of prosecutors whether they have afforded victims their statutory rights. While this might suffice with respect to several of the rights, the
The second approach is to take affirmative steps directed to the victims' themselves. As discussed in greater detail below, the court must to some extent rely on prosecutors to identify the victims who have rights in a given case. But that is not the only means of identification, and this more proactive second approach would require courts to provide an avenue for victims to identify -themselves .directly, and, once so identified, by whatever means, to do more than simply rely on the prosecutor to provide notice of court proceedings by taking steps to provide such notice itself.
Some such systematic approach to the implementation of the CVRA may be inevitable, 4 but it is also, of course, beyond my authority. What I can do in the interim is to take a case-by-case approach to complying with-the new statute’s mandate. In this case, I believe such compliance requires the colloquy I neglected to conduct at the initial appearance but did conduct at subsequent proceedings: namely, asking the prosecutor whether victims had been notified of the proceeding and directing notification with respect to future proceedings.
When it became apparent that the alleged victims here had not been given specific notice of the first two proceedings, I considered an adjournment as an alternative to further proceedings in violation of the victim’s rights. Another alternative, and one that I concluded was preferable under the circumstances, was to order, the government to provide a written summary or transcript of the proceedings to any victim who was denied notice and to make it clear that I would hear any victim with respect to whether the decision I made in the victim’s absence should be reconsidered. I do not endorse this alternative as a routine substitute for conducting such proceedings without notice to victims — the statute plainly forbids such an approach. But where, as here, the result of a proceeding conducted in the victims’ absence is one that does not appear to jeopardize any substantive (as opposed to procedural) right of the victim, the relief I ordered here seemed preferable to an order that would require further incarceration of a criminal defendant without a substantive ruling on whether there exist conditions of release that satisfy the requirements of the Bail Reform Act. The result at the proceeding on April 26, 2005 — at which the prosecutor reported, after complying with my earlier directive, that no victim wished to be heard — suggests that such relief sufficed to satisfy the victims without requiring further delay or inconvenience for the parties.
3. Explaining And Reporting Denials Of Victims ’ Rights
The CVRA explicitly requires that “[t]he reasons for any decision denying relief under this chapter shall be clearly stated on the record.”
This memorandum obviously serves to explain why I have proceeded as I have with respect to the enforcement of victims’ rights in this case. However, I do not mean by this writing to suggest that the statute requires a similar explanation every time a court proceeds with a hearing in a victim’s absence. Nor do I mean to suggest that this case falls within the category that must be included in the Administrative Office’s annual report to Congress. None of my actions in this case was a “decision denying relief’ under the CVRA sufficient to trigger either requirement. There were deprivations of victims’ rights, in the sense that the victims were not given notice of the initial appearance and the first detention hearing. Those deprivations occurred before the start of each proceeding, and going forward in the victims’ absence was neither a new violation nor the denial of any relief that had been requested. Nevertheless, even if the circumstances of this case do not require an explanation by virtue of a statutory mandate, that fact neither warrants repetition in the future of such deprivations of rights nor counsels against judges making a record of their reasons for adopting certain procedures in response to the new law. As litigants and courts become more familiar with the CVRA, the cases in which victims are deprived of notice will likely become the exception rather than the norm, and courts will have fewer occasions to decide how to proceed in the absence of notification. But in the meantime, making such a record as a matter of discretion can only help to clarify the law’s requirements. 6
B. Identifying Victims In A Criminal Case
1. The Presumption Of Innocence
The CVRA defines a “crime victim” as “a person directly and proximately harmed as a result of the commission of a Federal offense or an offense in the District of
Unlike the Bail Reform Act, the CVRA does not include a provision expressly preserving the presumption of the accused defendant’s innocence.
Cf.
2. The Scope Of The Class Of Crime Victims
While the offense charged against a defendant can serve as a basis for identifying a “crime victim” as defined in the CVRA, the class of victims with statutory rights may well be broader. Specifically, courts must decide whether the CVRA accords rights to persons harmed by any uncharged criminal conduct attributed to the defendant. In this case, for example, before deciding to proceed despite the lack of victim notification, I had to consider whether there might be individuals other than John Doe # 1 and John Doe # 2 who would be entitled to notice and other participatory rights by virtue of the fact that they too invested in Turner’s allegedly fraudulent scheme. At the proceeding on April 21, 2005, the government stated that there are such persons without further elaboration. Moreover, as the case progresses, the government may make additional allegations about Turner’s conduct that, although not the basis for additional charges, indicate that there are others who have been harmed by the conduct alleged.
