*3 SLOVITER, Before ROTH Judges. RENDELL Circuit THE COURT OPINION OF ROTH, Judge: Circuit Brown, Tishon Clarence a/k/a Brown, in the was convicted United States Eastern District for the District of Court robbery. of armed New York of six counts in release supervised While on connection conviction, robbery with the Brown was possession convicted of firearm in violation of 18 S convicted felon U.S.C. sentencing 922(g)(1). Following in the case, possession pled gun guilty violating supervised release com- his mitting gun possession crime. The supervised District revoked Brown’s Court release a sentence incar- imposed ceration for that violation be served imprisonment consecutively to the term of gun possession case. Brown now appeals in both judgments cases. I. AND PROCEDURAL FACTS HISTORY 25, 1998, at May approximately On 10:50 p.m., Hughes Michael Police Officer Department Camden Police was dis- patched to the 700 block of Clinton Street investigate missing juve- Camden report. Hughes nile As Officer testified trial, possession Brown’s was while he speaking on the about to woman street juvenile, approached males two black yelling, they him. real “They were were excited, they guy saw a with a Cleary, telling Attor- me Robert J. Leone, Chief, .... ney, gun over at 7th and New 7th and Appeals Divi- George S. Washington.” “They were Attorney, New or 7th and sion Office of United States nervous, very they sorry put were was he had Officer very Hughes like excited very....” “through men told hopping around The this.” approximately that a man light prior of Brown’s federal convic- away gun at waving
two blocks tions for six counts of armed robbery and some- people threatening to “shoot other convictions automobile theft and accompanied the body.” firearm, possession a loaded along direction men Clinton Street possession case was referred to federal kept saying, of 7th The men “he’s Street. prosecution. authorities for Trial was con- up over there” “he’s there.” When ducted in United States District Court Street, 7th the two men ex- reached Jersey. for the District of New jury claimed, there, up right “He’s that’s him guilty gun possession found Brown *4 Brown, pointed The men out who there.” offense. walking 7th between was across Street Hughes When Officer testified at trial Streets, Washington approx- and Berkeley that the two men had told him about imately one and one-half blocks from the man waving gun and was saying he at which the men said location had going somebody, to shoot Brown’s attor- gun. the man brandishing encountered ney objected requested and a mistrial. hearing The District Court conducted a Brown, clearly Hughes Officer observed pursuant to Fed.R.Evid. 104 to assess by lamps, approaching illuminated street objection. the following day, On the court pistol a in carrying right and his hand. opinion a issued memorandum Of- holding parked Hughes took cover behind Officer Hughes’s testimony ficer admissible as car, for gun, drew his and radioed assis- exception excited utterance drop He tance. ordered Brown to his verdict, Following the jury rule. the Dis- weapon. initially After the com- ignoring imposed trict 78 Court sentence of mand, repeated which Hughes Officer months imprisonment, by followed a three- twice, dropped Brown gun com- year supervised term of release. plied on the with officer’s order to lie ground. Kenyatta Kelly supervised Officer arrived at Brown’s release in rob- ground. bery the scene saw Brown on the had been case transferred to Hughes Kelly told Officer Officer United States District Court for the Dis- had gun Jersey, pursuant Brown discarded a and directed trict of New to 18 U.S.C. Kelly Following to recover and it. Of- in sentencing gun Officer secure S 3605. case, Kelly weapon, possession pled ficer retrieved the which Brown guilty supervised contained thirteen live ammuni- by rounds of violation of his release com- ammunition, however, possession tion. The had not mitting crime. Brown pin gun’s firing agreed been chambered and the and the as condition that, subsequently plea broken. if gun possession discovered to be of the Brown’s Hughes Officer arrested Brown and read he appeal, conviction was reversed on him Miranda rights. his After Brown was would to withdraw guilty be allowed his supervised at the in Department, plea violating booked Camden Police for his release Hughes drove Brown the Cam- The robbery Officer case. District Court sen- County trip During imprisonment den Jail. Brown tenced to 18 months Brown spontaneously release, told supervised for violation of his consecutively not Brown’s this was first offense and be served to the term he charge.” imprisonment gun possession asked if could receive “a lesser case. also told that he appealed both For Brown has cases. 458 below, relating rule it is long we will affirm in as as a “statement stated
the reasons
condition made
startling
event or
both.
while the declarant was under
stress
AND STANDARD
II.
