Hаving pleaded guilty to one count each of making false statements in violation of 18 U.S.C. § 1001, Theodore S. Tomeny (“Tomeny”)- and Steve -Tomeny, Inc. (“Tomeny, Inc.”) appeal their convictions. Their sole contention is that 16 U.S.C. § 1857(1)(I), the criminal false statement provision of the Magnuson-Stevens Fishery Conservation and Management Act, 16 U.S.C. §§ 1801-1882 (“the Magnuson Act”), preempts 18 U.S.C. § 1Ó01, the general federal criminаl false statement provision. 1 We hold that appellants did not waive the right to challenge their convictions, but we reject their preemption argument and thus affirm.
* Honorable Richard Mills, Senior U.S. District Judge for the Central District of Illinois, sitting by designation.
I.
In December 1992, the National Marine Fisheries Service (“NMFS”), acting pursuant to its authority under the Magnuson Act, issued an emergency interim rule establishing vessеl trip limits for red snapper. See Reef Fish Fishery of the Gulf of Mexico, 57 Fed.Reg. 62,237 (1992) (emergency interim rule) (to be codified at 50 C.F.R. § 641.4(m) & (n)); 2 The rule imposed a trip limit of 2,000 pounds for any vessel with a red snapper endorsement on its reef fish permit and a trip limit of 200 pounds for a permitted vessel without such an endorsement. See id. An applicant could obtain an endorsement by documenting that a particular vеssel that he or she owned or operated had landed 5000 pounds or more of red snapper in at least two of the three years of 1990, 1991, and 1992. See id.
Since 1989, Tomeny, as president and owner of Tomeny, Inc., operated the F/V Southerner, a fishing vessel owned by Tomeny, Inc. In January 1993, Tomeny submitted an application for a red snapper endorsement for the F/V Southerner to the NMFS Regiоnal Office in St. Petersburg, Florida. In the application, Tomeny certified that the vessel had met the qualifying threshold of 5000 pounds in both 1990 and 1992, even though he knew that the vessel had not met the threshold in 1990. Although the NMFS initially informed Tomeny that the F/V Southerner was eligible for a red snapper endorsement for the 1993 season, the NMFS subsequently determined that Tomeny had submitted false information to obtain the endorsеment.
A grand jury indicted both Tomeny and Tomeny, Inc. on one count each of making a false statement in violation of 18 U.S.C. § 1001. Appellants filed a motion to dismiss based on the theory that, under the facts of the ease, 16 U.S.C. § 1857(1)(I) preempted *751 18 U.S.C. § 1001. The district court denied this motion.
Appellants thereafter pleaded guilty to violating 18 U.S.C. § 1001, and appellants signed a written stipulation concerning the factual basis for the guilty plea. The district court sentenced Tomeny to six months’ home confinement and three years’ probation and fined him $20,000. The district court fined Tomeny, Inc. $12,000. This appeal followed.
II.
Appellants’ sole argument on appeal is that 16 U.S.C. § 1857(1)(I) preempts 18 U.S.C. § 1001. The government argues that appellants waived this issue by entering a guilty plea not conditioned upon the right to appeal the district court’s аdverse rulings on pre-trial motions.
Although an unconditional guilty plea does waive non-jurisdietional defects in the proceedings against a defendant,
see United States v. Fairchild,
In arguing that 16 U.S.C. § 1857(1)(I) preempts 18 U.S.C. § 1001 as applied to the facts of this case, appellants effectively claim that the indictment failed to charge a legitimate offense. We hold that this claim is jurisdictional and that appellants did not waive it upon pleading guilty.
III.
We turn, therefore, to the merits of appellants’ contention. Appellants argue that the government was required to indict them under 16 U.S.C. § 1857(1)(I) rather than 18 U.S.C. § 1001 because § 1857(1)(I) preempts § 1001. Upon close examination of the relevant statutory provisions and case-law, we reject this contention.
16 U.S.C. § 1857 states in pertinent part:
It is unlawful-
(1) for any person
(I) to knowingly and willfiilly submit to a Council, the Secretary, or thе Governor of a State false information (including but not limited to, false information regarding the capacity and extent to which a United States fish processor, on an annual basis, will process a portion of the optimum yield of a fishery that will be harvested by fishing vessels of the United States) regarding any matter that the Council, Secretary, or Governor is considering in the course of cаrrying out this chapter.
16 U.S.C. § 1857(1)(I) was enacted in 1986. See Pub.L. No. 99-659, § 107, 100 Stat. 3706, 3713 (1986). A violation of § 1857(1)(I) is “punishable by a fine of not more than $100,-000, or imprisonment for not more than 6 months or both,” 16 U.S.C. § 1859(b), and is classified as a misdemeanor, see 18 U.S.C. § 3559(a) (stating that an offense is a misdemeanor, where not otherwise specified, if the maximum authorized term of imprisonment is six months or less).