In this regard, the usual methods of determining legislative intent produce inconsistent results. The law’s sponsors explicitly advocated such a broad reading of the statute in the Senate floor debate. As Senator Kyi explained, subsection (e) employs “an intentionally broad definition because all victims of crime deserve to have their rights protected,
whether or not they are the victim of the count
charged.” Senate Debate at S4270 (statement of Sen. Kyi) (emphasis added);
id.
(statement of Sen. Feinstein agreeing with same). On the other hand, the full Congress passed the bill knowing that similar language in an earlier victims’ rights bill had been interpreted
not
to refer to uncharged conduct. In
Hughey v. United States,
Of course, the fact that the CVRA may not mandate giving notice and participatory opportunities to such victims does not prohibit a court from doing so. Weighing the explicit view of the law’s sponsors against the inference to be drawn from pre-existing case law, courts should consider erring on the side of caution. Nevertheless, there are obvious practical difficulties to doing so in this context: in particular, a court has no independent means of identifying the victim of uncharged conduct, and must rely on the government, or the victims of such alleged conduct themselves, to bring their status to the court’s attention. Moreover, unlike conduct placed at issue in an indictment or complaint, allegations of uncharged conduct will not have been tested even against the relatively low standard of probable cause, thereby exacerbating the due process problem inherent in designating a person as the defendant’s “victim.”
Accordingly, I believe it is important to avoid the pitfall of seeking to determine who is “actually” a victim,
cf.
3. Victim Identification And Notification
This case highlights some of the difficulties in implementing the CVRA’s notification requirements. To date the only information before the court as to the existence of individual victims is the complaint’s reference to two John Does and the prosecutor’s oral assertions regarding the existence of an unspecified number of similarly situated other individuals. I assume that all of those persons have rights under the CVRA. Some of them may want or need to have others exercise those rights on their behalf, and as discussed below, the statute makes provision for that possibility. If there are many persons with statutory rights, it may prove impractical for all of them to exercise the right to be heard, and here again the statute makes provision for that possibility. It is also' possible that some members of the victim class have no desire either to participate or to continue receiving notification of each proceeding, and I must consider how that possibility affects the government’s obligations and the court’s.
Notwithstanding the fact that I have an obligation under the statute to assure that each victim is afforded his statutory rights in the absence of an effective waiver, lacking more information about who .those victims are there is little I can do other than to direct the prosecutor to provide notification. In suggesting that the latter is not a fully satisfactory result as a matter of course, I ascribe to the government neither an unwillingness nor an inability to fulfill its obligations. Rather, my concern is that reliance on the prosecutors appears to be inconsistent with the legislative agenda, as reflected by the fact Congress has passed a new law that differs from a previous statute not in the substance, of the rights it creates but in its grant of independent standing to crime victims and its requirement that courts “ensure” that the rights are afforded.
Accordingly, in the absence of any national or local rule of criminal procedure requiring prosecutors to provide such information in every case,
cf.
Having such information will allow the court to fulfill its independent obligation to ensure that victims are afforded their rights. Further, the requirement to file such a list should not place an undue burden on the government. As the prosecutor informed me at the hearing on April 21, 2005, the United States Attorney in this district is already providing training to her assistants on how to comply with the CVRA, and it is my understanding that her office has already adopted procedures that require the collection of such data in each case. The practice in this district mirrors the government’s broader practice across the nation: the prosecutor further informed me at the hearing on April 21, 2005, that the Department of Justice is preparing regulations to implement the CVRA,
9
and even before that statute’s enactment, the Department had promulgated guidelines mandating the identification of crime victims at the investigative stage as required by earlier law.
See
AG Guidelines, § IV.A.2 (citing
Although requiring the government to file a list of victims does not, for the reasons described above, appear to impose a burden the government does not already bear, it may engender some serious risks to others. Most obviously, the filing of such a list invades the privacy of victims who have no authority to prevent the government from proceeding with a prosecution and who should not be victimized by the criminal justice process itself. The fact that the complaint in this case uses pseudonyms to refer to victims strongly suggests that such a concern may be present here. The government chooses to be a litigant in each case it prosecutes, and the defendant is permissibly forced into that role upon a showing of probable cause. But individuals covered by the CVRA have done nothing that warrants unwanted in-
In addition to risking unwarranted intrusions on a victinfs privacy, such a filing requirement — and more to the point, the notification requirement itself — can impose a burden on the government without producing any benefit that a victim might be interested in having. Because of the statute’s broad sweep, there may well be persons and entities entitled to notification and participation who neither expect nor particularly want to be involved in the criminal justice process, the traditional focus of which has traditionally been to resolve disputes between the government and an accused offender. The statute’s text, which creates a new formal role for the victim in that process, does hot authorize either a prosecutor or a judge to make a determination on the victim’s behalf that the exercise of participatory rights is unimportant in a given case. Nevertheless, the efficient administration of criminal justice is promoted if courts, in giving effect to the statute, provide a mechanism allowing for an early determination that a victim affirmatively wishes to waive her statutory rights to notification and participation.