JURISDICTION
caused
the event
condi
excitement
OF REVIEW
exception
applicability
tion.” The
of the
availability or
by the
unavaila
unaffected
jurisdiction over
The District Court
bility
declarant
a witness. Fed.
possession offense
pursuant
Brown’s
for the excited
R.Evid. 803.
rationale
over the violation
S 3231 and
to 18 U.S.C.
exception
in the notion that
utterance
lies
robbery
his
case
supervised
release
suspends
pow
declarant’s
excitement
3583(3)
to 18
SS
pursuant
U.S.C.
fabrication,
ers of reflection and
conse
jurisdiction
appeals
We have
his
3605.
minimizing
possibility that the
quently
pursuant to 28 U.S.C.S
be
self
utterance will
influenced
interest
the District Court’s de
We review
rendered unreliable. See
therefore
of dis
to admit evidence
abuse
cision
Joy,
United States
192
766
Serafini,
233
cretion.
denied,
(7th Cir.1999),
cert.
530 U.S.
(3d Cir.2000).
Our
768 n.
E.3d
(2000);
L.Ed.2d
S.Ct.
*5
interpreta
Court’s
review of
District
272, at
McCormick on Evidence S
204-05
is,
Rules of
tion of the Federal
Evidence
(5th ed.1999).
Id.
however, subject
plenary
review.
Although courts’ articulations of
of
apply
We
an abuse
discretion
invoke
necessary
elements
the ex
the District
reviewing
standard
Court’s
differ,
ception
upon
agree
most
three re
objections
If
rulings on
summation.
(i)
a
quirements:
star
occurrence
challenge
to the summation was
(ii)
condition;
tling
or
the statement
event
Court, we
in the District
review
raised
in question must
made while the
have been
See United States
only.
plain error
declarant was under the stress
excite
Wert-Ruiz,
(3d
228 F.3d
252 n. 1
condition;
by the
or
ment caused
event
Cir.2000).
prose
to demonstrate
order
(iii)
and
relate
the statement must
to the
plain
under a
error
cutorial misconduct
condition. See United
startling event
standard,
“egre
the review must reveal
Moore,
to include:
relating to
statement
the circumstances of
III. DISCUSSION
(iii)
occasion;
a declarant
startling
who
A. EXCITED UTTERANCES
appears
opportunity
have
to ob
(iv)
events;
exception
personally the
and
The “excited utterance”
serve
hearsay
long
is a
statement made before there has been
recognized
to the
rule
fabricate. See United
time
It is
into the
to reflect
incorporated
one.
Federal
Mitchell,
803(2)
which States v.
in Rule
Rules
Evidence
Keating,
Miller v.
Cir.1998);
that an
is ad
the circumstances of
startling
occasion.
find the statement
in itself sufficient.2
Third,
the District Court held that
the Similarly, many courts have held that the
declarants’ several
statements
appearance, behavior and condition of the
*6
had personally seen the man
gun,
with the
establish,
may
declarant
without other in-
coupled with their subsequent statements
evidence,
dependent
that a startling event
they actually pointed
as
out
gunman
addition,
occurred.3 In
Advisory
Com-
(“that’s
there”)
him right
adequately es-
803(2)
mittee Note to Federal Rule
de-
tablished that the men had the opportunity
rulings
scribes
holding the statement itself
to observe personally the
at
startling event
sufficient
“increasing”
as
“prevail-
and the
Fourth,
issue.
the court concluded that
practice.”
ing
See Fed.R.Evid. 803 Advi-
because the
appeared
declarants
Note,
be
sory
183,
Committee’s
56 F.R.D.
excited,”
“very
“very
“hop- 305;
nervous” and
2
272,
McCormick on Evidence S
around,”
ping
and given
approximate-
Indeed,
206 n. 19.
