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United States v. Thompson
281 F.3d 1088
10th Cir.
2002
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Docket

*1 Barnhart, See Gutierrez Cir.2001) (“a clearly objec- stated eliminate financial EAJA]

tive is to [of

disincentives to. those who would defend unjustified action

against governmental thereby to deter the unreasonable ex- authority”). If governmental

ercise of properly

Commissioner had considered evidence at the ini-

and evaluated Lewis’s

tial not have hearing, Lewis would been

required pay attorneys’ fees in order to

successfully challenge the Commissioner’s

error in district court. As we said in

Flores, hardly inequitable award “[i]t

attorney’s Secretary fees where the com-

mits errors that are not procedural ‘sub- merely

stantially justified.’ compel We Secretary obligation to abide her properly

consider the evidence before de- Flores,

nying a ...” claim

n. 10. America,

UNITED STATES of

Plaintiff-Appellee,

Larry Wayne THOMPSON; Robert Naus,

John Defendants-

Appellants. 00-5206,

Nos. 00-5237. of Appeals, States Court

Tenth Circuit. 14, 2002.

Feb. *2 Schisler, target. Assistant Federal Public South Carolina Hundreds of visual Jack Knorr, Federal Pub- (Stephen depictions engaged sexually Defender J. of minors Defender, brief), him the lic with on Office explicit activity Thomp- were found on Mr. Defender, Tulsa, OK, of the Federal Public depictions son’s with more such Defendants-Appellants. for compact on disks and Not- floppy disks. withstanding the hundreds of Assistant Kirkpatrick, Neal B. prohibited material was contained on fewer (Thomas Woodward, Attorney Scott disks, than ten computer compact hard Attorney, with him on the United States disks, 20, 2000, floppy disks. brief), Tulsa, OK, April On Plaintiff-Appellee. for Thompson guilty eight Mr. pled counts SEYMOUR, Judge, Before Circuit 2252A(a)(5)(B). § violating 18 U.S.C. McWILLIAMS, Judge, Senior Circuit thirty He was sentenced to impris- months KELLY, Judge. Circuit part onment based two-level en- 2G2.4(b)(2) § hancement under U.S.S.G. KELLY, JR., Judge. Circuit PAUL possessing for ten or more files This decision two cases consolidates containing pornography. child from the Northern District of Oklahoma. Wayne Larry Thompson and Robert John possession Mr. was found in Naus their appeal knowingly Naus sеntences pornography child as well. Western Un “any magazine, possessing periodi- ion obtained records customs showed cal, disk, film, videotape, computer persons that Mr. Naus sent $100 other material that contains an of Moscow, trafficking who were Russia pornography....” child U.S.C. pornography. During child an initial 2252A(a)(5)(B). § The sole on ap- issue search, Mr. Naus that he indicated be peal is whether the district court erred approximately lieved he had downloaded sentencing by applying a two-level en- child, images Four pornography. possession hancement for of ten or more images disks were discovered with 136 § pursuant “items” engaged sexually explicit con children Guidelines, Sentencing 1998 United States children, duct other or both. with adults provides: which “If the offense involved computer sys After seizure of Mr. Naus’s books, possessing magazines, ten or more disks, floppy agent tem and an discovered films, tapes, video or other pornog an additional three of child items, containing depiction a visual involv- raphy super floppy on another disk. Two minor, ing exploitation the sexual of a (which data, can store 120 MB of disks 2by crease levels.” United States Sen- regular- floppy contrast to a disk that can Manual, Commission, tencing Guidelines MB) 1.44 72 im store contained 284 and 2G2.4(b)(2) (Nov.1998). § The district Thus, ages pornography. of child 495 vi interpreted court the term “items” to in- engaged minors in sexu depictions sual clude files on the disks rather ally conduct found on five explicit were than the disks themselves. We affirm. floppy “super floppy” disks and two disks.

