Lead Opinion
We must decide whether Washington residential burglary is a “crime of violence” under the Sentencing Guidelines. For the reasons hereinafter stated, we conclude that it is not.
Timothy Wenner pled guilty to being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). In 1995, Wenner pled guilty to the state crimes of residential burglary, Wash. Rev.Code § 9A.52.025(1), and attempted residential burglary, Id. § 9A.28.020(1), both felonies under Washington law. Id. § 9A.52.025(2); Id. § 9A.28.020(3)(c). At sentencing, the district court found that these two crimes were crimes of violence, and therefore held his base offense level to be 24. U.S.S.G. § 2K2.1(a)(2). Wenner appeals, arguing that these convictions are not crimes of violence under the Guidelines. We have jurisdiction over this timely appeal pursuant 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). We reverse and remand for resentencing.
ANALYSIS
Under the Guidelines, a crime of violence is “any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that ... is burglary of a dwelling ... or otherwise involves conduct that presents a serious potential risk of physical injury to another.” U.S.S.G. § 4B1.2(a)(2). An attempt to
To determine whether Wenner’s state convictions are burglaries of dwellings, as the government contends, we first use the categorical approach outlined in Taylor v. United States,
A. Categorical Approach
Wenner’s conviction for residential burglary is defined as “entering] or remain[ing] unlawfully in a dwelling other than a vehicle” with the intent to commit a crime. Wash. Rev.Code § 9A.52.025(1). Washington defines a “dwelling” as “any building or structure, though movable or temporary, or a portion thereof, which is used or ordinarily used by a person for lodging.” Wash. Rev.Code § 9A.04.110(7). In Washington, a “building” can include a fenced area, a railway car, or cargo container. Wash. Rev.Code § 9A.04.110(5).
Taylor held that “burglary” under the Armed Career Criminal Act (“ACCA”) is “an unlawful or unprivileged entry into, or remaining in, a building or other structure, with intent to commit a crime.”
The dissent rejects the view that the Taylor definition of burglary extends to the Guidelines contending that “we do not apply Taylor’s general definition to more specific types of burglary.” Although we have not explicitly held that the Taylor definition of burglary provides the definition of “burglary” in § 4B1.2, the reasons given by the Supreme Court in Taylor for establishing a uniform definition of burglary under the ACCA apply here. That is, the Guidelines also seek to promote uniformity in sentencing and to avoid reliance on outdated common law definitions. See Taylor,
The dissent relies on the dictionary definition of a “dwelling” quoted in United States v. McClenton,
The dissent’s analysis of the Washington statute strays from the categorical approach required by Taylor and would create an unnecessary tension with our cases applying Taylor to guideline cases. Under the proper analysis, the necessary conclusion is that residential burglary under Washington law does not meet the definition of “burglary of a dwelling” under § 4B1.2(a)(2).
B. Modified Categorical Approach
Citing Bonat,
Moreover, the sentencing transcript indicates that the district court did not assess Wenner’s prior convictions under the modified categorical approach, but rather appears to have presumed that the statutes constituted a categorical match. We conclude that the government did not carry its burden of establishing that Wenner was convicted of a crime of violence under the modified categorical approach. See United States v. Pimentel-Flores,
C. Catchall Provision
Although the government eschews the argument that residential burglary is a crime of violence, apart from the argument that it can be a “burglary of a dwelling,” the dissent insists that because residential burglary “involves conduct that presents a serious potential risk of physical injury to another,” residential burglary, no matter how broadly worded, should qualify as a crime of violence under the catchall provision of § 4B1.2(a)(2).
It is a fundamental canon of statutory construction that a statute should not be construed so as to render any of its provisions mere surplusage. See, e.g., Ratzlaf v. United States,
The dissent bases its analysis on United States v. M.C.E.,
In M.C.E., we noted that the language in § 5032 is “virtually identical” to the language used in Becker, in which we held that residential burglary under a California statute constituted a crime of violence because it was an offense “ ‘that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing that offense.’ ” M.C.E.
For these reasons, we decline to adopt the dissent’s broad reading of § 4B1.2(a)(2)’s catchall provision, which would render the specific inclusion of “burglary of a dwelling” in the same section surplusage.