For those reasons, my direction to the government allows for a showing of good cause why some or all of the required information should not be provided. In that regard, I will consider as good cause either (1) a showing that a victim has reason to fear public disclosure of identifying information, which would justify making the filing under seal and possibly ex parte; or (2) a showing that a victim has made a knowing waiver of rights under the CVRA, which would justify making no filing at all with respect to that victim.
b. Persons Other Than Actual Victims
As explained below, the CVRA makes two separate references to individuals or groups who, although not directly and proximately harmed by a crime, can nevertheless assert the statutory rights of a person who was so harmed. In accepting the government’s representation that it had notified all victims of Turner’s alleged misconduct, I did not ask whether that -notification included such persons. To ensure that the record is clear in this regard, as part of its compliance with the directive to provide victim information to the court, the government must include such others in its filing with respect to any victim who requires a surrogate pursuant to the terms of the statute or who has designated a lawful representative.
Where the actual victim is deceased, a minor, incompetent, or incapacitated, “the legal guardians of the crime victim or the representatives of the crime victim’s estate, family members, or any other persons appointed as suitable by the court, may assume the crime victim’s rights under this chapter.”
There will be circumstances in which victims find it desirable to have a representative assert their rights or make statements on their behalf. This provision recognizes the right of a competent victim to choose a representative to exercise his or her rights, as provided by law. Typically victims’ rights statutes have provided a means through which victims can select their representatives without great difficulty.
Other “lawful representatives” will exist in the context of victims who are deceased, are children, or are otherwise incapacitated. In homicide cases, victim’s rights can be asserted by surviving family members or other persons found to be appropriate by the court. This is the approach' that has uniformly been adopted in victims’ rights statutes applicable in homicide cases, thus ensuring that in this most serious of crimes a voice for a victim continues to be heard. Of course, in such cases the “lawful representative” would not necessarily be someone who was the executor of the estate, but rather someone involved in issues pertaining to the criminal justice process. In cases involving child victims, a parent, guardian or other appropriate representative can do the same. For victims who are physically or mentally unable to assert their rights, an appropriate representative can assert the rights.
In all circumstances involving a “representative,” care must be taken to ensure that the “representative” truly reflects the interests-and only the interests-of the victim. In particular, in no circumstances should the representative be criminally involved in the crime against the victim. The mechanics for dealing with such issues and, more generally, for the designation of “lawful” representatives will be provided by law-that is, by statute in relevant jurisdiction, or in its absence by court rule or decision.
S. Rep. 108-191 at 43 (emphasis added).
As the Senate report suggests, the potential pitfall with this provision is the possibility that the “lawful representative” may have an agenda beyond the interests of the specific victim he represents. Further, it is clear that in the context of the proposed amendment, the term “lawful representative” included the class of persons described above as victims’ surrogates pursuant to
What the preceding discussion leaves unresolved is whether a victim who is otherwise competent to assert her own rights — and therefore does not fall within the surrogacy provision of subsection (el-can nevertheless appoint a “lawful representative” (other than counsel) to act in her stead. 12 Both the language of the statute and the history of the predecessor amendment proposal strongly suggest that the victim does have the right to appoint such a non-lawyer representative and that the right to make such an appointment is limited, if at all, by the court’s authority to determine whether a surrogate is “suitable.”
To summarize, I am directing the government to provide the court with sufficient information about the victims in this case to fulfill its independent obligation to ensure that those victims are afforded their rights.- That information must include the name and contact information for each victim, or victim’s surrogate or lawful representative, but may exclude information about any victim who has waived the right tó receive notification from the court. The information must be filed on the public docket, but may be submitted under seal and ex parte to the extent that such exceptions to the public filing requirement are supported by good cause. Further, in light of the novelty of this issue, I will stay the order requiring the filing of this information for one month to allow any party or victim (including any victim who wishes to proceed under a pseudonym) to object to this order or to suggest an alternate procedure.