Weinstein’s Federal
ly
passed
one minute had
between the
goes
Evidence
so far as to conclude that
startling occasion and the declarants’
“hearsay may be used as the foundation
statements to
Hughes (Hughes
tes-
[the excited
excep-
utterance]
See,
Moore,
e.g.,
(dictum);
See,
Moore,
2.
1;
tion.
exception by
properly
admitted
utility
of
out-of-court statement
undermine
to be excluded.”
aby
valuable evidence
an excited utterance
declarant who
causing
Evidence,
S
hyped
Federal
“nervous”
up”
Weinstein’s
was “all
even
ed.2000).4
803.04[2][b],at 803-21
it was
three hours after
though
made some
Tocco, 135 F.3d at
startling
event.
persua
of
light
the volume
Phelps,
v.
127-28.
bearing
ques
on the
authority
siveness
(8th Cir.1999),
Eighth
Cir
F.3d 1048
tion, we conclude that an excited utterance
“visibly
of a
dis
cuit held
statement
to establish
may itself be sufficient
as an
traught” declarant admissible
excited
ques
that the
startling event occurred and
utterance,
statement was
although the
corroborating evidence inde
tion whether
startling
to 20
after the
made 15
minutes
of the declaration is needed
pendent
Golden,
v.
also
States
event. See
United
to establish the occurrence of
given case
(10th Cir.1982),
cert.
to the discre
an event
committed
such
denied,
456 U.S.
102 S.Ct.
the trial judge.
tion of
(1982) (out-of-court
L.Ed.2d 179
that the
Brown also asserts
admissible as excited utterance
even
satisfy
fourth criterion of the
failed to
minutes
approximately fifteen
had
though
test:
the statements were
Mitchell
transpired
the event
between
declarants had time
reflect
made before
statement).
that,
argues
and fabricate. Brown
be-
Hughes did not know what
cause Officer
comparable
factual
Under
circumstances
passed
time
amount of
had
between the
here,
temporal gap
to those
where the
event and
men’s statements
startling
minutes,
only a matter
one or
few
if
because
did not know the
have often admitted the asserted
courts
directly
from
declarants
come
him
Territory
utterance.
Guam
excited
See
(a
the location of
event
distance
Cir.1995),
(9th
Cepeda,
372-73
approximate-
could be
concedes
covered
part,
part
rev’d in
Peo
aff
'd.
minute) or
ly
one
a more circuitous
Territory
Cepeda,
ple
Guam
route,
preclude
did not
(state
(1995) (citation omitted)
F.3d 369
possibility that the two men had sufficient ments made “within minutes” of armed
*7
story.
time to
their
fabricate
“quite
robbery, where declarants were
too,
argument,
unavailing
panicked”
properly
This
in
were
admitted
excit
utterances);
Joy,
facts
ed
United States
192
applicable
law and the
light
(statement
803(2)
appellant
not
at 766
that
had
record. Fed.R.Evid.
does
re
F.3d
admissible,
around,”
that,
within a
gun
in order
“waved a
made
few
quire
to be
incident, qualified
with
as excit
contemporaneous
be
the minutes
statement
utterance);
Ladell,
event,
only with
127
startling
but rather
ed
Cir.1997) (state
(7th
by
excitement caused
the event.
criti F.3d
625
case, therefore,
“hysterical
police
question in the
ments of
woman”
cal
instant
claiming appel
minutes” of
call
report
the men’s
of an armed
“within
911
is whether
period
gun
hit her
a
likely
during
man
occurred
lant had
with
threatened
engendered by
sighting
their
to kill her held admissible as excited utter
excitement
Tocco, ances);
Bailey,
834
States v.