D. Attempt Conviction
Finally, we turn to whether Wenner’s conviction for attempted residential burglary is a crime of violence. Under the Guidelines, an attempt to commit a crime of violence is itself a crime of violence. U.S.S.G. § 4B1.2, cmt. 1. Because, as we have concluded above, Washington residential burglary is not a crime of violence, Wenner’s state conviction for attempted residential burglary also is not a crime of violence under the Guidelines.
CONCLUSION
Because neither Washington residential burglary nor attempted residential burglary is a crime of violence, the district court erred in enhancing Wenner’s sentence under § 2K2.1(a)(l). We therefore vacate the sentence and remand for resentencing. See United States v. Matthews,
VACATED and REMANDED.
Notes
. We review de novo the district court's interpretation of the Guidelines. United States v. Alexander,
. The Guidelines' definition is necessarily narrower than the ACCA definition of burglary. See U.S.S.G. § 4B1.2, comment, (n.l); U.S.S.G. § 4B1.4, comment, (n.l) (explaining that “violent felony” under the ACCA and "crime of violence” are not identically defined). Additionally, the Supreme Court has rejected the argument that “burglary” under the ACCA should be construed to apply to a narrow subclass of burglaries because Congress did not provide narrowing language. See Taylor,
. Because of the narrowness of the holdings in McClenton and Graham, our holding creates no inter-circuit conflict on the scope of "burglary of a dwelling” under § 4B1.2(a).
. This section provides:
(a) The term "crime of violence” means any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that—
(1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or
(2) is burglary of a dwelling, arson, or extortion, involves the use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
U.S.S.G. § 4B 1.2(a).
. The dissent, while acknowledging that "the sentencing court’s rationale is not crystal clear,” asserts that the district court likely "relied on section 4B1.2(a)(2)'s catch-all provision.” We find no record support for this assertion. After prefacing its remarks with the observation that "[t]here’s only a tenuous relationship between the Sentencing Guidelines and the purposes of sentencing, but we’re stuck with these guidelines,” the district court’s only reference to the controlling guideline provision was its remark that “I think that both residential burglary and the attempted residential burglary are crimes of violence — not actual violence, but violence as that term is misused in the guidelines.” This sheds no light on whether the district concluded that Washington residential burglary was a crime of violence because it was equivalent to burglary of a dwelling or because it met the "conduct” requirement of the catchall provision. The parties' briefs do not discuss the catchall provision at all — there is a complete absence of any briefing on the issue on which the dissent would decide this case.
. The 1988 version of U.S.S.G. § 4B1.2 at issue in Becker employed the definition of crime of violence from 18 U.S.C. § 16 (1988), which provided that a crime of violence was:
(a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense.
18 U.S.C. § 16 (1988).
. The dissent’s reliance on the ejusdem generis canon of statutory construction is also misplaced. For contrary to established practice, see, e.g., Wash. Dep’t of Social & Health Serv. v. Estate of Keffeler,
Dissenting Opinion
dissenting.
Wenner pled guilty to burglarizing “a dwelling other than a vehicle, residence of Mike Jewell.” The majority concludes that Wenner did not commit a “burglary of a dwelling” or any other “crime of violence” as defined under the Sentencing Guidelines. I dissent from the majority’s strained interpretation of federal law.
The district court should be affirmed for two reasons. First, while we use the categorical approach outlined in Taylor v. United States,
I.
Wenner was convicted in state court of residential burglary, which Washington defines as “entering] or remaining] unlawfully in a dwelling other than a vehicle” with the intent to commit a crime. Wash. Rev. Code § 9A.52.025(1). A “dwelling” is “any building or structure, though movable or temporary, or a portion thereof, which is used or ordinarily used by a person for lodging.” Id. § 9A.04.110(7). In Washington, a “building” can include a fenced area, a railway car, or a cargo container. Id. § 9A.04.110(5).
Wenner’s conviction is a “crime of violence” under U.S. Sentencing Guidelines § 4B1.2(a)(2) if it represents “an[ ] offense under federal or state law, punishable by imprisonment for a term exceeding one year, that ... is burglary of a dwelling ... or otherwise involves conduct that presents a serious potential risk of physical injury to another.” To decide whether Wenner’s conviction constitutes a “burglary of a dwelling” under federal law, we must compare Washington’s crime of “burglary of a residence” with “burglary of a dwelling” under section 4B1.2(a)(2), looking exclusively to the statutory definition of the crime rather than to the specific conduct underlying Wenner’s conviction. Taylor,
II.