Background 26, 2000, On June Mr. Naus entered guilty plea violating to one count of Thompson possession Mr. was found in 2252A(a)(5)(B). He was sentenced to pornography of child after a South Car- as a twenty-seven imprisonment months agent olina customs informed Oklahoma City Mr. result of a two-level enhancement under agent Thompson customs 2G2.4(b)(2). Thompson pornography images had sent 17 child to a Both Mr. books, also to three “ten or more magazines, periodi- Mr. Naus werе sentenced years following impris- cals, items, release supervised video or other tapes, Messrs. appeal, Thompson onment. On depiction involving contend neither of them Naus exploitation sexual of a minor.” U.S.S.G. pre- more than ten “items” as possessed 2G2.4(b)(2). *3 2G2.4(b)(2), §by if that term is scribed While is true the two are to refer to the media on which understood largely symmetrical, “computer disk” pornography of child were stored statute, stands alone in the does “items” as gov- rather than the files themselves. The guideline. Although the issue is one 2G2.4(b)(2) responds § ernment circuit,1 impression of first two computer graphics each file maintained on considering courts conviсtions under drive, disk, floppy hard or 2252A(a)(5)(B) § have determined that the storage sepa- other medium constitutes a 2G2.4(b)(2) § “items” in term means com

rate “item.”

puter not the entire disk. See Unit Discussion 1285, v. Harper, ed States 218 F.3d 1287 (11th Cir.2000) curiam); (per United We review de novo a district Perreault, 1133, States v. 195 F.3d 1134-35 legal interpretation guide court’s (9th Cir.1999). courts Other have reached Gacnik, lines. States v. 50 F.3d United the same conclusion under a similar stat 848, 852 guidelines Fellows, ute. United States v. 157 F.3d interpreted though they as were a (9th Cir.1998) (conviction 1197, 1200-02 rule, ordinary statute or court with rules 2252(a)(4)(B)); § under United States v. statutory construction. United States v. Demerritt, (2d 138, 196 F.3d 141-42 Cir. (10th 1124, Tagore, 158 F.3d 1128 Cir. 1999) (same); Hall, v. States 1998). Adopting interpretation narrower (7th 988, Cir.1998) (same); 997-99 precedent: is аt odds with our Wind, United ‍​​‌​​‌‌‌​​‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌‌​​​​‌‌‌​‌‌​‌​‌‌​‌​‌‍States v. apply While we rule of strict con Cir.1997) (conviction under statutes, struction to criminal 2252(a)(4)). Guidelines, to the extension that does not mean the Guidelines must be given Merely because the statute includes the their possible meaning. narrowest term “disk” and the includes the Rather, the rule of strict construction is term necessarily “items” does not mean if given satisfied the words are their- fair equated. the two must be As the meaning in accord with the in manifest Perreault, panel observed the statute tent of the lawmakers. may knowing criminalize possession of a Reaves, United States v. disk, while the ad- (10th Cir.2001) (quotations cita- culpable dresses conduct in connection omitted). tions disk, with that possession of the here noted, 2252A(5)(B) Perreault, statute, number of As flies on the disks. speaks knowing 195 F.3d at 1134-35. another possession “any way, Stated film, magazine, periodical, the fact the statute videotape, criminalizes certain disk, other material that conduct has never meant that a court is contains an image of child pornography” restricted the offense of conviction when and the guideline speaks of possession deciding appropriate sentence. United applicability This is also a case of limited 2000 to make the term "items” include com- puter amended in November of files. We discuss this further below. 151-154, Watts, A always 117 ticular medium. file is 519 U.S. (1997) A (per particular graphic image L.Ed.2d 554 format. does S.Ct. States, curiam); 515 U.S. Witte United not exist without a file—the format of the 389, 397-98, 115 S.Ct. 132 L.Ed.2d image. A file defines the extension (1995). Thus, guidelines employ comput- after the name of the file tells the conduct, of concepts of relevant program application er which is re- applicable levels under the offense fense the information. quired utilize part based guideline are determined Fellows, the court concluded characteristics, in upon specific offense “books, analogue to nearest cluding relevant conduct. magazines, video- [and] 1B1.1(a) (b); 1B1.2(b); §§ & tapes” was files because de- “[v]isual *4 1B1.3(a)(1)(A)(specific offense characteris pictiоns computer compiled a are and “all acts upon tics to be determined based files, in graphics photo- stored much like ... by and omissions committed the defen graphs compiled are and stored in books (n.2) (<rWith dant”); 1B1.3, respect cmt to magazines.... or user can [T]he (including involving offenses contraband view, delete, separately copy, or transmit substances), the is ac controlled defendant Fellows, each graphics discrete file.” quantities countable for all of contraband by might appear 1201. It that involved....”) directly with which he was logic, page piece pa- each or individual of (Nov.1998). per magazine periodical, in a or or pur- turn and placement We next to the videotape, qualifies each frame in film or pose of the words “other items” as a container and an “item” for the en- by guidelines. scheme envisioned See matter, a practical hancement. But as an Reaves, 253 F.3d at 1203. Defendants ar- a page simply or frame lack the individual gue although that “other items” is not portability transmissability world-wide and defined the 1998 version of the may which of discrete be lines, the context of makes it media, variety storage in a “contained” beyond clear that it refers to containers disk, disk, CD, disk, e.g. floppy zip or hard (books, specifically magazines, those listed electronically fаr more transported and are tapes, and video contain- easily than the listed items. ing depiction). They correctly point a medium or Electronic files do need out that each of the listed containers can encoded, to but it is doubt- “container” be just multiple images, contain as ful that the drafters of disks, disks, compact zip and disks can. applied tended the enhancement to be Defendants,