C. Crime Victims’ Substantive Rights Under The CVRA
The preceding discussion addresses the extent to which the CVRA applies to this case and the nature of the class of persons to whom its protections apply, but does not address the substance of a crime victim’s rights under the statute. As the following discussion explains, the proceedings to date in this case — the defendant’s initial appearance, the detention hearings pursuant to the Bail Reform Act, and the written waiver of speedy trial time — all implicate, directly or indirectly, most of the statutory rights that the CVRA confers on crime victims. As discussed below, many of those rights overlap with pre-existing law. In considering how to ensure those rights are afforded, I am cognizant that the new law gives crime victims a voice but not a veto. Of particular relevance to this
“The right to be reasonably protected from the accused.”
“The right to reasonable, accurate, and timely notice of any public court proceeding, or any parole proceeding, involving the crime or of any release or escape of the accused.”
“The light not to be excluded from any such public court proceeding, unless the court, after receiving clear and convincing evidence, determines that testimony by the victim would be materially altered if the victim heard other testimony at that proceeding.”
To date, no victim has appeared, and therefore I have not had to consider any limitations on the victims’ right to be heard. But the potential need for such limitations clearly exists in a case such as this where — as is often the case when a defendant is charged with defrauding investors in a financial scheme — the government reports that there are multiple victims. In such cases, the CVRA explicitly provides for appropriate flexibility, but only upon a finding of need: “In a case where the court finds that the number of crime victims makes it impracticable to accord all of the crime victims the rights described in subsection (a), the court shall fashion a reasonable procedure to give effect to this chapter that does not unduly complicate or prolong the proceedings.”
“The right to proceedings free from unreasonable delay.
”
Under the statute’s phrasing — which could be interpreted, by contrast to the proposed constitutional amendment, to grant victims a more robust right to object to delay — a victim could conceivably object to scheduling decisions on the ground that the resulting delay would be unreasonable. In this case, for example, at the initial appearance I adjourned the substantive consideration of the question of Turner’s release to allow Turner’s counsel to secure the various components of a proposed bail package, and then was prepared to consider such a proposal at the April 21 proceeding notwithstanding the lack of victim notification.
15
Since this case involves no allegations suggesting the defendant engaged in violent conduct, a victim not concerned about personal safety might have objected to the government’s request to detain Turner, on the ground that such detention might lead a to a delay of Turner’s trial to accommodate the challenges inherent in preparing a defense while incarcerated. On the other hand, had this case involved allegations of violent conduct (which it does not), a victim attending the earlier proceedings might have objected to the relatively brief delays I permitted in the consideration of bail, on the ground that such adjournments would require the victim either to return to court in order to vindicate the right to be heard with respect to the defendant’s release or
8.
“The right to be treated with fairness and with respect for the victim’s dignity and privacy.
”
D. The Effect Of The QVRA On The Specific Proceedings In This Case
Having discussed the principles I derive from my understanding of the CVRA, I now briefly discuss how those principles apply to the specific proceedings in this ease.
1. Initial Appearance
A defendant’s initial ' appearance pursuant to
2. Proceedings Under The Bail Reform Act
Throughout the pendency of a criminal case, courts are routinely asked to consider — and often reconsider — issues relating to the defendant’s release on conditions. Such issues were taken up at each of the first three proceedings in this case. Part of my concern in ordering notification was that the information provided to victims be sufficiently specific so that they could make an intelligent decision about whether to attend and seek to be heard. A victim may have little interest in attending a routine scheduling or motion conference, but may have a strong interest in being heard if the terms of the defendants release may be altered, or an order of detention revoked, at such a conference. Accordingly, in addition to requiring notification of the date and time of the most recent proceeding, I sought to ensure that the victims would be told that I would consider Turner’s release at that hearing. For similar reasons, I will strive in future proceedings involving bail determinations to make it a routine practice to inquire not only as to whether notice was provided, but also as to whether that notice included reference to the anticipated subject matter.
3. The Waiver Of Speedy Trial Time
As with issues relating to bail, matters affecting scheduling — including Speedy Trial Act waivers as well as discussions regarding the date of future proceedings — can come up at any time in a prosecution. Such scheduling-related issues were taken up at each of the proceedings to date in this case, and then, on April 29, 2005, I entered, at the parties’ joint request, an order of excludable delay pursuant to
III. Conclusion
This is a routine criminal case involving, thus far, an initial appearance on a complaint and two hearings with respect to the defendant’s release. I write at such inordinate length to explain my actions for two reasons. First, the statute’s provisions granting victims direct standing in criminal cases have far-reaching effects that are not yet well understood on the day-to-day conduct of routine proceedings. Second, Congress has taken pains to emphasize that a failure by courts and prosecutors to give effect to this statute may lead to an even more fundamental reordering of our criminal justice system.