Wenner’s argument proceeds as follows. First, a “burglary of a dwelling” under the Guidelines must be defined the same way Taylor defined “burglary” under the Armed Career Criminal Act (ACCA), i.e., it must involve entry into a building.
Wenner assumes, and the majority agrees, that Taylor’s definition of “burglary” applies to the Guidelines’ offense “burglary of a dwelling,” and thus a burglary of a dwelling under the Guidelines must involve a “building or structure” under Taylor. I do not accept this conclusion. Taylor defined run-of-the-mill burglary as that word appears in the ACCA, 18 TJ.S.C. § 924(e) (2) (B) (ii); we do not apply Taylor’s general definition to more specific types of burglary.
Suppose, for instance, the Sentencing Commission were to add a provision to the Guidelines to increase a defendant’s base offense level for a vehicular burglary conviction. Surely Taylor’s definition of generic “burglary” would not apply, else the vehicular burglary would have to transpire inside a building. See Sareang Ye v. INS,
Reason compels me to conclude that Taylor’s definition of “burglary” does not apply every time that word appears in the Sentencing Guidelines. Taylor does not purport to define “burglary of a dwelling” as that term is employed in section 4B1.2(a)(2). Thus, our general obligation to apply Taylor’s categorical approach when interpreting the Sentencing Guidelines does not require us to extend its generic definition blindly to the Guidelines’ more specific “burglary of a dwelling.”
The issue before us is not whether residential burglary is “burglary” under the ACCA. It is not whether residential burglary satisfies Taylor’s definition of “burglary” or whether fenced areas are “buildings” under federal law. Instead, the issue is whether Washington’s residential burglary statute is broader than the federal definition of “burglary of a dwelling.” More precisely, we must decide whether the burglary of fenced areas, railway cars, or cargo containers used for lodging constitutes “burglary of a dwelling” under the Guidelines. To this I turn.
The Third and Eighth Circuits define a “dwelling” for these purposes as a “building or portion thereof, a tent, a mobile home, a vehicle or other enclosed space which is used or intended for use as a human habitation, home or residence.” United States v. McClenton,
The majority asserts that its definition of “burglary of a dwelling” does not create a circuit split because McClenton and Graham merely narrow Taylor’s definition for purposes of section 4B1.2(a)(2) by requiring entry into a building that is also a dwelling. Although Graham is somewhat ambiguous on this point, McClenton’s plain language defies the majority’s construction: “The Sentencing Commission has adopted a categorical approach to the determination of whether an underlying offense is a ‘crime of violence’ within section 4B1.2, deciding that any invasion of a place where people may reside presents an unacceptable risk of harm and must be classified as a crime of violence.” McClenton,
In the alternative, the majority contends that McClenton’s interpretation of section 4B1.2(a)(2) cannot be correct because “the Supreme Court has rejected the argument that ‘burglary’ under the ACCA should be construed to apply to a narrow subclass of burglaries.” Contrary to the majority’s assertion, Taylor did not foreclose the possibility that the Sentencing Commission might depart from its general definition of “burglary” to identify more specific categorizations. In reality, the Third Circuit’s generic definition of “burglary of a dwelling” is both broader and narrower than the Sentencing Guidelines’ definition for run-of-the-mill “burglary”: it is broader than Taylor’s definition, because it applies to residential spaces that are not buildings, but it is also considerably narrower, because it does not apply to nonresidential buildings. Nowhere in Taylor does the Court suggest that the Sentencing Commission lacks the authority to delimit a more . specific burglary category along these lines that departs from Taylor’s generic definition.
The majority also argues that a “residence” under federal law must be a “building” under United States v. Williams,
Given that the majority’s opinion draws this circuit into conflict with the Third Circuit, I find it highly ironic that the majority faults my reading of section 4B1.2(a)(2) for undermining the Guidelines’ goal “to promote uniformity in sentencing.” The majority’s holding frustrates inter-circuit sentencing uniformity by unnecessarily extending a generic definition of “burglary” to a context where the Sentencing Guidelines clearly anticipate a definition that would apply to all residential spaces. For these reasons, I would interpret “burglary of a dwelling” under section 4B1.2(a)(2) more broadly to encompass the residential spaces covered in Washington’s residential burglary statute.
