After a jury trial, Tommy Hartz was convicted of conspiracy, interference with commerce by robbery, use of a firearm during and in relation to a crime of violence, and being a felon in possession of a firearm. Hartz appeals his conviction, arguing: (1) that the district court admitted evidence obtained during an unlawful police search in violation of the Fourth Amendment; (2) that the jury instructions constructively amended the indictment in violation of the Fifth Amendment; and (3) that the evidence offered at trial was insufficient to warrant the jury’s verdict. We have jurisdiction under 28 U.S.C. § 1291, and we affirm.
I
On the morning of July 21, 2000, two men robbed Gem Design, a jewelry store in Bellevue, Washington. There were then no customers in the store and only one employee, Richard Marciel. Before the robbery, Marciel had been in the back of the store
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doing appraisal work. Hearing someone enter the store, Marciel walked towards the front of the store. As Marciel reached the showroom, he saw a man pointing a gun at him, about ten feet to his left. Another man, who appeared to be unarmed, was standing near the front of the store. Both men were wearing hats and tee shirts. The hats were pulled down to the robbers’ eyebrows. The tee shirts
The day after the robbery, the police arrested Kevin Anders on charges unrelated to the Gem Design robbery. Anders told the police that Tammy Trump and Larry Jordan had information about the robbery. The police then got and executed a search warrant for the home where Trump and Jordan lived. There, the police found a diamond and a gold chain that had been stolen from Gem Design. Trump told the police that Tommy Hartz and a friend had robbed a jewelry store in Bellevue. Trump claimed that on the morning of the robbery, Hartz and his accomplice had each carried a gun and that they had prepared for the robbery in her home, donning fake mustaches and wigs to disguise their appearances, and discussing their plan to handcuff anyone they found in the store. She claimed that Hartz and his accomplice returned to her home later that day, carrying bags filled with jewelry and bragging about the heist. Trump told the police that she had driven Hartz to a travel trailer where he was staying, but beforehand, without Hartz’s knowledge, she had taken a few pieces of stolen jewelry to keep for herself and her son. Trump then led the police to the travel trailer. Based on Trump’s information, which Jordan corroborated, the police applied for and executed a search warrant for the travel trailer.
There, the police recovered twenty necklaces and other valuables stolen from Gem Design, a .357-caliber Smith & Wesson revolver, and a Chinese 9mm semiautomatic pistol. The police also found materials that could be used to create disguises, including fake mustaches, wigs, hair dye, false teeth, and a home-made foam vest that would increase the wearer’s perceived bulk. Further, the police found items confirming that Hartz lived in the trailer, including a medical bracelet with Hartz’s name on it, a Polaroid picture of Hartz, and a receipt that recorded the sale of a .38-caliber revolver to “Terry Hartz.” With the items found in the trailer and the information from Trump and Jordan, the police obtained a warrant to arrest Tommy Hartz.
At about 1:00 A.M. on the morning of July 25, 2000, two Pierce County Sherriff s deputies, William Pebley and Daniel Wulick, received a radio message that an orange, 1977 Chevrolet pickup truck had been carjacked in Tacoma, Washington. The message reported that one carjacker was a man, that the other suspect was a woman, and that the stolen truck’s license plate number was 03181L. 2
As Wulick approached the driver’s side of the truck, he saw both bullets and a knife on the dashboard. He then asked the driver, Reese Hinkle, to step out of the truck, told Pebley that there were bullets on the dashboard, and instructed Pebley to remove the passenger from the truck. Hartz was the passenger, and as he stepped out of the truck, Wulick saw a gun sitting on the seat. After frisking Hinkle for weapons, Wulick decided to frisk Hartz as well. At a suppression hearing in Washington state court, Wulick testified that he frisked Hartz because the gun inside the truck suggested that Hartz might be armed. While frisking Hartz, Wulick found, in a front pocket of Hartz’s pants, an Altoids container and a golf-ball-sized bundle of cellophane wrapped with duct tape. Wulick testified in state court that when he felt the Altoids container and the wad of duct-tape wrapped cellophane together, he thought they were a weapon or that they might contain a weapon. Inside the Altoids tin, Wulick found a bundle of pills, but no information identifying them. In Hartz’s other pocket, Wulick felt a narrow object, about four inches long, that Wulick thought was a knife. Removing this object from Hartz’s pocket, Wulick saw that it was a marijuana pipe, made of a brass pipe fitting and tubing. Wulick then arrested Hartz for “drug paraphernalia.” After arresting Hartz, the deputies conducted a full search of his pockets, and discovered a piece of paper listing items of jewelry and their values.