According say “[t]o upon based the fortuitousness of the stor- graphic image file is the container hold- computers, age media when came ing equivalent would be the even in 1992 when the was saying square of cardboard that Demerritt, at 141- adopted. See up makes the Polaroid is the container Graphic images usually conveyed 142. piece even the of can- photograph, or file; by they how are stored varies file upon painted vas which DaVinci was mere- user user. The dissent contends from ly Aplts. the container for the Mona Lisa.” interpretation that our argument Br. at 15. think this under- We late-1990’s, in the which would be correct file when it importance estimates the of a Modem unimaginable comes to A file is a collection computers. (such access, numbers, systems text, speeds, operating internet of information video) improved par- storage capability and have all graphics, sоund or stored on (b)(2), storage, the basic unit of 2. For of subsection purposes but since (A) use, depiction; contains a visual transmissability portability —the (B) magnetic, optical, is stored on a noting It is also worth file—remains. electronic, digital, storage other other rightly have our Fourth Amendment cases device, medium or shall be considered to concentrated be one item. Walser, See, e.g., files. United States If large the offense involved a number (10th Cir.2001) (“The upward of visual depictions, depar- and, age advent the electronic as we see warranted, may regardless ture be development desktop in this (b)(2) applies. whether subsection computers equivа- that are able to hold the (n.2) (Nov.2000). 2G2.4, cmt information, library’s go lent of a worth of categories of con- beyond the established applicable, Whether the amendment however, Analogies doctrine. to other depends clarify- stitutional on whether it is ing substantive. objects, such as dressers or file See U.S.S.G. physical 1B1.11(b)(2) (Nov.1998). cabinets, Amendment not inform the situations do often 1, 2000, which effect took November judges applying we now face as when plea agreement sentencing after the law.”); United search and seizure court, merely the district clarifies the Carey, 172 F.3d *5 guideline applied by the district court. sum, In after our and those of lBl.ll(b)(2), Under section a court “shall cirсuits, our we are not left with a sister amendments, subsequent consider to the scope reasonable doubt about extent that such clarify- amendments are guideline when it comes to this this situa- than ing changes.” rather substantive See States, tion. Moskal v. United 498 See Alvarez-Pineda, United States v. 258 F.3d 108, 461, 112 111 S.Ct. L.Ed.2d U.S. (10th Cir.2001). 1230, 1236 As to the rea- (1990). lenity 449 The rule of is rule of amendment, son for the the Commission resort, for when a last reserved wrote: grievous ambiguity suffers from or uncer- [T]he amendment clarifies the States, tainty. Chapman v. United (b)(2) of the term “item” in subsection 453, 463, 111 S.Ct. 114 L.Ed.2d U.S. § 2G2.4.... The adopts amendment (1991); Tagore, 158 F.3d at 1128 n. 3. holding of all circuits that ad- have interpretation An alternative dressed the matter that a alone, line, standing is insufficient to quаlifies purposes as an item for Moskal, rule. voke the 498 U.S. at enhancement.- The amendment also 111 S.Ct. 461. While the dissent and the provides upward depar- for an invited up have come Defendants with another ture if the offense large involves a num- interpretation, think we have we found a ber of depictions pornog- of child interpretation. reasonable raphy, regardless of the number of provision “items” involved. This invites alternative, In the we could consider an courts to depart upward in cases commentary to the amendment 2G2.4 item, which a particular such as a book and reach the same result. A subsequent- file, or a unusually contains an ly may aрplied enacted amendment be ret- large pornographic images number of roactively, provided merely clarify- it is involving children.” ing Gigley, amendment. United States v. (2000). Supp. App. Id. C. at 51 506 n. 3 following Amendment 592 added ‍​​‌​​‌‌‌​​‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌‌​​​​‌‌‌​‌‌​‌​‌‌​‌​‌‍the com- Distinguishing between amendments mentary: merely that are substantive and those that is, times, task, clarify a difficult A goal but not crimes. central of the guidelines Alvarez-Pineda, in this case. See 258 was to take such latitude away from indi- Kissick, In judges, F.3d at 1236. United States v. vidual instead requiring adherence Cir.1995), to a pre-determined set of rules. U.S.S.G. intro, 1, A., essence, Ch. Pt. court laid out factors comment. which tend to show Congress replaced system that an amendment is the common law pur- for clarification 1) sentencing that had poses long place rather than a been in change: substantive 2) with a system. civil code In a civil code existing precedent; does not overrule system, it revises a commentary note rather than a 3)