United States v.
gunman.
United
(1st Cir.1987) (out-of-court
Cir.1998),
state-
F.3d 116
the Court of
Louisell,
(1980).
Evidence
Accord
Federal
510-11
Moreover,
an
by “upset”
concerning
ment
declarant
the out-of-court statement
in
Miller
an
by
was made
unidentified declar-
attempted bribe three minutes earlier
the,
utterance).
accident,
ant at
scene of an automobile
properly admitted as an excited
assigning blame for the accident to the
bar,
In the case at
the two declar
plaintiff. The
pro-
statement itself did not
Hughes
statements to Officer
that
ants’
startling
claim the
event and the record
just
gun”
a
with a
“they
guy
saw
that was devoid of evidence from which the
a
a
guy
gun”
“there’s
over there with
court could have inferred that the defen-
startling
very
indicate that the
event was
actually
dant
saw the accident. See Mil-
recent, if
ongoing,
ler,
not
at the time of the
case,
present
missible as excited utterances
startling
beyond
corroboration of the
event
803(2).
short,
Rule
we can find no
itself,
the excited utterance
the fact that
deficiency
applica
in the District Court’s
immediately
almost
came
tion of the Mitchell test.
Brown,
upon
visibly carrying
who was
gun
and who was identified as the
argues
admitting
Brown also
declarants,
provides
brandisher
the two
statements,
two men’s
the District Court
such corroboration. See United States v.
ran afoul of
holding
our
Miller. We do
(1st Cir.1995) (excited
Collins,
agree. Although
we did state in Mil-
regarding appellant’s
utterance
threat
party seeking
ler that a
to introduce a
appel-
shoot the victim corroborated when
an unidentified
un-
declarant
shortly
lant returned
thereafter to scene of
803(2)
der Rule
“carries
burden heavier
bearing
the threat
a loaded
while de-
than where the declarant is identified to
officer).5
spoke
police
clarant
to a
demonstrate the statement’s circumstan-
trustworthiness,” Miller,
tial
recently
754 F.2d at We note also that we have
ad
*8
emphasized
we also
that “such state-
reliability
dressed the issue of the
of a
informant,
if they
by
ments are admissible
otherwise
an unidentified
803(2).”
of[Rule]
meet
criteria
Id. For
albeit in a
context.
different
United
(3d
Valentine,
supra,
the reasons
set
forth
v.
Officer States
enforcement plain only review the comments for error. pants, gold blue and a neck top, blue sweat Walker, See United States v. not to be considered gun, a was chain had (3d Cir.1998) (prosecutorial remarks the informant re- solely because unreliable at trial objection to which no is made are to the officer. identify himself fused to error); only plain reviewed Fed. sufficiently reli- found the statement We 52(b). R.Crim.P. stop of the justify investigatory able to Supreme at 357. As the suspect. Id. objects re- following Brown first instructed, question Court has gov- prosecutor during marks of the reported infor- anonymously whether the initial ernment’s summation: trustworthy in deemed mation “should be Two men which he believes came from circumstances.” Id. at light of the total excited, Avenue came out Edmonds Gates, 462 U.S. (citing Illinois yelling guy started there’s with (1983)). 76 L.Ed.2d 103 S.Ct. area New around New Street present in the The total circumstances 7th, gun. waving it carrying He’s that the declarants case include the facts around. accompanied Hughes to the loca- Officer Hughes do? He tes- What does Officer out Brown and they pointed where tion tifies, you and I’ll submit to there has visibly carrying a that Brown was indeed challenge testimony, no to this it’s been gun in his hand. uncontested.... reasons, we conclude For the above interrupted At point, this Brown’s counsel testimony concern- Officer objected, claiming that prosecutor two was ing the men statements shift attempting was properly admitted into proof the burden of to the defendant and “excited utter- District under the Court asserting that the “evidence has been chal- hearsay exception to the rule.6 ance” sidebar, lenged, At it’s