Regardless of my conflict with the majority above, there is an alternative theory upon which we can and should affirm the district court. I now turn to this alternative.
The majority argues that we may not consider whether Wenner’s acts “otherwise involve[ ] conduct that presents a serious potential risk of physical injury to another” because the parties did not brief this issue and the district court did not apply section 4B1.2(a)(2)’s catch-all provision. The sentencing court stated:
I appreciate the argument that defendant makes narrowing- — trying to narrow — these things to get around what is apparently the intent of the statute, or the guideline, but I frankly just don’t buy it. I think if we look at the ordinary terms used and the statutes and what Mr. Wenner in fact did based on the records of those cases, I think that both the residential burglary and the attempted residential burglary are crimes of violence — not actual violence, but violence as that term is misused in the guidelines. That may be unfortunate, but I believe that the government simply has the better side of that argument, and so I think the guideline workup is correct.
Although the sentencing court’s rationale is not crystal clear, its decision to “look at the ordinary terms used[and] what Mr. Wenner in fact did based on the records of those cases” suggests that it likely considered, at least in part, applying “burglary of a dwelling” and relied on section 4B1.2(a)(2)’s catch-all provision.
But this is a non-dispositive issue. Whether the sentencing court in fact relied on the catch-all provision is not determinative for purposes of our analysis. Because the Sentencing Guidelines’ applicability to a particular offense is a question of law we review de novo, United States v. Alcarez Camacho,
Under Washington law, Wenner’s conviction necessarily involved a delimited space “used or ordinarily used by a person for lodging.” Wash. Rev. Code § 9A.04.110(7). Our prior decisions dictate that this offense presents a serious potential risk of physical injury to another. Thus, Washington’s residential burglary statute is no broader than the Guidelines’ catch-all provision.
For a state crime to be a crime of violence under section 4B1.2(a)(2)’s catchall provision, we need not — and cannot— look to the particular facts that occasioned the conviction. Rather, we must apply the categorical approach, under which we look only at the statutory definition. United States v. M.C.E.,
The federal statutory provision interpreted in M.C.E. defines a crime of violence to include any crime that “by its very nature, involves a substantial risk that physical force against the person of another may be used in committing the offense.” 18 U.S.C. § 5032. M.C.E. analyzed the same Washington statute at issue here and concluded that it was a crime of violence under 18 U.S.C. § 5032 “because the perpetrator’s unlawful entry into a dwelling with intent to commit a crime therein creates a substantial risk that he may encounter the lawful occupant, or perhaps an investigating police officer, thus resulting in a violent confrontation.”
It is no response to assert that this reading of the catch-all provision would render the more specific provision “burglary of a dwelling” mere surplusage. Catchall provisions are designed to catch what specific provisions leave behind. At most, section 4B1.2(a)(2)’s catch-all provision may be subject to the ejusdem generis canon, which dictates that “[wjhere general words follow the enumeration of specific classes of things, the general words must be construed as restricted to things of the same type as those specifically enumerated.” Aqua-Marine Constructors, Inc. v. Banks,
Reading section 4B1.2(a)(2)’s catch-all provision to include this conduct does not render the statute’s specific reference to “burglary of a dwelling” superfluous. On the contrary, “burglary of a dwelling” provides the paradigmatic example against which we must evaluate whether Wenner’s conviction is a crime of violence. Burglary of a fenced area, railway car, or cargo container used as a residence constitutes a crime of violence because it raises precisely the same safety concerns raised by other types of residential burglary. This common sense analogical approach to section 4B 1.2(a)(2) is consistent with Taylor and tracks our sister circuits’ recent holdings. See Taylor,
In sum, ejusdem generis confirms the conclusion that Wenner’s state law conviction involves conduct that poses a “serious potential risk of physical injury to another.” That is, even if Wenner did not technically burglarize a “dwelling” under the majority’s ill-conceived definition, he still committed a crime of violence under the catch-all provision. To conclude otherwise is to disregard the catch-all provision’s clear purpose and improperly restrict the provision’s scope.
IV.
The majority incorrectly defines “burglary of a dwelling” under the Guidelines and impermissibly neglects section 4B1.2(a)(2)’s catch-all provision. Under both tests, the district court should be affirmed in concluding that Wenner’s sta-telaw conviction for residential burglary constitutes a crime of violence. I therefore dissent.