guideline; and the authors character- picture judicial process [t]he ized it clarifying. Applying as these fac- emerges fairly is one of activity. routine in analyzing tors the amendment to section judge presented ... is with a fact 2G2.4(b)(2), we conclude that the amend- situation to which a ready legislative merely ment clarifying. response The amend- readily will be found all ment affirmed the conclusions of the four except extraordinary case. His previously circuits had ruled on merely function is to find right legis- the amendment com- provision, revised lative couple it with fact mentary, situation, and the Commission character- and bless the solution that is Thus, ized the amendment clarifying. automatically more or less produced may the amendment applied be retroac- from the union.

tively to the Gigley, Defendants. See HeNRy MeRryman, John The Civil Law F.3d at 506 n. 3. (2d ed.1985). TraditioN rea-,

AFFIRMED. In such a system, judges have less n son to interpret By adopting statutes. *6 SEYMOUR, Judge, dissenting. Circuit sentencing guideline system, legislative the branch has much join responsi- I am removed of this majority’s opin- unable to the bility independent judges from in ion. I am not fаvor of persuaded the United body that can incorporate policy new Sentencing States Guidelines Commission empirical and concerns and research while Congress the term intended “other maintaining uniformity in items” to include sentences. computer files rather intro, 1, A, U.S.S.G. Ch. Pt. comment at 4. Furthermore, than disks. I be- Accordingly, sentencing vagueness guidelines lieve of U.S.S.G. (almost annual) regular reissued on a ba- requires ap- least that we Id. at 1-4. If ply present sis. new situations lenity the rule of in this case. United themselves, Commission, technology changes, if it States is Sentencing Guidelines (Nov.1998). prerogative now the Sentencing Manual With all respect, due I Guidelines Commission to revise and dissеnt. guidelines

amend the to reflect such I then, changes. sentencing purposes, For judges present should not read circum- Congress When Sentencing created the past guidelines. stances into Commission, Guidelines it fundamentally judicial altered the legis- nature of the If by sentencing we are to be bound in determining punish- are, lative roles criminal guidelines, acknowledge as I we then ment. promulgation Prior to we should also exercise in caution our lines, them, courts had wide in assigning reading being latitude interpret careful to punishments people for narrowly. convicted of them The Commission has the 1999) (same). guidelines and amend with One circuit had followed