Before the search, Pebley had asked Hartz for his name and Hartz had identified himself as “Terry Hartz.” After his arrest, however, the deputies found Hartz’s identification, as Tommy Hartz, inside the truck. The deputies had previously checked to see whether there was a warrant to arrest Terry Hartz and learned that there was not. -They checked again after discovering Tommy Hartz’s identity and learned that he was wanted for his role in the Gem Design robbery. 3
In a superceding indictment presented on March 13, 2003, a federal grand jury charged Hartz with four crimes: conspiracy to commit interference with commerce by robbery, in violation of 18 U.S.C. § 1951 (count 1); interference with commerce by robbery, in violation pf 18 U.S.C. § 1951 (count 2); use of a firearm during and in relation to a crime of violence, in violation of 18 U.S.C. § 924(c)(1)(A)(ii) (count 3); ’and unlawful possession of a firearm having been convicted of a felony, in violation of 18 U.S.C. § 922(g)(1) (count 4).
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In part, count three alleged that
Before trial, Hartz filed a motion to suppress the jewelry list found in his pocket and his statement to the police identifying himself as “Terry” rather than Tommy Hartz. The district court denied the motion, without holding an evidentiary hearing, concluding that the deputies had probable cause to stop Hinkle’s truck, that the deputies lawfully frisked Hartz given their reasonable suspicion that he might be armed, and that there was probable cause to arrest Hartz because Wulick had found a marijuana pipe, and “prescription pills without a prescription” in Hartz’s pocket.
Before jury deliberations, the district court gave the jury a standard verdict form and a special verdict form pertaining to count three. The special verdict form asked the jury to answer “yes” or “no” to three questions: (1) whether the jury found unanimously that Hartz brandished a firearm during and in relation to the crime of violence; (2) whether the jury found unanimously that Hartz used or aided and abetted the use of the Smith & Wesson .357 revolver during and in relation to the crime of violence; and (3) whether the jury found unanimously that Hartz used or aided and abetted the use of the Chinese 9mm during and in relation to the crime of violence. During its deliberations, the jury sent the district judge a question about the special verdict form, asking whether its answer to question one could be the “opposite” of its answers to questions two and three. The district court reiterated its instruction that the jury should not fill out the special verdict form unless it found Hartz guilty on count three, but that if it did find Hartz guilty on count three that it “answer all the questions on the special verdict form as well as the verdict form itself.” The jury then resumed its deliberations.
The jury found Hartz guilty on the first three counts of the indictment. On the special verdict form, the jury answered “yes” to question one, finding unanimously that Hartz brandished a firearm during and in relation to a crime of violence. The jury answered “no” to questions two and three, however, indicating respectively that they were not unanimous that Hartz had used or aided and abetted the use of the .357 revolver, and that they were not unanimous that Hartz had used or aided and abetted the use of the Chinese 9mm.
The district court then instructed the jury to consider whether Hartz was guilty of count four, being a felon in possession. For purposes of the allegations in count four, the parties had stipulated that before July 21, 2000, Hartz had been convicted of a crime punishable by more than one year of imprisonment. The parties had also stipulated that the firearms admitted into evidence as exhibit 18 — the Smith & Wesson .357-caliber revolver, and the Chinese 9mm pistol — had been shipped in interstate commerce. Thus, under the district court’s instructions, the question presented for the jury as to count four was whether Hartz had possessed one of the identified guns between the dates specified in the indictment. The jury found Hartz guilty on count four. The district court sentenced Hartz to a twenty-two year term of imprisonment and a five-year term of supervised release.
A
We first address Hartz’s claim that the district court should have suppressed the list of stolen jewelry found in Hartz’s pocket, and Hartz’s statement misidentifying himself as “Terry” rather than Tommy Hartz.
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Hartz argues that the traffic stop, the resulting search for weapons, and his arrest for possession of narcotics paraphernalia were unreasonable under the Fourth Amendment, which guarantees that: “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated.... ” U.S. CONST, amend. IV. When the police stop a vehicle, they seize its occupants for purposes of the Fourth Amendment, so the decision to stop Hinkle’s truck must have been reasonable to comply with the Fourth Amendment.