been denied.” prosecutor explained that she had intended B. REMARKS SUMMATION interrupted complete her remark with words, “it was that [Offi- Brown’s contentions uncontested We now consider cer down the street.” prosecutor’s Hughes] certain of the sum- walked regarding accepted prosecu- Because Brown either The District Court mation remarks. object explanation to the comments at trial or tion’s and concluded failed to argues present that the erroneous ad- radio would be admissible as a sense Brown also 803(1). Hughes's testimony impression mission of Officer under Fed.R.Evid. Kelly's testimony exacerbated Officer con- Brown's counsel then moved to strike Hughes’s report. cerning Officer's radio Offi- testimony whereupon the District Court patrol Kelly "I was on in that cer testified: agreed jury to strike it and instructed the come over area and I heard "disregard given by the last answer told there was the radio that ... he been Kelly.” In view of defense counsel's conces guy walking up gun.” the street with a admissibility Kelly's sion of of Officer testimo objected to the statements as Brown’s counsel nature, ny, Serafini, of its cumulative see and moved for mistri- inadmissible F.3d at and of the District Court’s in sidebar, al. At defense counsel reversed his it, jury disregard struction to the see United testimony position and conceded that *9 1143, Newby, v. F.3d 1147 Cir States 11 because the declarants’ would be admissible .1993), we find no merit to Brown’s conten had been admitted into evidence statements prior tion that it exacerbated the error— as excited utterances and because Officer we held was not in error. which have fact Hughes's repetition over the of the statements
463
(8th
Sheppard,
766,
have consti- States v.
entirety
would
remark
its
219
767
F.3d
-
denied,
cert.
Cir.2000),
U.S.-,
“fair
on
tuted
comment”
the evidence.
121
1208,
(2001).
149
that
it
clear S.Ct.
L.Ed.2d 121
Given
The Court also noted
the fact
accepted
that the District Court
charge
guilty
from the
and Brown’s not
explanation,
this reasonable
we are unable
contesting
that
plea
charge
he was
the
prosecutor’s
to find that the
remarks were
objection.
overruled
defense
“manifestly intended”
“naturally
or would
complains
appeal
Brown
on
not
taken],”
Bontempo,
958,
[be
692 F.2d at
as
prosecutor’s
unfairly
remarks
that-
on
comment Brown’s silence.
proof
but
that
shifted
burden
rather
also
govern
Brown
asserts that
impermissible
constituted
commen
“necessarily”
ment’s comments
reminded
tary on the
silence.
con
accused’s
We
jury defendant’s failure to testi
clude, however,
prosecutor’s
that
remarks
fy
too,
at
argument,
unper
trial. This
is
impermissible
did
constitute
commen
prosecutor’s
suasive. The claim that a
tary
testify
on
at
Brown’s decision not to
necessarily
perceived
remark
would be
case,
trial.
this
did not
jury as
adverse comment on the
concerning
make
direct
comment
silence
accused’s
must be assessed in the
silence;
only aspect
Brown’s
context of the summation
aas whole and
complains
summation which
now
See
of the evidence
at trial.
introduced
formulation,
is the
“there has been no
Collins,
(6th
Byrd
486,
v.
209
F.3d
533
challenge
testimony,
to his
it’s uncontest
Francis,
United States v.
Cir.2000);
82
ed.”
(4th Cir.1996).
77,
F.3d
78
Viewed in the
prosecutor’s
We have
held that
re
context of
entire summation
all
any
mark that
aspect
government’s
trial,
the evidence introduced at Brown’s
“undisputed”
evidence was
or “uncontra-
agree
government’s
we
that
cannot
dicted” at
trial
an improper
constitutes
to
testimony
references
“uncontested”
nec
only
comment on a defendant’s silence
interpreted
essarily would have been
as a
“the language
manifestly
where
used was
commentary on Brown’s silence. Particu
intended or
such a
that
was of
character
larly given the fact that the comment at
jury
naturally
would
be a
take it to
interrupted
issue was
and never subse
comment on
failure of
the accused
completed,
quently
there
no 'reason to
Fenton,
v.