By contrast, 18 U.S.C. § 1001 is a general felony provision enacted more than one hundred years ago.
See United States v. Richardson,
(a) ... [Wlhoever, in any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government of the United States, knowingly and willfully-
(1) falsifies, conceals, or covers up by any trick, scheme, or device a material fact;
*752 (2) makes any materially false, fictitious, or fraudulent statement or representation; оr
(3) makes or uses any false writing or document knowing the same to contain any materially false, fictitious, or fraudulent statement or entry;
shall be fined under this title or imprisoned not more than 5 years, or both.
The Supreme Court’s opinion in
United States v. Batchelder,
In analysing appellants’ preemption argument, we follow the two-step approach indicated by this court in
United States v. Anderez,
Commencing with the statutory language, we find no indication that Congress intended that 16 U.S.C. § 1857(1)(I) preempt 18 U.S.C. § 1001. Indeed, the Magnuson Act itself does not even mention or implicitly refer to § 1001. Accordingly, we hold that the statutory language does not demonstrate Congress’s intent to preempt § 1001. 4
We also reject appellants’ various attempts to locate in the statutes implicit evidence of Congress’s intent that 16 U.S.C. § 1857(1)(I) preempt 18 U.S.C. § 1001. For example, appellants argue that the specific nature of § 1857(1)(I) indicates Congress’s intent to preempt the more general § 1001. Preemption of a criminal provision, however, occurs only where Congress “clearly intended that one statute supplant another; the fact that one statute is more specific than the other is not sufficient.”
United States v. Hopkins,
Appellants also argue that Congress manifested its intent to preempt 18 U.S.C. § 1001 by imposing misdemeanor penalties for violations of 16 U.S.C. § 1857(1)(I), in contrast to the felony penalties associated with 18 U.S.C. § 1001. As this court has held, however, the fact that Congress has passed a specific statute with lenient penalties does not indicate that Congress intended to preempt a more general but more severe statute that would apply to the same offense.
See Anderez,
Furthermore, appellants fail to consider a crucial difference between 16 U.S.C. § 1857(1)(I) and 18 U.S.C. § 1001. Section 1857(1)(I) does not mention materiality and thus imposes
no
materiality requirement upon the government,
cf. United States v. Wells,
We also conclude that appellants’ reliance on
United States v. LaPorta,
[T]he specific statute—•§ 844(f)—must logically preempt the general one, for otherwise § 844(f) would be rendered superfluous: § 844(h)(1), when coupled with § 1361 (which proscribes the willful injury • .of government property), would prohibit willful destruction of government property by fire [or explosives], covering every circumstance that § 844©—malicious destruction of government property by fire [or explosives]—covers. Such a construction would rob § 844(f) of all practical effect, surely not the Congressional intent.
Here, unlike in
LaPorta,
the specific statutory provision applies to circumstances not covered by the general provision. First, the specific provision, 16 U.S.C. § 1857(1)(I), has no materiality requirement, while the general provision, 18 U.S.C. § 1001, does have a materiality element. Second, § 1857(1)(I) applies,
inter alia,
to false statements made to state governors, while 18 U.S.C. § 1001 apparently does not.
9
Because the specific provision is not “superfluous” when considered in conjunction with the general provision,
cf. LaPorta,
Because the statutory language does not indicate that 16 U.S.C. § 1857(1)(I) preempts 18 U.S.C. § 1001, we must determine whether the legislative history of § 1857(1)(I) supports appellаnts’ preemption argument.
Compare Anderez,
After reviewing the legislative history of 16 U.S.C. § 1857(1)(I), we find no evidence whatsoever of Congress’s intent to preempt 18 U.S.C. § 1001. Congress enacted the Magnuson Act in 1976 in order to conserve and manage the fishery resources of the United States. See 16 U.S.C. § 1801. Ten years later, Congress enacted 16 U.S.C. § 1857(1)(I), see Pub.L. No. 99-659, § 107, 100 Stat. 3706, 3713 (1986), in order to address particular problems that had arisen with enforcement of the Magnuson Act. The *755 House Committee on Merchant Marine and Fisheries explained:
It has also come to the Committee’s attention that certain individuals may have deliberately or otherwise misled the Councils by making false statements relating to their intent to carry out various fishery activities. The Committee recognizes that the fishing industry is compelled to deal with the vicissitudes of fish stocks, abundance, changes in consumer choice, and economic conditions which makes for a great deal of uncertainty. There is, however, a need to protect all concerned parties by discouraging persons from deliberately and knowingly providing the Councils with false information. The Committee has thus attempted to clarify these issues.
See House Comm, on Merchant Marine and Fisheries, H. Rep. No. 99-165 (1985), reprinted in 1986 U.S.C.C.A.N. 6249, 6254-55.
This language, the only legislative history related to 16 U.S.C. § 1857(1)(I),
12
simply indicates the rationale for that provision. It in no way suggests that Congress intended to preempt 18 U.S.C. § 1001.