See United States v. Garcia,
A police-initiated traffic stop is reasonable under the Fourth Amendment if the police stop the vehicle because of a “reasonable suspicion” that the vehicle’s occupants have broken a law.
United States v. Lopez-Soto,
Under
Terry v. Ohio,
Relying on our decision in
United States v. Miles,
A police officer has probable cause to arrest a suspect without a warrant if the available facts suggest a “fair probability” that the suspect has committed a crime.
United States v. Valencia-Amezcua,
Because Wulick had probable cause to arrest Hartz, searching inside the truck was a constitutionally permissible search incident to arrest, as was a full search of Hartz’s person.
See United States v. Robinson,
B
We turn to Hartz’s argument that the jury instructions given by the district court constructively amended counts three and four of the indictment, allowing the jury to convict him of crimes that the grand jury did not charge. Counts three and four each mentioned two firearms specifically, a Smith & Wesson .357 revolver, and a Chinese 9mm semiautomatic pistol. The district court’s instructions regarding counts three and four, however, referred to “a firearm.” Hartz contends: (1) that because the indictment described two specific guns, the government had to prove that Hartz used the weapons mentioned in the indictment to commit the crimes alleged in counts three and four; (2) that the special verdict form returned by the jury indicates that it convicted him based on a weapon other than the two guns described in the indictment; and (3) that a verdict based on a gun other than the two described in the indictment is a constructive amendment, requiring us to overturn his conviction.
Where a defendant raises a constructive amendment claim before the district court, we review the claim de novo.
United States v. Adamson,
The Fifth Amendment guarantees that: “No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury....” U.S. CONST, amend. V. In
Stirone v. United States,
Relying on our decision in
Howard v. Dagget,
In
Leichtnam,
the Seventh Circuit reversed a conviction under 18 U.S.C. § 924(c) where the indictment charged the defendant with using and carrying a firearm, “to wit: a Mossberg rifle, Model 250CA with no serial number, during and in relation to ... drug trafficking.”.
The testimony and exhibits offered by the government suggested that Hartz had robbed Gem Design using one of the weapons described in the indictment. Hartz concedes that during his trial the government did not suggest that he robbed Gem Design with a gun other than the .357 revolver or the 9mm semiautomatic.
As was the case in
Garciar-Paz,
the difference between the indictment and the jury instructions in this case “more closely resembles another line of cases which permits conviction despite variance ... so long as the [variance] does not alter the behavior for which the defendant can be convicted.”
Moreover, we conclude that the variance at issue here did not prejudice Hartz’s substantial rights. Hartz contends that the difference between the indictment and the jury instructions prejudiced his substantial rights because the “special verdict raises at least a serious concern ... that the jury convicted ... based on a different gun.” 9 Under Olano, however, Hartz has the burden to prove that the error he asserts prejudiced his substantial rights. He has not met that burden because he has made no effort to refute the government’s evidence suggesting that he robbed Gem Design using one of the weapons described in the indictment.
Further, it is unlikely that Hartz could have shown prejudice had he tried. The grand jury clause of the Fifth Amendment is designed to ensure that criminal defendants have fair notice of the charges that they will face and the theories that the government will present at trial.
See Adamson,
C
We finally address Hartz’s claim that the evidence offered at trial was insufficient to warrant the jury’s verdict on counts three and four. Because Hartz moved for a judgment of acquittal under Federal Rule of Criminal Procedure 29, we review his sufficiency claim de novo.
See United States v. Carranza,
To convict Hartz under 18 U.S.C. § 924(c)(l)(A)(ii), the government had to prove that during and in relation to a crime of violence, here interference with interstate commerce by robbery, Hartz used or carried a firearm, and that Hartz brandished the firearm. 18 U.S.C. § 924(c)(l)(A)(ii). Hartz contends that the special verdict form returned by the jury “precludes any argument that [he] used or possessed the charged guns during the robbery.” Hartz further argues that there was insufficient evidence that Hartz used a different gun to rob Gem Design. For the reasons stated earlier, we reject the argument that the special verdict form meant that the jury convicted him based on use of
The evidence offered at trial clearly and unmistakably suggested that Hartz had robbed Gem Design at gunpoint. Marciel identified one of the guns found in the travel trailer as the gun that had been used in the robbery, and Marciel identified Hartz as the gunman, in light of Hartz’s voice and appearance. Trump testified that both Hartz and his accomplice carried guns on the day of the robbery. A jury might have decided to credit Hartz’s theory of the case, that Trump and Jordan robbed Gem Design and then planted evidence to frame Hartz, but a jury was not required to do so.