Bontempo
testify.”
F.2d
692
jury
conclude
would have as
(3d Cir.1982).
954, 958
Brown has failed
sumed it referred to
failure to
Brown’s
satisfy
requirements.
either of these
jury
testify.
surely
was aware of the
sidebar,
government explained
theAs
aspects
Hughes’s
numerous
of Officer
tes
the comments in
went
question
only to
timony
were unchallenged
defense
relatively innocuous
fact
that Officer
counsel over the course of the trial. Fur
Hughes walked down Clinton
be
Street
thermore,
strategy
the defense
had includ
seeing
fore
The trial
Brown.
court
attempts
impeach govern
ed numerous
every right, in the exercise of its sound
likely
ment witnesses. Thus it is more
discretion,
explanation
credit
jury
that the
would have understood the
interrupted
prosecutor’s
comments
prosecutor’s references to “uncontested”
fit. See United
it saw
States
extent
responses
testimony
impeach
to such
(8th
Mabry,
cert.
Cir.1993),
F.3d
attempts
ment
rather than as veiled refer
denied,
U.S.,
Edwards v.
silence. See
511 U.S.
ences to the
defendant’s
Durant,
114 S.Ct.
L.Ed.2d
abrogation
denied,
(8th Cir.1984),
cert.
grounds recognized
on other
United
469 U.S.
*10
(citations
door,
you
you
I think
the
called
opened
fore
on
harmless
lating
prosecution’s
con
summation
statement,
prose-
In its
rebuttal
when
following
cerns the
remarks:
asked,
any sugges-
cutor
we
“Have
heard
you
your
judge
instructed
to use
tion
some motive Officer
would
sense,
up
things
light
have
this
common
to take
making
story?”,
Brown’s
experiences.
it un-
your
counsel
and at
accused
own life
Was
objected
sidebar
case—
contested or did
defendant’s
shifting
burden
say'
police,
proof
defendant. The District
did Officer
Camden
objection,
drop
what Officer
gun?
That’s
Court overruled
defense
he
Hughes testified that
said.
stating,
*11
object
failed to
Brown
these comments
IY. CONCLUSION
any
trial. We find neither error nor
foregoing reasons,
For
the
find
we
miscarriage
justice
of
here.
colorable
See
challenges
Brown’s
to his
in the
conviction
Price,
Indeed,
appears
I do not believe these errors were *13 BECKER, Judge. Chief harmless, I require and would reverse and a new trial. A majority of the active judges having voted for rehearing en banc the above reasons, I respectfully
For these dissent. appeal, it is ORDERED that the Clerk of opinion
this Court vacate the judg- January ment filed 2001 and the Pub- lished Opinion Panel Sur Petition for Re- 5, 2001, hearing filed June and list the above for rehearing en banc at the conve- nience of the Court. CRISSMAN; Wendy
Charles * Crissman; Christine
Crissman, Appellants, America, UNITED STATES of
DOVER DOWNS ENTERTAINMENT Wandy REYNOSO, Appellant. INC.; Downs, Dover Inc.
No. 00-2230. No. 00-5178. Appeals, United States Court of Third Circuit. Appeals, United States Court of Third Circuit. Argued March 2001.
Argued Dec. 2000. June 2001.
Filed June * * (Dismissed Party per Cudahy, Court’s Or- Judge, Hon. Richard D. Senior Unit- 11/8/2000 der). Appeals ed States Court of for the Seventh ** Circuit, Judge panel Sitting by Designation. Rosenn’s vote is limited to re- hearing only.
