Lead Opinion
POLSTER, District Judge, delivered the opinion of the court, in which BATCHELDER, J„ joined. CLAY, J. (pp. 295-800), delivered a separate opinion concurring in part, dissenting in part.
OPINION
Defendants Thomas R. Harris and Aaron Taylor appeal from their convictions on
I.BACKGROUND
During the summer of 1998, Detective Stephen Hope of the Chattanooga Police Department (“Chattanooga Police”) learned from a confidential informant that a person known as “Fat Boy” had been selling crack cocaine from a home located at 1241 Poplar Street in Chattanooga, Tennessee (“the residence”). On August 11, 1998, Detective Hope sent the confidential informant to the residence to make a controlled purchase. The confidential informant purchased one “rock” of crack cocaine from “Fat Boy” on that day. On October 8, 1998, the confidential informant returned to the residence and purchased another “rock” of crack cocaine.
On October 9, 1998, Detective Hope prepared an affidavit containing the following information and presented it to a state court judge:
I, Stephen L. Hope, hereby apply for a search warrant and make oath as follows:
1. I am a sworn Chattanooga Police Officer with the Narcotics Division, where I have been assigned to the Narcotics Division since 1996.
2. That on the [sic] 10-8-98, I received reliable information from an informant I have known for the last five months.
3. The said informant has proven to be reliable after the information said informant provided was independently corroborated by Detective Hope.
4. The said informant has provided information in the past that has lead [sic] to the arrest and conviction of individuals in violation of narcotic laws.
5. The said informant has provided information to other law enforcement officers in the past that has proven to be true and correct when independently corroborated by those other law enforcement officers.
6. The said informant has made several controlled narcotic buys for me in the last five months.
7. That said informant advised me that within the last 72 hours said informant was on the premises of said John Doe (alias), who resides in or occupies and is in possession of the following described premises, to wit; 1241 Poplar Street Court, Chattanooga, Hamilton County, Tennessee., [sic] While there said informant saw legend and/or narcotic drugs including Crack Cocaine, the same being on said premises in the possession of and control of said John Doe (alias).
Wherefore, as such officer acting in performance of my duty in the premises I pray that the Court issue a warrant authorizing the search of the said John Doe (alias) and the premises herein described for said legend and/or narcotic drugs including Crack Cocaine and that such search be made either by day or night.
In addition to filing the affidavit, Detective Hope orally advised the state court judge of the name and identity of the confidential informant and of the fact that the confidential informant had made two controlled buys at the residence. The state court judge issued the search warrant based upon the information presented to him. Later the same day, October 9, 1998, Detective Hope sent the confidential informant back to the residence to attempt another controlled buy. The confidential
On October 13, 1998, the Chattanooga Police executed the search warrant that had been issued four days earlier. When they arrived at the residence, the police officers knocked on the front door and announced their presence. After receiving no response, the officers entered the residence. Officers caught Defendant Taylor attempting to flee the residence while carrying crack cocaine on his person. A detective found Defendant Harris in a second-floor bathroom, seated on a toilet with' a pile of crack cocaine located next to him. The detective did not knock before entering the bathroom, but had shouted, “Police, warrant!” as he proceeded up the stairs to the second floor.
Both defendants filed motions to suppress evidence obtained by police during the search. Taylor’s motion to suppress argued that the affidavit in support of the search warrant did not establish probable cause and that the good faith exception to the exclusionary rule should not apply because the officer knew or should have known that he did not have probable cause. Harris’ motion to suppress argued, that the evidence found in the bathroom should be suppressed because the detective violated Harris’ legitimate expectation of privacy by entering the bathroom while he was seated on the toilet without first knocking on the closed door and announcing the purpose of entry. Although Harris did not raise lack of probable cause for the search in his motion to suppress, he subsequently joined in the motion filed by Taylor.
Following a joint evidentiary hearing, the trial court denied Taylor’s motion to suppress. Although the court found that the detective’s affidavit “f[ell] a little short of establishing probable cause under the Fourth Amendment,” it concluded that the search fell within the good faith exception to the exclusionary rule set forth in United States v. Leon,
On August 16, 1999, Taylor and Harris entered conditional guilty pleas, admitting the factual basis for their convictions, but reserving the right to challenge the district court’s denial of their motions to suppress. On appeal, both defendants contend that the district court erred in finding that the Leon exception applied. Harris further contends that the trial court erred in finding that he had no legitimate expectation of privacy while using a toilet in the bathroom of the residence.
II. DISCUSSION
A. Standard of Review
A district court’s ruling on a motion to suppress is subject to a mixed standard of review. The factual findings supporting the court’s decision must be accepted unless they are clearly erroneous. United States v. King,
B. The Search Warrant
The Fourth Amendment provides that “no Warrants shall issue, but upon probable cause supported by Oath or affirmation.... ” U.S. Const. Amend. IV. This Court has defined probable cause as “reasonable grounds for belief, supported by less than prima facie proof but more than mere suspicion.” United States v. Bennett,
In this case, the district court held that the affidavit provided by Detective Hope to the state court judge did not provide a sufficient basis for establishing probable cause for the search. It reached this conclusion after reviewing the decision in United States v. Allen,
During the pendency of this appeal, this Court, sitting en banc, reversed the panel decision in Allen relied upon by the district court.