United States v. Toomey,
To convict Hartz under 18 U.S.C. § 922(g)(1), the government had to prove: (1) that Hartz had been convicted of a crime punishable by imprisonment for a term exceeding one year; (2) that Hartz possessed a firearm; (3) that the firearm had been shipped or transported in interstate or foreign commerce.
See
18 U.S.C. § 922(g)(1);
see United States v. Beasley,
Viewing the evidence discussed above in the light most favorable to the government, however, a rational jury could have concluded that when Hartz robbed Gem Design, he possessed either the .357 revolver or the 9mm pistol described in the indictment, each of which had been stipulated by the parties to have traveled in interstate commerce.
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The parties further stipulated that Hartz had been convicted of a felony. We hold that there was sufficient evidence for a rational jury to conclude beyond a reasonable doubt that Hartz had been convicted of a felony, and that between June 21, 2000 and June 24, 2000, Hartz had possessed a firearm that
AFFIRMED.
Notes
. The store was divided into two parts: a showroom in the front, where the store displayed its merchandise, and a backroom, comprised of storage and workspace, where the store’s employees repaired and cleaned jewelry. The two parts of the store were separated by a wall. A door led from the backroom to the showroom, and windows allowed a person in the backroom to see into the showroom.
. At a Washington state court suppression hearing, Pebley testified that he remembered the report describing the carjacking suspects
. The deputies arrested Hinkle, the driver of the pickup truck, under warrants for "physical control” and "possession of drug paraphernalia.”
. The district court severed count four from the first three counts of the indictment.
. We review a district court’s denial of a motion to suppress de novo and the factual findings underlying its ruling for clear error.
See United States v. Ruiz,
. At a suppression hearing in Washington state court, Deputy Pebley testified that: “It is common ... when somebody steals a car or carjacks a car to switch the license with a different vehicle. That way when the police run that license, it won’t come back as the vehicle that was stolen.” Deputy Wulick testified similarly: "It’s very common when people, when suspects steal vehicles, they change the plates immediately and a lot of times they will change it with a similar vehicle. So if the police run it, they are kind of thrown off.”
. Nor did the deputies violate the Fourth Amendment by ordering Hartz to exit the truck. As we have said, "it is well established that an officer effecting a lawful traffic stop may order the driver and the passengers out of a vehicle.”
United States v. Williams,
. There is an additional reason why we do not consider
Leichtnam to
be persuasive; the Seventh Circuit did not decide
Leichtnam
under the plain error standard.
United States v. Algee,
. We do not agree with Hartz's characterization of the jury’s special verdict form, which he says "proves beyond doubt that the jurors convicted Hartz on count 3 based on a gun other than the two charged in the indictment.” Although Hartz argues that the answers on the special verdict form mean that Hartz did not use
either
the .357 or the 9mm during the Gem Design robbery, the special verdict form and its answers do not have to be read this way. In our view, the special verdict form indicates that the jury agreed Hartz used a firearm during the Gem Design robbery, and based on the evidence before the jury it is most likely that jurors simply disagreed whether he used the .357 or the 9mm.
See Arreola,
. In
Algee,
a case similar to this one in certain respects, the Seventh Circuit rejected a constructive amendment claim under plain error review because the defendant had made no attempt to show prejudice beyond arguing that “the government 'cannot prove that the jury did not convict [him] based upon the evidence introduced regarding the three additional firearms not specifically listed in the Superseding Indictment.’ "
. The evidence was also sufficient to warrant a rational jury's conclusion that the travel trailer belonged to Hartz. The police found several items that belonged to Hartz in the same travel trailer where the police found the .357 revolver and the 9mm semiautomatic pistol, including a receipt bearing the name “Terry Hartz.” The police also found some of the jewelry stolen from Gem Design, fake mustaches, and other items suggesting that the trailer’s occupant had robbed Gem Design. In light of the trial testimony given by Trump and Marciel suggesting that Hartz robbed Gem Design at gunpoint, a jury could rationally infer that the trailer where the police found the jewelry belonged to Hartz. Likewise, because the police found the .357 revolver and the 9mm semiautomatic pistol in the travel trailer as well, a rational jury could conclude that both guns belonged to Hartz.