But support for a Constitutional amendment did not lapse with the enactment of the CVRA. That support was driven in large part by the frustration of crime victims and their advocates with the failure of government officials at all levels to carry out the mandates of previous statutory reforms. At the Congressional' hearings on the proposed amendment, relatives of the individual victims for whom the law is named testified to alarming failures by prosecutors and judges to respect their legitimate interests — interests that were in many cases already protected by existing laws. For some legislators, the lesson of those stories was that only a constitutional amendment will change the way courts and prosecutors act, and that such changes are worth the possibility — which, they deemed remote — of unintended adverse consequences to the administration of justice that might ensue. See, e.g., S. Rep. 108-191 at 9-44.
Many still feel that way, notwithstanding the enactment of the CVRA, and they have indicated that they will be watching to see how federal courts and prosecutors carry out the new law’s mandate. Senator Fein-stein warned: “This will be a test, and I, for one, will be watching it closely.... [W]e will see whether the enforcement rights contained in this bill are adequate. If not, you can-be sure as the Sun will rise tomorrow, we will be back with a constitutional amendment.” Senate Debate at S4263 (statement of Sen. Feinstein);
see also id.
S4266 (statement of Sen. Kyi) (“If it does not work, we will be able to come back and pursue the constitutional remedy.”).
18
As noted above, Congress provided for such testing by directing the Comptroller General to report on the statute’s success after its first four years in effect. Pub.L. 108-405, § 104(b). Such scrutiny, which can only have a salutary effect, suggests the need for courts to take opportunities such as this one to give searching consideration to the implications of the new law, even if those implications are not
For all of the reasons set forth above, I direct the government to provide the court with sufficient information about the victims in this case to fulfill its independent obligation to ensure that those victims are afforded their rights. That information must include the name and contact information for each victim, or victim’s surrogate or lawful representative, but may exclude information about any victim who has waived the right to receive notification from the court. The information must be filed on the public docket, but may be submitted under seal and ex parte to the extent that such exceptions to the public filing requirement are supported by good cause. Further, in light of the novelty of this issue, I will stay the order requiring the filing of this information for one month to allow any party or victim (including any victim who wishes to proceed under a pseudonym) to object to this order or to suggest an alternate procedure.
SO ORDERED.
Notes
- See President's Task Force on Victims of Crime, Final Report (Dec. 1982), available at http://www.ojp.usdoj.gov/ovc /publications/presdntstskforcrprt/welcome.html; U.S. Department of Justice, Attorney General Guidelines for Victim and Witness Assistance (2000), available at http://www.ojp.us-doj.gov/ovc /publications/infores/agg2000/ag-guidel.pdf ("AG Guidelines”), App. D (listing statutes).
.
See
H.R. Rep. 108-711, 2005 U.S.C.C.A.N. 2274, 2277 (rights conferred by CVRA largely already existed in Title 42 of the United States Code, but without any independent enforcement mechanism);
cf. United States v. McVeigh,
. The following analysis is informed not only by the relatively sparse legislative history of the CVRA, but also by the longer history of a predecessor proposal to enshrine victims’ rights in the United States Constitution. As the statute’s sponsors acknowledged, the CVRA was enacted as a compromise only after it became clear, following years of debate, that there was insufficient support in the United States Senate for the. proposed constitutional amendment. See, e.g., 150 Cong. Rec. S4260-01 (Apr. 22, 2004) ("Senate Debate”) at S4261 (Statement of Sen. Feinstein).
. See Statement of Paul G. Cassell Before The United States Sentencing Commission at 44, available at http://www.ussc.gov/hear-ings/02_15_05/cassell_testimony.pdf (Fed. 15, 2005) ("it seems likely that the [CVRA] will require significant changes in the Federal Rules of Criminal Procedure. I am currently in the process of preparing suggestions for the Advisory Committee on Rules of Criminal Procedure as to how this might be accomplished.”).