In the case at hand, Detective Hope provided the state court judge with an affidavit stating that he had known the confidential informant for five months, the informant had made several controlled narcotics buys for him during that time, and that the informant had provided reliable information in the past to him and others in the department. The affidavit further recited that the informant had provided information that led to the prosecution and conviction of individuals for violation of narcotics laws. Accordingly, the affidavit in this case provided more detail evidencing probable cause than the Allen affidavit, which recited the informant’s value in prosecuting individuals charged in “criminal activity,” and which did not recite that the informant had made recent undercover drug purchases.
When he appeared before the state court judge, Detective Hope revealed the confidential informant’s identity and orally advised the judge that the informant had
Moreover, even if there was not probable cause for the issuance of the warrant, the fruits of the search would have been admissible under United States v. Leon,
In the absence of an allegation that the magistrate abandoned his detached and neutral role, suppression is appropriate only if the officers were dishonest or reckless in preparing their affidavit or could not have harbored an objectively reasonable belief in the existence of probable cause.
Id. at 926,
In this case, there is no evidence that the state court judge abandoned his detached or neutral role or that Detective Hope was dishonest or reckless in preparing the affidavit. Nor is there reason to believe that a reasonably well trained police officer would not have believed that there was probable cause to search the home. Detective Hope received information about drug-related activities at 1241 Poplar Street from a confidential informant he had known for five months and who had provided reliable information in the past. Unlike the officer in Allen, Detective Hope corroborated the informant’s tip prior to seeking a warrant by arranging for two controlled purchases from the address. Detective Hope included most of this information in his affidavit and provided additional sworn testimony at the hearing on the warrant. Under these circumstances, a reasonable police officer, even one who was operating under the since vacated Allen decision, would have concluded that there was probable cause to search the residence.
On appeal, Defendant Taylor argues that a reasonable officer would no longer have believed that there was probable cause for the search because the confidential informant failed to purchase drugs at the residence on the day the warrant was issued and officers waited four days before executing the warrant. This argument was not raised below, and is therefore waived. See, e.g., J.C. Wyckoff & Associates, Inc. v. Standard Fire Ins. Co.,
This case is no different than it would have been had Officer Hope sent the informant into the residence at 1241 Poplar Street on three occasions prior to applying for the search warrant and the informant had been successful in purchasing drugs on only two of the occasions. Probable cause is not defeated simply because an informant was unable to purchase drugs on one occasion prior to the execution of the search warrant. See, e.g., United States v. Charles,
For the above reasons, we hold that there was probable cause for the issuance of the search warrant, and further, that the district court did not err in finding that the Leon exception would apply even in the absence of a warrant founded on probable cause.
C. Expectation of Privacy in Bathroom
Defendant Harris has conceded that he was merely a casual (non-overnight) visitor at 1241 Poplar Street when the search was executed. Accordingly, his only basis for suppressing the fruits of the search is his claim that he had a legitimate expectation of privacy while using the bathroom during the search, a contention rejected by the district court.
A person who claims that his Fourth Amendment rights were violated by an unreasonable search must establish that he or she had a subjective expectation of privacy in the premises searched and that society would recognize his or her expectation as legitimate. Minnesota v. Carter, 525 U.S. 83,
Harris attempts to circumvent the difficulties of establishing that he had a legitimate expectation of privacy in the residence by focusing on the fact that he was using a bathroom at the time of the raid. Citing United States v. Delaney,
In Delaney, the Eighth Circuit Court of Appeals recognized that an occupant of a stall in a public restroom may have a reasonable expectation of privacy against clandestine police surveillance, but rejected the privacy claim of a defendant who police observed in a restroom stall during the course of “a lawful investigative stop.”
In this case, police were not engaging in clandestine surveillance of a public restroom, but instead were executing a search warrant at a private residence known as a center of drug trafficking activity. Extending the “knock and announce” rule to any interior door that might have a bathroom behind it would far exceed the requirements of the Fourth Amendment and would substantially hinder law enforcement efforts. See, e.g., United States v. Spikes,
III. CONCLUSION
For the reasons stated above, we AFFIRM the district court’s denial of the defendants’ motions to suppress.
Notes
. Detective Hope testified at the suppression hearing that when he appeared before the state judge on October 9, 1998, to apply for the search warrant, the state judge put Hope under oath.
Concurrence Opinion
concurring in part and dissenting in part.
Although I concur in the majority’s holding that Defendant Harris lacks standing to assert a Fourth Amendment challenge, there are two bases upon which I believe the evidence should have been suppressed with respect to Defendant Taylor. First, the affidavit in support of the search warrant was insufficient because it was a bare-bones affidavit that did not show probable cause. Second, any probable cause that could have existed at the outset was vitiated by the police officer’s knowledge of
I.