power to revisе intro, 1, A, in construing guideline light ease. Ch. Pt. Fellows relative U.S.S.6. 2252(a)(4)(b). If 1-2. we offer a narrower of 18 U.S.C. See comment at United Demerritt, (2d than the reading ambiguous provisions Cir.1999). wishes, the can Commission Commission intent, by easily make clear its did by I am not convinced the Ninth Cir- amending guideline the case now cuit’s cursory opinions conclusion and the before us. it, particu- of the courts that have followed larly when considered in the context of the II Thompson statute to which Mr. and Mr. guideline interpret pled guilty. The we here was Naus The advent of the Inter- net, originally adopted provides: 1992 and and its use as a of distributing means possessing “If the offense involved ten or pornography, many child has forced courts books, magazines, periodicals, parse ambiguous meanings more of stat- items, tapes, or other prior technology video utes written to the boom depiction involving exploi- the sexual of the decade. past Statutes written and minor, were, 2by early tation of a increase levels.” amended in the by 1990s 2G2.4(b)(2) (Nov.1998) decade, (empha- longer end of that no as clear. As added). majority result, sis believes that the the meaning of the meaning of “other items” in the plain requires application not quite plain. readily adopts It statutory context is canons of construction. reasoning the Ninth Circuit’s Fellows,

States v. 1200-02 Ill (9th Cir.1998). However, the Ninth Cir- Canons of Constructiоn cuit, majority extension the inter- here, pretation reads A. “other items” Lists and other associated terms 1990s, technological context late plain meaning Because there is no reading thus into it a not was 2G2.4(b)(2), “item” in section we must re- imaginable earlier that decade when the statutory sort to the canons of construction adopted. ambiguity to resolve the language. Fellows, the Ninth process: Circuit held Two aids assist us in this nosci- *7 meaning plain ejusdem the term “item” in tur a sociis generis. and The computer section included files. first that legislative states when “the clear, Id. at 1202. The court’s meaning turned tent or of a statute is not on computer “sep the fact that a user the meaning may can of doubtful words be view, delete, arately copy, or by transmit each determined reference to their relation- file,” graphics discrete ship id. at and that with other associated words and graphics “a file can store 2A phrases.” one or more J. Singer, Norman Suther- (5th Statutory depictions.” § Id. Prior ‍​​‌​​‌‌‌​​‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌‌​​​​‌‌‌​‌‌​‌​‌‌​‌​‌‍to the deci CONSTRUCTION 47.16 land ed.1992). in states, sion the instant two gen- circuits had The second “Where relied on Fellows in ruling specific the issue eral words follow in words a statu- enumeration, now before us. tory See United States v. Har general words are (11th Cir.2000) per, 218 F.3d objects construed to only embrace similar 2G2.4(b) (construing section in light objects of 18 nature to thosе enumerated 2252A(a)(5)(B)); § U.S.C. the preceding specific words.” Id. at Perreault, Cir. 47.17. computer per multiple whether a disk contains question photographs,

The adver- tisements, stories, computer yet or a file is an item and discrete news any sort in nature” to those items listed. we would not consider an individual “similar news- an parties paper page guideline. The this case have focused on “item” under the guideline Dauray, the term “contain” used as See United States v. (2d Cir.2000). qualify majority

it modifies the term “item.” To as 262 The counters “item,” they argue, thing ques- key that a distinction lies in the fact that qualify possess must as a “container” of one files a computer port- tion “world-wide ability trаnsmissibility.” Maj. sort or another. and op. at is, course, 1091. This today. true — problem The central rests on which However, technology that makes such file, thing, computer computer a disk or a portability possible today and transmission “books, magazines, periodicals, is most like was either primordial non-existent or in a tapes.” video at passed.1 state the time the 2G2.4(b)(2). The all items listed consist of a of images, Thompson argue of collections combination Messrs. and Naus text, a Unfortunately, thing physically sound. container is a stores and/or cyberspace it analogue graphic images, just to the within aas book, magazine videotape class of items listed is not or contain im- at all The ages. argument obvious. court Fellows rea- Their makes sense as soned, commonality “The between the Computer well. disks are used as contain- specifically ‘items’ enumerated the sec- ers for discrete in the form of data. they Computer tion is that are all discrete containers data cannot exist without a disk depictions way for visual in much capable being sepa- the same that a video rately manipulated tape and distributed.” Fel- cannot exist without the on which it is lows, file, Similarly, 157 F.3d at 1201. Because “the recorded. a with- view, encoded, can separately copy, user out a medium on which to be no delete, transmit, graphics printed image each discrete more exists than a can exist file,” paper. arguably the court concluded a file without It is disk guideline. separate constituted an “item” under the contains the while the image, files organize Id. at 1201-02. the data thereon. however,