Cf. Anderez,
Having determined that appellants’ preemption argument is not supported by either the statutоry language or the legislative history, we turn to appellants’ two remaining arguments. First, appellants contend that the Lacey Act, 16 U.S.C. §§ 3371-3378, indicates Congress’s intent “to limit sanctions for matters under the Magnuson Act to [the Magnuson] Act’s own provisions.” 14 This claim is specious. The Lacey Act makes it a felony for any person to transport, possess, sell, or purchase any wildlife taken in violation of any federal law or regulation, see 16 U.S.C. § 3372(a)(1); 16 U.S.C. § 3373(d)(1), but it specifically excepts from this proscription “any activity regulated by a fishery management plan in effect under the Magnuson[ ] Act,” see 16 U.S.C. § 3377(a). Because § 3377(a) renders legal under the Lacey Act all fishing practices explicitly allowed by the Magnuson Act, the Magnuson Act effectively preempts the Lacey Act to that extent. Contrary to appellants’ assertion, nothing in the Lacey Act suggests that the Magnuson Act preempts 18 U.S.C. § 1001.
Second, we decline appellants’ invitation to invoke the rule of lenity. That rule is inapplicable where, as here, a defendant was convicted under a statute that plainly proscribed his conduct and the defendant only argues that he should have been prosecuted under another, more specific statutory provision.
See United States v. Jackson,
IV.
Accordingly, we hold that 16 U.S.C. § 1857(1)(I), the Magnuson Act’s criminal false statement provision, does not preempt 18 U.S.C. § 1001, the general federal criminal false statement provisiоn. Appellants’ convictions therefore are AFFIRMED.
Notes
. Stated another way, appellants claim that 16 U.S.C. § 1857(1)(I), as applied to the facts of this case, implicitly repealed 18 U.S.C. § 1001.
Cf. United States v. Herring,
. The interim rule originally was effective from December 30, 1992, through March 30, 1993, but was subsequently extended. See, e.g., Reef Fish Fishery of the Gulf of Mexico, 58 Fed.Reg. 13,-560 (1993).
. A decision of a “Unit B" panel of the former Fifth Circuit is binding on the Eleventh Circuit, even if the decision was issued after September 30, 1981.
See Matter of Int'l Horizons, Inc.,
. Because the Magnuson Act has no general repeal provision, we need not decide whether such a provision would have indicated Congress’s intent that 16 U.S.C. § 1857(1)(I) preempt 18 . U.S.C. § 1001.
Cf. United States v. Richardson,
.See also In re Coastal Group, Inc.,
.
See also United States v. Woodward,
. In Beer, the defendant was convicted of violating § 1001 for failing to list an outstanding loan on a Federal Deposit Insurance Corporation ("FDIC”) questionnaire. Although the court noted that the defendant's conduct was more specifically proscribed by 18 U.S.C. § 1005, which proscribes false statements to the FDIC, the court explicitly refused to reverse the conviction on that ground. The court explained:
Given the well recognized antagonism toward general, open-ended criminal statutes, and the presence here of a specific legislative enactment, the prosecutor might well have proceeded under the specifically applicable statute, 18 U.S.C. § 1005. Of course, we do not reverse this conviction for the failure to do so, but rather because there was a failure of proof on the essential element of materiality.
.A conviction under 18 U.S.C. § 1001 thus requires the government to prove that the false statement had "the capability of affecting or influencing the exercise of a government function.”
United States v. Herring,
. Section 1857(1)(I) prohibits the submission of false information "to a Council, the Secretary, or the Governor of a State ... regarding any matter that the Council, Secretary, or Governor is considering in the course of carrying out this chapter.” By contrast; § 1001 proscribes material false statemеnts "in any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government of the United States.”
.
LaPorta
also is distinct from the instant case in another respect. The
LaPorta
court inferred that Congress, in enacting § 844(h)(1) and § 844(f) simultaneously, would not have intended to allow a prosecution under the general provision, § 844(h)(1), where prosecution under the specific provision, § 844(f), was appropriate. Unlike the provisions at issue in
LaPorta,
the statutes at issue in this case were enacted more than one hundred years apart.
See United States v. Richardson,
.As stated in footnote 13,
infra,
this court has rejected the specific result of
Hernandez See United States v. Moody,
. As the Supreme Court has held, the "authoritative source for finding the Legislature’s intent lies in the Committee reports on the bill” that contains the, enacted statute.
Garcia v. United States,
. We also find no support for appellants' argument in
United States v. Hernandez,
Hernandez
provides no assistance to appellants. First, in contrast to the situation in
Hernandez,
Congress did not limit.the scope of 18 U.S.C. § 1001 when it enacted 16 U.S.C. § 1857(1)(I). Second, we note that this court has rejected summarily the result reached by the
Hernandez
court.
See United States v. Moody,
.Appellants’ Br. at 26.
