United States v. TomenyUnited States v. Tomeny
Hаving pleaded guilty to one count each of making false statements in violation of
* Honorable Richard Mills, Senior U.S. District Judge for the Central District of Illinois, sitting by designation.
I.
In December 1992, the National Marine Fisheries Service (“NMFS”), acting pursuаnt to its authority under the Magnuson Act, issued an emergency interim rule establishing vessel trip limits for red snapper.
See
Reef Fish Fishery of the Gulf of Mexico, 57 Fed.Reg. 62,237 (1992) (emergency interim rule) (to be codified at
Since 1989, Tomeny, as president and owner of Tomeny, Inc., оperated the F/V Southerner, a fishing vessel owned by Tomeny, Inc. In January 1993, Tomeny submitted an application for a red snapper endorsement for the F/V Southerner to the NMFS Regional Office in St. Petersburg, Florida. In the application, Tomeny certified that the vessel had met the qualifying threshold of 5000 pounds in both 1990 and 1992, even though he knew that thе vessel had not met the threshold in 1990. Although the NMFS initially informed Tomeny that the F/V Southerner was eligible for a red snapper endorsement for the 1993 season, the NMFS subsequently determined that Tomeny had submitted false information to obtain the endorsement.
A grand jury indicted both Tomeny and Tomeny, Inc. on one count each of making a false statement in violation of
Appellants thereafter pleaded guilty to violating
II.
Appellants’ sole argument on appeal is that
Although an unconditional guilty plea does waive non-jurisdietional defects in the proceedings against a dеfendant,
see United States v. Fairchild,
In arguing that
III.
We turn, therefore, tо the merits of appellants’ contention. Appellants argue that the government was required to indict them under
It is unlawful-
(1) for any person
(I) to knowingly and willfiilly submit to a Council, the Secretary, or the Governor of a State false information (inсluding but not limited to, false information regarding the capacity and extent to which a United States fish processor, on an annual basis, will process a portion of the optimum yield of a fishery that will be harvested by fishing vessels of the United States) regarding any matter that the Council, Secretary, or Governor is considering in the course of carrying out this chapter.
By contrast,
(a) ... [Wlhoever, in any matter within the jurisdiction of the executive, legislative, or judicial branch of the Government of the United States, knowingly and willfully-
(1) falsifies, conceals, or covers up by any trick, scheme, or device a material fact;
(2) makes any materially false, fictitious, or fraudulent statement or representation; or
(3) makes or uses any false writing or document knowing the same to contain any materially false, fictitious, or fraudulent statement or entry;
shall be fined under this title or imprisoned not more than 5 years, or both.
The Supreme Court’s opinion in
United States v. Batchelder,
In analysing appellants’ preemption argument, we follow the two-step approach indicated by this court in
United States v. Anderez,
Commencing with the statutory language, we find no indication that Congress intended that
We also reject appellants’ various attempts to locate in the statutes implicit evidence of Congress’s intent that
Appellants also argue that Congress manifested its intent to preempt
Furthermore, appellants fail to consider a crucial difference between
We also conclude that appellants’ reliance on
United States v. LaPorta,
[T]he specific statute—•§ 844(f) —must logically preempt the general one, for otherwise§ 844(f) would be rendered superfluous:§ 844(h)(1) , when coupled with§ 1361 (which proscribes the willful injury • .of government property), would prohibit willful destruction of government property by fire [or explosives], covering every circumstance that§ 844 ©—malicious destruction of government property by fire [or explosives]—covers. Such a construction would rob§ 844(f) of all practical effect, surely not the Congressional intent.
Here, unlike in
LaPorta,
the specific statutory provision applies to circumstances not covered by the general provision. First, the specific provision,
Because the statutory language does not indicate that
After reviewing the legislative history of
It has also come to the Committee’s attention that certain individuals may have deliberately or otherwise misled the Councils by making false statements relating to their intent to carry out various fishery activities. The Committee recognizes that the fishing industry is compelled to deal with the vicissitudes of fish stocks, abundance, changes in consumer choice, and economic conditions which makes for a great deal of uncertainty. There is, however, a need to protect all concerned parties by discouraging persons from deliberately and knowingly providing the Councils with false information. The Committee has thus attempted to clarify these issues.
See House Comm, on Merchant Marine and Fisheries, H. Rep. No. 99-165 (1985), reprinted in 1986 U.S.C.C.A.N. 6249, 6254-55.
This language, the only legislative history related to
Having determined that appellants’ prеemption argument is not supported by either the statutory language or the legislative history, we turn to appellants’ two remaining arguments. First, appellants contend that the Lacey Act,
Second, we decline appellants’ invitation to invoke the rule of lenity. That rule is inapplicable where, as here, a defendant was convicted under a statute that plainly proscribed his conduct and the defendant only argues that he should have been prosecuted under another, more specific statutory provision.
See United States v. Jackson,
IV.
Accordingly, we hold that
Notes
. Stated another way, appellants claim that
. The interim rule originally was effective from December 30, 1992, through March 30, 1993, but was subsequently extended. See, e.g., Reef Fish Fishery of the Gulf of Mexico, 58 Fed.Reg. 13,-560 (1993).
. A decision of a “Unit B" panel of the former Fifth Circuit is binding on the Eleventh Circuit, even if the decision was issued after September 30, 1981.
See Matter of Int'l Horizons, Inc.,
. Because the Magnuson Act has no general repeal provision, we need not dеcide whether such a provision would have indicated Congress’s intent that
.See also In re Coastal Group, Inc.,
.
See also United States v. Woodward,
. In
Beer,
the defendant was convicted of violating
Given the well recognized antagonism toward general, open-ended criminal statutes, and the presence here of a specific legislative enactment, the prosecutor might well have proceeded under the specifically applicable statute,18 U.S.C. § 1005 . Of course, we do not reverse this conviction for the failure to do so, but rather because there was a failure of proof on the essential element of materiality.
.A conviction under
.
.
LaPorta
also is distinct from the instant case in another respect. The
LaPorta
court inferred that Congress, in enacting
.As stated in footnote 13,
infra,
this court has rejected the specific result of
Hernandez See United States v. Moody,
. As the Supreme Court has held, the "authoritative source for finding the Legislature’s intent lies in the Committee reports on the bill” that contains the, enacted statute.
Garcia v. United States,
. We also find no support for appellants' argument in
United States v. Hernandez,
Hernandez
provides no assistance to appellants. First, in contrast to the situation in
Hernandez,
Congress did not limit.the scope of
.Appellants’ Br. at 26.