Although the majority finds that probable cause existed under this Court’s weakened probable cause requirements of its en banc opinion in United States v. Allen,
In United States v. Weaver,
Similarly, in the case at bar the issuing magistrate had no reason to presume that evidence of wrongdoing would be on the premises at the time of the execution of a search warrant. The informant merely stated that he had seen drugs, including crack cocaine, on the premises within the past 72 hours. The affidavit contained no mention, precise or otherwise, of the quantity of drugs observed. In fact, the affidavit did not even allege that there was a quantity of drugs still on the premises or that they were being held there for sale. As far as the magistrate knew, the drugs observed were the same drugs purchased by the informant. In addition, the confidential informant failed to state why he believed this suspect resided at or was in control of the premises in question.
Even when supplemented by the detective’s oral testimony before the issuing magistrate regarding the controlled buys, the affidavit still fails to establish probable cause to believe that evidence of wrongdoing would be discovered on the premises. While at least two controlled buys at the residence resulted in the purchase of controlled substances, these transactions
Affidavits must be judged based on the totality of “the circumstances” and answer “the commonsense, practical question [of] whether there is ‘probable cause’ to believe that contraband or evidence is located in a particular place.” Illinois v. Gates,
II.
Although the affidavit and supporting testimony fail to establish probable cause even under Allen, I believe that any probable cause that may have existed at the time the warrant was issued was subsequently vitiated by the third controlled buy that yielded no contraband and the additional evidence known to the detective pri- or to the search.
The majority contends that the failed controlled buy attempt had no bearing on the existence of probable cause at the time
First, there was a high degree of independent corroboration in Charles as evidenced by an undercover buy made at the defendant’s residence by a known informant accompanied by an undercover law enforcement officer. Id. at 260. During this undercover buy, the defendant showed the officer and the informant a certain amount of cocaine base, which they negotiated to purchase. But the officer later realized that the defendant had only given them half of the amount of drugs that they were shown. In addition, the informant had indicated that the defendant was a bulk cocaine dealer, thereby raising the inference that there were still some drugs on the premises. While making the undercover buy, the officer saw three firearms on the premises as well as the same customized Buick station wagon that the informant had previously indicated the suspect drove. Over the next few weeks, the officer made several unsuccessful attempts to purchase drugs from the defendant. However, the Court found that these attempts w’ere unsuccessful because the officer was concerned for his safety. Moreover, the officer claimed that during one of those unsuccessful attempts the defendant actually admitted to possessing cocaine.
Due to this and other corroborative evidence, the Court held that “[although under some circumstances a material omission may invalidate an otherwise valid search warrant, ... [the officer’s omission of the unsuccessful controlled buy attempts] was not material in this case.” Id. at 264 (citing United States v. Bonds,
III.
For the same reasons articulated above, I believe that the good faith exception recognized in United States v. Leon,
The affidavit in support of the warrant was “so lacking in indicia of probable cause as to render official belief in its existence objectively unreasonable.” Id. at 923,
Inasmuch as “the existence of probable cause is a function of the inherent nature of the crime,” United States v. Canan,
This Court has held that “[w]here recent information corroborates otherwise stale information, probable cause may be found.” United States v. Henson,
The law enforcement officers therefore had no basis for a good faith belief that drugs were on the premises at the time they executed the warrant. When or whether drugs would again be on the premises was, in the absence of some additional information, a matter of pure conjecture. A reasonably well-trained officer would not rely on such speculative guesswork, especially when contemplating entering a residence, the place in which citizens have the most widely recognized expectation of privacy.
Regardless of what the detective considered to be his instinctive feeling, he could not have in good faith believed that probable cause existed simply because he informed the magistrate of the informant’s name and the two successful controlled buys in the past. Under Tennessee law, issuing magistrates may not consider evidence outside the four corners of the affidavit in making a probable cause determination. See State v. Moon,
For these reasons, the good faith exception would not apply to save the fruits of what I believe to be an illegal search. I therefore respectfully dissent.
. Although the majority claims that this issue was waived, I do not believe this to be the case. Instead, the issue addressed in this section was necessarily involved in the challenge to the issuance of the warrant.
. The majority also cites a district court case from another circuit, United States v. Sugar,
. Although the staleness doctrine is usually discussed in the temporal sense, time is not the only factor that can lead to staleness of information. This Court has previously held that in determining whether information contained in an affidavit for a search warrant is stale, the length of time between the events listed in the affidavit and the application for the warrant, while relevant, is not dispositive:
Instead of measuring staleness solely by counting the days on a calendar, courts must also concern themselves with the following variables: the character of the crime (chance encounter in the night or regenerating conspiracy?), the criminal (nomadic or entrenched?), the thing to be seized (perishable and easily transferable or of enduring utility to its holder?), the place to be searched (mere criminal forum of convenience or secure operational base?),....
Spikes,
. See Elkins v. United States,
[I]n federal court, [the exclusionary] rule only requires the court to exclude evidence seized in violation of the Federal Constitution. A state may impose a rule for searches and seizures that is more restrictive than the Fourth Amendment; that is, the state may exclude evidence in state trials that would not be excluded by application of the Fourth Amendment alone. However, the state rule does not have to be applied in federal court.