By logic, page disagreement of a here is understanda- magazine, Dauray, could be 215 F.3d at periodical consid- ble. container, contrary in a at- engaged ered to the intent Second Circuit similar all, guideline. tempt interpret manifested in the After page piece paper or individual can be word “matter” as used in 18 U.S.C. 2252(a)(4)(B), “compile” multiple used “store” vi- which the time made knowingly possess A a crime to “3 or more depictions. page newspa- sual from *8 technology floppy 1. In while hard disk existed disks were the most common remova- anywhere Mega- that could store between 5 personal storage computers at ble media in (MB) (GB) data, bytes Gigabytes and 3 time, they that and could hold a maximum of Philip E. Margolis, Random House Personal 1.44 MB of data. Margolis, Comput- Personal (1991), due to elec- Computer Dictionary at 187-88. 1 MB holds the Dictionary er limitations, system personal tronic few and text, equivalent pages of 500 of written much computers support larger could hard drives graphics. less in the case of Robin Williams & than 528 Notes about the Cost MB. Historical Jargon: Cummings, Dictionary Steve An Informal Storage Space, of Hard Drive available at 65-55, (1993). Computer Terms http://winv.alts.net/nsl625/winchest.html. 3'k. films, Lerach, 26, 36, books, Hynes video- Bershad & 523 U.S. magazines, (1998). 140 L.Ed.2d 62 any matter which contain S.Ct. tapes, or other ” added). ap- section 2G2.4 was written to .... Guideline (emphasis depiction visual 2252(a)(4). to 18 ply U.S.C. word “contain” as In the used interpreting .4(b)(2), comment. 2G2 Section statute, equally the court found two 2252(a)(4)(B) possess makes it a crime to First, “to contain” plausible definitions. “books, magazines, periodicals, video have within: hold.” mean “to Id. could or tapes, other matter which contain Second, could mean “to con- “to contain” depiсtion, engaged ...” of a minor in- part: comprise, or in wholly sist of sexually explicit conduct. 18 U.S.C. in Dauray The defendants clude.” Id. 2252(a)(4)(B) added). (emphasis In its Thompson and argued, as do Messrs. argument, government points the to other Naus, picture thing is not a that “a interpretations circuits’ of this statute as government Id. The contains itself.” helpful construing sentencing guide- the paper that the and ink on Dauray asserted line. Br. at In Aplee. my judgment, printed were were the which the however, these reveal the cases confusion Here, picture. the Id. “matter” surrounding language. such Three courts majority argument, makes a similar the interpreted meaning have of “other contains imаge They split matter.” have on whether the in line with the second definition. encompasses computer term or the disks plausible arguments both While computer files thereon. conjecture is not terpretations, such con- Lacy, In United States way to whether vincing either (9th Cir.1997), the court concluded that believed that a framers of “physical “matter” is the medium that con- image file contains an or is the depiction tains the visual —in (much image photo like a Polaroid itself hard drive of [the] and the page mag- on a within a book ” disks.... Id. at 748. It reached this azine). section When by applying conclusion principles two the inter- adopted was statutory interpretatiоn discussed storage net data infancy was its above, ejusdem gen- noscitur a sociis and nearly today. was not as it is as advanced eris, concluding as it did because “matter” much supra See note 1. Disks could hold appeared at the end of a “physical list of less, akin making them more to a book or capable media of containing images.” Id. magazine library. than a When the fram- therefore, ers In Dauray, drafted the it is the defendant likely they more considered the com- possession was found in of thirteen un- (“The puter to an “item” analogous pictures disk to be bound of minors. Id. at 259 guideline. pictures pieces magazine under Because these were pages prove non-disposi- means of photocopies pages.”). construction of those After tive, however, construction, employing turn to related statutes we canons in hopes of a conclusion as to the Second concluded that drawing Circuit the statute’s irretrievably ambiguous intent. framers’

applied rule of lenity. Id. at 264-65. 2. Statutory Structure ‍​​‌​​‌‌‌​​‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌‌​​​​‌‌‌​‌‌​‌​‌‌​‌​‌‍Vig, United States v. on the con- trary, Eighth