. It does not appear that the CVRA requires reporting of all denials of assertions of victims’ rights, but rather only those following the denial of a request for relief. There will be many occasions when a judge in some sense “asserts” a victim’s rights — for example, by determining, as I have done here, that the victim has a right to notification that has not been vindicated. Proceeding in the victim’s absence may well constitute a deprivation of the victim’s rights, but does not appear to fall within the reporting requirement. Likewise, the denial of a defendant’s request for relief predicated on an assertion of a victim’s statutory rights — a result compelled by the statute itself,
see
. Moreover, the more clearly courts explain their applications, of the CVRA, the more accurately Congress will be able to assess the judiciary’s application of the statute when it reviews the efficacy of the CVRA after four years and decides whether the statutory alternative to a constitutional amendment is sufficient to achieve the goals of’ the proposed amendment’s sponsors. See Pub.L. 108-405, § 104(b) (directing the Comptroller General of the General Accountability Office to “conduct a study that evaluates the effect and efficacy of the implementation of the amendments made by this title on the treatment of crime victims in the Federal system” and to provide a report of that study to Congress by October 30, 2008).
. The definition in
. This approach does not preclude the possibility that in unusual circumstances, affording - a crime victim his statutory rights will threaten to undermine the constitutional rights of the accused. It means only that the issue should not be avoided by excluding an otherwise eligible person from the statutory class of crime victims.
. The CVRA requires the Department to do so, and specifically requires that those new regulations make a prosecutor’s failure to comply with victims' rights laws the basis for possible disciplinary sanctions up to and including termination.
. The statute could arguably be read differently, to require judicial appointment of a family member, guardian or administrator as
. This harmonization of subsections (d)(1) and (e) is consistent with the view that the court's power to appoint a surrogate or “lawful representative” neither requires nor even authorizes a court to appoint counsel for an indigent crime victim. See Senate Debate at S4268 (statement of Sen. Kyi).
. Of course, nothing in the statute prevents a victim or her lawful representative from being represented by counsel in asserting her statutory rights in a court proceeding.
. The CVRA's reasonable accommodation of such practical concerns appears to be informed by the legislative history of the predecessor proposal to add a victims' rights amendment to the Constitution. In the debates on that proposal, Congress sought to address the tension between victims' interest in ensuring the vitality of their rights by making it difficult to override or restrict them, and countervailing interests based on the need for flexibility in the administration of criminal justice and the historic constitutional rights of the accused. The last version of the proposed amendment to be favorably reported to the Senate addressed this tension by providing that victims' rights "shall not be
denied ...
and may be
restricted
only as provided in this article.” S J. Res. 1, § 1 (108th Cong.) (emphasis added). As several of the legislators who opposed the amendment but later supported the GVRA noted, that formulation resulted in robust victims' rights, but severe limitations on courts’ ability to make flexible adjustments when confronted with cases involving multiple victims, victims who might themselves be involved in criminal activities (or allied with such persons), or the unique constitutional issues that arise in capital cases.
See
S. Rep. 108-191 at 73-79, 82-86 (minority views). The CVRA plainly strikes a different balance, and it is fair to assume that it does so to accommodate the concerns of such legislators (including the six Senators who voted for the statute after opposing the amendment, one of whom, Senator Leahy, co-sponsored the CVRA). In particular, it lacks the language that prohibits all exceptions and most restrictions on victims'
. To the extent there is some doubt about whether the statute contemplates a participatory right with respect to delays, it arises because the affirmative right to be heard applies with respect to a variety of specified proceedings but not to scheduling matters.
See
. In the event, as noted above, substantive consideration was effectively postponed until the renewed application for release on April 26, 2005, by which time all victims had received notification.
. I need not and do not speculate here as to whether such an objection would trump the provisions of
. See S. Rep. 108-191 at 3-9. Of course, support for the amendment was hardly unanimous, and even some supporters voiced grave concerns about the specific provisions that were included in the various drafts that Congress considered over the years. Moreover, crime victims themselves were not monolithic in supporting the idea; some opposed the amendment on the grounds that it was unnecessary, that it might prove harmful to effective law enforcement and therefore counterproductive, and that it might unduly curtail the historic constitutional rights of the accused. See id. at 58, 73, 85 (minority views) (citing testimony of victims of September 11, 2001, terrorist attacks and of the Oklahoma City bombing).
. In the same vein, several victims’ advocacy groups lauded the enactment of the CVRA but added a cautionary note: “The new victim rights act will surely advance our movement. Either it will prove to be totally effective or it will prove at the Federal level what has been demonstrated repeatedly in the states — that statutes alone do not insure that all victims have their rights recognized and enforced all the time.” News Release dated Nov. 1, 2004 (available at http://www.nvcap.org).