“[A] statute is to be considered in all Circuit held “other mat- *9 parts which, its construing any “simply something when one of ter” to mean minimum, them.” Milberg capable containing Lexecon Inc. v. Weiss must be tion, depiction.” distribution and visual transmission of visual Cir.1999). continued, con- images depictions, The cоurt “To particularly S.Rep. clude, that a argue, through as defendants hard the use of computers.” No. (1996). computer equivalent 104-358, above, of a drive is at 7 weAs noted etc., book, magazine, periodical, 2252A(a)(5)(B), would re- section the statute to which in sult the absurd scenario where an indi- pled guilty, defendants here criminalizes possesses vidual who three books with one knowing possession “any mag- statute, apiece depiction violates the azine, film, periodical, videotape, computer images an individual with hundreds of but disk, any other material that contains on a hard drive does not.” Id. at 448. (em- ...” image pornography of child dissenting judge The asserted that аdded). 2252(a)(4)(B), phasis Section majority’s similarly led to a ab- conclusion hand, computer the other does not include pos- surd result where “someone who books, in maga- disk its list of “1 or more containing pro- sessed three books one zines, videotapes, or oth- image scribed each would be in violation er matter.”2 statute, pos- while someone who Sentencing The Guidelines Manual di- sessed a hun- judges to rects use section 2G2.2 or 2G2.4 dreds of such would not be.” Id. to sentence those convicted under 18 (Arnold, M., J., at 451 dissenting) (empha- U.S.S.G., § 2252A. A at App. U.S.C. 433. added). concluded, sis His dissent Only two cases have construed 2G2 section Is a library? hard drive like a book or a .4(b)(2) § light in Harper, 2252A. See significant Is it can files 1286; Perreault, 218 F.3d at 195 F.3d at tangible objects by print- be made into ambigu- 1133. Neither case submitted the just ing, printing or is from files like light ous tearing pages from book? These plain language upon of the statute which inquiries only give kinds of can rise cases, the convictions those intent, speculation congressional about present were based. guesswork and to about which of two

reasonable alternative constructions is § ambiguous Where 18 U.S.C. 2252 is right one. comput- to whether “other matter” means Id. er disks or section 2252A is clear, crystal making it a crime to “know-

The statute under which Messrs. disk, ingly any ... Thompson possesses charged Naus were does ambiguity. not suffer from other material thаt contains an such Pornography pornography....” Child Protection Act of of child 18 U.S.C. 2252A(a)(5)(B) added). 2252A, § § passed supple- (emphasis 18 U.S.C. This subject by filling ment current federal statutes deals with much the same statute 2252(a)(4)(B), § gaps by previously existing legislation left matter as but it was writ- § age language such as 18 U.S.C. enacted ten the internet and its Judiciary Report provides understanding The Senate Committee assistance in said, legislation ambiguous “This is needed due to intended terms technological recording, advances such as “matter” and “items” similar creation, alteration, production, reproduc- statutes. Unlike 2252 and the 2252(a)(4)(B) 105-314, 203(a)(1) (1998). 2. 18 U.S.C. was amended in Pub.L. change 1998 to "3 or more” to “1 or more.” *10 1098 computer analog in includes the 2252A IV “books, magazines, periodicals the list Finally, majority contends the issue 1996, In when “computer ...” as disks.” by this case is answered an amendment software and hardware technolo- computer commentary to the to section 2G2.4. much to point advanced to a closer gy had adopted Amendment 592 the Fellows §of today, spe- the framers 2252A that of of the at terpretation section issue. The punish people posses- for cifically chose commentary to the amendment asserts disks child computer sion of merely clarifying majori- that it is and the possession than for pornography, rather ty accepts this I am not сharacterization. Thus, Congress when computer files. persuaded it is so clear. The Commis- conception its most recent of what gave us sion’s characterization is entitled to some “other matter” or “other would constitute deference but it is dispositive. not United disks, items,” computer it settled on rather (10th Frederick, States v. 897 F.2d 494 thereby I am convinced that than files.3 Cir.1990). Kissick, In United States v. as used in the term “other items” (10th Cir.1995), F.3d this court 2G2.4(b)(2) intended to include com- laid out factors which tend to show that an disks, computer rather than files.4 puter purposes amendment clarification I that “other items” as While would hold rather than The majority substantive. 2G2.4(b)(2) used in section includes com- rightly points out thаt the three Kissick files, at puter computer disks but not factors are satisfied here. The Kissick

very majority should acknowl- least necessarily inquiry, factors do not end edge changes technology and however, especially a case such as this. statutory made the language have ambiguous require applica- analysis guideline line and thus lenity. light tion of the The rule of underlying rule of statute convic- tion, lenity requires interpret ambigu- plain which is on courts its face its cover- statutes, disks, sentencing age computer ous including convinces me that guidelines, ambiguous pre- favor of criminal defendants. term “items” in the Gay, comput- United States v. 1232 amendment incorporates (10th Cir.2001). the rule While is to be er disks and not files. Conse- applied “grievous only ambigui- quently, cases of the 2000 amendment to U.S.S.G. Onheiber, ty,” v. 173 F.3d represents United States substantive Cir.1999), ambiguity change By to the subsection. amending grievous possible incorporate here is as the two inter- pretations radically greatly expands punish- render different re- amendment sentencing purposes. person sults for ment for a convicted under place legislative agree key 3. At no in the record could I not more. There exists a distinc- language Carey find debate over whether the tion between and Walser and the case us, should be files. amended to include now before however. Thosе cases inter-

pret the Fourth and it is Amendment within our bailiwick to construe the Constitution in majority 4. The also maintains that our deci- light changing Carey "rightly circumstances. For reasons sions in Walser and have con- beginning opinion, stated centrated” at the of this ‍​​‌​​‌‌‌​​‌​‌​‌‌‌‌‌​​‌‌‌​‌​‌‌​​​​‌‌‌​‌‌​‌​‌‌​‌​‌‍howev- their files er, sentencing Maj. op. rather than such is not case with the disks. Walser, guidelines, 1091. See United which are to be amended and re- States (10th Cir.2001); Carey, Congress. vised the Commission and We merely narrowly interpret apply I could them. *11 Mondaine, in computer technology past States v. curred in the 2252A. See United (10th Cir.1992) 939, (finding decade, 956 F.2d the above factors convince me that it an amendment substantive because incorrect, majority’s opinion only is not range of violations counta broadened oversteps judiciary’s but the bounds of the sentence). calculating ble in See also responsibility under the current sentenc- Cianscewski, 74, States v. 894 F.2d United ing regime. job It is not our broadly (3d Cir.1990)(“We suggest n. do not guidelines construe the to reflect new tech- Commission, Sentencing that de event, nological In any situations. the rule in claring changes substantive lenity requires us to construe the am- clarifications, merely can amend tended biguous guideline in favor of defendants. retroactively.”); guidelines United reasons, respectfully For these I DIS- 1101, Washington, States v. SENT. (9th Cir.1995)(“Regardless of the Sentenc intent, ing Commission’s stated an аmend apply

ment does not to crimes committed if changes

before its effective date law.”).

substantive say Sentencing

This is not to authority

Commission lacks the to make guidelines.

such amendment Its review, promulgation, role and revi- McBRIDE, Elizabeth Plaintiff- guidelines sion of the is well established. Appellant, States, See Neal 516 U.S. (1996). 116 S.Ct. 133 L.Ed.2d 709 Rather, analyzing after CORPORATION, CITGO PETROLEUM light of the statute under which defendants corporation doing a Delaware busi convicted, were if firm we are left with the Oklahoma, Defendant-Appel ness conviction the amendment effected a lee. change functioning substantive on the No. 01-5039. impact we should consider and, amendment substantive Appeals, United States Court therefore, not retroactive. As the Sixth Tenth Circuit. wrote in a Circuit similar

A petitioner advantage is entitled to the Feb. receiving the sentence he would have initially

received had the Commission unambiguous provision.

drafted an It is punish

unfair defendant clarity, especially

Commission’s lack of acknowledges

when Commission ambiguity.

corrects the States,

Jones v. United

Y

Considering ambiguity major changes

line and the oc- that have

Case Details

Case Name: United States v. Thompson
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Feb 14, 2002
Citation: 281 F.3d 1088
Docket Number: 00-5206, 00-5237
Court Abbreviation: 10th Cir.
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